HIGH
COURT OF AUSTRALIA
Street
Vs.
Queensland Bar Association
(Mason C.J.(1), Brennan(2), Deane(3),
Dawson(4), Toohey(5), Gaudron(6) and McHugh(7) JJ.)
16 November 1989
MASON C.J.
1.Mr Street is a barrister
resident in New South Wales and admitted to practice as a barrister in the
Supreme Courts of New South Wales, Victoria, South Australia and the Australian
Capital Territory. He was refused admission as a barrister of the Supreme Court
of Queensland on 22 May 1987. This refusal was based upon his failure to comply
with two requirements which formed part of the Rules Relating to the Admission
of Barristers of the Supreme Court of Queensland ("the Rules").
2. First, Mr Street intended to remain a resident
of New South Wales notwithstanding that the necessary affidavit required him to
state on which day he "arrived ... in the State of Queensland". This
requirement is said to mean that the person seeking admission must be a
resident of Queensland. Secondly, he did not cease practice in New South Wales,
nor did he intend to do so. A statement that he ceased to do so was explicitly
required to be made in the affidavit referred to above. Mr Street's intentions
have not changed in the relevant respects.
3. The Full Court of the Supreme Court, having
rejected argument based upon ss.92
and 117
of the Constitution
to the effect that the requirements which Mr Street had failed to meet were
invalid by reason of contravention of one or both of those provisions, ordered
that Mr Street's application for admission to practice as a barrister in the
Supreme Court of Queensland be refused. On 10 June 1987 Mr Street filed notice
of an application to this Court for special leave to appeal from that decision.
Before the application could be heard, the Governor in Council on 2 July 1987
amended the Rules. These amendments are described below. The Court subsequently
adjourned the application until the present hearing.
4. Mr Street claims that he is unable to comply
with the amended Rules without foregoing his place of residence in Sydney and
his practice as a barrister in New South Wales. He contends that the amended
Rules are in contravention of ss.92
and 117
of the Constitution
for reasons similar to those that he advanced before the Supreme Court in
relation to the Rules before they were amended. He has brought a second action,
by way of stated case, which requires examination of the amended Rules.
5. The first question is whether the amendments
of 2 July 1987 are retrospective in their application to Mr Street. If their
effect is to preclude him from continuing to seek admission under the Rules as
they stood when he initially sought admission, then the question whether the
Full Court erred in its decision is not one appropriate for the grant of
special leave to appeal, especially since the questions of general principle
raised by the application for special leave are broadly the same as those
raised by the stated case. If the amendments are not retrospective in their
application to Mr Street, then those questions naturally arise in the context
of Mr Street's application for admission and the case would be appropriate for
the grant of special leave.
6. It is therefore necessary to consider s.20
of the Acts
Interpretation Act 1954
(Q), which states:
"(1) Where any Act repeals or amends ...
wholly or in part any former Act ..., then,
unless the contrary intention appears, such
repeal or amendment ... shall not -
...
(c) Affect any right, interest, title,
power or privilege created, acquired,
accrued, established or exercisable, or
any status or capacity existing, prior
to such repeal or amendment ...; or
...
(e) Affect any investigation, legal
proceeding, or remedy in respect of any
such right, interest, title, power,
privilege, status (or) capacity ..."
7. Unless the contrary intention appears, "Act" extends to include
Orders in Council: s.5(2).
No contrary intention was suggested. Nor is there any "contrary
intention" in the amending Order in Council for the purpose of s.20.
The question then becomes whether on 2 July 1987 there existed in relation to
Mr Street a right, interest, title, power or privilege within the meaning of s.20.
It is not clear from the available materials to what extent Mr Street had
complied with the Rules as they then stood. But in the Supreme Court, Connolly
J. said that he was "in all respects qualified to be admitted as a
barrister in Queensland, save that he intends to continue as a resident of New
South Wales and has not ceased to practise and does not intend to cease to
practise as a barrister of his State of residence". This statement
strongly suggests that, had Mr Street's constitutional arguments prevailed, he
would have been granted admission. The Full Court suggested no other impediment
to admission. In view of the approach of the Full Court, it appears that the
order for admission would have been no more than a formality had it accepted
his arguments. If the Full Court was wrong in not doing so, then Mr Street was
denied the right to admission, a right established by him and subject only to
its formal recognition by the Supreme Court.
8. The grant of special leave to appeal is
opposed on the ground that as the Rules were amended on 2 July 1987 the
questions sought to be argued by Mr Street are no longer of general interest.
The answer to that submission is that the questions sought to be argued are of
general importance even though the actual decision in the appeal may not
directly affect applications for admission under the amended Rules. Mr Street's
case raises questions concerning the interpretation of ss.92
and 117
of the Constitution
in the context of the admission to practice as a barrister in Queensland of a
person admitted to practice as such in another State. The validity of the
legislative exclusion from practice in Queensland of non-resident practitioners
admitted to practice in other States is in itself a matter of public
importance. In this situation the Court should not refuse to grant special
leave when the applicant had a vested right under s.35
of the Judiciary
Act 1903 (Cth) to apply for special leave to appeal when the Rules were
amended. And I should point out that this Court's function is to determine
whether the decision appealed from was correct when it was given: Victorian
Stevedoring and General Contracting Co. Pty. Ltd. and Meakes v. Dignan [1931]
HCA 34; (1931) 46 CLR 73; Mickelberg v. The Queen [1989]
HCA 35; (1989) 63 ALJR 481; 86 ALR 321.
The indications that the amendments are not
retrospective in this case are sufficiently strong to warrant the grant of
special leave. On this basis special leave to appeal should be granted. I shall
therefore consider the appeal before turning to the stated case.
9.
Prior to 2 July 1987, r.15 of the Rules stated as follows:
"Subject
to the provisions of any
Statute relating to admission and to the
provisions of these Rules, every person
applying to be admitted as a barrister
shall:-
...
(d) possess one or other of the
following qualifications:-
(1) He shall have passed or be
deemed to have passed at all
stages as required under these
Rules;
(2) He shall have obtained a
degree in Law with prescribed
or approved subjects at a
University within the State of
Queensland or other Australian
University approved by the
Board, not being an honorary
degree, and shall have
performed all necessary
practical work to the
satisfaction of the Board, and
shall have passed Stage 6
within the meaning of Rule 32;
or
(3) He shall have been duly
admitted as a barrister-at-law
or advocate in the United
Kingdom; or
(4) He shall have been duly
admitted as a barrister-at-law
in New South Wales or as a
barrister-at-law in the
Dominion of New Zealand or as
a barrister and solicitor in
Victoria; provided that in the
latter case proof be given
that he has signed and remains
upon the roll of counsel of
that State, and provided that
in any of the three cases
mentioned in this paragraph it
be established to the
satisfaction of the Board,
that the State in question, or
the Dominion of New Zealand,
as the case may be, grants
reciprocity of admission to
barristers-at-law of the
Supreme Court of Queensland;
or
(5) He shall have been duly
admitted as a barrister or as
a barrister and solicitor of
any State other than
Queensland, New South Wales
and Victoria or of the
Australian Capital Territory
or of the Northern Territory,
provided that it be
established to the
satisfaction of the Board that
the State or Territory in
question grants reciprocity of
admission to barristers-at-law
of the Supreme Court of
Queensland, and provided that
he shall in that State or
Territory have been in actual
practice for twelve months
exclusively as a barrister.
He shall undertake that on
admission and while remaining
on the roll of barristers of
the Supreme Court of
Queensland he shall not
practise elsewhere as a
solicitor; or
(6) He shall be a solicitor of the
Supreme Court of Queensland
having been five years in
actual practice in Queensland;
or
(7) He shall have obtained the
degree of Bachelor of Arts
(Law) (or the equivalent
degree however entitled) with
prescribed or approved
subjects at the Queensland
Institute of Technology, not
being an honorary degree, and
shall have performed all
necessary practical work to
the satisfaction of the Board,
and shall have passed Stage 6
within the meaning of
Rule 32."
Rule
38(d) stated that a person
relying upon a previous admission was required to include in an affidavit the
statements set out in Form 10, which provided, so far as is relevant:
"(6) That I ceased to practise as
a
barrister in (here set forth the dates when
the applicant ceased to practise in the
various Courts to which he has been admitted,
and the nature of his employment hereafter.)
(7) That I arrived on the day of
, 19 , in the State of Queensland."
Although counsel contended otherwise,
I do not regard the relevant parts of Form 10 as inconsistent with the Rules or
beyond the scope authorized by them; r.38(d) clearly incorporates the terms of
the Form by reference and is not merely procedural in nature.
10. I turn first to consider s.117 of the Constitution in its application to the impugned
provisions. The section is in these terms:
"A subject of the Queen, resident
in any
State, shall not be subject in any other
State to any disability or discrimination
which would not be equally applicable to him
if he were a subject of the Queen resident in
such other State."
11. This Court has twice considered
this provision at length, first in Davies and Jones v. The State of Western
Australia [1904] HCA 46; (1904)
2 CLR 29 and later in Henry v.
Boehm [1973] HCA 32; (1973)
128 CLR 482. Counsel for Mr
Street submitted that the Court should reconsider these decisions. It is
convenient in the first instance to ascertain precisely what Davies and Jones
and Henry v. Boehm decided.
12.
In Davies and Jones rates of estate duty payable in relation to beneficiaries
who were "persons bona fide residents of and domiciled in Western
Australia" were reduced in comparison with those payable generally. The
relevant beneficiary was neither a resident of, nor domiciled in, Western
Australia. Had he been domiciled in Western Australia the result would arguably
have been different, but, since he was not, the Court held that there was no
discrimination between subjects of the King residing in Queensland and those
residing in Western Australia. The beneficiary's individual circumstances
determined the result. The relevant discrimination, which in the Court's view
was on the basis of domicile, was not the mischief aimed at by s.117. Accordingly, the executors' action to
obtain on behalf of the beneficiary the reduced rates of duty failed. Had the
only effective discrimination been on grounds of residence, then s.117 would have applied to render it
ineffective. Thus Barton J. stated that it is "discrimination on the sole
ground of residence outside the legislating State that the Constitution aims at in the 117th section"
(at p 47). Likewise, O'Connor J. (at p 49) considered that the section was
directed to a disability or discrimination based solely on the ground of
residence in another State. In this respect his Honour pointed out that the
word "residence" had quite a different meaning from the word
"domicile" in the Western Australian statute imposing estate duty. In
the ultimate analysis Davies and Jones decided no more than that a disability
or discrimination by reference to residence and domicile is not a discrimination
which falls within the operation of s.117.
13. Henry v. Boehm stands as authority
for the proposition that a requirement of continuous residence within South
Australia for a period of time, on the part of a legal practitioner admitted to
practice in another State, as a condition of entitlement to apply for admission
as a legal practitioner within South Australia, was not a disability or
discrimination falling within s.117. Barwick C.J., McTiernan, Menzies and Gibbs JJ., with Stephen J.
dissenting, held that rr.27 and 28 of the Rules of Court Regulating the
Admission of Practitioners 1955-1972 (SA) did not fall within the section. The
Rules were as follows:
"27.(1) An applicant previously
admitted
elsewhere shall reside for at least three
calendar months in the State continuously and
immediately preceding the filing of his
notice of application for admission.
(2) This rule shall not apply to an
applicant who satisfies the Board of
Examiners -
(i) that he ordinarily resides in and
is domiciled in this State; ...
28.(1) An applicant previously admitted
elsewhere shall, in the first place, be
admitted conditionally only for a period of
one year.
(2) After the expiration of that period
the applicant may be granted absolute
admission if he satisfies the Court by
affidavit that since his conditional
admission, and until the day of the
application for the order absolute, he has
continuously resided in the State, and has
not pursued any occupation or business other
than the proper business of a practitioner.
(3) This Rule shall not apply to any
applicant who does not require the
residential qualification prescribed by the
preceding Rule."
14. The argument in Henry v. Boehm was
that the Rules discriminated against the plaintiff on account of his residence
in Victoria because they required him to give up his residence in that State as
a condition of practising in South Australia: see p 483. The majority met that
argument with the proposition that the concept of "resident" in s.117
connotes a person whose residence is not merely temporary but has a degree of
permanence about it: see pp 487, 489-490, 492-493, 496-497. The plaintiff's
permanent residence in Victoria was not impeded. Consequently the Rules, by
insisting on the plaintiff's temporary continuous presence in South Australia
for three months under r.27 and twelve months under r.28, did not discriminate
against his continuing residence in Victoria. The majority also concluded that
the Rules did not subject the plaintiff to any disability or discrimination
which would not equally apply to him if he were a resident of South Australia:
see pp 490, 494, 498. This conclusion necessarily followed from the
interpretation which the majority gave to the word "resident" in
s.117 and from the consequential finding that the Rules did not require the
plaintiff to abandon his residence in Victoria.
15. It seems that the ultimate finding
that the Rules did not subject the plaintiff to any disability or
discrimination which would not apply equally to him if he were a resident of
the legislating State may have reflected a view on the part of one or more
Justices that such a disability or discrimination would otherwise fall within
the ambit of s.117. However, it is significant that Barwick C.J. (with whom
McTiernan J. agreed) found it unnecessary to explore the implications of the
view of Griffith C.J. in Davies and Jones (at p 39) that if residence of any
kind in a State was made the basis of a privilege in a State, the State law
must accord the like privilege to persons having residence of the same kind in
another State. Whilst finding difficulty with this proposition, Barwick C.J.
found no reason to determine its correctness. Nor did Gibbs J.: see pp 495-496.
This suggests that the majority did not regard the meaning of
"resident" as conclusive of the case.
16. Gibbs J. observed (at p 496) that
O'Connor J., who referred in Davies and Jones (at p 53) to the imposition of
"some other substantial condition or requirement", may have meant
"that the imposition of the additional condition or requirement should not
have been a merely colourable attempt to disguise the fact that the
discrimination was really based on residence alone". Later Gibbs J.
remarked (at p 496):
"It is unnecessary to consider
whether, in
accordance with the suggestion made by
O'Connor J., in some cases the specification
of a period of residence might, having regard
to the provisions of the statute as a whole,
be treated as insubstantial or illusory so
that in reality the law should be regarded as
effecting a discrimination on the ground of
residence alone."
17. But the point remains that Henry
v. Boehm decided that the suggested discrimination, ineligibility for admission
in the absence of continuous "residence" in South Australia for the
stipulated periods, was not within the operation of s.117 because all persons,
whether permanently resident in South Australia or not, were subject to the
requirements as to "residence". Stephen J., in his dissenting
judgment, took issue on several grounds with this approach to the operation of
s.117. Whereas the majority compared the situation of the out-of-State resident
with that of actual residents of the legislating State, Stephen J. compared the
actual situation of the out-of-State resident with his hypothetical situation
were he a resident of the legislating State. His Honour observed (at p 501):
"... the process of comparison
which the
section calls for must be undertaken, the
plaintiff's actual situation must be
contrasted with a hypothetical one which
differs from actuality only because it
assumes the plaintiff to be a resident of
South Australia; in making the comparison
called for by s.117 no departure from
actuality is to be made other than this one,
relating to the plaintiff's residence".
This comparison gave meaning to the
section's central comparative words "if he were", rather than placing
a strained meaning on the word "would" which is a term of emphasis
but is in the subjunctive form appropriate to the hypothetical situation
postulated. On this view the possible situation of other persons was
"wholly irrelevant" (at p 502).
18. It followed that Stephen J.
disagreed with the majority in another important respect, rejecting (at pp
502-503) the view that a disadvantage is equally applicable to all if it is the
consequence of a requirement of universal application. As his Honour remarked
(at p 502):
"(I)f the discriminating factor
relates to
the personal attributes of individuals some
only of whom possess those attributes then,
while the requirement may be said to apply
equally to all, the disadvantage will apply
unequally for it will apply only to those who
do not possess those attributes."
So it is no answer that a challenged
statutory requirement as to residence applies equally to all, to those resident
in the legislating State as well as to those resident out of the State; the
disadvantage involved in compliance with the requirement may nevertheless apply
unequally (at p 503) by compelling the out-of-State resident to give up his
place of abode in order to qualify for admission in the legislating State.
19. The final point of departure in
the judgment of Stephen J. was that his Honour (at p 504) agreed with the
"distributive" meaning assigned to "resident" in s.117 by
Griffith C.J. in Davies and Jones (at p 39). There the Chief Justice applied
the section:
"to any kind of residence which a
State may
attempt to make a basis of discrimination, so
that, whatever that kind may be, the fact of
residence of the same kind in another State
entitles the person of whom it can be
predicated to claim the privilege attempted
to be conferred by the State law upon its own
residents of that class".
20. There are powerful reasons for
adopting this interpretation of "resident" in s.117. The very object
of federation was to bring into existence one nation and one people. This
section is one of the comparatively few provisions in the Constitution which was designed to enhance
national unity and a real sense of national identity by eliminating disability
or discrimination on account of residence in another State. In this respect the
section should be seen as a counterpart to other provisions in the Constitution which prohibit discrimination between
the States in matters of taxation, trade and finance (ss.51(ii), 92 and 99). In James v. The Commonwealth [1936] UKPCHCA 4; (1936) 55 CLR 1; (1936) AC 578 Lord Wright (at pp 43-44; p 614 of
AC) regarded the section as analogous to s.92 and referred to it as providing a constitutional
guarantee of equal rights of all residents in all States. And, although the
language of s.117 differs
from that of Art.IV s.2 of the United States Constitution, there can be no doubt that the
American model had an influential impact on the framers of our Constitution, at least to the extent of
illustrating the need for a provision which, by guaranteeing to out-of-State
residents who were British subjects an individual right to non-discriminatory
treatment, would bring into existence a national unity and a national sense of
identity transcending colonial and State loyalties.
21. These considerations, as well as
the use of the expression "resident in" rather than "resident
of" (cf. ss.75(iv), 100; Henry v. Boehm, at pp 504-506),
point to a liberal, rather than a narrow, interpretation of
"resident" in s.117, an interpretation which will guarantee to the individual a right to
non-discriminatory treatment in relation to all aspects of residence.
Accordingly, I favour the "distributive" interpretation adopted by
Griffith C.J. in Davies and Jones and Stephen J. in Henry v. Boehm in
preference to that taken by the majority in the latter case. The assimilation
of "resident" in s.117 to "permanent resident" is arbitrary in the sense that the
word is capable of a variety of shades of meaning and there is nothing in the
context to support the selection of a meaning which works the greatest
restriction in the operation of the section.
22. Section 117 is contained in Ch.V of the Constitution, which is entitled "The
States". Chapter V contains a miscellany of provisions, all of which,
except s.116, relate to
the States. Some of these sections (ss.114, 115, 116) expressly
prohibit the States or the Commonwealth from doing certain things. Others (ss.119, 120) impose duties upon the States. Section 117 is strikingly different. It is not
expressed in terms similar to those of the surrounding sections. Notably, it
relates not to a State or the Commonwealth, but to a "subject of the
Queen". Its form and language indicate that s.117 is directed towards individuals and
their protection from disability or discrimination of the kind contemplated by
the section, and that it is not, except to that extent, a restriction on State
or Commonwealth legislative power. So a person not subjected to any relevant
disability or discrimination by a particular law could not have that law held
invalid by establishing that it subjects a third person to such a disability or
discrimination; that circumstance would not lead to a striking down of the
offending law. Conversely, a person who would, but for s.117, be so affected by the law is immune
from its operation in so far as it subjects him to impermissible disability or
discrimination, though the law itself remains valid in its application to
persons who would not be so affected. Perhaps an enactment might be rendered wholly
invalid by s.117 if it
depended for its operation upon the imposition of a prohibited form of
disability or discrimination, but that is not a question which I need to
examine. Its only significance in the present case is that it may serve to
explain references to the validity of the State legislation in Davies and
Jones. These remarks are explicable on the basis that, had the Court equated
domicile with residence or otherwise regarded domicile as within the province
of s.117, the result would
possibly have been to deny the validity of the offending enactment because it
enacted a prohibited form of discrimination.
23. The preponderant weight of opinion
denies the individual focus which Stephen J. gives to s.117. With the exception of his Honour's
dissenting judgment in Henry v. Boehm, all the judgments in Davies and Jones
and Henry v. Boehm insist on comparing the way in which the non-resident of the
legislating State is affected by the law of that State with the way in which
residents of that State are affected: Davies and Jones, per Griffith C.J. at p
39, Barton J. at p 45 and O'Connor J. at p 49; Henry v. Boehm, per Barwick C.J.
at p 489, Menzies J. at pp 492-493 and Gibbs J. at p 496. This approach denies
the individual focus of the section by addressing itself to the general range
of circumstances in which the State law applies.
24. However, as Stephen J. points out,
the terms of the section invite a comparison of the actual situation of the
out-of-State resident with what it would be if he were a resident of the
legislating State. The section does not invite a comparison between his actual
situation and that of other residents of the legislating State. Such a
comparison poses the question whether or not the law necessarily applies
differently to residents of the legislating State. The answer to that question
will almost invariably be in the negative due to the range of persons in
differing situations within the legislating State and the fact that some of
those persons will probably be affected by the law in the same manner as the
out-of-State resident. Thus, the mode of comparison adopted in the decided
cases, though not suggested by the terms of the section, has confined the
operation of the constitutional guarantee. When that mode of comparison is
combined with the assimilation of "resident" to "permanent
resident", the effect has been to deprive the section of any significant
utility.
25. Another difficulty with the
existing interpretation of s.117 is that it appears to proceed according to a narrow view of what amounts
to a disability or discrimination. The statement of Griffith C.J. in Davies and
Jones (at p 39) that I have already quoted, which was endorsed by Stephen J. in
Henry v. Boehm, like that of Barwick C.J. in Henry v. Boehm (at p 489),
suggests that, in order to bring the section into operation, the State law must
make the fact of being a resident in another State the criterion of the
disability or discrimination. Again, this seems to be an unduly limiting
notion. In terms, the section applies when a subject of the Queen, being an
out-of-State resident, is subject to a disability or discrimination under State
law. The section is not concerned with the form in which that law subjects the
individual to the disability or discrimination. It is enough that the
individual is subject to either of the two detriments, whatever the means by
which this is brought about by State law. This approach to the interpretation
of the section accords with the approach generally adopted in connection with
statutes proscribing particular kinds of discrimination. They are either
expressed or construed as proscribing an act or a law the effect of which is
relevantly discriminatory: see, for example, Birmingham City Council v. Equal
Opportunities Commission (1989) 2 WLR 520, at pp 525-526; (1989) 1 All ER 769, at p 774; Mandla v. Dowell Lee [1982]
UKHL 7 [1982] UKHL 7; ; (1983) 2 AC 548; Ontario Human Rights Commission v.
Simpsons-Sears Limited 1985 CanLII 18 (SCC); (1985) 2 SCR. 536. It would be surprising if it were otherwise, especially
since such statutes are generally intended to provide relief from
discrimination rather than to punish the discriminator: see Simpsons-Sears, at
p 547. It would make little sense to deal with laws which have a discriminatory
purpose and leave untouched laws which have a discriminatory effect.
26.
Once this is recognized, it becomes all the more difficult to accept that the
fact that a requirement as to residence is universal in its application is
necessarily an answer to the operation of s.117. Such a requirement may have a discriminatory effect in
relation to an out-of-State resident for the simple reason that it may apply
unequally by subjecting him to a greater burden or disadvantage than that
imposed on a resident of the legislating State. So to forbid all persons from
wearing a turban is on its face a prohibition applicable to all persons without
distinction, but in effect is a discrimination based upon religious grounds
because its only impact will fall upon adherents of a creed or religion which
requires the wearing of turbans: Mandla v. Dowell Lee; Bhinder v. Canadian
National Railway Company (1985) 2 SCR 561. An examination of the effect of the relevant law is both
necessary to avoid depriving s.117 of practical effect and consistent with its emphasis upon the position
of the individual.
27. One further aspect of the section
needs explanation. A disability or discrimination may still apply in theory
after residence is changed, yet be so reduced in its impact as a result of the
change that it is rendered illusory. Stephen J. acknowledged this possibility
and indeed that recognition was central to his decision. He stated (at p 507):
"Were he resident ... in South
Australia the
requirement of the rules would bear quite
differently and less onerously upon him;
their precise effect in such a hypothetical
situation cannot be predicated but at least
it is clear that were he resident in South
Australia the disability involved in lengthy
residence away from Victoria would either be
wholly absent or be substantially mitigated."
Thus his Honour saw the phrase
"equally applicable" in s.117 as embracing the notion discussed above. It seems to me
that for s.117 to apply
it must appear that, were the person a resident of the legislating State, that
different circumstance would of itself either effectively remove the disability
or discrimination or, for practical purposes in all the circumstances, mitigate
its effect to the point where it would be rendered illusory.
28. A disability or discrimination is
rendered illusory if the fact of residence would substantially deprive it of
its onerous nature. A requirement of continuous residence for a certain period
would in my view be an example of a law whose onerous effect on non-residents
would be rendered illusory under this test. A disability or discrimination
based upon grounds apart from residence is effectively removed if those grounds
relate to characteristics which are in the circumstances concomitants of the
individual's notionally changed residence. To this extent I would accept the
argument that s.117 is
not susceptible of "colourable evasion" by State legislatures.
29. In the foregoing discussion I have
stated why it is that I cannot accept the correctness of the interpretation
placed on s.117 in Davies
and Jones and, more importantly, Henry v. Boehm. Moreover, the adoption of the
interpretation expounded in the preceding paragraph of these reasons would be
inconsistent with the actual decision in Henry v. Boehm. Needless to say I am
reluctant to depart from an earlier decision of this Court. However, two of the
factors relied upon by the Court in John v. Commissioner of Taxation [1989]
HCA 5[1989] HCA 5; ; (1989)
63 ALJR 166, at p 174 [1989]
HCA 5; ; 83 ALR 606, at p 620, for overruling the earlier
decision in Curran v. Federal Commissioner of Taxation [1974] HCA 46; (1974) 131 CLR 409 are present in this case. The earlier
decisions do not rest upon a principle gradually worked out in a significant
succession of cases. And the decisions have not been independently acted upon
in a manner or to an extent that works against reconsideration of them.
Furthermore, there is in the present case an additional factor. The question at
issue relates to an important provision in the Constitution dealing with individual rights
central to federation. The earlier decisions placed an incorrect interpretation
upon it. The Court has a responsibility to set the matter right.
30. Accordingly, I would apply the
principle, along the lines mentioned above, that s.117 renders a disability or
discrimination invalid if the notional fact of residence within the legislating
State would effectively remove the disability or discrimination or
substantially deprive it of its onerous nature.
31. Applying this test to Mr Street's
appeal, it is clear that a requirement that he cease to practise outside
Queensland would be less onerous were he to live in Queensland, although it
would still be a significant imposition. The notional change of residence does
not justify the Court in assuming that, were he to live in Queensland, Mr
Street would practise only or even principally in Queensland; not only is that
to take the consequences of the notional change a step too far, but it is
effectively to assume that, but for his residence, Mr Street would have been
admitted to practice in Queensland, which is the ultimate question.
32. But it is not necessary to take
that step. If Mr Street were a resident of Queensland, a requirement that he
cease practice outside Queensland would still permit him to practise in the
State in which he resided. This stands in marked contrast to the actual
position, which requires Mr Street to practise only in a State in which he does
not reside. The disability is one imposed upon residents and non-residents
alike, but in the case of a resident its effect is mitigated to a very
substantial extent. Only a non-resident is prohibited from practising where he
resides. The inconvenience suffered by a resident as a result of compliance
with the requirement pales in significance beside the onerous and in many cases
impossible burden imposed upon a non-resident. Thus par (6) of Form 10 is a
provision within the terms of the applicable test.
33. Paragraph (7) presents a certain
difficulty of construction. On its face, arrival in Queensland is perhaps not
indicative of the taking up of residence in Queensland. But, taken in
conjunction with the requirement in par.(6), it seems sufficiently clear that
par (7) implicitly requires that the applicant has abandoned interstate
residence and moved to Queensland. Indeed, the fact that the affidavit
prescribed by the Form is only to be sworn by persons previously admitted
outside Queensland, coupled with the terms of par (6), compels that conclusion.
34. That paragraph thus requires Mr
Street to reside in Queensland. That is something which, as a previously
admitted barrister, he would still be required to do were he a resident of
Queensland. But the notional fact of residence would effectively remove any
disability or discrimination caused. Paragraph (7) therefore falls within the
terms of the test I have explained.
35. It remains to consider whether the
disability or discrimination imposed on Mr Street is of a kind contemplated as
falling within the proscription in s.117. In Davies and Jones, O'Connor J. stated (at p 53) that s.117 "does not prohibit a State from
conferring special privileges upon those of its own people who, in addition to
residence within the State, fulfil some other substantial condition or
requirement". It is implicit in that statement that a privilege granted
upon the basis of residence alone may offend s.117. Even if one were minded to draw a distinction
between the imposition of a disability and the denial of a privilege, the word
"discrimination" is wide enough to cover the denial of a privilege in
appropriate cases.
36. But this does not advance the
matter very far. Clearly there must be some limit upon the ambit of s.117, especially when it is considered
that it is not primarily a restriction upon legislative power. The section is
intended to prohibit within certain limits the imposition of a disability or
discrimination based upon residence, but does not specify what limits, if any,
there may be to its operation. The delegates to the Conventions rejected a
"privileges and immunities" formulation similar to that found in
Art.IV s.2 of the United States Constitution because they thought the formulation too vague. However,
the "privileges and immunities" concept is not so dissimilar to
"disability or discrimination". It is therefore useful to look to the
approach which the United States Supreme Court has taken to the meaning of
"privileges and immunities" as used in Art.IV s.2.
37. Broadly speaking, the test adopted
consists of two stages. First, the Court decides whether or not the interest
violated is a "fundamental right" basic to national unity: Baldwin v.
Montana Fish and Game Commission [1978] USSC 82; (1978) 436 US 371. If it is, then the second question is whether the legislating
State can demonstrate a substantial reason for the discrimination. This
involves showing that the discrimination against persons in their capacity as
non-residents is justified, not merely that the law as a whole is justified:
Hicklin v. Orbeck [1978] USSC 128[1978] USSC 128; ; (1978) 437 US 518, at pp 525-526; Supreme Court of New Hampshire v. Piper [1985]
USSC 49; (1985) 470 US
274, at p 284.
38.
Both constitutional provisions broadly serve the same purpose: Davies and
Jones, at p 52, per O'Connor J.; and see Stow, "Section 117 of the Constitution", (1906) 3 The Commonwealth Law
Review 97, at p 98. However, there is not the same foundation for saying that s.117 was intended to protect fundamental
rights as there is in the case of Art.IV s.2. The Australian Constitution contains very few provisions
guaranteeing fundamental rights. The consequence is that s.117 must be understood as providing
protection in relation to rights generally. But, as is accepted in the United
States, that protection should be seen as serving the object of nationhood and
national unity.
39. The second limb of the United
States test is a recognition that some limit must be placed upon the
application of the general principle. In my view it is necessary to adopt a
similar approach when considering whether or not a particular disability or
discrimination is prohibited by s.117. To allow the section an unlimited scope would give it a
reach extending beyond the object which it was designed to serve by trenching
upon the autonomy of the States to a far-reaching degree. Accordingly, there
may be cases where the need to preserve that autonomy leads to a recognition
that a particular disability or discrimination is not prohibited. The object of
s.117 is very
broad-ranging in its nature and it is difficult to conceive of a disability or
discrimination which does not offend that object unless to prohibit the
imposition of the disability or discrimination would threaten the autonomy of
the relevant State.
40. The basis for insisting on some
limitation to the operation of the privileges and immunities clause in the
United States was expressed by the Supreme Court of the United States in
Baldwin in the following terms (at p 383):
"Some distinctions between
residents and
nonresidents merely reflect the fact that
this is a Nation composed of individual
States, and are permitted; other distinctions
are prohibited because they hinder the
formation, the purpose, or the development of
a single Union of those States."
41. A similar basis underlies the
correct approach to the interpretation of s.117. The preservation of the autonomy of the States demands
that the exclusion of out-of-State residents from the enjoyment of rights
naturally and exclusively associated with residence in a State must be
recognized as standing outside the operation of s.117. Take, for example, the exclusion of
out-of-State residents from the right to enjoy welfare benefits provided by a
State under a scheme to assist the indigent, the aged or the ill. Generally
speaking, I doubt that such an exclusion would amount to a disability or
discrimination within the section. The exclusion would not seem to detract from
the concept of Australian nationhood or national unity which it is the object
of the section to ensure, because it would offend accepted notions of State
autonomy and financial independence and a due sense of a State's responsibility
to the people of the State to say that the Constitution required the State to extend the
range of persons entitled under the scheme to out-of-State residents. The same
comment might be made about a requirement that a person is not eligible to be
the licensee of an hotel unless he resides on the premises.
42. On the other hand, the same
comments could not be made about the exclusion of out-of-State residents from
participation in professional activities open to residents of the legislating
State or the imposition of discriminating burdens on such out-of-State
residents, unless the exclusion could be justified as a proper and necessary
discharge of the State's responsibility to the people of that State, which
includes its responsibility to protect the interests of the public. Such an
action against out-of-State residents would be inconsistent with the constitutional
object of Australian nationhood and national unity, unless the State were able
to demonstrate that the interests of the State in maintaining its autonomy,
over and above such interest it might have in giving an advantage to its
residents over non-residents, required such action to be taken. Obviously,
there will be circumstances in which need for regulation of activity, including
professional activity, in order to protect the public in a State, requires that
conditions be prescribed which may have a greater impact on out-of-State
residents than residents of the legislating State. The qualifications and
experience prescribed for entry into professional practice in another State may
be insufficiently rigorous compared to those appropriate to the legislating
State. There may even be a case for justifying the imposition of conditions on
out-of-State professionals, though clearly conditions requiring any form of
residence within the State would call for stronger justification.
43. But there is in my view no
compelling justification for the disability or discrimination imposed upon Mr
Street which would suffice to deny s.117 its effect. The United States Supreme Court has consistently
rejected arguments invoked in support of bar residence requirements similar to
those in the present case; see, for example, Piper, at pp 285-287; Barnard v.
Thorstenn (1989) 57 LW 4316. It was found in Piper that there was no evidence
that non-resident attorneys would lack familiarity with local rules and
procedures, would be less likely to behave in an ethical manner, would be
unlikely to perform their share of voluntary work or would be unable to perform
their professional duties as satisfactorily as resident attorneys. Greater
difficulty in physically attending proceedings was acknowledged, but was not
viewed as a sufficient ground for denying admission. These conclusions apply
with equal force to the position in Queensland. I am reinforced in that view by
the fact that States other than Queensland do not see the need for special
treatment of residents of their home States in order to ensure that proper
professional and ethical standards are maintained. No peculiar characteristic
of the Queensland legal profession or of Queensland law or practice has been
suggested that would call for unique treatment.
44. My conclusions are:
(1) Mr Street is a subject of the
Queen resident in
New South Wales.
(2) The Rules subject him to a disability or
discrimination, namely giving up his practice in
his State of residence, which would not be equally
applicable to him if he were a resident of
Queensland. The Rules also subject him to a
further disability or discrimination of that kind,
namely giving up his residence in New South Wales.
(3) The need to ensure proper professional and ethical
standards for the legal profession in Queensland
does not justify the imposition of this
disability or discrimination upon practitioners
resident outside Queensland.
45. It follows that I would allow the
appeal and remit the matter to the Supreme Court of Queensland for the making
of orders in accordance with the judgment of this Court. From Mr Street's point
of view there would then be no necessity for me to consider either the
arguments raised in relation to s.92 or the stated case. In these circumstances
it would not be desirable to embark upon an analysis of the operation of s.92
in this context.
46. However, in view of the general
importance of the matter, it is desirable to deal with the stated case, in so
far as it concerns the operation of s.117. The first question in the stated
case can therefore be answered, despite its practical irrelevance to Mr Street,
without embarking upon further constitutional analysis. The same is not true of
the second question, which I accordingly refrain from addressing.
47. The amendments made to the Rules
on 2 July 1987, in so far as they are relevant, can be shortly stated. In r.15,
the following extra paragraph was inserted:
"(e) if he relies on a
qualification set out
in paragraph (d)(3), (4) or (5), have
the intention of practising principally
in Queensland."
A form of conditional admission was stipulated
in the case of persons relying on a previous out-of-State admission, in these
terms:
"15B. (1) An applicant for
admission
who relies on a qualification set out in
rule 15(d)(3), (4) or (5) shall in the first
place be admitted conditionally only for a
period of one year.
(2) After the expiration of the
said period of one year, the applicant may be
granted absolute admission if he satisfies
the court that, since his conditional
admission and until the date of the
application for the order absolute, he has
practised principally in Queensland and has
not pursued any occupation or business other
than that proper for a barrister."
Finally, pars (6) and (7) of Form 10
were omitted and the following par (6) substituted:
"(6) It is my intention to
practise
principally in the State of Queensland
commencing on (here set forth any
relevant date)."
The stated case asks the following
relevant question:
"1. Are the Rules of the Court
relating to
the admission of Barristers of the
Supreme Court of Queensland, as amended
by Order in Council dated the (2nd) July
1987, invalid as being contrary to
Section 117 of the Constitution?"
48. The amendments can be seen to
require that a person admitted to practice as a barrister in Queensland
practises principally in Queensland. No longer does a person relying upon a
previous admission have to reside in Queensland. Leaving aside r.15B, the
requirement that a person practise principally in Queensland is one which would
be substantially deprived of its onerous nature were Mr Street to reside in
Queensland. Accordingly, Mr Street could not be refused admission on the basis
that he failed to comply with r.15(e) or par (6) as amended. That is a result
of Mr Street's individual circumstances. Were he, for example, to reside close
to the Queensland border, the notional change of residence might make
insufficient difference to warrant the conclusion of invalidity.
49. Rule 15B has the effect of
requiring Mr Street substantially to abandon his non-Queensland practice for
one year. That is a contravention of s.117 for reasons similar to those I have already stated.
However, I think that the other requirement stipulated in r.15B(2) and the
words concerning the system of conditional admission itself are severable both
from the offending words of r.15B and from the invalid r.15(e) and par (6) of
Form 10. Hence I regard r.15B as invalid in its application to Mr Street only
to the extent to which it provides: "has practised principally in
Queensland and".
50. I would answer question 1 as
follows: "Rule 15(e),
par (6) of Form 10 and Rule 15B(2) are inapplicable to the plaintiff to the extent
that they would require him, on any fresh application for admission, to have an
intention of practising principally in Queensland or so to practise during the
period between conditional and absolute admission."
51. As the parties have agreed to bear
their own costs in these matters, there should be no order as to costs.
BRENNAN J. The jurisdiction of the
Supreme Courts of each of the Australian States extends to the admission,
disciplining and disbarring of barristers and has done so from colonial times:
In Re The Justices of the Court of Common Pleas at Antigua [1830] EngR
528; (1830) 1 Knapp 267 (12 ER 321); In re Spensley (1864) 1 WW & AB
(L) 173; In re Davis [1947] HCA 53; (1947) 75 CLR 409,
at pp 414,419,423, 427,429; Ziems v. The Prothonotary of the Supreme Court of
NSW [1957] HCA 46[1957] HCA 46; ; (1957) 97 CLR 279, at pp 287, 290-291. That is an important jurisdiction affecting the
organization of the court itself, for the proper functioning of a court depends
on the proper discharge of their duties by the advocates who are entitled to
appear before it: Giannarelli v. Wraith [1988] HCA 52; (1988) 165 CLR 543, at pp 555-558, 578-580,588-589. As
Dixon J. pointed out in In re Davis, at p 420:
"
The Bar is no ordinary profession or
occupation. The duties and privileges of
advocacy are such that, for their proper
exercise and effective performance, counsel
must command the personal confidence, not
only of lay and professional clients, but of
other members of the Bar and of judges."
The
exercise of the jurisdiction of the Supreme Court of Queensland to admit
barristers to practice is now governed by Rules of Court enacted by Order in
Council with the concurrence of at least two judges of the Court: Supreme Court Act of 1921 (Q), s.11(2)(v). At an earlier time, the exercise of
the jurisdiction was governed by rules made by the judges of the Court. The
rules express the qualifications of an applicant who, by training, experience
and character, is suitable for admission to practise as a barrister of the
Court. There can be no doubt about the validity of provisions of the Rules of
Court which set out what an applicant must show as to training, experience and
character in order to satisfy the Court that she or he is suitable to be
admitted to practice.
2. In Re Sweeney (1976) Qd R
296, W.B. Campbell J. traced the
history of the provisions governing the admission in Queensland of barristers
previously admitted elsewhere who rely on previous admission to show
suitability to be admitted in Queensland. For present purposes, it is sufficient
to take up that history at the judgment of Lutwyche J. in In re Owen (1865)
1 QSCR 139. Refusing Mr Owen's
application for admission, his Honour said (at p 140):
"An
affidavit of residence or intention to
practise is necessary to ground an
application for admission to the bar of this
colony. If Mr Owen should ever decide upon
becoming a resident practising barrister in
Queensland, this Court will give him a
hearty welcome; but, at present, the
application must be refused."
This
approach was carried into the Regulae Generales of the Supreme Court of 27
November 1896 ("the 1896 rules"). Rule 45(3) of the 1896 rules prescribed the
"Conditions to be performed before admission" in these terms:
"If he is a barrister previously
admitted
elsewhere, he shall at least five days
before seeking admission -
(a) Submit his certificate of admission to
the Board;
(b) File with the Registrar an affidavit in
and containing the several allegations
specified in form 14; and
(c) Deliver a copy of such affidavit to the
secretary."
Paragraphs (6) and (7) of form 14 read
as follows:
"(6) That I ceased to practise as
a barrister
in (here set forth the dates when the
applicant ceased to practise in the
various Courts to which he has been
admitted, and the nature of his
employment thereafter);
(7) That I arrived on the day of
18 , in the colony of Queensland;".
As amended from time to time
thereafter, the 1896 rules governed the admission of barristers of the Supreme
Court of Queensland until the Rules relating to the Admission of Barristers of
4 December 1975 ("the 1975 rules") came into operation.
3. Although the 1896 rules reserved to
the Court a general power of exemption (r.59), the Court was not accustomed to
exempt any applicant relying on previous admission elsewhere from the necessity
to depose to the allegations contained in pars (6) and (7) of form 14 unless
there were "special circumstances": Ex parte Evatt (1931) QWN
11; In re O'Sullivan (1940)
QWN 37; In re Holmes (1944)
QWN 33. In the first two of
these cases, special circumstances were held to exist but not in the third.
4.
The requirement that an applicant depose to the allegations contained in pars
(6) and (7) of form 14 created a protection for the Queensland Bar against
competition by barristers who, having been admitted previously to practice
elsewhere and practising out of Queensland, sought admission to practise in
Queensland in order to supplement their original practice. In In re O'Sullivan
Mr McGill K.C., appearing for the Barrister's Board, submitted:
"
The Queensland bar should be protected.
The University has recently provided a
system of legal education and a number of
young men have come to the bar, and their
interests must be considered. The objection
is in no way personal to the applicant. The
Board is anxious to protect this bar and to
have principles formally laid down. When
application is made for exemption under
r.59, surely strong circumstances are
required."
Although
the majority of the Court held that special circumstances existed in the case
of Mr O'Sullivan (a New South Wales barrister), E.A. Douglas J. in dissent
said:
"I
hope this will not be a prelude to a
practice by which members of the junior bar
will be sent up here in place of engaging
members of the Queensland bar. I regret
that I have to express these views, but I
think that if we are going to allow members
of the junior bar to come in, it should be
done by express amendment of the rule. I do
not think that reciprocity in the real sense
of the term will be in danger if we refuse
this application, because it is quite
sufficient, I think, for the purposes of
reciprocity that residents or persons who
intend to reside in Queensland or New South
Wales may be admitted to the respective
bars."
In In
re Holmes, another application by a New South Wales barrister for admission in
Queensland, Macrossan ACJ. found in form 14 two requirements -
cessation of practice in the courts of earlier admission and Queensland
residence:
"Nos.
6 and 7 of these allegations clearly
contemplate that an applicant for admission
who is a barrister previously admitted
elsewhere should have ceased to practice as
a barrister in the other court or courts to
which he has been admitted elsewhere, and
should have become a resident of this State,
before applying for admission as a barrister
here."
E.A. Douglas
J., rejecting an argument that reciprocity is itself a special circumstance
within the meaning of r.59, said:
"
I think that if it is desired there
should be a general reciprocity,
irrespective of any conditions, between the
barristers of this court and the barristers
of New South Wales, the rules should be
amended; and if the board desire that should
be done they can approach the proper
authorities for the purpose of having the
rules amended. According to the New South
Wales rules, there is no limitation with
respect to residence, but it is a fact that
nearly all the barristers who have been
admitted in New South Wales from Queensland
went there for the purpose of residence.
There are one or two exceptions."
5.
The 1975 rules, prior to their amendment by the Order in Council of 2 July 1987,
made provision similar to the provision made by the 1896 rules for the
admission of barristers who had previously been admitted elsewhere. The 1975
rules were made pursuant to s.11(2)(v) of the Supreme Court Act. It is convenient first to refer to those rules in their
unamended form. Rule 38
of the 1975 rules provided:
" Every person seeking admission
as a
barrister shall:-
...
(d) If he relies upon a previous admission,
include in his affidavit the matters set
out in Form 10".
The form of affidavit (form 10) in the
1975 Rules contained these paragraphs:
"(6) That I ceased to practise as
a barrister
in (here set forth the dates when the
applicant ceased to practise in the
various Courts to which he has been
admitted, and the nature of his
employment hereafter.)
(7) That I arrived on the day of
, 19 , in the State of
Queensland."
The allegations in form 10, which was part
of the Order in Council enacting the 1975 rules, prescribe requirements for
admission as effectively as if they were set out seriatim in r.38. The Supreme
Court interpreted these provisions in the same way as it had interpreted the
corresponding provisions of the 1896 rules. In Re Sweeney, a majority (Wanstall
ACJ. and W.B. Campbell J., D.M. Campbell J. dissenting) followed In re Holmes,
holding that the 1975 rules, like the 1896 rules, imposed requirements of
residence in Queensland and ceasing to practise elsewhere and did not make
reciprocity a special circumstance justifying an exercise of the exempting
power: see per Wanstall A.C.J., at pp 298-300, and W.B. Campbell J., at pp
309-311.
6. The 1896 rules and the 1975 rules
and the decisions which applied them denied admission in Queensland to
applicants who relied on prior admission as barristers elsewhere in Australia
unless the applicant, having ceased to practise as a barrister outside
Queensland, came to reside in Queensland or unless "special
circumstances" were found to exist. The restrictions on admission imposed
on barristers who had been admitted in other States were abrogated for a time
by the Barristers Act 1956 (Q) but that Act was repealed by The Barristers Act
of 1956 Repeal Act of 1960 (Q).
7. Neither the 1896 rules nor the 1975
rules contain any suggestion that residence in Queensland or cessation of
practice elsewhere is necessary or desirable to ensure that the applicant for
admission has the training, experience or character necessary to show that the
applicant is suitable to be admitted to practise at the Bar of the Supreme
Court of Queensland. The requirements of Queensland residence and cessation of
practice elsewhere were applied by r.15 to applicants for admission who relied
on previous admission in New South Wales. Prior to its amendment by an Order in
Council of 2 July 1987, that rule required an applicant -
(a) to be of good fame;
(b) to be proficient in the English language;
(c) to have complied with all the conditions of the
rules applicable to him; and
(d) to establish to the satisfaction of the
Barristers' Board that New South Wales grants
reciprocity of admission to barristers-at-law
of the Supreme Court of Queensland.
8. These qualifications apply
indifferently to all New South Wales barristers seeking Queensland admission,
wherever resident. No distinction relevant to training, experience, character
or general suitability to practise as a barrister of the Supreme Court of
Queensland is drawn between those barristers admitted in New South Wales who
are resident in Queensland and those who are not resident in Queensland. The
difference between residents and non-residents in their entitlement to
admission to practise in Queensland arises solely from the provisions of
r.38(d) and pars (6) and (7) of form 10 as construed by the Supreme Court.
Having regard to the history of these provisions and the absence of any
rational connection between an applicant's suitability to practise at the
Queensland Bar on the one hand and the requirements of residence and cessation
of practice in the courts of prior admission on the other, their only purpose
can be the protection of the locally resident Queensland Bar from competition
from barristers admitted and resident in other States. It is irrelevant in
these proceedings to consider whether the Queensland Bar needed or needs any
such protection, whether the interests of the Queensland Bar would not be
better served by open competition and whether open competition is likely to
reflect fairly the comparative professional merits of the competitors. In the
years when I practised at that Bar, those were - I presume they still are -
issues which excited much controversy.
9. The construction which Re Sweeney
placed on r.38(d) and pars (6) and (7) of form 10 is not the only construction
which the words of those provisions might have supported, but that construction
accords with the settled construction of the 1896 rules which the 1975 rules
substantially re-enacted. Although re-enactment of a statute generally gives no
great support to a prior judicial construction of its terms (Reg. v. Reynhoudt [1962]
HCA 23; (1962) 107 CLR
381, at p 388), the Order in
Council which enacted the 1975 rules was made with the concurrence of at least
two judges of the Supreme Court (Supreme Court Act, s.11(1)) and it is
inconceivable that the provisions of the 1896 rules which had been held to
impose the residential restriction were substantially re-enacted in the 1975
rules without the intention of maintaining the then settled construction.
10.
The applicant, Alexander Whistler Street, applied to the Supreme Court of
Queensland for admission as a barrister of that Court, relying on his previous
admission as a barrister of the Supreme Court of New South Wales. Mr Street is
permanently resident in New South Wales. From what appears in the judgments of
the Full Court which heard Mr Street's application for admission, it seems that
he complied in all respects with the rules of the Supreme Court of Queensland
relating to the admission of barristers save that he intends to continue to
reside in New South Wales and he does not intend to cease to practise as a
barrister in that State. The Full Court refused his application: (1988) 2 Qd
R.209. Connolly J., with whom Shepherdson J. agreed, said (at p 210):
"He
is in all respects qualified to be
admitted as a barrister in Queensland, save
that he intends to continue as a resident of
New South Wales and has not ceased to
practise and does not intend to cease to
practise as a barrister (of) his State of
residence. In these circumstances, it is
clear that the court is precluded by a line
of decisions from admitting him to practise:
Re Sweeney (1976) Qd R 296;
Re Holmes
(1944) QWN 33; Re
O'Sullivan (1940)
QWN 37."
Mr
Street applied for special leave to appeal against the order refusing his
application but, before that application was heard, the rules relating to the
admission of barristers were amended in material respects by the Order in Council
of 2 July 1987. The application for special leave was opposed. Mr Street
submits that he had a right to admission which was erroneously refused by the
Supreme Court and that that right is unaffected by the subsequent amendment of
the rules. Accordingly, if special leave to appeal against the order of the
Supreme Court be granted, he seeks an order admitting him to practice as a
barrister of that Court. For the reasons stated by each of the Chief Justice,
Dawson and McHugh JJ., I agree that the amendment leaves unaffected Mr Street's
claimed right to admission under the rules as they stood prior to the amendment
and that it is appropriate to grant him special leave to appeal.
11.
If his appeal be successful, Mr Street would not need to make another
application for admission under the amended rules. However, if Mr Street were
to make another application for admission, the amendment would require him to
depose to an intention, if admitted, to practise principally in Queensland.
That is not Mr Street's intention. He commenced other proceedings in this Court
challenging the validity of the rules as amended by the Order in Council of 2
July 1987. In those proceedings, the Chief Justice has stated a case reserving
two questions of law for determination by this Court:
"1.
Are the Rules of the Court relating to
the admission of Barristers of the
Supreme Court of Queensland, as amended
by Order in Council dated (2) July 1987,
invalid as being contrary to Section 117
of the Constitution?
2. Are the Rules of the Court relating to
the admission of Barristers of the
Supreme Court of Queensland, as amended
by Order in Council dated (2) July 1987,
invalid as being contrary to Section 92
of the Constitution?"
12. Mr Street's appeal and the stated
case both raise for consideration the questions whether s.92 of the Constitution invalidates those provisions of the
rules which have precluded or would now preclude Mr Street's admission and
whether those provisions purportedly impose on him a disability or
discrimination from which s.117 of the Constitution
protects him. It will be convenient to consider the 1975 rules as they stood
before the amendment of 2 July 1987 in order to dispose of the appeal before
considering the rules as they now stand in order to answer the questions in the
stated case. Section 92
and section 117 compared.
13. The argument founded on s.92, if successful, would lead to a
different conclusion from that to which the argument founded on s.117, if successful, would lead. The s.92 argument, if successful, would lead
to the conclusion that particular provisions of the 1975 rules are invalid
because their purpose or their substantial effect is such that they are to be
characterized as discriminatory against interstate trade or commerce in a
protectionist sense: Cole v. Whitfield (1988) 165 CLR 360, at pp 407-408,409-410; Bath v.
Alston Holdings Pty.Ltd. [1988] HCA 27; (1988) 165 CLR 411, at p 424. Section 92 restricts legislative power, so that a purported law
which offends s.92 is to
that extent made without power. Therefore, a law which is invalidated by s.92 binds nobody: any person is free to
ignore the invalid law, whether or not that person is engaged in interstate
trade or commerce. Conversely, s.92 gives no relief to a person who is engaged in interstate trade or
commerce and whose trade or commerce is adversely affected by a law unless the
purpose or substantial effect of the law is such that it is to be characterized
as discriminatory against interstate trade or commerce in a protectionist
sense. By contrast, s.117
does not restrict legislative or other power; it does not operate by
invalidating the law or the governmental act by or under which the disability
or discrimination is imposed. It confers an immunity on individuals or, if we
choose to employ the rhetoric of rights, confers a constitutional right not to
be subjected to a certain disability or discrimination. The object of s.92 is to secure the freedom of markets;
the object of s.117 is to
secure equal treatment for the individuals whom it protects.
14. In considering the two arguments,
the narrower consequence of the s.117 argument - individual protection rather than general
invalidity of a law -
suggests that it should be considered first. If the applicant's argument on s.117 prevails, it will be unnecessary to consider
whether some provisions of the 1975 rules, if not the rules as a whole, are
invalid. The issues arising on the s.92 argument include two questions of significance for the
purposes of ss.51(i) and 92 of the Constitution. The first question is whether a
supplier of personal services resident outside a State who goes into another
State in order to supply services wholly within the other State is engaged in
interstate trade or commerce; the second is whether barristers, in the conduct
of their profession, are engaged in trade or commerce. These are questions
which ought to be answered only in a case where it is necessary to do so. It
will not be necessary to do so in this case unless the applicant's argument on s.117 fails.
15. The decision of this Court in
Henry v. Boehm [1973] HCA 32; (1973) 128 CLR 482
stands in the way of Mr Street's argument on s.117. In that case, the Court held that s.117 did not affect the application to a
Victorian barrister and solicitor of rules in the South Australian Rules of
Court Regulating the Admission of Practitioners 1955- 1972 which required an
applicant relying on previous admission elsewhere to reside continuously in
South Australia for three months prior to applying for admission and, after
conditional admission, for at least a further 12 months until order absolute.
It will be necessary to consider the authority of that decision after examining
the terms of s.117.
16. Section 117 is a singular
provision. It does not purport to limit the grant of legislative power to the
Commonwealth, to restrict the scope of any power of a State, to afford any protection
against the subjection of a person in a State to a disability or discrimination
imposed by or under a valid law if that person is not a subject of the Queen
resident in another State or to afford any protection against disability or
discrimination imposed on any person in a Territory. It is not in terms
directed either to the Commonwealth or the States. It is found in Ch.V -
"The States" - but its mere presence in Ch.V does not mean that it
has no operation when a disability or discrimination is imposed by or under a
law of the Commonwealth: cf. s.116 which, though in Ch.V, is directed in terms
only to the legislative power of the Commonwealth. However, as the protection
afforded by s.117 extends only to the subjection of a person in a State to an impermissible
disability or discrimination, it is understandable that s.117 should be within
Ch.V. Section 117 is not directly concerned with the nature of the power by
which an impermissible disability or discrimination is purportedly imposed.
17. Section 117 is expressed to
protect the persons whom the section mentions: "A subject of the Queen,
resident in any State". It gives no protection to those who are subjects
of the Queen but who are not residents in a State; nor does it give protection
to those who are residents in a State who are not subjects of the Queen; nor,
of course, does it give protection to those who possess neither qualification.
Its protection is limited to natural persons (cf. Western & Southern Life
Insurance Co. v. Board of Equalization [1981] USSC 114; (1981) 451 US 648, at p 656) and does not appear to
extend to subjects of the Queen resident in a Territory: cf. Anderson v.
Scholes (1949) 83 FSupp. 681, at p 687. Section 117 makes the persons within the class it describes
immune from ("shall not be subject ... to") an impermissible
disability or discrimination however imposed. Thus the immunity extends to
disability or discrimination arising by exercise of executive or judicial, as
well as legislative, power. The section does not purport to restrict the
immunity it confers to disability or discrimination imposed directly by a law.
An impermissible disability or discrimination may be imposed as well by executive
or judicial act as by law. The exercise of an executive discretion against a
protected person on the ground that she or he is not a resident in the relevant
State ("out-of-State residence") subjects that person to a relevant
discrimination. Similarly, it would offend s.117 for a judge to impose a more
severe penalty on an offender who is a protected person merely on the ground of
out- of-State residence. Section 117 cuts across the exercise of all
governmental power, conferring immunity directly on individuals; their immunity
is not a consequence of a limitation on a power. A law which imposes an
impermissible disability or discrimination on a protected person is not
invalid; it remains in full force and, except in relation to protected persons,
in full effect. Uniquely in the Constitution, s.117 carves out an area of personal immunity which cannot be breached by law,
executive action or judicial order. It is a constitutional guarantee to each
person within the protected class that no law or act of government will subject
her or him to a certain kind of disability or discrimination. The difficulty in
construing s.117 is to
identify the kind of disability or discrimination which falls within the
guarantee and thus to define the area of immunity enjoyed by each subject of
the Queen resident in a State.
18. It is unnecessary to determine in
this case whether the term "subject of the Queen" in s.117 (meaning thereby the Queen in right
of Australia: Nolan v. Minister for Immigration and Ethnic Affairs [1988]
HCA 45; (1988) 165 CLR
178, at p 186) is synonymous
with the term "Australian citizen". The closest analogies of the
United States Constitution
- Art.IV s.2 and the 14th
Amendment - resolve this question so that the American cases can provide little
guidance: see, for example, United Building & Construction Trades v. Mayor [1984]
USSC 25; (1984) 465 US
208, at p 216. The Federal
Convention meeting in Melbourne in 1898 consciously left the question open: see
the Debates, vol.v, pp 1784-1797, 1801-1802. The question was not raised in
Nolan which established that "subject of the Queen" is the antonym of
"alien" in s.51(xix) of the Constitution:
see pp 185-186. It may be that resident friendly aliens are subjects of the
Queen in right of Australia so long as they remain in Australia: see Arnerich
v. The King (1942) NZLR 380. However, as there is no doubt but that Mr Street is a "subject of
the Queen" on any interpretation of that term, the question need not be
answered in this case.
19.
Nor is it necessary to determine in this case the degree of permanency of
residence which confers on a subject of the Queen the status of a
"resident in any State". Mr Street, being permanently resident in New
South Wales, is a "resident in" that State. However, the question of
permanency was material to the decision in Henry v. Boehm and it will be
necessary to refer to the question in considering the authority of that case.
For the moment, it is sufficient to note that Mr Street is a person who, if s.117 has been offended, is entitled to the
protection it affords. Section 117: "disability or discrimination".
20. The scope of the immunity
conferred on a protected person by s.117 is limited to "any disability or
discrimination" falling within the descriptive clause: "which would
not be equally applicable to him if he were a subject of the Queen resident in
such other State." Disability is a term apt to describe an incapacity to
take, exercise or enjoy a right, power or privilege. That meaning is consistent
with both modern dictionary definitions and the ancient definition (1721) of
"disability" in William Rastal's Les Termes de la Ley:
"when a Man by an Act or Thing, by
himself or
his Ancestor done or committed, or for or by
any other Cause, is disabled or made
incapable to do, inherit, or take Benefit or
Advantage of a thing, which otherwise he
might have had or done."
Less clearly, the term
"disability" might be held to describe a liability to suffer a
diminution in legal rights or an increase in legal liabilities, but that
meaning in the context of s.117 is subsumed in the connotation of
"discrimination" and it is unnecessary to attempt an exhaustive
definition of "disability". The term "discrimination" is to
be distinguished from "disability" in three relevant respects:
discrimination connotes a comparison (Post Office v. Crouch (1974) 1 WLR
89, at p 97; (1974) 1 All
ER 229, at p 238), but
disability does not; discrimination imports a ground for differentiating
between the persons compared, but disability is not concerned with the reason
why it is imposed; and discrimination extends beyond the discriminatory
imposition of a legal incapacity or liability to the discriminatory withholding
of any benefit (including any right, power or privilege) and to the
discriminatory imposition of any burden (including any liability to suffer a
diminution of legal rights or an increase in legal liabilities). Discrimination
is a broader term than disability but the two terms are not mutually exclusive:
a discriminatory imposition of a disability is comprehended by both.
21.
The hypothesis contained in the descriptive clause must be adopted in each case
to ascertain whether the particular protected person has been subjected to a
relevant disability or discrimination. When a protected person alleges that he
is subject to a disability or discrimination in a State other than his State of
residence, a comparison must be made between the disability or discrimination
to which the person is purportedly subjected in the other State and the
disability or discrimination, if any, to which he would be subjected "if
he were a subject of the Queen resident in such other State." The actual
position of the protected person must be compared with the hypothetical
position. The starting point is to identify the disability or discrimination to
which the protected person is purportedly subject; the next enquiry is whether,
if that person were resident in the State in which she or he is purportedly
subject to the disability or discrimination, she or he would be subject to it
to the same extent ("equally applicable"). Section 117 is focussed on
the individual and looks to the actual benefit withheld or the actual burden
imposed on the individual ("applicable to him"), not to the means by
which the protected person is subjected to it. For the purposes of s.117, it is
not the indifferent application of a law to in-State and out-of-State residents
which is material, but the actual impact on a protected person of a law or
governmental act in comparison with the impact it would have if that person
were an in-State resident.
22.
The descriptive clause in s.117 does not directly identify the comparison which
"discrimination" imports. Strictly speaking, to say of discrimination
that a protected person would not be equally subjected to it if that person
were a resident in another State says nothing directly about the comparison
which might establish discrimination. Discrimination against a person is not
established by showing that that person is treated differently in different
situations. Nevertheless, the comparison needed to establish discrimination in
the relevant sense must correspond with the qualification which the descriptive
clause applies to "disability". Just as it is necessary to compare
the position of a protected person who is subjected to a disability with her or
his position if she or he were resident in the State in which the disability
applies in order to determine whether the disability attracts the operation of
s.117, so it is necessary to compare the position of the protected person (who,
ex hypothesi, is not resident in the State in which the discrimination applies)
with the position of another notional person who, though resident in that
State, is otherwise in the same position as the protected person in order to
determine whether the discrimination attracts the operation of s.117. Such a comparison
is required because s.117 is concerned only with discrimination to which the
protected person would not be "equally" subject if that person were a
resident in the relevant State. To apply that test, the notional person must be
in the same position as the protected person in all respects save residence in
the relevant State. Subject to an exception of necessity, presently to be
examined, when a law or governmental act withholds a benefit from a subject of
the Queen resident in another State or imposes a burden on that person which
would not be withheld from or imposed on an in-State resident in the same
position as the protected person, discrimination is established for the
purposes of s.117.
23.
As s.117 affords protection to individuals when the individual is subject to a
disability or discrimination which would not be "equally applicable to
him" if he were an in-State resident, it focusses upon the impact of a
governmental measure on the individual not merely upon the applicability of the
measure to a class of which the individual is a member. To determine the impact
of a measure on an individual, it is necessary to take account of the
particular circumstances of the individual. In other words, s.117 is concerned
not only with legal rights and liabilities but also with the actual effect on
the individual of legal rights and liabilities produced by a law or other
governmental action. In this respect, discrimination within s.117 extends to
what McIntyre J. called "adverse effect discrimination" in Ontario
Human Rights Commission v. Simpsons-Sears 1985 CanLII 18 (SCC); (1985) 2 SCR 536, at p 551; 23 DLR (4th) 321, at p 332:
"It
arises where an employer for genuine
business reasons adopts a rule or standard
which is on its face neutral, and which will
apply equally to all employees, but which
has a discriminatory effect upon a
prohibited ground on one employee or group
of employees in that it imposes, because of
some special characteristic of the employee
or group, obligations, penalties, or
restrictive conditions not imposed on other
members of the work force."
See
also Griggs v. Duke Power Co. [1971] USSC 46; (1971) 401 US 424, at p 431. Discrimination in s.117 thus extends beyond a
law, administrative policy or judicial practice of general application to the
actual impact which a law, policy or practice produces on the persons to whom
it is directed. The comparison which establishes discrimination is not
necessarily made by reference to questions of law alone. It may have to be made
by reference to the facts of the particular case: see Cole v. Whitfield, at pp
407-408.
24. A
protected person who invokes the protection of s.117 against discrimination
created by a law does not have to show that the character of the law is
discriminatory. It is not its character but the impact which the law has and,
on the hypothesis of in-State residence, would have on a protected person which
is material. A law which does not have a discriminatory character may produce
an impermissible discrimination in a particular case, and a law which does have
that character may not do so in a particular case. Characterization is a useful
and familiar process when the validity of a law depends on the grant of, or
restriction on, legislative power; but the character of a law does not
necessarily determine whether a personal immunity from the discriminatory
withholding of benefits or the discriminatory imposition of burdens is
infringed by operation of the law. That is not to say that the character of a
law is immaterial. A law which withholds a benefit or imposes a burden on the
ground of out-of-State residence is not only discriminatory on its face but
likely to be discriminatory in its effect.
25.
By making a comparison between the treatment of a protected person and the
treatment of a notional person in the same position except for out-of-State
residence, any relevant difference in effect of a putative discriminatory
measure can be identified. Whatever grounds are advanced for the treatment of a
protected person in a particular way, the same grounds must be applied to the
notional person in order to compare the treatment notionally accorded to her or
him. If there be several grounds advanced for treating a protected person in a
particular way, one of which is out-of-State residence, and the application of
those grounds to the notional person would in the particular circumstances result
in the same treatment being accorded to her or him as to the protected person,
there is no discrimination which attracts s.117. Thus, if the qualifications
for admission under the 1975 rules had required an applicant to have graduated
in law from a recognized university, to have completed a course of practical
training to a standard satisfactory to the Barristers Board and to be resident
in Queensland, s.117 would not entitle an out-of-State barrister who did not
possess the first two qualifications to admission. There would be no difference
between the position of such a barrister and a notional counterpart resident in
Queensland: neither would be eligible for admission. A difference in treatment
on the ground of out-of-State residence alone is needed to attract the
operation of s.117. Section 117 does not place out-of-State residents in a
position of privilege over in-State residents. What s.117 is designed to avoid
is the treatment of protected persons unequally and disadvantageously on the
ground of out- of-State residence.
26.
That is not to say that s.117 is attracted only when the granting of a benefit or
the avoidance of a burden is conditioned expressly on residence within the
State. Discrimination of the relevant kind may be imposed on a ground which is
expressed in another way. A governmental measure which is expressed to
discriminate on a ground which is a natural or ordinary concomitant of
out-of-State residence may single out protected persons for differential
treatment as surely as if out-of-State residence were the ground expressed. In
such a case, a protected person who is singled out for differential treatment
or who is at a disadvantage in comparison with a notional in-State counterpart
is subject to discrimination which "would not be equally applicable to him
if he were a subject of the Queen resident in such other State." The facts
in Mandla v. Dowell Lee [1982] UKHL 7; (1983) 2 AC 548 furnish an example. There, discrimination on the ground
of race was prohibited. A Sikh family challenged a general rule which denied
admission to a school to children who would not abide by dress requirements forbidding
the wearing of turbans. Sikhs are bound by custom and cultural rules to wear a
turban, and the effect of forbidding turbans was to discriminate against Sikh
children. By contrast, in Bhinder v. Canadian National Railway Co. (1985)
2 SCR 561; 23 DLR (4th)
481, a Sikh who lost his job
because he would not remove his turban and wear a hard hat whilst working
failed to establish compensable discrimination. A majority of the Supreme Court
of Canada held that the hard hat was a bona fide occupational requirement. The
condition requiring the wearing of a hard hat was not discriminatory: per
McIntyre J. at pp 588-589; p 500.
27. Although
it is misleading to derive principles from discrimination cases decided under
statutes which are not analogous to s.117, I refer to these two turban cases as
illustrations of two propositions which are inherent in the concept of
discrimination. First, discrimination on a prohibited ground may be effected,
albeit indirectly, when the expressed ground is a natural or ordinary
concomitant of the prohibited ground. Secondly, where the concomitant ground
has a rational connection with an objective unrelated to the prohibited ground,
it may not be discriminatory. That is because a class which is singled out for
adverse treatment on a ground which has a rational connection with an unrelated
objective - Sikhs who refuse to wear hard hats when the wearing of hard hats is
a bona fide occupational requirement, for example - are relevantly unequal to
others to whom the ground applies and the difference in treatment reflects the
inequality. The absence of discrimination consists as much in the unequal
treatment of unequals as in the equal treatment of equals. I need not repeat
what I said on that topic in Gerhardy v. Brown [1985] HCA 11; (1985) 159 CLR 70, at pp 128-131, but I would add the
observation of Vierdag, The Concept of Discrimination in International Law,
(1973), at p 61:
"discrimination
occurs when in a legal system
no inequality is introduced in the enjoyment
of a certain right, or in a duty, and as a
result thereof no sufficient connection
exists between the unequalness of the
subjects treated and the right or the duty."
However,
a difference in treatment on a ground which is rationally connected with an
unrelated objective will nevertheless be discriminatory if the difference is
not proportionate to the relevant inequality: see the reference to
proportionality in the Belgian Linguistic Case (No.2) [1968] ECHR 3; (1968) 1 EHRR 252, at p 284.
28.
It follows that, when a condition on obtaining a benefit or avoiding a burden
is so expressed that protected persons are naturally or ordinarily
disadvantaged in complying with it because they do not reside in the State,
s.117 may relieve a protected person from compliance with the condition in part
or in whole. On the other hand, if there is a rational and proportionate
connection between the condition and some objective other than the subjecting
of protected persons to different treatment because they are out-of-State
residents, s.117 does not apply. If there be such a connection, there is no
discrimination within s.117; if there be no such connection, there is
discrimination within s.117. Take, for example, the familiar requirement that a
licensed victualler reside on the licensed premises. Although residence on the
premises is a condition which would be naturally more difficult or burdensome
(indeed, which would be impossible) for a person who resides out of the State
to comply with, it is a condition which has a rational and proportionate
connection with supervision of licensed premises. Section 117 is not attracted
by such a requirement. There will often be room for disagreement about the
existence of discrimination within s.117 when a condition is not stated in
terms of out-of-State residence but in terms which are a natural or ordinary
concomitant of that ground and where it is sought to justify the condition as
having a rational and proportionate connection with some legitimate objective.
An examination of such a connection is not an enquiry into the motives or
intentions of the legislature or governmental authority which seeks to apply
the condition. A connection, if any, is to be found by reference to the effect
which application of the condition would naturally or ordinarily achieve and
the significance of the objective to the entire scheme or activity affected by
the condition. Of course, a distinction between a legitimate objective and the
impermissible objective of subjecting protected persons to different treatment
on the ground of out-of-State residence is not always easy to draw where the
relevant law or governmental act relates to some scheme or activity which is
located within the State. But it must be remembered that s.117 is concerned not
with the locality of schemes or activities but with the terms on which
out-of-State residents may, if they choose, participate in them.
29.
In so far as the application of s.117 depends on a finding of fact, the onus of
showing that the law or governmental act has an impact in a State on a
protected person which is different from the impact it would have if that
person were a resident in the State rests upon that person. But once that onus
is discharged, the onus shifts to the party seeking to give effect to the law
or governmental act to show that the difference in treatment has a rational and
proportionate connection with a legitimate objective. As Judge Tanaka said in
South West Africa Cases (Second Phase) (1966) ICJR 6, at p 309:
"
Equality being a principle and different
treatment an exception, those who refer
(French: appliquent) to the different
treatment must prove its raison d' tre and
its reasonableness."
30.
Subject to an exception of necessity, the effect of s.117 is that when a
subject of the Queen resident in one State goes into or has dealings in another
State, that person must be treated as if she or he were a resident in the other
State. It is a guarantee of equal treatment under the law. The guarantee
supplements the freedom of interstate intercourse which is secured by s.92.
Sections 92 and 117 are the constitutional pillars of the legal and social
unity of the Australian people just as ss.90 and 92 are the constitutional
pillars of national economic unity. Subject to an exception of necessity,
equality of treatment within each State of the subjects of the Queen resident
in any State is a basic doctrine of the Constitution and a fundamental feature of the
federation.The exception of necessity.
31. The s.117 guarantee of equality of treatment is
not expressed to be subject to any qualification or exception. Nor is there any
firm constitutional foothold for an implication that s.117 should be read down to permit
discrimination in favour of in-State residents in order to foster local
sentiment or to advance local interests. Yet it is clear that there must be
some exception to a general application of its terms. Section 117 is drawn on the assumption that
out-of-State residence can never be a ground for denying to a protected person
any right to which that person would be entitled if she or he were resident in
the relevant State. Yet s.7 of the Constitution
demonstrates that the assumption is ill-founded: a subject of the Queen,
resident in one State, must be denied a vote for the senators for another State
voting as one electorate. In my opinion, the guarantee of equality of treatment
is qualified only by necessary implication from the Constitution itself. No such necessity can be
found in the constitutional conferring of powers on the institutions of
government or in the constitutional recognition of the powers of government.
Although governments (in each of their branches) may exercise their powers as
they see fit within the limits of the law, the very purpose of s.117 is to ensure - and in terms it
ensures - that the exercise of power by the institutions of government is
ineffective when it reaches the borders of the Alsatia created by s.117. The necessity to treat a protected person
differently on the ground of out-of-State residence must therefore be found not
in the powers vested in the institutions of government but in the existence of
those institutions and in the protection of their functions. The necessity to
preserve the institutions of government and their ability to function is an
unspoken premise of all constitutional interpretation (see The Commonwealth v.
Tasmania. The Tasmanian Dam Case [1983] HCA 21; (1983) 158 CLR 1, at p 214) for it is the necessity to preserve the Constitution itself. But that necessity does not
require or authorize a qualification of the constitutional text in order to
maintain what might be thought to be a convenient fund of power or a desirable
distribution of power. Nothing less than the need to preserve the institutions
of government and their ability to function can justify the erection by a
government of a barrier to the legal and social unity of the Australian people.
32. The necessity to preserve the
institutions of government or their ability to function demands that electoral
laws providing for a franchise based on residence in a State be given full
effect. It may require giving full effect to laws which impose a requirement of
in-State residence in order to ensure the attendance of members of the three
branches of government at their respective places of duty or to ensure their
familiarity with conditions within the State in which those duties are
performed. It may justify other laws in the same way. Future cases will tell.
Although discrimination based on local residence within a State does not in
terms attract the operation of s.117, discrimination on that basis may take many forms and it must be left to
future cases to say whether s.117 is attracted in a particular case. In the United States, problems of
that kind arising under the Privileges and Immunities clause (Art.IV s.2) of the Constitution have provoked contrasting judicial
opinions: see United Building & Construction Trades v. Mayor. However, even
if discrimination based on local residence within a State were to attract the
application of s.117 in
the generality of cases, it could not do so in the case of an electoral law
creating a parliamentary franchise based on local residence. In such a case,
the necessity of preserving the means of electing the members of the Parliament
would necessitate the exclusion of non-local residents from the poll and the
case would fall outside the purview of s.117.
33. The exception of necessity is
narrowly confined: indeed, it may not amount to discrimination at all. When it
is necessary to treat a protected person differently on the ground of
out-of-State residence (as in the case of voting in an election of senators for
another State), that ground reflects the fact that the protected person is in a
position which is relevantly and necessarily different from the position she or
he would be in if she or he were an in-State resident. It is precisely because
she or he is not an in-State resident that the Constitution requires her or him to be differently
treated. Such different treatment is not truly discriminatory. However, as s.117 comprehends disabilities as well as
discriminations, an exception of necessity must be recognized.
34. In applying s.117 to an application by an out-of-State
resident for admission to a Bar, it is not appropriate to assume that the cases
which have addressed a similar question in the Supreme Court of the United
States furnish applicable or appropriate guidance. Obviously, s.117 differs textually from both Art.IV s.2 (the Privileges and Immunities
clause) and from the 14th Amendment (the equal protection clause) of the United
States Constitution. The
United States cases since Supreme Court of New Hampshire v. Piper [1985]
USSC 49; (1985) 470 US
274 have founded on the
Privileges and Immunities clause rather than on the 14th Amendment but the
notion of discrimination in s.117 has more conceptual affinity to the 14th Amendment than to the
Privileges and Immunities clause. The doctrine of fundamental rights developed
by the United States Supreme Court in applying that clause - those privileges
and immunities "bearing upon the vitality of the Nation as a single
entity" (see Baldwin v. Montana Fish and Game Commission [1978]
USSC 82; (1978) 436 US
371, at p 383; Piper, at p 279)
- cannot be safely translated into our constitutional jurisprudence. And the
test of "a substantial State interest" which can justify denial of
equal treatment to non-residents (Supreme Court of Virginia v. Friedman (1988)
101 LEd. 2d 56, at p 63; Piper,
at p 284) is applied in the United States in a professional and social milieu
which is significantly different from that in Australia or which is not known
to be the same as in this country: see Barnard v. Thorstenn (1989) 57 LW.4316.
The facts of particular cases of discrimination and the decisions given in
those cases in the United States and elsewhere illustrate the recurrent
problems of discrimination but extreme caution is needed in applying any of
those cases lest differences in statutory texts, underlying doctrine or
evaluation of social conditions be overlooked.The authority of Henry v. Boehm.
35.
In Henry v. Boehm, the rules relating to the admission of practitioners with
out-of-State qualifications required only temporary residence in South
Australia: three months' continuous residence prior to application for
admission and at least 12 months after conditional admission until the order
for admission was made absolute. The majority held that compliance with the
requirement for temporary in-State residence did not necessitate the abandoning
of a residence elsewhere: see per Barwick C.J. at p 489, McTiernan J. (who
agreed with the Chief Justice's judgment) at p 490, Menzies J. at p 493, and
Gibbs J. at p 498. By contrast, the 1975 Queensland rules prior to their
amendment on 2 July 1987, require a New South Wales barrister resident and
practising in that State to give up his residence in New South Wales
permanently. It is possible to distinguish the requirement in Henry v. Boehm
from the requirement in the present case. The distinction is important because
it was accepted by the majority in Henry v. Boehm that the ground of
discrimination necessary to attract the operation of s.117 is out-of-State residence. Barwick
C.J. said (at p 489):
"At least prima facie therefore
being a
resident of another State must be made
by the law the basis of the imposition
or creation of the disability or
discrimination. But, of course, the
necessary direct effect of the operation of
a statute or statutory provision according
to its true construction must be regarded in
considering whether the law does make
residence out of the State a criterion of
its operation. Here, quite clearly in my
opinion, the rules do not in terms make the
fact of being an out-of-State resident the
basis of their operation."
Menzies J. said (at p 493):
"It is only laws effecting a
disability or
discrimination upon or against a person
resident in one State by reason only of his
non-residence in another State that are
condemned by s.117. That
is the decision in
Davies and Jones v. Western Australia
[1904] HCA 46; ((1904)
2 CLR 29). Whether the rules
operate to impose such a disability or
discrimination is the inquiry here."
Gibbs
J. said (at p 496):
"What
the section proscribes is a disability
or discrimination based solely on the ground
of residence in another State: Davis and
Jones v. Western Australia, per Barton J.
(at p 47), and per O'Connor J. (at p 49).
It follows that a discrimination in favour
of a person who not only resides within the
State but also satisfies some additional
condition or requirement would not infringe
the constitutional guarantee (at least,
according to O'Connor J. in Davies and Jones
v. Western Australia (at p 53), if that
other condition or requirement was
substantial, by which it may have been meant
that the imposition of the additional
condition or requirement should not have
been a merely colourable attempt to disguise
the fact that the discrimination was really
based on residence alone)."
The
decision in Davies and Jones v. The State of Western Australia (1904) 2
CLR 29, on which all of their
Honours relied, was founded on the view summed up by Barton J. (at p 47) in a
sentence cited by Barwick C.J. (at p 488):
"'It is discrimination on the
sole ground of
residence outside the legislating State that
the Constitution aims at
in the 117th
section'."
To rebut the argument that the
residential requirement of the South Australian Rules did discriminate on the
ground of out-of-State residence, their Honours were concerned to show
out-of-State residence meant a more or less permanent residence out of the
State and that applicant out-of-State practitioners who wished to remain
out-of-State residents could comply with the requirement of temporary in-State
residence. That rebuttal is not open in this case where the 1975 rules prior to
their amendment refused admission to suitably qualified New South Wales
barristers who declined to abandon their residences and practices in that
State. Under those rules, out-of-State residence is the stated ground of
discrimination whereby suitably qualified New South Wales barristers were
refused admission to practise in Queensland. Even if Henry v. Boehm were
followed, the ground of discrimination contained in the 1975 rules prior to
their amendment would properly be identified as out-of-State residence so that
s.117 would be attracted. There was nothing to suggest that there was any
rational and proportionate connection between the requirement of permanent
residence in Queensland on the one hand and suitability for admission to
practise in Queensland on the other.
36. Henry v. Boehm presents other
difficulties. The proposition that for a subject of the Queen to be
"resident in a State" there must be a degree of permanency can be
accepted only to the extent that it is relevant to distinguish residence from a
mere sojourn or transient presence in a State. Otherwise "resident"
imports no particular degree of permanence. This was perceived by Griffith C.J.
in Davies and Jones v. The State of Western Australia where he said (at p 39):
" The word 'resident' is used in
many
senses. As used in sec.117 of the
Constitution, I think it
must be construed
distributively, as applying to any kind of
residence which a State may attempt to make
a basis of discrimination, so that, whatever
that kind may be, the fact of residence of
the same kind in another State entitles the
person of whom it can be predicated to claim
the privilege attempted to be conferred by
the State law upon its own residents of that
class."
Although, as Menzies J. pointed out in
Henry v. Boehm (at p 493), this passage cannot be understood as suggesting that
s.117 is to be construed
by reference to actual State laws, it rightly attributes to residence a
comprehensive meaning embracing residences of differing permanency, so that s.117 might apply to "any kind of
residence which a State may attempt to make a basis of discrimination". I
should have thought that continuing residence for the periods specified in the
South Australian rules would have amounted to residence for the purposes of s.117 and that residence in South Australia
for that period was inconsistent with residence in Victoria during the same
period.
37. The majority held that s.117 gave no protection to out-of-State
residents against the need to comply with a temporary residential condition on
admission where the law imposed the same condition on all subjects of the Queen
similarly qualified: see pp 486-487,490, 491,498. The operation of s.117 was held not to be attracted even
though the fulfilment of the condition of temporary residence by an
out-of-State resident is naturally and ordinarily more burdensome than it would
be if that person were residing in the State. That approach is inconsistent
with some of the principles which, as I have sought to explain, inhere in the
concept of discrimination. The majority rejected the notion that the imposition
of the same condition upon all persons to whom a law applies, though not
formally discriminatory, may be discriminatory in effect. Their Honours did not
recognize that discrimination may exist when, by reason of differing factual
circumstances affecting the persons to whom the law applies, the law has a
different impact on one or more of those persons. Stephen J. recognized these
principles in his dissenting judgment (at p 502):
" ... I regard it as incorrect to
say of a
disadvantage that because it is the
consequence of a requirement of universal
application that disadvantage is equally
applicable to all; if the discriminating
factor relates to the personal attributes of
individuals some only of whom possess those
attributes then, while the requirement may
be said to apply equally to all, the
disadvantage will apply unequally for it
will apply only to those who do not possess
those attributes."
38. I respectfully agree that there is
no warrant for excluding from the connotation of "discrimination" in s.117 the discriminatory imposition of a
disadvantage by a law of general application. The question therefore arises
whether, construing s.117
inconsistently with the construction adopted by the majority in Henry v. Boehm,
I should accept the authority of that decision or adopt the construction which
I conceive to be correct. I respectfully agree with the observation of Gibbs J.
in Queensland v. The Commonwealth (1977) 139 CLR 585, at p 599:
"No Justice is entitled to ignore
the
decisions and reasoning of his predecessors,
and to arrive at his own judgment as though
the pages of the law reports were blank, or
as though the authority of a decision did
not survive beyond the rising of the Court.
A Justice, unlike a legislator, cannot
introduce a programme of reform which sets
at nought decisions formerly made and
principles formerly established. It is only
after the most careful and respectful
consideration of the earlier decision, and
after giving due weight to all the
circumstances, that a Justice may give
effect to his own opinions in preference to
an earlier decision of the Court."
Though adopting this approach, I am
satisfied that I should give effect to the construction which I would hold the
text of s.117 demands.
There are three considerations which lead to this conclusion: first, if
"discrimination" in s.117 were not to extend beyond the imposition of a legal disability or
liability on the express ground of out-of-State residence and to encompass the
discriminatory impact of a law or governmental act on a protected person, s.117 would be a shell without substance
and its protection would be illusory. By narrowing the connotation of
"discrimination" to formal discrimination, the reasons for decision
of the majority fail to accord to the text of s.117 its full meaning and deprive that
section of its capacity to establish and maintain equality of treatment in each
State of the subjects of the Queen resident in every State. The second
consideration which leads me to refuse to follow Henry v. Boehm is that the
developments of the law since that decision have given us new insights into the
law of discrimination and those insights reveal shortcomings in the reasons of
the majority. To adhere to Henry v. Boehm would be to fossilize s.117 while the general law of
discrimination continues to develop. The third consideration is that the
doctrine of stare decisis, never conclusive in determining the true
construction of the Constitution, is least cogent in its application to those few provisions which are
calculated to protect human rights and fundamental freedoms (to use
contemporary nomenclature), notably ss.92 (freedom of intercourse), 116 and 117. Giving the
majority judgments in Henry v. Boehm the great respect which they command both
as a considered authority of this Court and as the writings of some of its most
distinguished jurists, I am unable to accommodate their Honours' approach to s.117 to its text and purpose. I am unable
to regard Henry v. Boehm as an authority which ought to be maintained.
39. The Full Court saw Henry v. Boehm
as standing in the way of Mr Street's argument on s.117. Even if it be not distinguished in
this case, it does not stand in the way of that argument in this Court. The
residence and cessation of practice requirements of the 1975 rules have no
rational and proportionate connection with the standards of training,
experience and character which might properly be demanded as a condition of
admission as a barrister. The 1975 rules present no obstacle to the admission
of a New South Wales barrister who has resided and practised in that State, if
the barrister comes to reside and practise in Queensland but she or he is
treated differently if residence and practice in New South Wales are retained.Section
117 in the present case.
40. The two requirements of residence
and practice are, in Mr Street's case and in the case of most barristers
admitted to practice and resident and practising in New South Wales, in
substance both residential requirements. A barrister ordinarily practises, or
chiefly practises, in or near her or his place of residence: the nature of a
barrister's practice makes residential propinquity a virtual necessity except
in rare instances or for comparatively brief periods when the barrister accepts
out-of-town briefs. To require residence in Queensland and cessation of
practice in New South Wales as conditions of admission in Queensland of New
South Wales barristers who are otherwise qualified to be admitted in Queensland
is to discriminate against those who do not reside in Queensland on the ground
of out-of-State residence. An applicant qualified for admission who resides in
New South Wales must give up the barrister's place of residence and must cease
to practise in the State of actual residence but if the barrister were resident
in Queensland the place of residence could be retained and practice in the
State of residence could be carried on. The 1975 rules, prior to their
amendment by the Order in Council of 2 July 1987, thus subjected Mr Street to a
discrimination which would not have been equally applicable to him if he were
resident in Queensland. He has thus established that he was subjected to
discrimination within the meaning of s.117. He is entitled to an order giving effect to his
constitutional immunity from that discrimination. The grounds assigned for
refusing him admission were invalid and his appeal against the order of the
Supreme Court of Queensland must be allowed.
41. The Order in Council of 2 July
1987 removed pars (6) and (7) from form 10 and thus removed the residential and
cessation of practice requirements which had been found to inhere in those
paragraphs. Another requirement was inserted: that applicants relying on prior
admission as a barrister in New South Wales or in certain other jurisdictions
should "have the intention of practising principally in Queensland":
r.15(e). A new par (6), deposing to such an intention, was inserted in form 10.
A new r.15B was inserted:
" (1) An applicant for admission
who
relies on a qualification set out in rule
15(d)(3), (4) or (5) shall in the first
place be admitted conditionally only for a
period of one year.
(2) After the expiration of the said
period of one year, the applicant may be
granted absolute admission if he satisfies
the court that, since his conditional
admission and until the date of the
application for the order absolute, he has
practised principally in Queensland and has
not pursued any occupation or business other
than that proper for a barrister."
(This rule follows the drafting of
r.28 in the South Australian rules which survived scrutiny in Henry v. Boehm.)
For the reasons stated, a requirement imposed on a barrister admitted to
practice and resident and practising in New South Wales to carry on practice
principally in Queensland is tantamount to a requirement to give up the
barrister's place of residence in New South Wales. It has no rational and
proportionate connection with ensuring that an applicant is suitable for
admission to practice as a barrister. The requirement imposed by the Order in
Council of 2 July 1987 thus purports to subject Mr Street to discrimination
falling within s.117. If Mr Street were to make another application for
admission, s.117 would protect him from the requirements relating to practising
principally in Queensland.
42. I would answer the first question
in the stated case in the manner proposed by the Chief Justice. It is not
appropriate to answer the question in the terms in which it is posed, namely,
whether the rules are invalid. Section 117 does not deny their validity but
denies their effect on a protected person in Mr Street's position.
43. The discrimination which falls
within s.117 does not include the effect of the provisions of r.15B(1) nor the
requirement imposed by r.15B(2) of satisfying the Court (in the circumstances
there set out) that an applicant for absolute admission "has not pursued
any occupation or business other than that proper for a barrister". That
is a requirement which has a rational and proportionate connection with
suitability for admission by order absolute and which is imposed indifferently
on those applicants who rely on prior admission in New South Wales or in
certain other jurisdictions whether they be resident in Queensland or in
another State. It imposes no burden which is related to out-of-State residence
or with which an out-
of-State resident would find it more onerous to comply than would an in-State
resident. That requirement does not attract the operation of s.117.
44. The appropriate order in Mr
Street's appeal is to remit the matter to the Supreme Court of Queensland to
hear and determine his original application in conformity with the law as
stated by this Court.
45. The law, which today pushes open
the doors of the Supreme Court of Queensland for entry by suitably qualified
barristers admitted and practising in other States, opens too the doors of
State universities, hospitals and other institutions for entry by subjects of
the Queen resident in other States on the same terms as residents of the
relevant State. If a State were able to grant preference to its own residents
in its own institutions there could be no valid objection to Queensland's grant
of preference in its Courts to its resident Bar. Section 117 precludes that
preference.
46. Assuming that Mr Street is
otherwise qualified, he will be entitled to an order by the Supreme Court of
Queensland admitting him to practise as a barrister of that Court.
47. As Mr Street's argument on s.117
succeeds, it is unnecessary to consider the argument founded on s.92 or to answer
the second question which the stated case reserved for consideration by this
Court.
DEANE J. It is often said that the
Australian Constitution
contains no bill of rights. Statements to that effect, while literally true,
are superficial and potentially misleading. The Constitution contains a significant number of
express or implied guarantees of rights and immunities. The most important of
them is the guarantee that the citizen can be subjected to the exercise of
Commonwealth judicial power only by the "courts" designated by Ch.III
(s.71). Others include:
the guarantee that the trial on indictment of any offence against any law of
the Commonwealth shall be by jury (s.80); the guarantees against discrimination between persons
in different parts of the country in relation to custom and excise duties, and
other Commonwealth taxes and bounties (ss.51(ii), 51(iii),
86, 88 and 90); the guarantee of freedom of inter- State trade,
commerce and intercourse (s.92); the guarantee of direct suffrage and of equality of voting rights among
those qualified to vote (ss.24 and 25); the
guarantee of the free exercise of religion (s.116); and the guarantee against being subjected
to inconsistent demands by contemporaneously valid laws (ss.109 and 118).
2. All of those guarantees of rights
or immunities are of fundamental importance in that they serve the function of
advancing or protecting the liberty, the dignity or the equality of the citizen
under the Constitution.
Some of them, such as ss.71, 90, 92, 109 and 118, are also integral parts of the very structure of the federation. Section
117 falls into that last-
mentioned category. Its immediate operation is to protect the citizen resident
in one State from being subjected in another State to "disability or
discrimination" of the kind which it designates. It also constitutes a structural
provision directed to the promotion of national economic and social cohesion
and the establishment of a national citizenship.
3. There was, in earlier years, a
tendency in some judgments in the Court to distort the content of some of these
constitutional guarantees by restrictive legalism or by recourse to artificial
formalism. Thus, a series of decisions culminating in Grannall v. Marrickville
Margarine Pty. Ltd. [1955] HCA 6; (1955) 93 CLR 55,
at p 78, and Mansell v. Beck [1956] HCA 70; (1956) 95 CLR 550, at pp 564-565, substituted for s.92's substantive guarantee of the freedom
of inter-State trade and commerce, a ritualistic formula which was quite
inadequate to address the substance of protectionism and which could itself
constitute an actual source of substantive inequality to the detriment of the
local trader (cf. Miller v. TCN Channel Nine Pty. Ltd. [1986] HCA 60; (1986) 161 CLR 556, at p 618). Another series of decisions
culminating in Bolton v. Madsen [1963] HCA 16; (1963) 110 CLR 264 undermined s.90's protection of the local manufacturer or trader, faced
with inter-State competition, from the disadvantageous burden of locally
imposed excise duties (cf. Hematite Petroleum Pty. Ltd. v. Victoria [1983]
HCA 23; (1983) 151 CLR
599, at pp 660-662) by denying
the character of an "excise duty" (for the purposes of s.90) to any tax which, regardless of
substance, failed to satisfy the formal requirements of a formularized criterion
of operation. Yet another series of cases culminating in Zarb v. Kennedy [1968]
HCA 80[1968] HCA 80; ; (1968)
121 CLR 283 lent support for a
restrictive construction of s.80 which, by ignoring substance in favour of form, would make the
Constitution's prescription of trial by jury a hollow mockery which could be
avoided by the stratagem of subjecting persons accused of even the most serious
of offences to summary trial by a magistrate.
4. Likewise, the decisions of this
Court on s.117 of the Constitution represent, while they stand, a
triumph of form over substance. In Davies and Jones v. The State of Western
Australia [1904] HCA 46; (1904)
2 CLR 29, it was held that the
section's guarantee that a resident of a State shall not be subject in another
State to any disability or discrimination "which would not be equally
applicable to him" if he were resident in that State is not infringed if
the discrimination or disability is the result of a failure to satisfy a dual
requirement of residence and domicile. A discrimination based on
"domicile" was not, so it was said, within the purview of the section
and the protection of the section only applied in relation to discrimination or
disability based solely on residence (see per Barton J. at p 47 and per
O'Connor J. at p 49). In Henry v. Boehm [1973] HCA 32; (1973) 128 CLR 482, it was held by a majority of the
Court (Barwick C.J., McTiernan, Menzies and Gibbs JJ.; Stephen J. dissenting)
that a requirement of the South Australian Rules of Court that an applicant for
admission as a legal practitioner "reside ... in the State
continuously" for three months preceding the filing of his notice of
application and for a further twelve months between conditional and absolute
admission did not infringe the section's guarantee for the reason that it
applied indifferently to both residents and non-residents of South Australia.
The fact that the Rules went on to provide that the particular residential
requirements did not apply at all to an applicant who satisfied the Board of
Examiners "that he ordinarily resides in and is domiciled in this
State" did not affect the position since the inclusion of the requirement
of domicile meant that any discrimination or disability was not "made by
the rules on the basis of residence alone" (see per Barwick C.J. at p
488). Upon analysis, the two decisions stand as authority for the proposition
that, putting to one side the case of a merely colourable attempt to avoid the
operation of the section, a law will contravene s.117 only if it imposes a
disability or discrimination which is based solely on the precise
"ground" or "basis" that the person in question is not
"resident" in the relevant State in the particular sense of having a
degree of permanency of residence there (see, e.g., Davies and Jones v. Western
Australia, at pp 47, 53; Henry v. Boehm, at pp 488, 493, 496). That being so,
discrimination or disability based on domicile or mere temporary residence is
outside the scope of the section notwithstanding that permanent residence will
ordinarily be determinative of domicile and temporary residence will commonly
be an incident of permanent residence. Henry v. Boehm is also authority for the
general proposition that the question whether a disability or discrimination is
based solely on non-residence in the relevant sense falls to be determined by
reference to the formal operation of the impugned law and not its substantive
effect (see per Barwick C.J., with whom McTiernan J. agreed, at p 489 and per
Menzies J. at p 491). Indeed, the effect of the majority judgments in the case
seems to me to be to substitute yet another formularized formal criterion of
operation for the words of the Constitution. Thus Barwick C.J. commented (at p 489):
"Section 117 relates to disability or
discrimination imposed or created by
legislation. At least prima facie therefore
being a resident of another State must be
made by the law the basis of the imposition
or creation of the disability or
discrimination. But, of course, the
necessary direct effect of the operation of a
statute or statutory provision according to
its true construction must be regarded in
considering whether the law does make
residence out of the State a criterion of its
operation."
5. In the recent cases of Cole v.
Whitfield [1988] HCA 18; (1988)
165 CLR 360 and Philip Morris
Ltd. v. Commissioner of Business Franchises [1989] HCA 38; (1989) 63 ALJR 520; 87 ALR 193, the Court unambiguously rejected the
preference of form for substance in the construction of the provisions of s.92 and s.90 of the Constitution. In Cole v. Whitfield (at p 408), it
was pointed out that it was simply impossible to extract from the substantive
guarantee of s.92 "a
formula which was capable of automatic application by reference to the formal
operation of a law." In Philip Morris Ltd. v. Commissioner of Business
Franchises, all members of the Court other than Dawson J. rejected the
preference of form over substance which underlay the formularized criterion of
liability which had been enunciated by a unanimous Court in Bolton v. Madsen as
the touchstone of a duty of excise for the purposes of s.90. For his part, Dawson J. indicated
that his continued acceptance of the criterion of liability formula was founded
not on a preference for form over substance in the construction of a
constitutional provision but on his Honour's view that, on the current state of
the authorities, it was impossible "to identify the substance which ought
to prevail" (at p 545; p 236 of ALR). It is in the context of the rejection
in these two recent cases of the preference for mere form over substance which
was involved in the substitution of a formularized criterion of operation or
liability for the words of the Constitution that one must approach the question whether the earlier
decisions on s.117 of the
Constitution should be
allowed to stand.
6. The reference in s.117 to a "subject of the Queen"
must be understood, in contemporary circumstances, as a reference to a subject
of the Queen of Australia, that is to say, as a reference to an Australian
citizen (see Nolan v. Minister for Immigration and Ethnic Affairs [1988]
HCA 45; (1988) 165 CLR
178, at pp 185-186). In terms,
the section confers upon such a "subject of the Queen" who is
resident in any State an immunity from being "subject in any other State
to any disability or discrimination which would not be equally applicable to
him if he were ... resident in such other State" (emphasis added). As
Stephen J. pointed out in Henry v. Boehm (at p 501-502), what the section
requires is a comparison between the non-resident citizen's actual position
under the impugned law and the position in which he would be under that law if
he were resident in the particular State. If the non-resident citizen is
subjected in that State to discrimination or disability which would not be
"equally applicable to him" if he were resident, the guarantee of s.117 will, to that extent, be infringed.
There is neither need nor justification for diverting attention from the
comparison which the section in terms requires by a formularized requirement to
the effect that the particular discrimination or disability must be based
solely on non-residence (i.e. "residence out of the State": per Barwick
C.J., above) in the sense that "non-residence" constitutes the formal
"criterion of operation" of the relevant law. To the contrary, such a
formula will inevitably constrict and distort the plain meaning of the words of
s.117 for so long as it
focuses exclusively upon the comprehensive negative notion of non-residence and
disregards the elements involved in the positive notion of being
"resident" which the section identifies as the basis of the requisite
comparison. I turn to explain why that is so.
7. Whatever be its precise abstract
connotation, the notion of being "resident in a State" is a complex
one, ordinarily involving, in a concrete case, the interaction of a number of
constituent factors. Let it be assumed, for the sake of argument, that the
notion of being "resident in State X" embraces "a",
"b" and "c" as necessary and sufficient elements. On that
assumption, the injunction of s.117 could be relevantly translated as "A citizen who is resident in a
State other than State X shall not be subject in State X to a discrimination or
disability which would not be equally applicable to him or her if he or she
were resident in State X, that is to say, if he or she were "a",
"b" and "c"". That being so, a law of State X which
imposed a discrimination or disability on a citizen who was resident in another
State on the sole "basis" (or by reference to a formal
"criterion of operation") of non-"b" would infringe the
guarantee of s.117 since
the non-resident citizen would, if he or she were resident in State X, be
"b" and therefore not subject to the particular discrimination or
disability. Such a law would not, however, infringe Henry v. Boehm's
substituted formula to the effect that a law will not infringe s.117 unless the comprehensive notion of
"non-residence" is made the sole "basis" or
"ground" of the discrimination or disability since such a law focuses
on only one element of that notion.
8. It is true that the example in the
above passage is necessarily hypothetical in that, while the notion of
residence is a complex one, it is not one which can be subdivided, in the
abstract, into a number of discrete, necessary and sufficient elements or
factors. Regardless of the precise meaning which one gives to the word
"resident" in s.117, the relative importance, and even the identity, of the factors which
are determinative of whether a particular person is or is not resident in a
particular State are likely to vary from case to case. So to say does not,
however, undermine the relevance of the example. To the contrary, it serves to
underline the artificiality and unacceptability of any attempt to displace the
comparison which s.117
requires to be made between the actual position of the particular non-resident
and the position in which he or she would have been if he or she were a
resident by a formula which ignores the position of the affected person and
focuses solely on the formal operation of the impugned law. Even though it is
not possible precisely to identify in the abstract a number of necessary and
sufficient elements of the notion of being a resident for the purposes of s.117, it is apparent that a formula which
precludes the applicability of s.117 in any case where the law is not based solely on the comprehensive
notion of non- residence or residence will fail to reflect the plain meaning of
the words of the section. If, for example, the discrimination or disability to
which a particular non-resident was subjected was based on the "absence of
any connection" with the legislating State, it would not be based solely
on non-residence. Nonetheless, such a discrimination or disability would
plainly satisfy the requirement of the section that it be one "which would
not be equally applicable to" the affected non-resident if he or she were
a resident of that State. It may be arguable that this inadequacy of the
"sole basis" formula could be overcome by a reformulation which
widened the proscribed basis of discrimination or disability so that it
included, in addition to non-residence, the absence of any attribute or
incident of residence. Any such reformulation would not, however, overcome a
more general objection to the substitution, for the words of s.117, of a formula which pays regard only
to the formal operation of an impugned law.
9. It is a long-settled general
principle of construction that the provisions of a national constitution must
be broadly interpreted and applied: their substance should not to be confounded
by narrow technicality or legalism (see, e.g., Jumbunna Coal Mine, No Liability
v. Victorian Coal Miners' Association (1908) 6 CLR 309, at pp 367-368; Reg. v. Coldham; Ex
parte Australian Social Welfare Union [1983] HCA 19; (1983) 153 CLR 297, at p 314). In particular, a
constitutional guarantee, such as that contained in s.117, calls for "a generous
interpretation ... suitable to give to individuals the full measure of the
fundamental rights and freedoms referred to" (Minister of Home Affairs v.
Fisher (1980) AC 319, at
p 328; and see, also, Maneka Gandhi v. Union of India (1978) 2 SCR. 621, at p 670; Hunter v. Southam Inc. (1984)
2 SCR. 145, at pp 155-156). A
"close and literal construction deprives (such guarantees) of half their
efficacy, and leads to gradual depreciation of the right, as if it consisted
more in sound than in substance" (Boyd v. United States [1886] USSC
48[1886] USSC 48; ; (1886)
116 US 616, at p 635; Byars v.
United States [1927] USSC 3; (1927) 273 US 28,
at p 32). That general principle of construction precludes the substitution of
a rigid and artificial formula for a constitutional provision such as s.117 and requires that regard be had to
substance rather than mere form both in the construction of such a provision
and in its application to the facts of a particular case. If authority in this
Court be required for that last-mentioned proposition, the above-mentioned
cases of Cole v. Whitfield and Philip Morris Ltd. v. Commissioner of Business
Franchises supply it. In my view, neither the "sole basis" formula
nor the disregard of substance which it involves should be allowed to survive
those two cases. To the contrary, the provision of s.117 should, in accordance with settled
principle, "be construed with all the generality which the words used
admit" (per Dixon C.J., Kitto, Taylor, Menzies, Windeyer and Owen JJ.,
Reg. v. Public Vehicles Licensing Appeal Tribunal (Tas.); Ex parte Australian
National Airways Pty. Ltd. [1964] HCA 15[1964] HCA 15; ; (1964) 113 CLR 207, at p 225) and with regard being had
to substance rather than mere form. That being so, s.117 protects a non-resident from being
subjected to disability or discrimination of the type to which it refers
regardless of whether the disability or discrimination is directly imposed or
is the indirect result of the operation of the relevant legislative provisions
(e.g. the confinement of a benefit or advantage to a class which excludes a
non-resident). If the substance of what is involved is disability or
discrimination of the type referred to in s.117, mere differences in the form of the relevant
legislation will not be effective to take it beyond the reach of the
constitutional guarantee.
10. The words of s.117 must, of course, be construed in their
context in a constitution which is founded upon the existence of the various
States as distinct entities under the federation. So construed, s.117 does not require that no distinction
at all be drawn in a State between non-resident and resident. Section
117 only applies when a
non-resident is "subject to ... disability or discrimination". Those
words, construed in their constitutional context, convey the notion of some
superimposed incapacity or disadvantage in the sense that the incapacity or disadvantage,
regardless of whether it be direct or indirect, does not flow naturally from
the structure of the particular State, the limited scope of its legislative
powers or the nature of the particular right, privilege, immunity or other
advantage or power to which it relates. Thus, a provision in a State
constitution conferring particular voting rights in State elections upon
residents of the State as a whole or upon persons resident in particular
electorates in the State will have the effect of precluding non-residents from
voting. The incapacity of the non-resident to vote flows, however, not from
some superimposed disqualification or qualification but from the nature of the
franchise in a political system based, to a significant extent, on residential
divisions and representation. A similar comment could be made of a federal law
precluding a person resident in Victoria who happened to be present in New
South Wales from voting in the election of New South Wales senators. Again,
State financial assistance to a particular class of its residents (e.g. a
rental subsidy to disadvantaged tenants) could place an ineligible visitor who
was resident (and a tenant) in another State at a comparable disadvantage if
that other State provided no such subsidy. The disadvantage would, however, not
flow from the subjection of the non-resident to a disability or discrimination.
It would flow naturally from the nature of the subsidy and the scope of State
powers and responsibility under the constitutional division of governmental
authority. Yet again, a requirement that a person who lacks the requisite
intra-State qualifications have certain extra-State qualifications or be
subjected to some scrutiny of competence before holding himself or herself out
as qualified and competent to carry on practice as a medical practitioner or a
solicitor or barrister in a State will not involve subjecting a non- resident
to disability or discrimination for the purposes of s.117 if the requisite qualifications or
scrutiny represent no more than regulation of a kind necessary to protect the
public. Such regulation flows naturally from what is involved in the practice
of medicine or law and the obvious need to protect the public from unqualified
and incompetent practitioners.
11. Apart from the phrase
"subject ... to any disability or discrimination", the aspect of s.117 which is most likely to give rise to
difficulty in the construction and application of the section is the
descriptive phrase "which would not be equally applicable to him if he
were a subject of the Queen resident in such other State." Even if one
accepts the view of the majority in Henry v. Boehm (see, per Barwick C.J. at pp
488-489; per Gibbs J. at p 497) that the word "resident" in s.117 is used in the particular sense of
connoting an idea of permanence, that descriptive phrase will plainly have a
distributive operation in that it will encompass not only those cases where the
relevant legislative qualification or disqualification is residence or
non-residence in that sense but also those cases where, regardless of the form
of the legislation, a non-resident is made subject to a relevant disability or
discrimination which would not, as a matter of substance, be "equally
applicable" to the person affected if he were a resident. In that regard,
the significance of the word "equally" in s.117 should not be ignored or discounted.
Thus, for example, a State law which subjects persons who do not satisfy a requirement
that they be present in the State for a continuous period of three months to
some "disability" or "discrimination" (i.e. within the
meaning of those words as used in s.117) might be said to make "no distinction between"
residents (in the sense of permanent residents) and non-residents (see Henry v.
Boehm, at p 489). It could not, however, properly be said that, as a matter of
substance, the actual disability or discrimination to which such a law subjects
a particular non-resident who was, during the relevant period, present in his
home State would have been "equally applicable" to him if he were a
resident of the first-mentioned State. In so far as such a non-resident is
concerned, the law subjects him to a disability or discrimination as a consequence
of his having been present at the place where he permanently resides. If he
were a resident, his continuous presence at the place where he permanently
resides would have protected him from, rather than subjected him to, that
disability or discrimination. Similarly, a law which subjects a non-resident to
a "disability" or "discrimination" if he has failed to
carry on business principally within the particular State for a particular
period cannot properly be seen as subjecting the particular non-resident trader
to a disability or discrimination which would be "equally applicable"
to him if he were a resident. In so far as a trader who carries on business
principally in his home State is concerned, such a law will subject him to the
particular disability or discrimination if, and only if, he is not resident in
the particular State.
12. In the present case, the effect of
the Rules of the Queensland Supreme Court prior to their amendment on 2 July
1987 was held by the Full Court of the Supreme Court, in accordance with
earlier authority, to be that the applicant was precluded from being admitted
to the Queensland Bar on the basis of his qualification as a member of the New
South Wales Bar unless he became a resident of Queensland and ceased to carry
on practice in New South Wales. There is obviously some force in an argument
advanced on behalf of the applicant to the effect that that construction of the
Rules gives undue substantive effect to the somewhat ambiguous contents of a
prescribed form. The Rules must, however, be construed in their proper
historical context and it appears to me that, when construed in that context,
they did impose the requirements which the Full Court attributed to them. It
was solely on the ground that the applicant failed to satisfy those
requirements of residence and ceasing to carry on practice elsewhere that the
Full Court refused his application for admission. As Connolly J. observed in
the Full Court ((1988) 2 Qd R 209, at p 210):
"He
(i.e. the applicant) is in all respects
qualified to be admitted as a barrister in
Queensland, save that he intends to continue
as a resident of New South Wales and has not
ceased to practise and does not intend to
cease to practise as a barrister (of) his
State of residence."
Since
the Full Court's decision, the Rules have been amended to substitute, for those
requirements, a less stringent requirement to the effect that an applicant for
admission as a barrister in Queensland on the basis of his qualification as a
barrister of another State must have the intention of practising principally in
Queensland and must so practise during the twelve months between conditional
and absolute admission. The Rules in their present form still preclude the
applicant from being admitted to the Queensland Bar since he intends to
continue to practise principally in New South Wales.
13.
In the light of the material before the Court and in the context of modern
circumstances in this country including the existence of a unitary system of
law administered in the various States and Territories by both national and
State courts (see Breavington v. Godleman [1988] HCA 40; (1988) 62 ALJR 447, at pp 472-473 [1988] HCA 40; ; 80 ALR 362, at pp 403-406), the conclusion is
inevitable that neither the old requirements of residence in Queensland and
ceasing to carry on practice elsewhere nor the new requirement of carrying on
practice principally in Queensland can properly be seen as flowing naturally
from, or being a natural incident of, the privilege of practising as a
barrister in Queensland in the sense of being a necessary professional
qualification or safeguard. The origin and basis of those restrictions is to be
found in the conviction - no doubt genuine - that it is necessary or desirable,
from the point of view of maintaining the overall strength of the local
Queensland Bar, that out-of-State practitioners be precluded from being
"brought in" to appear in cases before Queensland State courts. In
those circumstances, the requirements of residence and sole practice in Queensland
under the old Rules and the requirement of principal practice in Queensland
under the amended Rules must all be seen as superimposed. They are superimposed
barriers in the path of the practitioner from another State who desires to
practise in Queensland. That being so, the non-resident practitioner who is
precluded from being admitted to the Queensland Bar because he or she resides
or carries on practice in his or her home State (under the old Rules) or
principally carries on practice in his or her home State (under the amended
Rules) is, in my view, subjected to a "disability" and
"discrimination" within the meaning of those words as used in s.117.
The question arises whether that disability or discrimination is, for the
purposes of that section, one "which would not be equally applicable to
him if he were" a resident in Queensland.
14.
Under the amended Rules, an inter-State barrister who relies on his or her
qualification as such cannot be admitted to practice in Queensland otherwise
than on the basis that he or she will carry on practice principally in
Queensland. Where an applicant is, and intends to remain, a resident of a State
other than Queensland, the effect of that requirement is that he or she is
disabled from being admitted to the Queensland Bar otherwise than on the basis
that he or she will carry on practice principally in a State other than the
State in which he or she resides. If such an applicant were a resident of
Queensland, he or she would not be subjected to that disability at all. It
follows that the disability which the amended Rules would impose upon the
applicant is a disability which would not be equally applicable to him if he
were resident in Queensland. The position is a fortiori under the Rules prior
to their amendment in that, under the Rules in that earlier form, non-residence
in Queensland was of itself a disqualifying factor and the added requirement
that practice be solely in Queensland was even more onerous, from the point of
view of the non-resident, than is the requirement under the amended Rules.
15.
It follows that the requirements of residence in Queensland and ceasing to
carry on practice elsewhere upon which the Full Court of the Supreme Court
relied in refusing to admit the applicant to the Queensland Bar could not
validly apply to him by reason of the provisions of s.117 of the Constitution. The applicant is, for the reasons
given by the Chief Justice and Dawson J., entitled to have his appeal from that
decision of the Full Court determined on the basis of the Rules in their
earlier form (i.e. prior to their amendment on 2 July 1987). In the
circumstances, the appropriate course appears to me to be to set aside the
order of the Full Court and remit the matter to that court so that it may deal
with the application and make the orders which their Honours would have made
were it not for their view that those requirements were applicable to the
applicant.
16. There are four additional matters
which should be mentioned. The first is that it should be apparent from what
has been said above that I am of the view that the conclusion reached by
Stephen J. in his dissenting judgment in Henry v. Boehm is to be preferred to
that reached by the majority in that case. In my view, Henry v. Boehm should be
overruled. The second is that I consider that the distinction drawn between
"residence" and "domicile" in Davies and Jones v. Western
Australia is, in the ordinary case, illustrative of the sort of "tabulated
legalism" which should be "avoided" in the construction of a
fundamental constitutional guarantee such as s.117 (cf., per Lord Wilberforce, Minister
of Home Affairs v. Fisher, at p 328). Section 117 looks to the position of the non-resident citizen
affected by the relevant disability or discrimination. In the ordinary case,
the identity of the State in which a citizen is domiciled corresponds with, and
depends upon, the identity of the State in which he is permanently resident and
there is no practical significance between a disability or discrimination based
on domicile and one based on residence. It was thus in Davies and Jones v.
Western Australia. Accordingly, I am of the view that the decision in that case
should also be overruled. The third additional matter which I would mention is
that it is unnecessary for the purposes of the present case to consider whether
s.117 is applicable to
Commonwealth laws or to disability or discrimination resulting from executive
action or is concerned only with "disability or discrimination imposed or
created by (State) legislation" (see per Barwick C.J., Henry v. Boehm, at
pp 487, 489).
17. The final additional matter arises
from the provisions of the amended Rules to the effect that an applicant for
admission who relies upon a previous admission shall in the first place be
admitted conditionally for a period of one year and must not, during that
period, pursue any occupation or business other than that proper for a
barrister. Those provisions are severable from the requirement that, during the
period of conditional admission, an applicant principally carry on practice in
Queensland. They appear to me to fall in a different category to that
requirement in that they can properly be seen as flowing naturally from, or
being a natural incident of, the privilege of being admitted to practice as a
barrister in Queensland in the sense that they represent no more than a
reasonable professional qualification or safeguard. That being so, those
provisions are properly to be seen as merely regulatory of the Queensland legal
profession and as not involving the subjection of the non-resident to
discrimination or disability. They are not, however, applicable to the
applicant's current application for admission which must, as has been said, be
disposed of pursuant to the Rules in their earlier form.
18. In the result, I would grant
special leave to appeal, allow the appeal, set aside the order of the Full
Court of the Supreme Court refusing the applicant's application for admission
as a barrister and remit the matter to that court so that orders can be made
for the applicant's admission. I would answer Question 1 in the stated case: Rule
15(e), Form 10(6) and Rule
15B(2) are inapplicable to the applicant to the extent that they would require
him, on any fresh application for admission, to have an intention of practising
principally in Queensland or so to practise during the period between
conditional and absolute admission. My conclusion as to the effect of s.117 makes it unnecessary that I deal with
the applicant's alternative argument based on s.92 of the Constitution. Accordingly, it is unnecessary to
answer Question 2 of the stated case.
DAWSON J. The plaintiff is resident in
New South Wales and carries on practice as a barrister of the Supreme Court of
that State. He is also admitted to practise in Victoria, South Australia and
the Australian Capital Territory. He applied for admission to practise as a
barrister of the Supreme Court of Queensland. On 22 May 1987, his application
was refused by that Court.
2. The admission of barristers in
Queensland is governed by rules made under The Supreme Court Act of 1921 (Q). At the time the
plaintiff made his application and at the time it was refused, r.15(4) provided
for the admission, upon a reciprocal basis, of a person duly admitted, as was
the plaintiff, as a barrister in New South Wales. Rule 38 provided in par.(c) that every person
seeking admission should file an affidavit which set out his compliance with
the rules. Paragraph (d) of the same rule provided that, if he relied upon a
previous admission, the applicant should include in his affidavit "the
matters set out in Form 10".
3. Form
10, which was contained in a
schedule to the rules, commenced with the words "I, A.B., of , in the
State of Queensland, esquire, do make oath and say that- ". It contained
in par.(6) the allegation "That I ceased to practise as a barrister in
(here set forth the dates when the applicant ceased to practise in the various
Courts to which he has been admitted, and the nature of his employment
hereafter.)", and in par.(7) the further allegation "That I arrived
on the day of , 19 , in the State of Queensland." Rule 57 provided that the forms in the
schedule to the rules "shall be adopted and they shall be applied where
appropriate". It is thus clear that the matters contained in Form 10 were
authorized by the rules and formed part of them.
4. In refusing the plaintiff's
application for admission, the Full Court of the Supreme Court of Queensland
applied its own previous decision in Re Sweeney (1976) Qd R 296. In that case, the Court held that the
effect of the relevant rules and Form 10 was that an applicant for admission
who was previously admitted elsewhere should have ceased to practise in the
other jurisdiction or jurisdictions in which he was admitted and should have
become a resident of Queensland. The plaintiff argued that if this was so, the
relevant rules contravened s.117, and were invalid by reason of s.92, of the Constitution. Both arguments were rejected and the
plaintiff's application was refused upon the grounds that he had not ceased to
practise elsewhere and had not become a resident of Queensland. Connolly J.,
who delivered the principal judgment, said of the plaintiff: "He is in all
respects qualified to be admitted as a barrister in Queensland, save that he
intends to continue as a resident of New South Wales and has not ceased to
practise and does not intend to cease to practise as a barrister (in) his State
of residence."
5. On 10 June 1987, the plaintiff
filed notice of an application for special leave to appeal from the decision of
the Full Court. On 2 July 1987, the rules were amended by Order in Council. A
new par.(e) was added to r.15 requiring an applicant for admission who relied
upon a previous admission to "have the intention of practising principally
in Queensland". A new rule, r.15B, was inserted providing that an
applicant who relied upon a previous admission should in the first place be
admitted conditionally only for a period of one year and that thereafter he
might be granted absolute admission if he satisfied the court that, since his
conditional admission, "he has practised principally in Queensland and has
not pursued any occupation or business other than that proper for a
barrister". Form 10 was amended and the amendments included the
substitution for pars (6) and (7) of a new par (6) containing the allegation
"It is my intention to practise principally in the State of Queensland
commencing on (here set forth any relevant date)."
6. When the application for special
leave came on for hearing it was opposed, mainly upon the ground that, by
reason of the amendment to the rules, the questions raised by the plaintiff
under ss.92 and 117 of the Constitution were academic. The Court was of the
view that, even if the old rules had ceased to apply, nevertheless the issues
under the amended rules remained substantially the same. Accordingly, it
adjourned the application for special leave to enable the plaintiff to issue
fresh proceedings based upon the amended rules. The plaintiff issued a writ
seeking declarations, with the result that a case was stated by the Chief
Justice submitting the following questions for determination by the Court:
"1. Are the Rules of the Court
relating to
the admission of Barristers of the
Supreme Court of Queensland, as amended
by Order in Council dated the 23rd July
1987 (sic), invalid as being contrary to
Section 117 of the Constitution?
2. Are the Rules of the Court relating to
the admission of Barristers of the
Supreme Court of Queensland, as amended
by Order in Council dated the 23rd July
1987 (sic), invalid as being contrary to
Section 92 of the Constitution?"
7. The plaintiff continues to pursue
his application for special leave to appeal, contending that he has a right to
be admitted under the old rules if those rules requiring him to have ceased to
practise in other jurisdictions or to have become a resident of Queensland have
no valid application to him. Having regard to the observation of Connolly J.
that the plaintiff had, at the time the Supreme Court delivered judgment,
otherwise complied with the old rules, it would appear that the plaintiff is
entitled to maintain his position provided that the amendments to the rules,
with which he has not complied, did not abrogate any rights which he had
acquired. Assuming for present purposes the validity of the amendments, the
effect of s.20 of the Acts
Interpretation Act 1954 (Q) is, unless the contrary intention
appears, to preserve any right which had accrued before the amendments were
made and also any "legal proceeding, or remedy in respect of any such
right". Section 20
speaks of rights under an Act but, under s.5(2) of the Act, unless the contrary
intention appears, "Act" extends to include Orders in Council. No contrary
intention appears in The Supreme Court Act of 1921 or the rules either to the extension of the
meaning of "Act" or to the preservation of the plaintiff's accrued
right and his remedy in respect of that right. Accordingly, if the plaintiff is
able to establish his right to disregard the rules requiring him to cease
practice outside Queensland and take up residence in Queensland, he will have
established his entitlement to admission to practise and to appropriate relief.
Whilst the rules in their unamended form are no longer of general application,
the questions raised by the plaintiff under ss.92 and 117 are of general
importance and are not dependent upon the particular form of the relevant
rules. I would, therefore, grant special leave to appeal.
8. The argument based upon s.92 hinges
upon the fact that the plaintiff wishes to be admitted to practise in
Queensland whilst remaining resident in and whilst intending to practise principally
in New South Wales. For the purposes of this argument, and of the argument
based upon s.117, it was assumed that the effect of the unamended rules was to
require the plaintiff to have ceased practice outside Queensland and to have
become a resident of Queensland.
9. The plaintiff contends that the
rules in question offend s.92 by restricting both freedom of trade and commerce
and freedom of intercourse among the States. In both instances the restriction
is alleged to be of a protectionist kind, having the purpose and effect of
protecting members of the Queensland Bar from interstate competition: see Cole
v. Whitfield [1988] HCA 18;
(1988) 165 CLR 360, at p
407.
10.
So far as trade and commerce are concerned, before reaching any question of
protection the plaintiff must first establish that the activities he claims to
be restricted, namely, those involved in the practice of a barrister in more
than one State, constitute both trade or commerce and trade or commerce of an
interstate character.
11.
In his submission that the practice of a barrister constitutes trade or
commerce, the plaintiff encountered immediate difficulties. Notwithstanding a
possible shift in attitudes in these more egalitarian days, it is perfectly
plain that at the time the Constitution was framed a distinction was drawn between the
recognized professions and trade and commerce. No submission was put to the
contrary, despite the tendency nowadays to describe as professional many activities
which are of a distinctly commercial character. There can be no doubt that in
1900 a barrister was not regarded as being engaged in trade or commerce.
Perhaps it is the perception of elitism in the distinction between trade and
the professions which has led to some debasement of the notion of a profession.
Nevertheless, the practice of the law, together with divinity and medicine, has
traditionally been regarded as professional and was so regarded in 1900.
12. I speak of 1900, the time of
federation, because it is in accordance with the meaning given at that time
that the limits of the phrase "trade and commerce" must be
ascertained. The essential meaning of the Constitution must remain the same, although with
the passage of time its words must be applied to situations which were not
envisaged at federation. Expressed in the technical language of the logician,
the words have a fixed connotation but their denotation may differ from time to
time. That is to say, the attributes which the words signify will not vary, but
as time passes new and different things may be seen to possess those attributes
sufficiently to justify the application of the words to them.
13. This technical use of the words
"connotation" and "denotation" was adopted by John Stuart
Mill and is described in his A System of Logic: Ratiocinative and Inductive,
(1875), at pp 31-42. It is almost the converse of the popular or etymological
use of those words in which "to denote" merely means to signify and
"to connote" means to signify in addition. In The Commonwealth v.
Tasmania (The Tasmanian Dam Case) [1983] HCA 21; (1983) 158 CLR 1, at pp 302-303, I intentionally used the two words in
their popular sense, preferring that to the way in which they are used by the
logician. I now doubt the wisdom of having done so. Previous judgments had used
the terms in their technical sense more or less consistently for many years
and, upon reflection, that usage seems to offer a precision which the popular
usage does not. See Attorney-General for N.S.W. v. Brewery Employes Union of
N.S.W. (Union Label Case) [1908] HCA 94; (1908) 6 CLR 469, at p 610; Lansell v. Lansell [1964] HCA 42; (1964) 110 CLR 353, at pp 366, 369, 370; Commissioner
for Railways (N.S.W.) v. Scott [1959] HCA 29[1959] HCA 29; ; (1959) 102 CLR 392, at p 458; Reg. v. Federal Court of
Australia; Ex parte W.A. National Football League [1979] HCA 6; (1979) 143 CLR 190, at pp 233-234; Uebergang v.
Australian Wheat Board [1980] HCA 40; (1980) 145 CLR 266,
at p 294; Attorney-General (Vict); Ex rel. Black v. The Commonwealth [1981]
HCA 2; (1981) 146 CLR 559, at p 578.
14.
What matters more than the terminology is the principle which lies behind it
and that has never been doubted. It is that the limits within which a
constitutional prescription operates do not change, however much changing
circumstances may allow it to be applied to new situations. I should, of
course, add that to say as much does not necessarily make it any easier to
arrive at the limits, or the fixed connotation, of an expression. But in this
case it has not been disputed, nor could it be, that the attributes of
"trade" and "commerce", signified by their connotation at
the time of federation, were not such as to embrace the profession of a
barrister. There is nothing in s.92 or its context to suggest that those words were used in anything other
than their ordinary sense.
15. The plaintiff's argument was that
the meaning of the words "trade" and "commerce" has changed
and that the modern conception of trade and commerce is broad enough to embrace
the activities of a barrister, even though they were previously regarded as
purely professional. As I understand it, this is said to be so for two reasons.
First, because the charging of a fee is now sufficient to bring the provision
of any service within the description of trade or, at any rate, commerce.
Secondly, since in the practice of his profession a barrister may serve trade
and commerce, he is himself engaged in trade and commerce. Both of these
contentions are, I think, fallacious. In any event, they involve ascribing to
the words "trade" and "commerce" in s.92 a new and different meaning - an
enlarged connotation - beyond that which they originally bore. Upon any
accepted view that is impermissible.
16. Had it been possible to do so, it
would, of course, have been open to the plaintiff to argue that the practice of
the profession of a barrister since 1900 has so changed in nature as to justify
its now being described as trade or commerce in the sense in which those words
are used in s.92. But no
such argument was put for the obvious reason that, of all the professions, that
of a barrister has changed least since federation. There has been no
significant difference in the nature of a barrister's practice since then upon
which to found such an argument.
17. A barrister has always rendered a
fee for his services and that has never been thought to make those services of
a commercial rather than a professional kind. A barrister's work is not by
reason of its reward deprived of its professional character involving, as it
does, the application of special learning and the maintenance of standards
imposed, not by the terms of his retainer, but by the nature of his calling.
Nor does the fact that a barrister may undertake cases of a commercial nature
involve any alteration in the professional quality of his practice. A barrister
appearing for or advising a person engaged in trade does not thereby become a
trader any more than a barrister engaged in a criminal case becomes a criminal.
The essential nature of a barrister's function remains the same whatever the
jurisdiction in which he is engaged and does not become clothed with the
character of his client's pursuits. True it is that a court's function may be
seen as incidental to the trade or commerce of parties who invoke its
jurisdiction, as may the exertions of a barrister appearing before it. But it
could hardly be questioned that a court is not engaged in trade and commerce
even when dealing with cases of a commercial nature.
18. Even if I am wrong in what I have
said and it is correct to regard a barrister as being engaged in trade or
commerce, I should nevertheless not regard him as being engaged in trade or
commerce of an interstate character. To plead a cause in court is to do
something which is essentially local. It is not something which it is possible
to do across State boundaries. Even if the location in which a case is being
argued changes from one State to another, as can now occur quite commonly, the
change does not convert the pleading or hearing of the case into traffic of an
interstate kind. Nor is advice given by a barrister an interstate dealing even
if the advice is given to a person in another State. The giving of advice may
involve an interstate communication, which may itself form part of interstate
commerce, but that is all. The position is no different if the barrister
receives his fee from an interstate source. To adapt the words of Dixon C.J. in
Hospital Provident Fund Pty. Ltd. v. State of Victoria [1953] HCA 8; (1953) 87 CLR 1, at p 15, neither the retainer of a
barrister nor the performance of his duties contemplates or of its nature
involves the movement from one place to another of things tangible or
intangible, and certainly not from a place in one State to a place in another.
19.
Of course, if a barrister's practice extends beyond one State, he himself may
have to cross State boundaries in order to carry out his functions. No doubt
his passage will constitute intercourse among the States, but what is done by
him upon arrival can scarcely do so. It is he, and not the case which he
argues, who travels interstate. If he is precluded from arguing a case in
another State, that may remove his motive for crossing the State boundary, but
it does not impair his capacity to do so. It can hardly be contended as a
general proposition that the restriction of a purely intrastate activity of
itself constitutes an interference with the freedom of intercourse of any
person from another State who wishes to engage in it.
20.
In reliance upon Cole v. Whitfield, it was argued that in a practical sense the
relevant rules involved discrimination of a protectionist kind, having both the
purpose and effect of protecting Queensland barristers from competition from
other States. It was said that this was sufficient to warrant the application
of s.92. However, the
application of s.92 upon
that broad basis would involve a complete disregard of the wording of that
section. The trade and commerce of which s.92 ensures freedom is trade and commerce "among the
States". If, by its very nature, the activity which is alleged to be trade
or commerce is of a purely intrastate character, then any discrimination
against classes of persons wishing to engage in that activity will not be
discrimination of a kind falling within s.92.
21. But s.92 is not the sole safeguard against
discrimination which the Constitution offers. Section 117 is another, aimed as it is at discrimination against a
particular class of persons within a State. It is as follows:
"A subject of the Queen, resident
in any
State, shall not be subject in any other
State to any disability or discrimination
which would not be equally applicable to him
if he were a subject of the Queen resident in
such other State."
Reference to the Convention Debates
makes it clear enough that the inspiration for s.117 was Art.IV s.2 of the United States Constitution which, so far as is relevant,
provides that "The Citizens of each State shall be entitled to all
Privileges and Immunities of Citizens in the several States." The use of
the words "privileges and immunities" occasioned some uncertainties
in an Australian context. To overcome this difficulty the provision was recast
in a negative form prohibiting the imposition of any disability or
discrimination upon the basis of residence in another State. Nevertheless, the
fundamental purpose of s.117 is the same as that of Art.IV s.2; Davies and Jones v. The State of Western Australia [1904]
HCA 46; (1904) 2 CLR 29, at p 52. That purpose is a federal
one, both provisions being designed to ensure that persons from one State are
treated in another as citizens of the one nation, not as foreigners: Toomer v.
Witsell (1948) 334 US 385,
at p 395; Ex parte Nelson (No.2) [1929] HCA 14; (1929) 42 CLR 258, at p 275; Henry v. Boehm [1973] HCA 32; (1973) 128 CLR 482, at p 495. The phrase "subject
of the Queen" in s.117 must now be taken to refer to a subject of the Queen in right of
Australia and hence to an Australian citizen: Nolan v. Minister for Immigration
and Ethnic Affairs [1988] HCA 45[1988] HCA 45; ; (1988) 165 CLR 178, at p 186.
22. Section
117 is unusual in that it is one
of the few provisions of the Constitution which speaks in terms of individual freedoms rather than
of legislative power. Cf. ss.51(xxxi), 80
and 117. In Davies and
Jones v. The State of Western Australia, Griffith C.J. appears to have thought
that the effect of s.117
was that Acts should be construed as if they were expressed to be subject to
the requirement of the section and thus incapable of being in breach of it.
Whether that is the correct approach or whether s.117 invalidates a law passed in
contravention of its terms is probably not of practical significance, except
perhaps in relation to standing to challenge a particular enactment. Any
invalidity would no doubt be confined to the disability or discrimination in
question unless the intended operation of the law was dependent upon effect
being given to that particular disability or discrimination.
23. Notwithstanding the relative ease
with which the broad purpose of s.117 and of Art.IV s.2 can be expressed, the actual language used has given
rise to problems of interpretation. It is at this point that the approach
adopted in the United States and that adopted in this country have hitherto
differed. In the United States the Supreme Court has chosen to give Art.IV s.2 a flexible application having regard
to its aim. Here the Court has adopted a somewhat more rigid construction of s.117, paying less regard to the
acknowledged purpose of the section than to what was thought to be the meaning
of the language which it employs.
24. In Davies and Jones v. The State
of Western Australia the Court was concerned with s.86 of the Administration
Act 1903 (WA) which imposed
probate duty upon the estates of deceased persons. Under that section "in
so far as beneficial interests pass to persons bona fide residents of and
domiciled in Western Australia" having a specified relationship with the
deceased, the rate at which duty was to be assessed was reduced by half. Duty
was assessed at the full rate upon property which passed to a beneficiary who
bore a specified relationship to the deceased, but was a resident of and
domiciled in Queensland. The duty was paid under protest and the executors sued
to recover half the amount claiming that the relevant section was in violation
of s.117 of the Constitution.
25. The actual decision in Davies and
Jones v. The State of Western Australia was that in the particular instance the
real ground of discrimination was domicile and not residence so that there was
no basis for the invocation of s.117. In other words, since the beneficiary was not domiciled
in Western Australia, duty would not have been assessed at the lesser rate
under the Act even if he had been resident in Western Australia. Nevertheless,
there is to be found in the judgments, at all events those of Barton and O'Connor
JJ., the suggestion that s.117 has no application where a disability or
discrimination is subject to some requirement in addition to that of residence.
As Barton J. put it at p 47: "It is discrimination on the sole ground of
residence outside the legislating State that the Constitution aims at in the 117th section."
26. That approach seems to have been
rejected by Griffith C.J. at p 43, where he said of the beneficiary: "Whether,
if his legal domicil were in Western Australia instead of in Queensland, he
would be entitled to claim the reduction, is a question which it is not
necessary to consider." Moreover, it was modified by O'Connor J., at p 53,
when he said that "the Constitution does not prohibit a State from conferring special
privileges upon those of its own people who, in addition to residence within
the State, fulfil some other substantial condition or requirement such as that
which is made the condition of the concession allowed in this enactment".
The requirement of substance makes it clear that he would not have regarded a
merely colourable additional requirement as sufficient to avoid the operation
of s.117.
27. However, the word
"domiciled" in s.86 of the Administration Act was given a technical construction so
as to include a domicile of origin as well as a domicile of choice, thus
drawing in the eyes of the Court a real distinction between "bona fide
resident" and "domiciled". It was upon this ground that the
argument based upon s.117 was rejected. Whether such an approach was unduly
restrictive having regard to the ordinary coincidence of domicile and residence,
the actual decision in Davies and Jones v. The State of Western Australia does
little to establish the scope of s.117.
28. Of more significance is the
decision in Henry v. Boehm. In that case, the plaintiff, who was resident in
Victoria, relied upon s.117 to contest the validity of the rules regulating the
admission of legal practitioners in South Australia. Those rules required a
legal practitioner from another State applying for admission to practise in
South Australia to "reside for at least three calendar months in the State
continuously and immediately preceding the filing of his notice of application
for admission". They provided that if such a person was admitted, he was
admitted conditionally for one year and was only granted absolute admission if,
after conditional admission, "he has continuously resided in the State,
and has not pursued any occupation or business other than the proper business
of a practitioner". By a majority (Barwick C.J., McTiernan, Menzies and
Gibbs JJ., Stephen J. dissenting) it was held that the rules did not infringe
s.117.
29. It is, I think, possible to
separate several strands of reasoning in the majority judgments. The first is
that, notwithstanding the use of the word "reside" in the South
Australian rules, they did not require the plaintiff to become resident in
South Australia in the sense in which the term "resident in" is used
in s.117. The sense in which the words are used in that section is, so it was
said, such as to require a degree of permanence not required by the rules. The
necessary conclusion of such a line of reasoning was that, since the conditions
imposed upon an interstate applicant for admission to practise did not, despite
the words used, impose a residence requirement, they did not result in any
disability or discrimination based upon residence within the meaning of s.117.
30. Such an approach is difficult to
accept. Whilst s.117 does speak of a disability or discrimination applicable to
a person as a resident of a State, there is no reason to suppose that to
require the continuous presence of a resident of one State in another State for
a substantial period, even though not in any way permanent, as a condition of
the enjoyment of some advantage or privilege, may not amount to the application
of a disability or discrimination to him. As Stephen J. observed, at p 506, the
consequence of such an approach would be that "very lengthy periods of
actual residence in that State might be validly imposed upon subjects who
retained their permanent residence in other States" in such a way as to seriously
detract from the immunity otherwise afforded by s.117.
31. Moreover, such an approach
involves the rejection of the view of Griffith C.J., expressed in Davies and
Jones v. The State of Western Australia, at p 39, that:
"The word 'resident' is used in
many
senses. As used in sec.117 of the
Constitution, I think it
must be construed
distributively, as applying to any kind of
residence which a State may attempt to make a
basis of discrimination, so that, whatever
that kind may be, the fact of residence of
the same kind in another State entitles the
person of whom it can be predicated to claim
the privilege attempted to be conferred by
the State law upon its own residents of that
class."
An observation of Higgins J. in
Australasian Temperance and General Mutual Life Assurance Society Ltd. v. Howe [1922]
HCA 50; (1922) 31 CLR 290, at p 329, is also pertinent. There
he said that "'Residence' is a mere question of fact; 'citizenship' has
legal implications; domicile is an idea of law". And as Stephen J. pointed
out in Henry v. Boehm, at p 506, "there is nothing in the words of s.117 which would add to the simple factual
concept of residence legal overtones of citizenship or of domicile".
32. Residence may be of different
kinds, but if something which may aptly be described as residence in a State is
selected by that State as the condition upon which some privilege or advantage
is made to depend and if the application of that condition results in the
denial of that privilege or advantage to a resident in another State, then
prima facie s.117
applies. That, I think, is what Griffith C.J. was saying and, in my opinion, he
was correct.
33. The other strand of reasoning
which was employed by the majority in Henry v. Boehm was to say that since the
rules in question applied equally to all applicants for admission, there was no
disability or discrimination applicable to the plaintiff as a resident in
Victoria which would not have been equally applicable to residents in South
Australia. Strength was thought to be added to this observation by the further
observation that there may have been residents in South Australia seeking
admission who, had they not been required to do so to comply with the rules,
would not necessarily have been continuously present in South Australia during
the prescribed period. The rules would, it was said, have applied to those
persons in the same way as they applied to the plaintiff in that case.
34. There are two comments which might
be made about this view of s.117. The first is that it pays little attention to the way in which the
section is expressed. As Stephen J. pointed out with some force, at pp 501-
502, the comparison required by s.117 is not between a resident in one State who complains of
a disability or discrimination and residents in the legislating State. The
comparison is between the resident in another State who complains and his
situation "if he were" resident in the legislating State. It is the
hypothetical situation of the complainant in the legislating State which is
relevant, not the actual situation of residents in that State. In other words, s.117 is not concerned with whether the
requirements of the legislating State apply equally to residents in that State
and a resident in another State but with whether any disability imposed upon,
or discrimination against, a resident in another State would apply equally to
him if he were resident in the legislating State.
35. It is difficult to see how that
could have been said of the plaintiff in Henry v. Boehm. He, being a
practitioner residing and practising in Victoria was required by the South
Australian rules to leave his State of residence to reside continuously in
South Australia for three months before becoming eligible to apply for
admission in that State and for a further period of one year after conditional
admission before being eligible for absolute admission. As Stephen J. observed,
at p 502, had the plaintiff been resident in South Australia he would not have
been required to "abandon his existing Victorian abode so as to reside
continuously in South Australia, first for three months and then for a further
twelve months". And it is not to the point that some residents in South
Australia may because of the rules have been required to curtail any absence
from the State. It was the actual situation of the plaintiff as a resident of
Victoria compared with his hypothetical situation as a resident in South
Australia which was relevant for the purposes of s.117. As Stephen J. pointed out, at p 507,
it was not possible to say precisely what the plaintiff's position would have
been had he been resident in South Australia; it was sufficient to say that the
rules would have borne "quite differently and less onerously upon
him".
36. The second thing which may be said
about the view that there is no disability or discrimination within the meaning
of s.117 when a condition
is applied to residents in the legislating State and non-residents alike, is
that it disregards the fact that the one provision may operate in a
discriminatory fashion according to the actual situation of the persons to whom
it applies. This is a common aspect of discrimination. See Lee Fay v. Vincent [1908]
HCA 70; (1908) 7 CLR 389. This is, perhaps, only to repeat in
another form what I have already said, but it is plainly the reason why s.117 is cast as it is. To adopt the
reasoning of the majority in Henry v. Boehm would be to disregard not only the
wording of s.117 but also
the purpose which lies behind it.
37. In Henry v. Boehm, at p 489,
Barwick C.J. spoke of the relevance of the criterion of operation of a
statutory provision in determining whether that provision offends s.117. As I understand his remarks, he was
of the view that for s.117
to have any application, residence out of the State must be the criterion of
operation of the statutory provision. With respect, in the context of s.117 I find reference to the criterion of
operation of a statutory provision to be unhelpful. Of course, for a statutory
provision to offend s.117
it must impose a disability upon or discriminate against a resident of a State
other than the legislating State, but the test to be applied in determining
whether it does so is supplied by s.117 itself. It is whether an individual, being resident in a
State, to whom a statutory provision in another State applies a disability or
discrimination, would be equally subject to the disability or discrimination if
he were resident in that other State. It is that question which determines
whether the statutory provision offends s.117 and not whether, in substance or in form, an appropriate
criterion of operation can be identified.
38. In Henry v. Boehm, at p 495, Gibbs
J. warned that "the precise nature and extent of the constitutional
guarantee which s.117
affords, and of the corresponding restraint on power which it imposes, must
depend not upon general theories as to the broad purposes of the provision, but
upon the actual language of the section itself." Gibbs J. saw the language
of s.117 as giving it a
narrow scope whereas, as Stephen J. demonstrated in his dissenting judgment,
given its ordinary meaning, the section has a wide scope and reference to
purpose is likely to confine rather than expand its application. Stephen J., at
p 507, foresaw some of the difficulties flowing from the wider interpretation
of the section when he referred to problems such as the right to vote at State
elections, a right which is commonly and understandably subjected to some kind
of a residential qualification. Another example is the right to participate in
a State welfare scheme, particularly one financed by State taxes, where a
residential qualification is reasonable and its imposition does nothing to
impede the essential purpose of the section. Stephen J. preferred to leave such
problems to another day, but it is instructive in attempting to envisage the
scope of s.117 to turn to
the experience of the United States in relation to the privileges and
immunities clause.
39. As I understand the effect of the
cases there, it is not every privilege or immunity under State law which is
protected by Art.IV s.2.
It extends only to rights of a fundamental kind and does not secure special
rights conferred by a State. Furthermore, to withhold enjoyment of a privilege
or immunity enjoyed in another State does not offend if there is substantial
reason for doing so which does not involve treating a citizen of the first
State other than as a citizen of the same nation. As was said in Toomer v.
Witsell (1948) 334 US 385,
at p 396:
"Like
many other constitutional
provisions, the privileges and immunities
clause is not an absolute. It does bar
discrimination against citizens of other
States where there is no substantial reason
for the discrimination beyond the mere fact
that they are citizens of other States. But
it does not preclude disparity of treatment
in the many situations where there are
perfectly valid independent reasons for it.
Thus the inquiry in each case must be
concerned with whether such reasons do exist
and whether the degree of discrimination
bears a close relation to them. The inquiry
must also, of course, be conducted with due
regard for the principle that the States
should have considerable leeway in analyzing
local evils and in prescribing appropriate
cures."
There
is thus in the United States a two-tiered approach. In order to apply Art.IV s.2, it is necessary to ask first whether
the right in question is one to which the clause applies and not a special
right. Secondly, it must be determined whether the clause is inapplicable under
the "substantial reason" test. See Baldwin v. Fish and Game
Commission of Montana [1978] USSC 82[1978] USSC 82; ; (1978) 436 US 371; Hicklin v. Orbeck [1978] USSC
128; (1978) 437 US 518. The way in which this approach works
in practice is well illustrated by the decision in Supreme Court of New
Hampshire v. Piper [1985] USSC 49; (1985) 470 US 274,
which involved problems not unlike those involved in the case before us.
40.
In that case the respondent had been denied admission to the New Hampshire Bar
on the ground that she did not reside in New Hampshire. She was otherwise
qualified for admission. It was held by a majority of the Supreme Court,
Rehnquist J. dissenting, that the rule which denied the respondent admission
violated the privileges and immunities clause. First, the Court held that the
right to practise law was not a special, but a basic, right to which Art.IV s.2 did apply. Next it rejected a
submission that there were substantial reasons for the discrimination. The
reasons which had been put forward were that non-residents would be less likely
to become, and remain, familiar with local rules and procedures and would be
less likely to behave ethically, be available for court proceedings and to do
pro bono and other volunteer work within the State. It was held by the majority
that a non-resident lawyer would be able to meet the standards of the local
profession notwithstanding his non-residence. See also Supreme Court of
Virginia v. Friedman (1988) 101 LEd. 2d 56; Barnard v. Thorstenn (1989) 57 LW 4316.
41.
Just as it became apparent in the United States that Art.IV s.2 could not have an unconfined
application, so it is apparent that s.117, given the meaning preferred by Stephen J., must be
applied in such a way as to avoid exceeding its evident purpose. The language
of s.117 may make the
exercise somewhat easier because, at least in some instances, the differential
treatment of a citizen from one State in another may not amount to the
imposition of a disability or discrimination. Where a residential qualification
is, for example, a common condition of the exercise of some right, such as the
right to vote in State elections, the requirement can scarcely be described as
a disability or discrimination except in a narrow or technical sense. Moreover,
the very nature of the subject matter which is being regulated in a case such
as that requires organization upon the basis of State residence because the
purpose for which votes are cast is to elect persons to represent the residents
of a State in the State legislature.
42. No doubt there will be cases in
which it will be more difficult to determine whether differential treatment
amounts to a disability or discrimination within the meaning of s.117 and guidance must then be found in
the purpose of the section. But it should be borne in mind that that purpose
does not deny the separate responsibilities of the States which, together with
the Commonwealth, make up the Australian federation. It does not require the
uniformity of laws throughout the land. It does, however, require the States,
and perhaps the Commonwealth, to recognize in the discharge of their
responsibilities that there is but one nation and that the citizens of that
nation carry their citizenship with them from State to State. To this end, s.117 does not permit a citizen to be
subjected in a State to any disability or discrimination the basis of which is,
not the ordinary and proper administration of the affairs of that State, but
his residence in another State. In other words, in order to escape s.117, the true purpose and effect of
differential treatment must be capable of being seen as other than to impose a
disability upon the residents of other States or to subject them to
discrimination. There can, I think, be no more precise expression of the limits
of s.117 and the adoption
of one formula or another in the end only poses the same question. No doubt the
limits will properly emerge with greater precision upon a case by case basis.
43. It will be apparent that I find
the conclusion reached by Stephen J. in Henry v. Boehm preferable to that of
the majority. The plaintiff here sought to reopen the decisions in both Davies
and Jones v. The State of Western Australia and Henry v. Boehm. As I have
already indicated, I do not think that Davies and Jones v. The State of Western
Australia, confined to the decision and the essential reasoning which led to
it, constitutes any obstacle in deciding this case in the manner which I would
prefer. However, it is clear that for the plaintiff to succeed it is necessary
that Henry v. Boehm be overruled. That is not to be done lightly, but it is a
decision which has stood for a relatively short time, it does not embody any
principle carefully worked out in a significant succession of cases and it is
not a unanimous decision. The considerations adverted to in John v.
Commissioner of Taxation [1989] HCA 5; (1989) 63 ALJR 166, at p 174 [1989] HCA 5; ; 83 ALR 606, at pp 620-621, are either not present or do not stand in the way of reopening
the previous decision. Moreover, the interpretation of the Constitution is involved and, whilst precedent has
a part to play, ultimately it is the Constitution itself, and not authority, which must provide the
answer: Richardson v. Forestry Commission [1988] HCA 10; (1988) 164 CLR 261, at pp 321-322. I would, therefore,
overrule the decision in Henry v. Boehm.
44.
It remains then to consider how the application of s.117, properly construed, affects the
position of the plaintiff. Those rules governing admission to practise in
Queensland which required him to take up residence in Queensland and to cease
to practise in his home State, clearly subjected the plaintiff to a disability
or discrimination which would not have been equally applicable to him if he had
been resident in Queensland. If he had applied for admission otherwise than in
reliance upon a previous admission, it seems that those requirements would not
have applied to him at all. If, as a Queensland resident, he had applied in
reliance upon a previous admission, both requirements would have applied, but
they would have operated on him in a significantly less onerous way.
45. Nor do I think that it could be
said that the disability or discrimination to which the plaintiff was subjected
lay outside the purpose of s.117. The responsibility for the regulation of the admission of persons to
practise in Queensland, including persons resident in another State, lay with
the State. Clearly such regulation might include conditions designed to ensure
that persons resident in another State were sufficiently qualified. Such
conditions, even if different from or in addition to those required of persons
resident in Queensland, would be unlikely to subject a resident in another
State to a disability or discrimination within the meaning of s.117 if they were genuinely directed
towards the maintenance of proper professional and ethical standards. However,
in my view, the requirements imposed upon the plaintiff by the rules that he
reside in Queensland and cease to practise elsewhere were requirements of a
different kind. Having regard to the manner in which the practice of the
profession of a barrister is carried on in Australia and the manner in which it
is regulated in other States, neither of those requirements can, in my view,
have borne any material relationship to the proper regulation of admission to
practise in Queensland. They amounted to a disability or discrimination upon
the basis of residence within the meaning of s.117. The reasons advanced to justify the
rule in question in Supreme Court of New Hampshire v. Piper have as little
force in this case as they were found to have in that decision. I know of no
additional reasons which could be advanced.
46. It follows that, in my view, the
plaintiff is entitled to succeed in his appeal against the decision of the Full
Court of the Supreme Court of Queensland. The plaintiff's application for
admission should be remitted to that Court to be reconsidered upon the basis
that the rules purporting to require the plaintiff to reside in Queensland and
to cease practice elsewhere had no valid application to him.
47. The issues in the stated case
remain alive, although somewhat less pointedly for the plaintiff in the light
of these reasons. However, the questions were argued and it is convenient to
answer them. To my mind the requirement that the plaintiff should have the
intention of practising principally in Queensland and the requirement that the
plaintiff should practise principally in Queensland after admission can have no
valid application to him for the same reasons as I have given in relation to
the requirements in question under the old rules. On the other hand, I do not
think that the provision for conditional admission and the requirement that the
plaintiff not pursue any occupation or business other than that proper for a
barrister can be said to lie outside the area of proper regulation of the
profession. I would answer the first question by saying that, in so far as the
rules require an intention upon the part of the plaintiff to practise
principally in Queensland, and in so far as they require him to practise
principally in Queensland upon being admitted conditionally or thereafter, they
have no valid application to the plaintiff. I would answer the second question
in the negative.
TOOHEY J. The relevant facts and the
material provisions of the Rules of Court relating to the admission of
barristers to practice in the Supreme Court of Queensland appear in the
judgments of other members of the Court. Unless unavoidable, I shall not repeat
those facts or those provisions.
2. As with other members of the Court,
I am able to dispose of the appeal (I agree, for the reasons given by Mason
C.J., that there should be a grant of special leave to appeal) and of the
stated case by reference only to s.117 of the Constitution. It is therefore unnecessary to consider the
implications of s.92 of
the Constitution.
3. I come immediately to the argument
based on s.117 which
reads:
" A subject of the Queen,
resident in any
State, shall not be subject in any other
State to any disability or discrimination
which would not be equally applicable to him
if he were a subject of the Queen resident
in such other State."
Mr Street is a subject of the Queen,
resident in New South Wales. By reason of s.117, he is protected in Queensland from any disability or
discrimination which would not be equally applicable to him if he were resident
in that State.
4. In Henry v. Boehm [1973] HCA
32; (1973) 128 CLR 482, at p 487, Barwick C.J. observed:
"
Whilst it might have been thought that
such a provision in the Constitution as
s.117 would be a
substantial aid to the
unity of citizenship throughout Australia it
is expressed in precise and narrow terms
representing a compromise of competing views
amongst those responsible for the drafting
of the Constitution."
To determine in what sense s.117 represented a compromise, it is
profitable to consider the shape taken by that provision of the Constitution during the course of its gestation.
To borrow the language of this Court in Cole v. Whitfield [1988] HCA
18[1988] HCA 18; ; (1988)
165 CLR 360, at p 385:
"
Reference to the history of (the section)
may be made, not for the purpose of
substituting for the meaning of the words
used the scope and effect - if such could be
established - which the founding fathers
subjectively intended the section to have,
but for the purpose of identifying the
contemporary meaning of language used, the
subject to which that language was directed
and the nature and objectives of the
movement towards federation from which the
compact of the Constitution finally
emerged."
5. A discussion of the history of s.117 may be found in Quick and Garran, The
Annotated Constitution of
the Australian Commonwealth, (1901), pp 953-961. Chapter V, cl.17 of the
Commonwealth Bill of 1891 was in these terms: "A State shall not make or
enforce any law abridging any privilege or immunity of citizens of other States
of the Commonwealth, nor shall a State deny to any person, within its jurisdiction,
the equal protection of the laws." Quick and Garran, at p 955, say:
"Sec.117 of the present Constitution represents the modest outcome of an attempt on the part
of the Convention of 1898 to improve the work of 1891, and to establish a
status capable of being designated 'Federal citizenship.'"
6. At the Adelaide Session in 1897 the
1891 proposal was adopted but at the Melbourne Session in 1898 various
amendments were proposed and in some cases carried. One amendment involved the
substitution of the expression "disability or discrimination" for
"privilege or immunity". This amendment, together with other changes
adopted by the framers of the Australian Constitution, meant that, in its final form, s.117 varied considerably from the two
clauses in the Constitution of the United States on which the 1891 proposal had been modelled. Those
clauses read: "The Citizens of each State shall be entitled to all Privileges
and Immunities of Citizens in the several States" (Art.IV s.2); and "No State shall make or
enforce any law which shall abridge the privileges or immunities of citizens in
the United States; nor shall any State ... deny to any person within its jurisdiction
the equal protection of the laws" (Fourteenth Amendment, s.1).
7. In the course of argument in Davies
and Jones v. The State of Western Australia [1904] HCA 46; (1904) 2 CLR 29, at p 36, O'Connor J. observed:
"Sec.117 prevents a disability being imposed; it does not grant a
privilege." Whether a disability or discrimination exists is a matter of
substance, not of form: Davies and Jones, at pp 37-38, 45, 48. Although the
wording of s.117 that was
eventually decided upon did not entitle residents to "carry"
privileges from one State to another, it did entitle interstate residents to
the same treatment as intrastate residents in the sense of protecting them
against unjustifiable disability or discrimination. Prima facie, at least, such
an entitlement would appear no less capable of amounting to a significant
constitutional guarantee than the American provisions, although more will need
to be said of this later.
8. Another amendment adopted during
the 1898 debates involved the deletion of references to the laws and acts of
the State, and the insertion of wording which, on its face, does not so limit
the scope of s.117. For
the purposes of this appeal, it is not necessary to decide whether any
disability or discrimination imposed through the acts of others than the States
are unconstitutional by reason of s.117. Likewise, in the context of this appeal, I speak of the
laws of the State; but this is for reasons of convenience and does not
foreclose any later argument as to the scope of s.117.
9. One other amendment, which is here
of particular significance, was the disappearance of the term
"citizen" from s.117. That word had acquired varying connotations, first in ancient Greece,
then in the Roman Republic. In the Middle Ages, during the period of
monarchies, another term developed to indicate the relationship between the
members of a community who owed personal duty to a single sovereign. That term
was "subject". The framers of the Constitution of the United States deliberately
chose the word "citizen", in order to express the idea of membership
in a new federal community.
10. When the framers of the Australian
Constitution met at the
end of the nineteenth century, the term "citizen" carried a
distinctly republican flavour. In Australasian Temperance and General Mutual
Life Assurance Society Ltd. v. Howe [1922] HCA 50; (1922) 31 CLR 290, at p 327, Higgins J. observed of s.75 of the Constitution in relation to the judicial power in
the Constitution of the
United States:
"As Rousseau pointed out, in a
note to his
Contrat Social, the title of 'citizens' is
not applied to the subjects of a prince, not
even to British subjects. Our Constitution
has substituted 'residents' for 'citizens',
avoiding the republican implication (see
sec.117 which uses the expression 'a subject
of the Queen, resident in any State')."
During the Convention Debates in 1898
Barton urged that "it is far better not to import the word 'citizen' here
if we can deal with it by a term well known in the constitutional relations of
the empire between the Queen and her subjects" (Australasian Federal
Convention Debates, (1898), vol.V, p 1787). O'Connor commented: "If,
instead of the word 'citizen,' we use the words 'Every subject of the Queen
resident in a state,' it really means the same thing." (Convention Debates,
(1898), vol.V, p 1795).
11. The significance of the debate
that took place during the Conventions is that s.117 was seen, not as placing emphasis on
residence, but rather as ensuring that there would be no discrimination against
those from other States. The formulation that was decided upon did not impinge
upon the integrity of the States in their dealings with their own residents;
but it was concerned to ensure that non-residents were entitled to the same
treatment. In this context, it is of note that the section was directed, not at
a person who was a resident of a State, thereby suggesting a particular status,
but at a person resident in a State, a more prosaic reference. Although
O'Connor suggested that the reference to "subject of the Queen resident in
a state" is a composite expression for which the word "citizen"
may be readily substituted, questions arise as to what precisely the latter
term encompasses. "Subject of the Queen" is now to be understood as
referring to the Queen in right of Australia: Nolan v. Minister for Immigration
and Ethnic Affairs [1988] HCA 45; (1988) 165 CLR 178,
at p 186. Whether a person living in Australia, but not a natural born or
naturalized Australian citizen, is entitled to the protection accorded by s.117 is a matter to be considered when the
occasion arises.
12. To return to the observation of Barwick
C.J. in Henry v. Boehm, it is true that in its terminology s.117 is the product of compromise. But
there is nothing to suggest that it represented any compromise of the principle
that Australia was to be a commonwealth in which the law was to apply equally
to all its citizens: see Detmold, The Australian Commonwealth, (1985), p 77.
The section was referred to by the Privy Council in James v. The Commonwealth (1936)
55 CLR 1, at pp 43-44, as
"a constitutional guarantee of (the) ... equal right of all residents in
all States". Clearly there would be some State laws which, by their very
nature, would apply only to those resident within a particular State. But the
laws were to apply equally in that they were not to discriminate against those
who did not reside in the law-making State.
13.
Once s.117 is seen as a
constitutional guarantee of equal rights for all citizens, there is little
justification for giving the terms "disability" and
"discrimination" some narrow or technical meaning, particularly as
the section is "broad and general in its terms": see Jumbunna Coal
Mine, No Liability v. Victorian Coal Miners' Association (1908) 6 CLR
309, per O'Connor J. at pp
367-368. No definition is required and none is likely to prove satisfactory for
all circumstances. "Disability" has about it the notion of
incapacity, whether to acquire a position, qualification, right or privilege,
though that is not to say that its meaning is necessarily so confined.
"Discrimination" ordinarily suggests a detriment to a person not
borne by other members of the relevant community or group; again, no definition
is thereby intended. It may be easier to conclude that the effect of a law is
to subject a person to a disability than to conclude that its effect is to
subject him or her to a discrimination for, in the latter case, problems may
arise in identifying the group with which the comparison is to be made. In the
case of s.117, the basis
of comparison is marked out so that one can ask (in the case of alleged
disability) whether an interstate resident suffers an incapacity to acquire a
relevant position, qualification, right or privilege that the person would not
be equally subject to if resident intrastate. And (in the case of alleged
discrimination) one can ask whether an interstate resident suffers a detriment
or disadvantage that he or she would not equally suffer if resident intrastate.
It must be kept in mind, however, that the comparison to be made is not with
other residents; the comparison is with reference to the individual in question
so that what the section is concerned with is differences that appear once that
comparison is made. They are differences that relate to the individual in the
particular situations of which the section speaks, not differences relating to
the individual as compared with some group to which he or she may or may not
belong. Not all differences that become apparent through such a comparison will
constitute a disability or discrimination for the purposes of s.117; more will be said of this later.
14. Two decisions of this Court were
relied upon in answer to Mr Street's challenge to the Rules of Court -
Davies and Jones and Henry v. Boehm. Although Davies and Jones is the earlier
in time, it is convenient to begin with Henry v. Boehm, the circumstances of
which are much closer to the case now before the Court.
15. The facts of Henry v. Boehm appear
in the judgments of other members of the Court. It is enough to say that Rules
of Court governing admission as a practitioner of the Supreme Court of South
Australia required that an applicant, previously admitted elsewhere, reside in
South Australia for at least three months prior to application. That particular
rule was expressed not to apply to an applicant who ordinarily resided and was
domiciled in South Australia. Henry was a person admitted to practice as a
barrister and solicitor of the Supreme Court of Victoria and resided in that
State. The Rules further provided that a person previously admitted elsewhere
would be admitted conditionally for one year and would thereafter be granted
absolute admission if during that period he had resided continuously in South
Australia.
16. By majority (Barwick C.J.,
McTiernan, Menzies and Gibbs JJ., Stephen J. dissenting) the Court held that
the rules in question did not infringe s.117. In the view of Barwick C.J. (with
whom McTiernan J. agreed), at p.490: "the rules do not lay any disability
or discrimination upon the plaintiff because he is a resident of Victoria. ...
the plaintiff is not ... subjected by the rules to any disability or
discrimination which would not equally apply to him if he were a resident of
South Australia."
17. Although s.117 speaks of being
"resident in any State" and being "resident in such other
State", judgments in Henry v. Boehm speak also of a person being a
resident of a State. The reference appears in the context of determining the
degree of permanency of residence required by s.117. Thus, Barwick C.J.
observed, at pp 489-490:
"... s.117 seems to be built on
the concept
that by reason of some degree of permanence
of residence a subject of the Queen has
become and is qualified for the purposes of
this section as a 'resident in any State'.
... I do not accept the view that a person
who happens at any moment to reside in a
State is therefore for that reason a
resident of that State. Section 117 appears
to be dealing with the case of a person who
not being a resident of the legislating
State, is present in it. ... the plaintiff,
a resident of Victoria, would not cease to
be resident in Victoria within the meaning
of that description in s.117 if he resided
in South Australia merely for the purposes
of his admission as a practitioner in that
State."
Menzies J. spoke to like effect, at pp
492-493. Gibbs J., at p 497, thought that "resident" in s.117
"connotes some idea of permanence".
18. There is no difficulty in giving
to the term "resident" in s.117 a notion of permanence so long as
undue emphasis is not placed on residence itself as the basis for attracting
the operation of the section. The consequences of such an emphasis can be seen
in Henry v. Boehm, where the only disability imposed by the Rules was one which
required residence in South Australia for two specific periods of time, three
months and twelve months. The majority were of the view that the particular
rules did not discriminate against Henry's permanent residence in Victoria as
those rules did not preclude the continuation of that residence. On this
approach, short-term residency requirements are not prohibited by s.117.
19. But, with respect, that approach
does not make the comparison which s.117 demands. The question was not whether
the section discriminated against Henry's residence in Victoria but whether, if
he were resident in South Australia, any disability or discrimination arising
from the Rules would be equally applicable to him. In answer, it is true that
if Henry had been resident in South Australia the requirement of three months
continuous residence prior to conditional admission and twelve months
continuous residence thereafter would have applied to him if it be assumed that
he retained his Victorian domicile and sought admission on the basis of
admission in Victoria. Such was the result of the comparison made by Barwick
C.J., and the other members of the Court constituting the majority, between
Henry as a resident of Victoria and Henry as a resident of South Australia. But
as Stephen J. observed, at pp 501-502:
"the process of comparison which
the section
calls for must be undertaken, the
plaintiff's actual situation must be
contrasted with a hypothetical one which
differs from actuality only because it
assumes the plaintiff to be a resident of
South Australia; in making the comparison
called for by s.117 no departure from
actuality is to be made other than this one,
relating to the plaintiff's residence.
Being thus resident in South Australia but
having previously been admitted to practice
in Victoria, his position when wishing to
use that qualification in order to gain
admission to practice in South Australia is
to be contrasted with his position as it is
in fact."
20. When that comparison is made, the
obvious difference between the two situations, as Stephen J. pointed out at p
502, is that if Henry were already resident in South Australia "he would
not have to abandon his existing Victorian abode so as to reside continuously
in South Australia, first for three months and then for a further twelve
months". Henry would be living in South Australia and ordinarily he would
be in that State for the period of three months prior to application and for
the period of twelve months during conditional admission. There would be no
disadvantage, or only a slight disadvantage, by reason of the Rules of Court,
if he were already resident in South Australia; there was a substantial
disability because he happened to be living in Victoria.
21. In answer to this sort of
argument, the majority in Henry v. Boehm adverted to the possibility that residents
in South Australia need not be continuously physically present in that State.
It was argued that in such circumstances the residency requirements would work
a disadvantage equal to that imposed on Henry. Stephen J., at p 503, dealt with
this contention that the residence required by the Rules of Court "is of a
different quality from that residence to which s.117 refers, the latter
involving a concept of permanence, such as is involved in the acquisition of a
domicile of choice, but not requiring that continuity of physical presence
which the Admission Rules call for". His Honour continued:
"If this were so then the making
of the
relevant comparison ... would not
necessarily reveal the imposition upon the
plaintiff of any disadvantage imposed by
reference to residence because if, for the
purposes of that section, the plaintiff were
to be thought of as a resident in South
Australia that residence would not
necessarily produce automatic compliance
with the residence requirements of the
rules. A resident in South Australia in
such a s.117 sense might in fact frequently
be absent from that State for long periods
at a time; were he, in those circumstances,
required by the rules continuously to reside
in that State for the relevant three and
twelve months' periods he might be said to
be subjected to a disadvantage no less than
that suffered by a Victorian resident."
It is true that such a transient
resident may none the less be regarded as resident in South Australia. But the
factual circumstances which may amount to a sufficient nexus to constitute
residence in a State are many and varied. It is not to the point to enquire as
to the position of other persons resident in South Australia and seeking
admission to practice by reason of their admission elsewhere. The comparison
required by s.117 is, as Stephen J. noted at p 502, "between the
plaintiff's situation as it is in fact and as it would be were he a resident of
South Australia" (though in terms of the section, the comparison is
between the plaintiff's situation as it is in fact and as it would be were he
resident in South Australia). It may be conceded that the need to defer
interstate or overseas visits over fifteen months is inconvenient, but it is
not equal to the inconvenience consequent upon leaving one's home for that
period. It may also be conceded that a requirement of continuous physical
presence in a State may prove equally burdensome to a resident who normally
spends long periods outside that State, and a person who is resident
interstate. But, in the absence of any evidence that Henry had spent long periods
out of the State in which he was, in fact, resident, this possibility was not
relevant to the comparison called for by s.117.
22. If Henry were resident in South Australia
instead of Victoria, there was no reason to suppose that he would not
ordinarily have been resident there during the required periods. Therefore the
requirements of continuous residence would not bear on him in the way they bore
on him as resident in Victoria. Resident in Victoria, he had no alternative if
he wished to be admitted in South Australia but to live there for the requisite
periods at the cost of leaving his home for those times. Such a cost would not
be demanded of Henry had he been resident in South Australia.
23. While the rules granted exemption
in the case of a person who was ordinarily both resident and domiciled in South
Australia (the headnote errs in the use of the disjunctive), that should not
have excluded the operation of s.117. It is not necessary for the law
complained of to single out interstate residence as the basis for the
disability or discrimination. That is not what s.117 says, either expressly or
by implication. The section operates wherever the effect of a law is to subject
an interstate resident to a disability or discrimination to which that person
would not be subject as an intrastate resident. And that, I think, is all that
is meant by "equally applicable".
24. In Henry v. Boehm the plaintiff
was unable to apply for admission as a practitioner in South Australia without
abandoning his home. To that extent he was under a disadvantage he would not
have been under had he resided in South Australia. Section 117 therefore should
have operated so as to make him immune from the rules imposing that
disadvantage on him.
25. In the broad terms in which the
preceding paragraph of these reasons is couched, s.117 does not appear to have
any limits. It seems to insist upon equality of treatment in all matters. This
is because, in Henry v. Boehm, no argument appears to have been directed to
showing that whilst Henry may have been subject to a disadvantage that would
not apply had he been resident in South Australia, such a disadvantage was
justifiable. Therefore, on the argument in that case, it followed that any
disadvantage that was not "equally applicable" amounted to a
disability or discrimination for the purposes of s.117. But if so understood,
"real difficulties may be experienced in seeking to apply the concepts
involved in s.117" (Stephen J. in Henry v. Boehm, at p 507). In
particular, the federal system contemplated by the Constitution assumes that, subject to the Constitution, the States will legislate for their
peace, order and good government: see generally Union Steamship Co. of
Australia Pty. Ltd. v. King [1988] HCA 55; (1988) 166 CLR 1. Indeed the Constitution itself contemplates an electoral system in which
senators for one State will be chosen by the people of that State (s.7) and, impliedly at least, that members
of the House of Representatives in each State will be chosen by the people of
that State (s.30). It is
inconceivable that a State Parliament may not exclude from the qualifications
of its electors those who reside outside the State, without offending s.117.
26. To say this, however, is not to
indicate the limits of s.117. The circumstances of the case now before the Court do not require that
these limits be spelt out and it would be unwise to attempt such an exercise.
But underlying the section is the notion to which reference has already been
made that Australia is a commonwealth and its laws are to apply equally to all
its citizens. The section operates by force of its terms; its limits are to be
found in the implications to be drawn from the Constitution, in particular the capacity of the
States to regulate their own affairs within a federal system. Some laws will of
necessity affect those who reside in a State differently from the way they
affect those who reside elsewhere. It does not follow that there is a
disability or discrimination within s.117, particularly if the difference is a natural consequence
of legislation aimed at protecting the legitimate interests of the "State
community". Time will see the working out of the limits of the section.
27. The approach of the United States
Supreme Court to Art.IV s.2 does not offer a safe guide to the operation of s.117. An entitlement to "all the
privileges and immunities of citizens in the several States" lends itself
more readily to fundamental rights, that is, to those privileges and immunities
"bearing upon the vitality of the Nation as a single entity" (Baldwin
v. Montana Fish & Game Commission [1978] USSC 82[1978] USSC 82; ; (1978) 436 US 371, at p 383) than does the language of s.117. Likewise, the two-tiered approach
taken in the United States which asks first whether the privilege or immunity
is a fundamental right and then asks whether the discrimination against
non-residents can be supported on the grounds that there is a substantial
reason for the difference in treatment and that the discrimination bears a
substantial relationship to the State's objective (see Supreme Court of New
Hampshire v. Piper [1985] USSC 49[1985] USSC 49; ; (1985) 470 US 274, at p 284) does not find a ready place in the language
of s.117. But even on the
approach taken in the United States, "the state powers entrusted to
lawyers do not 'involve matters of state policy or acts of such unique
responsibility as to entrust them only to citizens' (of the relevant
State)" (Piper, at p 283).
28. The conclusions I have reached
regarding the operation of s.117 cannot stand with the view of the majority in Henry v. Boehm. The
reasons why that decision should be overruled appear in judgments of other
members of the Court. I do not wish to add to what is said there; it is enough
to say that to overrule Henry v. Boehm is consistent with what this Court said
in John v. Commissioner of Taxation [1989] HCA 5; (1989) 63 ALJR 166, at p 174; [1989] HCA 5[1989] HCA 5; ; 83 ALR 606, at p 620.
29.
Once Henry v. Boehm is overruled, Davies and Jones does not stand in the way of
the conclusions I have reached. That decision concerned a provision in the Administration
Act 1903 of Western Australia
which imposed duty on estates with a proviso that, in the case of beneficial
interests passing to persons bona fide residents of and domiciled in Western
Australia and in a particular relationship to the deceased, duty was calculated
so as to charge only one-half of what would otherwise be the rate applicable.
In the view of the Court the real ground of discrimination prescribed by the provision
of the Administration Act
was domicile and not residence, hence s.117 of the Constitution had no application. The beneficiary in question was both
domiciled and resident out of Western Australia. A differentiation based solely
on residence would undoubtedly have fallen foul of s.117 but unless a differentiation based
solely on domicile were considered to be effectively differentiation on the
basis of residence and hence to suffer the same fate, there would be no
assistance to the beneficiary. In the view of the Court, domicile and residence
being different concepts, the legislation discriminated on the basis of
domicile and was not in conflict with s.117.
30. Certainly some of the reasoning in
Davies and Jones is at odds with the reasoning of members of the Court in the
present case. But it would only be necessary to overrule that decision if the
requirements of residence and principal practice in the Rules of Court now
under consideration were considered to be effectively a dual requirement.
However, principal practice may fairly be regarded as incidental to residence
in a State, and Mr Street's circumstances do not indicate otherwise. So I do
not regard the Rules as imposing any dual requirement. Therefore it is not
necessary to overrule Davies and Jones in order to accede to Mr Street's
argument.
31. As to the matter now before the
Court, the relevant Rules of Court, before and after the amendments of 2 July
1987, are set out in the judgment of Mason C.J. As to the construction of the
Rules before the 1987 amendments, there is a line of authority in Queensland
which implies into the Rules, more particularly into Form 10 as prescribed by
the Rules, requirements that an applicant for admission be or intend forthwith
to cease to practise elsewhere and to become a resident of Queensland: see In
re Holmes (1944) QWN 33;
Re Sweeney (1976) Qd R 296. Those decisions were accepted by the Full Court of the Supreme Court of
Queensland in the judgment from which Mr Street seeks special leave to appeal
to this Court.
32.
At first sight, it seems strange that such important requirements as ceasing to
have a principal practice outside Queensland and taking up residence in that
State should be found, not in the Supreme Court Act 1921 (Q), nor in a
particular r.of Court, but in a form to which one of the Rules refers in
general terms. As Griffith C.J. commented in Perpetual Executors and Trustees
Association of Australia Ltd. v. Hosken [1912] HCA 31; (1912) 14 CLR 286, at p 289, though in a different
context: "Forms of this sort ... are good servants but bad masters, a
proposition which is sometimes - too often indeed - forgotten." The
requirements under attack appear only in Form 10 and have no greater authority
than a rule which states that "the matters set out in Form 10" are to
be included in an affidavit. Can those requirements be regarded as mandatory
where there is nothing in r.38 or any other rules pointing to their existence
and nature? Although the Rules in question were made in 1975, rules relating to
the admission of barristers and solicitors made as early as 4 June 1866 had
provided that no person shall be admitted to practice in the Supreme Court of
Queensland unless he "shall satisfy the Court that he intends to reside
and practise in Queensland" (r.2). The history of relevant rules appears
in the judgment of W.B. Campbell J. in Re Sweeney, at pp 303-310.
33.
In the circumstances, there can be no doubt that Form 10 was intended to
reflect requirements of long standing. This Court would be slow to disturb the
meaning and operation attached by the Supreme Court of Queensland to Form 10. I
prefer to rest my decision on the grounds that form the substance of this
appeal and of the case stated.
34.
In the matter now before the Court, Mr Street's actual situation (resident in
New South Wales) is to be contrasted with the hypothetical situation (resident
in Queensland). When that is done it is apparent that he, as resident in New
South Wales, suffers a disadvantage that he would not suffer if he were
resident in Queensland. As the Rules of Court in Queensland stood before July
1987, if Mr Street had been resident in that State and had sought admission to
practice on the strength of his admission as a barrister in New South Wales, he
would have been bound to reside in Queensland and have his principal practice
in that State. But he would not have been required to leave his home in New
South Wales and take up residence in Queensland for those periods. That was the
effect of r.15 as it previously stood.
35.
As the Rules now stand, an intention to practise principally in Queensland
remains a requirement of admission although it is specified in r.15B as well as
Form 10(6). r.15B is couched in terms that, once a period of twelve months has
passed after conditional admission, admission becomes absolute and, it would
appear, no intention to practise principally or at all in Queensland is
thereafter required of the barrister. Nevertheless the effect of r.15B is that,
in order to be admitted to practice in Queensland, Mr Street must for all
practical purposes abandon his practice in New South Wales for a year.
36.
Arguably, such a requirement would be "equally applicable" to Mr
Street if it be assumed that he resided in Queensland but had his principal
practice in New South Wales. While this may be true, it is not to the point. As
stated earlier, "resident in a State" is a more prosaic reference
than "resident of a State"; generally, principal practice (place of
work) is incidental to residence in a State. Mr Street, in fact, both resides
and has his principal practice in New South Wales. The defendants in the
special case have not pointed to any ground of disqualification from the Bar
that would have been applicable to Mr Street had he been resident in Queensland,
other than the Rules under attack. In making the comparison called for by
s.117, there is, therefore, no reason to suppose that if Mr Street were
resident in Queensland he would not also have had his principal practice there.
37.
This is not to beg the question, for the question is not whether Mr Street
would be admitted to the Bar in Queensland but for his residence in New South
Wales. Rather, the question is whether the Rules impose a disability or
discrimination which would not be equally applicable to Mr Street had he been
resident in Queensland instead of New South Wales. The comparison called for by
s.117 cannot be dependent upon the sort of entitlement that is being impeded.
Just as it cannot be doubted that, in making the comparison called for by
s.117, the Court would make the assumption that the applicant resides in the
legislating State even though it may be the right to be so resident that was
being effectively impeded, so too, when a disability or discrimination impedes
the right to work, the Court is entitled to assume that the applicant would
work in the legislating State, so long as that work may be fairly regarded as
incidental to his or her residence in that State.
38.
On this analysis, Mr Street would be required to abandon his practice in New
South Wales only as a resident in New South Wales. He thereby suffers a
disadvantage to which he would not be subject if he were resident in
Queensland. The factual question whether he would be able to reside in New
South Wales and practise in Queensland does not arise.
39.
The operation of s.117 does not diminish the ability of the Bar of Queensland
to maintain its proper professional standards. The Rules of Court with which we
are concerned relate to a person who has been already "duly admitted"
as a barrister-at-law in New South Wales; that person's qualification to
practise as a barrister has already been established. The earlier requirement
in the Rules of residence and principal practice and the current requirement of
an intention to practise principally in Queensland (an intention limited to a
period of twelve months) do not serve to ensure additional skills and
experience for the work of a barrister that cannot otherwise be acquired. It is
true that the members of any Bar gain from the corporate life of the Bar and
their membership of and participation in their professional association. But
they also gain from a healthy admixture of barristers who practise principally
in other States. So too does the community. Many factors now operate towards a
national legal profession - reciprocity of admission between States, the right
of appearance in federal courts (Judiciary Act 1903 (Cth), s.55A) and the
procedures for cross-vesting (Jurisdiction of Courts (Cross-vesting) Act 1987
(Cth) and comparable State legislation) are but examples. Of course, that is
not to say that the professional activities of barristers do not call for
regulation within the State in which they are admitted. And that regulation may
affect differently those who reside and practise outside the State. But those
activities may be regulated without requiring barristers to take up residence
in or practise principally within that State. That is why such requirements are
properly considered to be a disability or discrimination for the purposes of
s.117. It is of interest that the United States Supreme Court has taken a
similar approach to comparable questions in that country: Piper and Barnard v.
Thorstenn (1989) 57 LW 4316.
40. I
agree with the orders proposed by the Chief Justice.
GAUDRON
J. Mr Street is a subject of the Queen resident in New South Wales and a
barrister of the Supreme Courts of New South Wales, Victoria, South Australia
and the Australian Capital Territory. He desires to be admitted as a barrister
of the Supreme Court of Queensland. He seeks special leave to appeal from a
decision of the Full Court of Queensland, given on 22 May 1987, by which he was
refused admission and also brings proceedings in the original jurisdiction of
this Court challenging the validity of the Rules Relating to the Admission of
Barristers of the Supreme Court of Queensland ("the Rules") as
subsequently amended by the Governor in Council on 2 July 1987. In the latter
proceedings a case has been stated pursuant to s.18 of the Judiciary Act 1903 (Cth). In each case the argument on
behalf of Mr Street was made by reference to ss.92 and 117 of the Constitution. In both cases I have reached a view based on s.117 which renders it unnecessary to
consider the argument made by reference to s.92.
2. The relevant facts and the
provisions of the Rules as at 22 May 1987 and as amended on 2 July 1987 are set
out in the judgment of Mason C.J. I agree with Mason C.J., for the reasons that
his Honour gives, that, notwithstanding the subsequent amendment of the Rules,
Mr Street should be granted special leave to appeal from the decision of the
Full Court. The Rules as at 22 May 1987
3. Mr Street's application for
admission was based on prior admission in another jurisdiction as allowed by
r.15(d)(4) and he was thus required by r.38(d) to include in his affidavit
"the matters set out in Form 10". Given the express reference in
r.38(d) to "the matters set out in Form 10", the requirements inherent
in Form 10 must be regarded as requirements authorized by the Rules. The
relevant requirements inherent in Form 10, as laid down in Re Sweeney (1976)
Qd R 296 and applied by the Full
Court in refusing Mr Street's application for admission, were that Mr Street
should take up residence in Queensland and should cease to practise as a
barrister elsewhere. Specifically, the requirements inherent in Form 10 were
not satisfied by Mr Street in that, in the words of Connolly J. in the Full
Court, "he intend(ed) to continue as a resident of New South Wales and
(had) not ceased to practise and (did) not intend to cease to practise as a
barrister (in) his State of residence".
The Amended Rules
4. By
virtue of the amendments made to the Rules on 2 July 1987 a person seeking
admission on the basis of prior admission in another jurisdiction, as allowed
by r.15(d)(3), (4) or (5), is now required by r.15(e) (which requirement is
repeated in Form 10 as amended) to have "the intention of practising
principally in Queensland". Additionally, r.15B allows only for the
conditional admission of a person who relies on a prior admission in another
jurisdiction. By r.15B(2) absolute admission may be granted after one year upon
satisfying "the court that, since his conditional admission and until the
date of the application for the order absolute, he has practised principally in
Queensland and has not pursued any occupation or business other than that
proper for a barrister".
5. It
is possible that, in the case of a person entered in the Register of
Practitioners kept in the Registry of this Court pursuant to ss.55C of the Judiciary Act and conditionally admitted as a
barrister of the Supreme Court of Queensland, the requirement in r.15B that he
or she should practise principally in Queensland might conflict with the
exercise of the entitlement to practise in any federal court and the exercise
of the right of audience in a court of a State in a matter of federal
jurisdiction as conferred by s.55B of the Judiciary Act. However, that issue was not raised in argument and need not be explored.
Section 117 of the Constitution: The ambit of its protection
6. Section 117 of the Constitution provides:
"A subject of the Queen, resident
in any
State, shall not be subject in any other
State to any disability or discrimination
which would not be equally applicable to him
if he were a subject of the Queen resident in
such other State."
7. Section 117 was considered by this Court in
Davies and Jones v. The State of Western Australia [1904] HCA 46; (1904) 2 CLR 29 and in Henry v. Boehm [1973]
HCA 32; (1973) 128 CLR
482. Without going to the detail
of those cases it is, I think, permissible to observe that they do not reflect
recent developments within the field of anti-discrimination law which have led
to an understanding that discrimination may be constituted by acts or decisions
having a discriminatory effect or disparate impact (indirect discrimination) as
well as by acts or decisions based on discriminatory considerations (direct
discrimination). These developments may be seen in legislative provisions such
as those contained in the Sex Discrimination Act 1984 (Cth), s.5, the Anti-Discrimination Act
1977 (NSW), s.7, the Equal Opportunity Act 1984
(Vic), s.17, and the Sex Discrimination Act 1975 (UK), s.1. Similar
developments have taken place in the United States of America and Canada in the
process of interpretation and application of legislative provisions proscribing
discrimination "because of" particular characteristics. See Griggs v.
Duke Power Co. [1971] USSC 46; (1971) 401 US 424,
at p 431; Albemarle Paper Co. v. Moody (1975) 422 US 405; Ontario Human Rights Commission v.
Simpsons-Sears Ltd 1985 CanLII 18 (SCC)1985 CanLII 18 (SCC); ; (1985) 2 SCR 536.
8. There
is a particular subtlety in the language of s.117 in that its focus is entirely
on the individual. It does not direct a comparison between classes or groups,
as do some legislative provisions directed to the elimination of
discrimination. Instead, it directs a comparison between the actual position of
the person invoking s.117 and the position he or she would enjoy if resident in
the State where he or she claims to be subject to a disability or
discrimination.
9.
The individual focus of the language of s.117 and the comparison required in
consequence of that focus was made explicit by Stephen J. in his dissenting
judgment in Henry v. Boehm (at p 501) in these terms:
"(T)he
plaintiff's actual situation must be
contrasted with a hypothetical one which
differs from actuality only because it
assumes the plaintiff to be a resident of
South Australia; in making the comparison
called for by s.117 no departure from
actuality is to be made other than this one,
relating to the plaintiff's residence".
10.
Although Stephen J. was in dissent in Henry v. Boehm, I do not understand that
dissent to relate to the process of comparison directed by s.117. In that case
each Justice engaged in the process of comparison identified by Stephen J.,
albeit that concentration on formal operation rather than practical effect led
to a result different from that reached by his Honour. See per Barwick C.J.
(with whom McTiernan J. agreed) at p 490, per Menzies J. at p 493 and per Gibbs
J. at p 498. And, notwithstanding that the issue was stated in somewhat
different terms in the judgments in Davies and Jones, it seems that the same
process of comparison was undertaken in that case. Thus, although Griffith C.J.
(at p.43) identified the issue as one of "discrimination as between
residents of Western Australia and others", his Honour's finding that the
protection of s.117 was not invoked proceeded from the dual requirement of
residence and domicile, such that a hypothetical alteration of residence,
standing alone, would not carry with it an entitlement to the benefit of the
reduction claimed. So too, Barton J. (at p 47), although stating that
"(i)t is discrimination on the sole ground of residence outside the legislating
State that the Constitution aims at in the 117th section", decided the matter on the basis that
"(m)ere residence in Western Australia does not give any of its
inhabitants a better right to resist the higher rate of duty than Mr Davies
has, residing as he does in Queensland." And O'Connor J. (at p 49)
expressed the issue in terms very like those of Stephen J. in Henry v. Boehm
saying that "there may be a disability or discrimination, the imposition
of which would be legal, that is to say a disability or discrimination which
would be equally applicable to the person complaining if he were a resident of
the State complained against".
11. On my understanding of Davies and
Jones and Henry v. Boehm those cases compel the conclusion that the comparison
required by s.117 is one
which involves the exercise, with its focus on the individual, identified by
Stephen J. in Henry v. Boehm. However, that having been said, it becomes necessary
to consider the proposition, as expressed by Barton J. in Davies and Jones (at
p 47), that the discrimination to which s.117 is directed is "discrimination on the sole ground
of residence outside the legislating State". That proposition was accepted
as correct by all Justices in Henry v. Boehm. See per Barwick C.J. at pp 488
and 490, per Menzies J. at p 493, per Gibbs J. at p 496 and per Stephen J. at
pp 499 and 506. I should add, by way of aside, that there is nothing in the
language of s.117 to indicate
that its protection is confined to discrimination by a legislating State: the
section is directed to discrimination in a State in which the person invoking
the protection of s.117
is not resident.
12. The expression
"discrimination on the sole ground of residence" suggests that
residence in another State should be the criterion of differential treatment
before the protection of s.117 is invoked. In terms which reflect modern discrimination jurisprudence,
it suggests that s.117
operates on direct discrimination but not on indirect discrimination or
discrimination which is revealed by the disparate impact of the matter in
complaint. In Henry v. Boehm Menzies J. (at p 491) expressly confined the
protection of s.117 to
direct discrimination saying "(i)t is the operation of the law to which
attention must be paid, not to the remoter consequence of complying with the
law that operates uniformly regardless of the State in which a person happens
to be resident at a particular time." And the considerations taken into
account in the process of comparison undertaken in Davies and Jones and by the
majority in Henry v. Boehm is explicable only on the basis that the protection
of s.117 was seen as
confined to direct discrimination. Indeed, a major point of dissent in the
judgment of Stephen J. in Henry v. Boehm is that his Honour looked at
"(t)he practical effect of (the) requirements of residence in South
Australia" (p.501).
13. It is not easy to reconcile the
idea that s.117 operates
only on discrimination which results from the application of a residential
criterion with the process of comparison identified by Stephen J. in Henry v.
Boehm and so clearly directed by the language of the section. If s.117 affords protection only against
direct discrimination, the issue in a case involving a challenged law could as
easily be resolved by reference to the terms of the law. The process of
comparison directed by s.117 would, if undertaken, be purely formal. And, notwithstanding that the
focus of s.117 is
entirely on the individual, the position of the individual would not be
examined.
14. The idea that s.117 only affords protection against
discrimination which results from the application of a residence criterion is
closely related to the "criterion of liability" and the
"criterion of operation" tests previously applied in relation to ss.90 and 92 of the Constitution.
15. The "criterion of
liability" has ceased to command universal respect as a test determinative
of the operation of the prohibition contained in s.90 of the Constitution. See Philip Morris Ltd. v.
Commissioner of Business Franchises [1989] HCA 38; (1989) 63 ALJR 520, at pp 534-535[1989] HCA 38[1989] HCA 38; ; ; 87 ALR 193, at pp 217-220, per Brennan J. The
"criterion of operation" was discarded as a test relevant to the
freedom guaranteed by s.92
in Cole v. Whitfield [1988] HCA 18; (1988) 165 CLR 360. In that case it was said (at p 401) that "(t)he emphasis on the
legal operation of the law gave rise to a concern that the way was open to
circumvention by means of legislative device." A "criterion of
discrimination" test in relation to s.117 generates the same concern.
16. It is now accepted that in the
interpretation and application of the Constitution, particularly its guarantees of
freedom and the prohibitions by which those freedoms are secured, regard should
be had to substance rather than form: see Cole v. Whitfield, at p 401; North
Eastern Dairy Co. Ltd v. Dairy Industry Authority of N.S.W. [1975] HCA
45; (1975) 134 CLR 559, at pp 606-607; Hematite Petroleum
Pty Ltd v. Victoria (1983) 151 CLR 599, at p 630; Gosford Meats Pty Ltd v. New South Wales [1985]
HCA 5; (1985) 155 CLR 368, at pp 383-384. To limit the
operation of s.117 to
different treatment which results from the application of a residential
criterion would be to confine that guarantee by reference to formal
considerations and to deprive it of substantive operation.
17. The above considerations lead me
to conclude that the protection of s.117 extends to indirect discrimination or different
treatment which is revealed by the disparate impact of the matter in complaint.
In so far as Davies and Jones and Henry v. Boehm decide otherwise, for the
reasons given in this case by Mason C.J. by reference to the decision in John
v. Commissioner of Taxation [1989] HCA 5; (1989) 63 ALJR 166, at p 174[1989] HCA 5[1989] HCA 5; ; ; 83 ALR 606, at p 620, I consider that those
decisions should no longer be followed. Section 117: Limits to "disability or
discrimination"
18. In Henry v. Boehm, Gibbs J. (at p
495) questioned whether s.117 "would prohibit a State from according a special privilege, such as
free hospital treatment or free education, to its own residents, who, perhaps,
through the taxes they paid to the State were assisting to augment the funds
which served to pay the cost of providing the privilege". Similarly,
Stephen J. (at p 507) noted, by reference to the "privileges and
immunities" clause of Art.IV of the United States Constitution, that real difficulties might be
experienced in the application of s.117 to "the exercise of rights of franchise at State
elections". The difficulties identified by Gibbs and Stephen JJ. indicate
that there are limits to the protection of s.117. Similar considerations have resulted in the
"privileges and immunities" clause in the U.S. Constitution being construed as applicable only to
those rights identified as "basic rights". See Baldwin v. Montana
Fish and Game Commission [1978] USSC 82[1978] USSC 82; ; (1978) 436 US 371.
19.
In Cole v. Whitfield this Court acknowledged the significance of the object of s.92 to its construction and application.
However, as the Court noted (at p.394), the task with which it was confronted
was "to construe the unexpressed". Were the same task involved in the
construction of s.117 it
would, in my view, be necessary to have regard to its federal purpose. And in
that process it might well be necessary to identify, define or limit the rights
attracting its protection in a manner similar to that adopted in relation to
the "privileges and immunities" clause of the U.S. Constitution. However, the words of s.117 themselves indicate its purpose and
effect, namely, protection against disability or discrimination which would not
be equally applicable if the person invoking its protection were resident in
the State in which he or she is subject to that disability or discrimination.
The limits to the protection afforded by s.117 are, in my view, to be ascertained by reference to the
expression "disability or discrimination" rather than by
identification of interests pertaining to national unity or by reference to the
federal object attending s.117.
20. Although in its primary sense
"discrimination" refers to the process of differentiating between
persons or things possessing different properties, in legal usage it signifies
the process by which different treatment is accorded to persons or things by
reference to considerations which are irrelevant to the object to be attained.
The primary sense of the word is "discrimination between"; the legal
sense is "discrimination against".
21. Where protection is given by anti-discrimination
legislation, the legislation usually proceeds by reference to an unexpressed
declaration that certain characteristics are irrelevant within the areas in
which discrimination is proscribed. Even so, the legislation frequently allows
for an exception in cases where the characteristic has a relevant bearing on
the matter in issue. Thus, for example, the Anti-Discrimination Act 1977 (NSW), whilst proscribing
discrimination in employment on the grounds of race and sex, allows in ss.14 and 31 that discrimination is not unlawful if sex or race is a
genuine occupational qualification.
22. The framework of
anti-discrimination legislation has, to a considerable extent, shaped our
understanding of what is involved in discrimination. Because most
anti-discrimination legislation tends to proceed by reference to an unexpressed
declaration that a particular characteristic is irrelevant it is largely
unnecessary to note that discrimination is confined to different treatment that
is not appropriate to a relevant difference. It is often equally unnecessary to
note that, if there is a relevant difference, a failure to accord different
treatment appropriate to that difference also constitutes discrimination.
23. The importance of a relevant
difference was noted by Judge Tanaka in the South West Africa Cases (Second
Phase) (1966) ICJR 6, at pp 305-306, in these terms:
"... the principle of equality
before the law
... means ... relative equality, namely the
principle to treat equally what are equal and
unequally what are unequal. ... To treat
unequal matters differently according to
their inequality is not only permitted
but required. The issue is whether the
difference exists."
Similarly, the European Court of
Justice said in Re Electric Refrigerators (1963) 2 CMLR 289, at p 312:
"Material
discrimination would consist in
treating either similar situations
differently or different situations
identically."
24.
In State of West Bengal v. Anwar Ali (1952) 39 AIR(SC) 75, SR Das J (at p 93) said in relation
to Art.14 of the Indian Constitution which guarantees equality before the law and the equal protection of the
law:
"All persons are not, by nature,
attainment
or circumstances, equal and the varying needs
of different classes of persons often require
separate treatment and, therefore, the
protecting clause has been construed as a
guarantee against discrimination amongst
equals only and not as taking away from the
State the power to classify persons for the
purpose of legislation."
His Honour then went on to note that two
requirements are necessary to avoid the prohibition against discrimination,
namely,
"(1) that the classification must
be founded
on an intelligible differentia which
distinguishes those that are grouped together
from others and (2) that that differentia
must have a rational relation to the object
sought to be achieved by the Act. The
differentia which is the basis of the
classification and the object of the Act are
distinct things and what is necessary is that
there must be a nexus between them."
25. The reference to
"disability" in s.117 must be construed in the context of the
expression "disability or discrimination". Just as the legal concept
of discrimination does not extend to different treatment appropriate to a
relevant difference, so too, the absence of a right or entitlement does not
constitute a disability if the right or entitlement is appropriate to a
relevant difference.
26. There are a number of
circumstances in which residence may be a relevant difference justifying
different treatment. It is sufficient to note one. Within our federal framework
it is the status of being a "subject of the Queen" (those words being
understood to refer to a subject of the Queen in right of Australia: see Nolan
v. Minister for Immigration and Ethnic Affairs [1988] HCA 45; (1988) 165 CLR 178, at p 186) and residence within a
State which together signify membership of the body politic constituting that
State. That membership carries with it rights to participate in the political
processes of the State. Thus, in so far as a law of a State selects residence
within the State as the criterion for conferral of rights to participate in its
political processes, the law selects a characteristic signifying a relevant
difference. And the same may be true of a law conferring a special benefit by
virtue of membership of the body politic constituting the State, especially if
that benefit is funded by taxes levied against its members.
27.
The more difficult question is whether, there being a relevant difference, the
different treatment accorded to that difference is appropriate to it. Although
I have expressed the issue in terms of the appropriateness of the different
treatment, it seems to me that the considerations thereby raised are similar to
those which arise in application of the "privileges and immunities"
clause of the U.S. Constitution. In Toomer v. Witsell (1948) 334 US 385, at p 396, the relevant enquiry in relation to the
"privileges and immunities" clause was identified as one
"concerned with whether (reasons for discrimination) do exist and whether
the degree of discrimination bears a close relation to them". Similarly,
in Supreme Court of New Hampshire v. Piper [1985] USSC 49; (1985) 470 US 274, Powell J., delivering the opinion of
the Court, said (at p 284) that "(t)he Clause does not preclude
discrimination against nonresidents where: (i) there is a substantial reason
for the difference in treatment; and (ii) the discrimination practiced against
nonresidents bears a substantial relationship to the State's objective"
and added that "(i)n deciding whether the discrimination bears a close or
substantial relationship to the State's objective, the Court has considered the
availability of less restrictive means". It may be observed of these
passages that the word "discrimination" appears to be used to signify
different treatment, but the enquiry directed is, in essence, an enquiry
whether different treatment is appropriate to an identified and relevant
difference.
28.
The question whether different treatment assigned by reason of a relevant
difference is appropriate to that difference is one which is peculiarly apt to
attract different answers according to the alternatives available at different
times. It is also a question which, as the U.S. Supreme Court recognized in
Supreme Court of Virginia v. Friedman (1988) 101 L Ed 2d 59, at p 66, cannot be
answered by the dictation of "specific legislative choices to the
State". It may also be a question the answer to which will sometimes
depend on whom the persuasive burden is placed. The significance of the burden
of proof and related concepts in the field of discrimination may be seen in
cases such as Griggs v. Duke Power Co., Dothard v. Rawlinson [1977] USSC
143[1977] USSC 143; ; (1977)
433 US 321 and Wards Cove
Packing Company Inc. v. Atonio (1989) 57 LW 4583 and is discussed in Ontario
Human Rights v. Simpsons-Sears Ltd. The issue in the present case may be
approached by a means which does not involve any consideration of the
allocation of a persuasive burden. The question of appropriateness may be
answered by reference to the test applied to determine the validity of
legislation enacted to secure a constitutional purpose, namely, whether it is
reasonably capable of being seen as appropriate and adapted to that purpose.
See The Commonwealth v. Tasmania (The Tasmanian Dam Case) [1983] HCA
21[1983] HCA 21; ; (1983)
158 CLR 1, at pp 130-132, 172,
232, 259-261; Richardson v. Forestry Commission [1988] HCA 10 ; (1988) 164 CLR 261, at pp 289, 300, 311-312, 336,
344-346. For present purposes the issue may be expressed as whether the
different treatment is reasonably capable of being seen as appropriate and
adapted to a relevant difference. Application of s.117 to the Present Cases
29. The Rules, both as at 22 May 1987
and as amended on 2 July 1987, proceed by reference to the different
qualifications which may found admission to practice as a barrister in
Queensland. A distinction is drawn, on the one hand, between a qualification
obtained by passing or being deemed to pass all stages as required by the
Rules, by obtaining a degree in law at a Queensland University or an approved
Australian University, or by obtaining a specified degree at the Queensland
Institute of Technology (r.15(d)(1), (2) and (7)) and, on the other hand, a
qualification obtained by admission within another jurisdiction as allowed in
r.15(d)(3), (4) or (5). That is a relevant distinction in so far as a
qualification obtained in Queensland or at an approved University may be
expected to signify a greater knowledge of the laws of Queensland than would a
qualification leading to admission in another State, Territory or country.
Different treatment, if appropriate to that difference, would not constitute
discrimination.
30. For different treatment to be seen
as appropriate or adapted to a disparity in knowledge of an identified subject
matter it must be seen as directed to imparting, requiring the acquisition of,
or examining knowledge of that subject matter. It may be that residence in
Queensland or location of one's practice principally in Queensland would, in
the long run, bring in train a knowledge of the laws of Queensland. But the
issue relevant to admission to practice is that of sufficiency of knowledge to
practise, not the acquisition of knowledge through practice. Neither a change
of residence to Queensland nor cessation of practice elsewhere (as required by
the Rules as at 22 May 1987) would work an instantaneous acquisition of
knowledge of the laws of Queensland. And, as the acquisition of knowledge
depends on factors which vary from individual to individual, the location of
practice principally in Queensland for the period following conditional admission
(as required by the amended Rules) might or might not lead to the acquisition
of a sufficient knowledge of the laws of Queensland. To the extent that it did,
such knowledge would flow, not from the location of practice, but from the
utilization of learning opportunities. In these circumstances the Rules as at
22 May 1987, so far as they require residence in Queensland and cessation of
practice elsewhere, and the Rules as amended, so far as they require an
intention to practise principally in Queensland and require a person
conditionally admitted as a barrister to practise principally in Queensland,
are necessarily to be seen as ill adapted and inappropriate to any disparity in
knowledge of the laws of Queensland. They thus constitute discrimination. It is
unnecessary to consider whether conditional admission otherwise amounts to
discrimination for, if it does, it would be equally applicable were Mr Street
resident in Queensland.
31. Mr Street is entitled to invoke
the protection of s.117 if the discrimination effected by the Rules "would
not be equally applicable to him ... if he were ... resident in
(Queensland)". The effect on Mr Street of the Rules as at 22 May 1987 when
he was refused admission by the Full Court was quite different from the effect
that they would have had were he then resident in Queensland. If he had then
been resident in Queensland he would not have been required either to change
his State of residence or to cease to practise as a barrister in his State of
residence. Similarly, the amended Rules have a different effect upon Mr Street
from that which they would have if he were resident in Queensland. Were he
resident in Queensland he would not be required either to have the intention of
practising principally or to practise principally in a State in which he is not
resident.
32. Mr Street is entitled to invoke the
protection of s.117 both in relation to his application for admission pursuant
to the Rules as they stood before amendment on 2 July 1987 and in relation to
any fresh application that may be made pursuant to the Rules as then amended. I
would allow the appeal, set aside the order of the Full Court of the Supreme
Court refusing the application for admission as a barrister and remit the
matter to that Court for determination according to law. I would answer the
questions in the stated case in the manner proposed in the judgment of Deane J.
McHUGH J. Mr Alexander Whistler
Street, a member of the Bar of New South Wales, applies for special leave to
appeal against a judgment of the Full Court of the Supreme Court of Queensland
(Re Street (1988) 2 Qd R 209) which dismissed his application for admission to the Bar of Queensland.
He contends that the Full Court erred in holding that, although he was in all
other respects qualified to be admitted as a barrister in Queensland, he could
not be admitted because he intended to continue to be a resident of New South
Wales and had not ceased and did not intend to cease to practise as a barrister
in that State. The question in the application for special leave to appeal is
whether, by reason of s.92
or s.117 of the Constitution or both, rr.15(d)(4) and 38 of the
Rules Relating to the Admission of Barristers of the Supreme Court of
Queensland ("the Rules") were unconstitutional in so far as they
required a resident of New South Wales to cease practice in that State and
become a resident of Queensland as a condition of admission to practice as a
barrister.
2. On 2 July 1987, the day before Mr
Street's application for special leave was set down for hearing in this Court,
the Rules were amended by the Governor in Council ("the amended
Rules"). The amendment substituted for the implied requirement of
residence in and the express requirement of cessation of practice outside
Queensland the requirement that an applicant for admission must intend to
practise principally in Queensland. Subsequently, Mr Street filed a statement
of claim challenging the validity of the amended Rules in so far as they apply
to him. Pursuant to s.18
of the Judiciary Act 1903
(Cth), a case was stated and was heard concurrently with the applications for
special leave to appeal. Mr Street contends that the timing and form of the
amendment to the Rules demonstrate that they are a "colourable evasion of
the State's constitutional obligation". But in any event he contends that,
by reason of s.92 or s.117 of the Constitution or both, the amended Rules are of no
force or effect in so far as they require, as a condition of admission, an
undertaking from him to practise principally in Queensland.
3. In my opinion Mr Street is correct
in contending that, by reason of s.117 of the Constitution, the Rules could not lawfully require him, as a
condition of admission, to cease practice in New South Wales and to reside in
Queensland. Nor can the amended Rules require him to practise principally in
Queensland. In the circumstances it is unnecessary to express any opinion as to
whether s.92 also
supports the contentions of Mr Street.The Background
4. Since 6 August 1982 Mr Street has
carried on practice as a barrister, principally in the State of New South
Wales. He is also admitted to practice in the Australian Capital Territory,
South Australia and Victoria. If he is admitted to practice as a barrister in
Queensland, he wishes to remain a resident of and to practise principally in
New South Wales.
5. Rule 17 of the Rules provided that a person
was not entitled to be admitted as a barrister until he had received the Certificate
of the Barristers' Board in Form 1. Form 1 certified that the applicant had complied with the
Rules. Rule 38 provided
that every person seeking admission as a barrister should, if he "relies
upon a previous admission", include in his affidavit the matters which
were set out in Form 10. In his application, Mr Street relied upon a
"previous admission" (r.15(d)(4)).
6.
Form 10 required the applicant
to swear an affidavit. At the time of Mr Street's application before the Full
Court, pars (6) and (7) of Form 10 required the applicant to swear:
"(6)
That I ceased to practise as a barrister
in (here set forth the dates when the
applicant ceased to practise in the
various Courts to which he has been
admitted, and the nature of his
employment hereafter.)
(7) That I arrived on the day of ,
19 , in the State of Queensland."
7. In
Re Sweeney (1976) Qd R 296
the Full Court of the Supreme Court of Queensland held (at pp 299, 310) that
the effect of r.38 and Form 10 was that it was a condition of admission as a
barrister in Queensland for a person admitted elsewhere that he or she take up
residence in Queensland and cease to practise as a barrister elsewhere.
8.
Paragraphs (6) and (7) of Form 10 were repealed on 2 July 1987. A new par (6)
required the applicant to swear:
"It
is my intention to practise principally
in the State of Queensland commencing on
(here set forth any relevant date)."
9. Rules
15(e) and 15B were also added on
2 July 1987. Rule 15(e)
provides that an applicant relying on, inter alia, a New South Wales admission
must have "the intention of practising principally in Queensland".
Rule 15B provides that such an applicant should in the first place be admitted
conditionally for a period of one year. After the expiration of the one year
period, the applicant can be granted absolute admission if he or she has
practised principally in Queensland since conditional admission.
10. The Barristers' Board did not
issue Mr Street with a Certificate in Form 1 to the Rules. But in the Full
Court, Connolly J. said (at p 210) that Mr Street was "in all respects
qualified to be admitted as a barrister in Queensland, save that he intends to
continue as a resident of New South Wales and has not ceased to practise and
does not intend to cease to practise as a barrister (in) his State of
residence". Accordingly, it seems clear that, but for the failure of Mr
Street to give the undertaking required by par (6) of Form 10 before its
amendment and to comply with the implied obligation to reside in Queensland,
the Full Court would have admitted him to practice as a barrister in Queensland.
If, by reason of s.117,
this undertaking and obligation could not be lawfully required of him, the case
would appear to be one for the grant of special leave. The question whether, by
reason of s.117 of the Constitution, a barrister in the position of Mr
Street is entitled to admission in Queensland is one of general importance in
respect of which special leave to appeal would ordinarily be granted.
11. However, the respondents contend
that, because of the amendments to the Rules on 2 July 1987, the case is not
one in which it is appropriate to grant special leave to appeal against the
judgment of the Full Court. Accordingly, the first question in the application
for special leave to appeal is to determine the effect of the amendments to the
Rules made on 2 July 1987 and whether they apply retrospectively to the
application of Mr Street.
12. Section 20 of the Acts Interpretation Act
1954 (Q) provides:
"Where any Act repeals or amends
or has
repealed or amended wholly or in part any
former Act ... then, unless the contrary
intention appears, such repeal or amendment
... shall not -
...
(c) Affect any right, interest, title,
power, or privilege created, acquired,
accrued, established, or exercisable, or
any status or capacity existing, prior
to such repeal or amendment ...
and any such investigation, legal proceeding,
or remedy may be instituted, continued, or
enforced ... as if the repealing or amending
Act had not been passed ..."
Section 5(2) provides that in any Act
(which includes the Acts Interpretation Act)
every reference to any other Act where the context admits and unless the
contrary intention appears is to include a reference "to all
Proclamations, Orders in Council, regulations, rules, by-laws, and ordinances,
if any, made under that other Act". Hence, s.20 of the Acts Interpretation Act is applicable to both the Supreme
Court Act 1921 (Q) which is the enactment under which the Rules were made and
to the Rules themselves, for there is nothing in them which suggests a
"contrary intention". Accordingly, the Rules made on 2 July 1987,
although imposing a new requirement on an applicant for admission and repealing
some of the old requirements, did not affect any rights which Mr Street had under
the Rules before they were amended.
13. Having regard to what was said in
the Full Court concerning Mr Street's qualifications for admission, it seems plain
that, but for his intention to reside and to practise principally in New South
Wales, he would have a "right" to be admitted to the Queensland Bar.
If, by reason of s.117 of
the Constitution, the
Rules could not lawfully require him, as a condition of admission, to give up
his residence and practice in New South Wales, he is entitled to admission in
Queensland. Consequently, the amendments to the Rules made on 2 July 1987 are
not a ground for refusing Mr Street special leave to appeal against the judgment
of the Full Court. Special leave to appeal should be granted.The Appeal
14. Section 117 of the Constitution enacts:
"A subject of the Queen, resident
in any
State, shall not be subject in any other
State to any disability or discrimination
which would not be equally applicable to him
if he were a subject of the Queen resident in
such other State."
15. The Full Court held (at p 210) in
the present case that the decision of this Court in Henry v. Boehm [1973]
HCA 32; (1973) 128 CLR
482 was "binding authority
that a residential requirement for admission to the practice of a profession
does not contravene s.117". Mr Bennett QC, who appeared for Mr Street, submitted that the Full Court
erred in regarding itself as bound by the decision in Henry v. Boehm. It
becomes necessary, therefore, to determine what Henry v. Boehm decided and
whether the decision in that case is consistent with the protection given to an
interstate resident by s.117 of the Constitution.
16. In Henry v. Boehm the plaintiff,
who was admitted as a barrister and solicitor in Victoria, applied for
admission to practice in South Australia. Supreme Court Admission Rule
27(1) provided that an
applicant, previously admitted elsewhere, should reside "for at least
three calendar months in the State continuously and immediately preceding the
filing of his notice of application". However, r.27(1) did not apply to an
applicant who satisfied the Board of Examiners that he "ordinarily resides
in and is domiciled in this State": r.27(2). Rule 28 provided that an applicant previously
admitted elsewhere should be admitted conditionally only for a period of one
year but that he might be granted absolute admission if he satisfied the Court
that, since the date of his conditional admission, he had "continuously
resided in the State" and had not pursued any occupation or business other
than the proper business of a practitioner. This Court, by majority, held that
these Rules did not offend s.117 of the Constitution.
17. The majority (Barwick C.J.,
McTiernan, Menzies and Gibbs JJ.) reached its conclusion on two grounds. First,
the Rules applied equally to residents of South Australia relying on a
"previously admitted" qualification. Hence, the plaintiff would be
liable to observe in South Australia exactly the same provisions if he were a
resident of South Australia: Barwick C.J. at pp 486-487, McTiernan J. at p 490,
Menzies J. at p 491, Gibbs J. at pp 497-498. Secondly, the concept of
"residing" in the Supreme Court Admission Rules was not the same as
the concept of "resident" in s.117 of the Constitution. An applicant for admission in South Australia could
comply with rr.27 and 28 without giving up his interstate residence.
Consequently, there was no disability or discrimination based on residence
within the meaning of s.117: Barwick C.J. at pp 489-490, McTiernan J. at p 490, Menzies J. at pp
492-493, Gibbs J. at p 498.
18. At back of these conclusions were
three wider conclusions about s.117. First, a law only offends s.117 if the disability or discrimination is based solely on
residence: Barwick C.J. at p 488, McTiernan J. at p 490, Menzies J. at p 493,
Gibbs J. at p 496. Secondly, the concept of residence to which s.117 is directed involves a degree of
permanence: Barwick C.J. at p 487, McTiernan J. at p 490, Menzies J. at p 491,
Gibbs J. at pp 496-497. Thirdly, regard can only be had to the legal operation
of the impugned provision and not to its factual consequences: Barwick C.J. at
p 489, McTiernan J. at p 490, Menzies J. at p 491.
19. Whatever the nature of the
disability or discrimination to which the interstate resident is subject, s.117 does not assist him or her unless the
disability or discrimination is imposed or created on the ground of interstate
residence and is decisive in denying equality of treatment to him or her. A
State law which provides that a person cannot be admitted to practice in that
State if (a) she is a woman, or (b) an interstate resident, discriminates
against an interstate woman resident in three different ways. It discriminates
against her on the ground of sex so far as interstate men are concerned, on the
ground of residence so far as the State's women are concerned, and on the
grounds of sex and residence so far as the State's men are concerned. But s.117 does not assist her claim for
admission because one form of discrimination (refusal of admission on the
ground of sex) would be equally applicable to her if she were a resident of the
State. Hence, the only disabilities or discriminations which offend s.117 are those which are the result of
interstate residence: those which apply to or against interstate residents but
not to or against State residents who are in identical circumstances.
20. Section 117 does not say, however, that the
offending law must select residence as the criterion of disability or
discrimination. The section requires that a subject of the Queen resident in
any State "shall not be subject in any other State to any disability or
discrimination which would not be equally applicable to him if he were a
subject of the Queen resident in such other State". But in the language of
modern anti-discrimination law, a law may have a discriminatory operation or a
discriminatory impact. A person resident in another State may be subject to
disability or discrimination on the ground of his residence not only from the
direct operation of a law but also from its factual impact.
21. In Cole v. Whitfield [1988]
HCA 18; (1988) 165 CLR
360, this Court said (at p 399)
that the "concept of discrimination in its application to interstate trade
and commerce necessarily embraces factual discrimination as well as legal
operation". The Court went on to say (at p 399) that a law discriminates
against interstate trade "if the law on its face subjects that trade or
commerce to a disability or disadvantage or if the factual operation of the law
produces such a result". There is no reason why the terms
"discrimination" and "disability" in s.117 should be given a meaning which
excludes disability or discrimination arising from the factual operation of the
law. If the interstate resident is subject to a disability or discrimination
because of his residence, it cannot matter whether that result is produced
because the law selects interstate residence as the basis of discrimination or
the imposition of the disability, or because the law selects some other
criterion which operates so as to give rise in fact to a disability or
discrimination on the ground of interstate residence. Discrimination can arise
just as readily from a law which treats as equals those who are different as it
can from a law which treats differently those whose circumstances are not
materially different: Griggs v. Duke Power Co. [1971] USSC 46[1971] USSC
46; ; (1971) 401 US 424, at p 431; Ontario Human Rights
Commission v. Simpsons-Sears Limited 1985 CanLII 18 (SCC); (1985) 2 SCR. 536, at p 549; Bhinder v. Canadian
National Railway Company (1985) 2 SCR 561, at p 586.
22. The majority
in Henry v. Boehm held that the plaintiff was not subject to discrimination
because the Supreme Court Admission Rules applied equally to residents of South
Australia. But a requirement or condition imposed uniformly on and
"applying equally" to residents and interstate residents may
nevertheless subject an interstate resident to a disability or discrimination
on the ground of interstate residence. What applies equally may be
discriminatory because its impact is unequal. To confine "disability"
and "discrimination" in s.117 to the consequences of the legal
application of the enactment in question and to ignore its factual impact on
the interstate resident is to reduce a great constitutional protection to a
mere matter of form. Moreover, as Stephen J. pointed out (at p 502) in his
dissent in Henry v. Boehm, the position of South Australian residents in that
case was irrelevant. What s.117 requires is a comparison between the actual
position of the interstate resident and his hypothetical position as a resident
in the legislating State. If a law operates so that an interstate resident
would be worse off by reason of his residence than he would be if he were a
resident in the State in question, s.117 will prevent the law operating to his
detriment. In my opinion, the majority judges in Henry v. Boehm were in error
in holding that a law which applies equally to residents and non-residents does
not discriminate for the purpose of s.117.
23. But what
is "discrimination" for the purpose of s.117? The concept frequently
involves the notion of unjustified differentiation: Deputy Federal Commissioner
of Taxation (N.S.W.) v. WR Moran Pty. Ltd. [1939] HCA 27; (1939) 61 CLR 735, at p 764; Belgian Linguistic Case
(No.2) [1968] ECHR 3; (1968)
1 EHRR 252, at p 293; Simpsons-
Sears, at p 549. On this view a justifiable differentiation which is based on or
is the result of interstate residence would not be "discrimination".
In s.117, however, "discrimination" seems to mean the act of
distinguishing or treating differently irrespective of whether the distinction
or different treatment can be justified. Two considerations point to this
conclusion. The first is the presence of the word "disability" which
in the context of s.117 must have the second meaning attributed to it in the
Oxford English Dictionary, 2nd ed. (1989): "Incapacity in the eye of the
law, or created by the law; a restriction framed to prevent any person or class
of persons from sharing in duties or privileges which would otherwise be open
to them; legal disqualification". There is no ground for holding that
"disability" in s.117 means an "unjustifiable" or
"unreasonable" disability. It would be incongruous, therefore, to
give "discrimination" in s.117 an interpretation which leads to the
result that the imposition of differential treatment which is justifiable is
outside the section but the imposition of a disability which is justifiable is
within the section. Indeed, in many cases a restriction might be classified as
both a disability and a discrimination. The presence of "disability"
in s.117, therefore, is a powerful reason for not confining
"discrimination" to "unjust", "undue" or
"unreasonable" discrimination. Secondly, the term
"discrimination" is also used in s.102 of the Constitution which provides: "The Parliament may ... forbid, as
to the railways, any ... discrimination by any State ... if such ...
discrimination is undue and unreasonable ..." In that context,
"discrimination" means differential treatment. This gives some
limited support for the proposition that in s.117 "discrimination" also means differential
treatment. Moreover, by s.51(ii) the Parliament is given power to make laws with respect to
"Taxation; but so as not to discriminate between States or parts of
States". The Court has held that in that paragraph
"discriminate" means "treat differently": Cameron v. Deputy
Federal Commissioner of Taxation [1923] HCA 4[1923] HCA 4; ; (1923) 32 CLR 68, at pp 72, 76, 78, 79, 80.
Accordingly, in s.117
"discrimination" should be interpreted to mean differential treatment
whether arising from the legal application or the factual impact of the law.
24. Despite the width of its language,
however, s.117 was not
intended as a human rights charter for interstate residents. It does not
prohibit a State from subjecting an interstate resident to disabilities or
discriminations to which State residents in identical circumstances are
subject. Indeed, as the Convention Debates show, the desire of Western
Australia to continue to discriminate against Asian persons was the reason the
words "to him" were inserted in s.117. Moreover, although s.117 leaves the words "disability" or
"discrimination" at large and does not identify their subject-matter,
the "structural logic" of the Constitution indicates that there are some subject-matters
in respect of which an interstate resident is not entitled to equality of
treatment with State residents in identical circumstances. The object of s.117 was to make federation fully
effective by ensuring that subjects of the Queen who were residents of
Australia and in comparable circumstances received equality of treatment within
the boundaries of any State. But the existence of a federal system of
government, composed of a union of independent States each continuing to govern
its own people, necessarily requires the conclusion that some subject-matters
are the concern only of the people of each State. And since the residents of a
State and its people are basically interchangeable concepts, it follows that
laws dealing with these particular subject-matters may exclude interstate
residents from participation either generally or subject to conditions. The
exclusion of these subject-matters from the scope of s.117 is the necessary consequence of a
federal system in which each State exercises independent powers and functions
within its territory for the peace, order and good government of that
territory.
25. Matters which are the concern only
of a State and its people and are not within the scope of s.117 would seem to include the franchise,
the qualifications and conditions for holding public office in the State, and
conduct which threatens the safety of the State or its people. No doubt there
are other subject-matters which are also outside the reach of s.117. But since all exceptions to the terms
of that section arise by necessary implication from the assumptions and
structure of the Constitution, they must be confined to the extent of the need for them. The question
is not whether a particular subject-matter serves the object of s.117; it is whether, by necessary
implication, the matter is so exclusively the concern of the State and its
people that an interstate resident is not entitled to equality of treatment in
respect of it.
26. It follows from the foregoing
analysis that the current approach of the U.S. Supreme Court to the Privileges
and Immunities Clause (Art.IV s.2) of the U.S. Constitution, which provided the inspiration for what became s.117 of the Constitution, is of limited assistance in
determining the scope of s.117. Article IV s.2
provides that the "Citizens of each State shall be entitled to all
Privileges and Immunities of Citizens in the several States". The Supreme
Court has held that, for the purpose of analysis in most cases, the terms
"resident" and "citizen" are essentially interchangeable:
Austin v. New Hampshire [1975] USSC 54; (1975) 420 US 656, at p 662, fn.8; Hicklin v. Orbeck [1978] USSC
128[1978] USSC 128; ; (1978)
437 US 518, at p 524, fn.8.
Despite the terms of the Privileges and Immunities Clause, however, the Supreme
Court has held that it does not prevent differential treatment when there are
valid reasons for that treatment: Toomer v. Witsell (1948) 334 US 385, at p 396. The clause applies only to
those "privileges" and "immunities" which bear "upon
the vitality of the Nation as a single entity": Baldwin v. Montana Fish
and Game Commission [1978] USSC 82; (1978) 436 US 371,
at p 383; Supreme Court of New Hampshire v. Piper [1985] USSC 49[1985]
USSC 49; ; (1985) 470 US
274, at p 279. Moreover, even if
a particular activity is one of the "privileges" or
"immunities" to which the clause applies (a "fundamental"
privilege or immunity), a State may still discriminate against an interstate
resident in respect of that activity if (a) there is a substantial reason for
the difference in treatment, and (b) the discrimination bears a substantial
relationship to the State's objective: Toomer v. Witsell, at p 396; Hicklin v.
Orbeck, at pp 525-526; Supreme Court of New Hampshire v. Piper, at p 284.
27.
The "two-step inquiry" (United Building and Construction Trades
Council v. Mayor of Camden [1984] USSC 25; (1984) 465 US 208, at p 219) which the Privileges and Immunities Clause
mandates has no counterpart in s.117. Section 117 is not concerned to inquire whether the subject-matter of the disability
or discrimination bears "upon the vitality of the Nation as a single
entity", or whether there is a substantial reason for the disability or
discrimination, or whether the disability or discrimination bears a substantial
relationship to the State's objective. Unless by necessary implication, drawn
from the assumptions and structure of the Constitution, the subject-matter of the disability
or discrimination is outside the scope of s.117, that section focuses on the position of the individual
interstate resident in relation to the disability or discrimination. Would it
be equally applicable to him if he were resident in the State concerned?
28. Subject-matters which are within
the protection of the Privileges and Immunities Clause are a fortiori within s.117; but many subject-matters falling
outside the protection of that clause may be within the very different wording
of s.117. The point is
well illustrated by the leading case of Baldwin. There the Supreme Court held
(at p 388) that a statutory licence scheme in relation to elk-hunting which
required non- residents to pay licence fees at a substantially higher rate than
State residents and to purchase a special licence did not come "within the
purview of the Privileges and Immunities Clause". The Court said (at p
388) that since elk-hunting in Montana by non-
residents was a recreation and a sport, equality in access to Montana elk was
"not basic to the maintenance or well-being of the Union". However,
it seems clear that a similar scheme, enacted by an Australian State, would be
held to subject an interstate resident to a "discrimination which would
not be equally applicable to him if he were ... resident in such other
State". Hence, the basic approach of the U.S. Supreme Court to the
Privileges and Immunities Clause is opposed to what s.117 requires. United States cases on that
clause are of assistance only in so far as, by decision, they illustrate
activities which are "within the purview" of the clause.
29. Significantly for the present case
however, the U.S. Supreme Court has concluded "that the right to practice
law is protected by the Privileges and Immunities Clause": Supreme Court
of New Hampshire v. Piper, at p 283. In that case the Supreme Court of New
Hampshire offered several justifications for its refusal to admit non-residents
to practice in that State. They were that non-residents "would be less
likely (i) to become, and remain, familiar with local rules and procedures;
(ii) to behave ethically; (iii) to be available for court proceedings; and (iv)
to do pro bono and other volunteer work in the State" (at p 285). The U.S.
Supreme Court held that none of these reasons met the test of
"substantiality" and the means chosen did not bear the necessary
relationship to the State's objectives. State Rules precluding the admission of
interstate practitioners on residency grounds have also been struck down by the
Supreme Court in subsequent cases: Barnard v. Thorstenn (1989) 57 LW 4316;
Frazier v. Heebe (1987) 482 US 641; Supreme Court of Virginia v. Friedman (1988) 101 L Ed 2d 56.
30.
It should be apparent from the foregoing analysis that I consider the basic
reasoning process and the actual decision in Henry v. Boehm to be erroneous. In
addition, I think that the majority were in error in that case in holding that
"resident in" in s.117 meant "permanent resident in". No
doubt the concept of "resident" in s.117 requires more than presence
in a State. But I do not see any constitutional purpose in reading it
restrictively to mean "permanent resident". The words are
"resident in", not "resident of". "Resident" is a
word with a number of shades of meaning. In a legal document, its precise
meaning will usually depend more upon context than on the dictionary
definition. Nevertheless, when used as a noun, it will prima facie refer to a
person who resides permanently in a place: Australasian Temperance and General
Mutual Life Assurance Society Ltd. v. Howe [1922] HCA 50; (1922) 31 CLR 290, at p 295. When used as an adjective,
however, as it is in s.117, some lesser connection than permanence with a place
may make a person "resident in" that place. In Davies and Jones v.
The State of Western Australia [1904] HCA 46; (1904) 2 CLR 29 Griffith C.J. said (at p 39):
"The
word 'resident' is used in many
senses. As used in sec.117 of the
Constitution, I think it
must be construed
distributively, as applying to any kind of
residence which a State may attempt to make a
basis of discrimination, so that, whatever
that kind may be, the fact of residence of
the same kind in another State entitles the
person of whom it can be predicated to claim
the privilege attempted to be conferred by
the State law upon its own residents of that
class."
In Henry v. Boehm, Stephen J. was of
the same view. So am I.
31. Hence I think that the majority in
Henry v. Boehm were in error in holding that a law cannot subject an interstate
resident to any relevant disability or discrimination if it applies equally to
State and interstate residents and in holding that "resident" meant
permanently resident.
32. Further, contrary to the decision
in Henry v. Boehm, I think that the plaintiff was subjected to a disability or
discrimination on the ground of his Victorian residence. As argument in that
case was limited to the application to the plaintiff of s.27(1), it was unnecessary for the Court to
consider the operation of s.27(2). Accordingly, in the discussion which follows, I deal only with s.27(1). The reason that the plaintiff could
not obtain admission in South Australia was that, without leaving Victoria, he
could not establish that he had resided continuously in South Australia for
three months. On the assumption that the plaintiff had been continuously
resident in Victoria for three months, he was subjected in South Australia to a
disability or discrimination (refusal of admission for not continuously
residing in South Australia for three months) which would not have been equally
applicable to him if he had resided in South Australia. When s.117 poses the question whether the
disability or discrimination would have been equally applicable to him "if
he were ... resident in such other State", the hypothesis of being a
resident in that other State must include more than the bare legal conclusion
of being a resident in that other State. The hypothesis of being a resident in
the other State requires, in my opinion, the transfer of the actual indicia of
his interstate residence (e.g. living in a home continuously for many years).
The notional change of residence, therefore, requires the notional change of
the material facts which make up his interstate residence. To establish that
under the South Australian rules the plaintiff was treated less equally than he
would have been if he were a resident of South Australia, it was necessary to
show that as a resident of that State he would have fulfilled the requirements
of its rules. That required proof that he would have complied with the
three-month condition. He would provide that proof by showing that as part of
his Victorian residence he had lived there continuously for three months.
33. I prefer the above approach to the
comparison exercise to the approach taken by Stephen J. in Henry v. Boehm. His
Honour saw (at p 507) the disability or discrimination as the disadvantage to
the plaintiff in having to leave his established home and live continuously in
South Australia for the relevant period to qualify for admission. This was a
disadvantage to which the plaintiff would not be subject if he were resident in
South Australia. One difficulty with this approach to s.117, however, is that the plaintiff would
be actually better off than he would be as the hypothetical South Australian
resident if, for example, while remaining a resident in Victoria, he had been
overseas for the three months preceding the date on which he filed for
admission. To obtain the equality which is the object of s.117, the plaintiff must surely be
required to reside continuously for a three-month period in his own State. The
plaintiff in Henry v. Boehm sought a declaration inter alia that r.27(1) was
invalid to the extent that it applied to him. But if the condition of three
months continuous residence was applicable to him, any declaration would have
to take account of that condition. And since s.117 does not place an interstate resident
in a better position than he would be as a State resident, compliance with the
condition was essential. But this problem was not addressed by Stephen J. in
his analysis. Nevertheless, I think that the decision of his Honour that the
plaintiff could successfully rely on s.117 was correct.
34. I think that the Court should take
the exceptional, but not unprecedented, step of overruling Henry v. Boehm. The
decision and essential parts of its reasoning are erroneous; it does not rest
upon a principle carefully worked out in a significant succession of cases;
there was a dissenting judgment; and the decision has not been independently
acted upon in a manner which militates against reconsideration. These are all
matters which make it proper to overrule the case: see John v. Commissioner of
Taxation [1989] HCA 5; (1989)
63 ALJR 166, at p 174[1989]
HCA 5[1989] HCA 5; ; ; 83
ALR 606, at p 620. Moreover, the
doctrine of stare decisis has less force in constitutional cases than in other
cases: Parliament cannot legislate to overturn an erroneous constitutional
decision: Queensland v. The Commonwealth [1977] HCA 60; (1977) 139 CLR 585. But most importantly, the decision,
if followed, will greatly reduce the scope of a great constitutional protection
for the residents of this country. In these circumstances, I think that it is
proper for the Court to overrule Henry v. Boehm.
35.
Apart from a brief reference to the judgment of Griffith C.J., I have not
referred to Davies and Jones v. Western Australia. However, neither the actual
decision nor its ratio decidendi seems to me to have any bearing on the present
appeal. It is, therefore, unnecessary to come to any conclusion as to whether
it was correctly decided or whether all the statements in the judgments in that
case were correct.
36.
Nothing concerning the practice of law in Queensland provides any ground for
concluding that, by necessary implication from the assumptions and structure of
the Constitution, the
practice of law is outside the scope of s.117. Indeed, many considerations point to the practice of law
in Queensland, as in other States, as a subject-matter which is of national and
not purely local concern. It is a matter of national importance that, if they
wish, interstate residents should have the services of legal practitioners from
their own State when conducting litigation in the courts of another State. It
is a matter of national importance that, if they wish, State residents should
be able to utilise the services of interstate practitioners in conducting
litigation in courts of their State. The practice of law also plays an
increasingly important part in the national economy and contributes to
maintaining the single economic region which is a prime object of federation.
There is no ground for concluding that the right to practise law is excluded
from the protection given by s.117.
37. It remains only to consider
whether the requirements of the Rules concerning residence in and cessation of
practice outside Queensland subjected Mr Street to a disability or
discrimination which would not be equally applicable to him if he were resident
in Queensland. This requires, as Stephen J. pointed out in his dissent in Henry
v. Boehm (at p 501), a comparison between Mr Street's actual situation and a
hypothetical situation which differs from his actual situation only by assuming
that he is a resident of Queensland. When that comparison is made, it is
readily seen that Mr Street was treated differently on the ground of his New
South Wales residence because, unlike his position as a hypothetical Queensland
resident, he could not be admitted to practice in Queensland without giving up
his residence and his practice in the State where he resides. According to the
Full Court's interpretation of the Rules, residence in Queensland was an
implied condition of admission. And the effect of par (6) of Form 10 was that,
to obtain admission in Queensland, Mr Street was required to abandon his
practice in the State in which he was resident. If he were resident in
Queensland, he would not be required to give up either his residence or his
practice in the State where he resided. Hence, he was subject to discrimination
(refusal of admission unless he abandoned his practice and his residence) which
would not be equally applicable to him if he were resident in Queensland.
38. The appeal should be allowed. The
order of the Full Court of the Supreme Court should be set aside. The matter
should be remitted to that Court so that an order can be made for Mr Street's
admission.
The Stated Case
39. In my opinion the amended Rules
also subject Mr Street to a disability or discrimination which would not be
equally applicable to him if he were a resident of Queensland. If Mr Street
were a Queensland resident, he would not be refused admission because he wished
to practise principally in the State where he resided. However, the practical
impact on him of the amended Rules is that, if he wishes to practise
principally in Queensland, he must abandon his present New South Wales
residence and reside in Queensland. Although in form the amended Rules require
Mr Street as a hypothetical Queensland resident and as an actual New South
Wales resident to practise principally in Queensland, the factual impact of the
amended Rules is that Mr Street as a resident of New South Wales can only
comply with them by abandoning his New South Wales residence. Hence, the
factual effect of the amended Rules is that he must abandon his New South Wales
residence. As a hypothetical Queensland resident, he would not be required to
abandon his residence to practise principally in the State of his residence.
40. Question 1 in the stated case
should be answered to the effect that r.15(e), Form 10 par (6) and r.15B, in so
far as they require him to have an intention to practise principally in
Queensland and to practise principally in Queensland during the period between
conditional and absolute admission, do not apply to Mr Street if he makes a
further application for admission. It is unnecessary to answer Question 2.
ORDER
ORDER IN MATTER No. B45 OF 1987
Application for special leave to leave
granted.
Appeal allowed.
Set aside the order of the Full Court
of the Supreme Court of Queensland.
Remit the matter to the Supreme Court
of Queensland for the making of orders in accordance with the judgment of this
Court.
No order as to costs.
ORDER IN MATTER NO. B32 OF 1988
Answer the questions in the stated
case as follows:
1. Are the Rules of the Court relating
to the
admission of Barristers of the Supreme
Court of
Queensland, as amended by Order in Council dated
(2) July 1987, invalid as being contrary to
Section 117 of the Constitution?
Answer: Rule 15(e), par.(6) of Form 10 and Rule
15B(2) are inapplicable to the
plaintiff to
the extent that they would require him, on
any fresh application for admission, to have
an intention of practising principally in
Queensland or so to practice during the
period between conditional and absolute
admission.
2. Are the Rules of the Court relating
to the
admission of Barristers of the Supreme
Court of
Queensland, as amended by Order in Council dated
(2) July 1987, invalid as being contrary to
Section 92 of the Constitution?
Answer: Unnecessary to answer.
No order as to costs.