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Plaintiff M68-2015 v Minister for Immigration and Border Protection [2016] HCA 1 (3 February 2016)
Last Updated: 3 February 2016
HIGH COURT OF AUSTRALIA
FRENCH CJ,
KIEFEL, BELL, GAGELER, KEANE, NETTLE AND GORDON
JJ
PLAINTIFF M68/2015 PLAINTIFF
AND
MINISTER FOR IMMIGRATION AND BORDER
PROTECTION & ORS DEFENDANTS
Plaintiff M68/2015 v Minister for Immigration and Border
Protection
[2016] HCA 1
3 February 2016
M68/2015
ORDER
The questions stated by the parties in the amended special case dated
7 October 2015, as paraphrased, be answered as follows:
Question (1)
Does the plaintiff have standing to challenge whether the conduct of the
Commonwealth or the Minister in securing, funding and participating
in the
plaintiff's detention at RPC 3 on Nauru was authorised by a valid law of the
Commonwealth or was part of the executive power
of the Commonwealth?
Answer
Yes.
Question (2a)
Was the conduct of the Commonwealth in signing the Memorandum of
Understanding dated 3 August 2013 authorised by s 61 of the
Constitution?
Answer
Yes.
Question (2b)
Was the conduct of the Commonwealth in giving effect to that arrangement
authorised by a valid law of the Commonwealth?
Answer
Yes, it was authorised by s 198AHA of the Migration Act 1958 (Cth),
which is a valid law of the Commonwealth.
Question (3)
Were the laws by which the plaintiff was detained on Nauru contrary to the
Constitution of Nauru?
Answer
The question does not arise.
Questions (4) and (5)
Was the conduct of the Commonwealth in securing, funding and participating
in the plaintiff's detention at RPC 3 on Nauru authorised
by a valid law of the
Commonwealth?
Answer
Yes, see the answer to questions (2a) and (2b).
Question (6)
If the plaintiff were returned to Nauru, would the Commonwealth or the
Minister be authorised to continue to perform the Memorandum
of Understanding
dated 3 August 2013 and to secure, fund and participate in the plaintiff's
detention on Nauru?
Answer
Unnecessary to answer.
Question (7)
If the plaintiff were returned to Nauru would her detention there be
contrary to Art 5(1) of the Constitution of Nauru?
Answer
Unnecessary to answer.
Questions (8) and (9)
If the plaintiff were returned to Nauru, would the Commonwealth or the
Minister be authorised to secure, fund and participate in the
plaintiff's
detention by a valid law of the Commonwealth?
Answer
Unnecessary to answer.
Questions (10) and (12)
If the plaintiff were to be returned to Nauru, does s 198AD(2) of the
Migration Act 1958 (Cth) require that she be taken there as soon as
reasonably practicable?
Answer
Unnecessary to answer.
Question (11)
If yes to question (10), if the plaintiff were returned to Nauru would her
detention be contrary to the Constitution of Nauru?
Answer
Unnecessary to answer.
Question (13)
What, if any, relief should be granted to the plaintiff?
Answer
The plaintiff is not entitled to the declaration sought.
Question (14)
Who should pay the costs of the special case and of the proceedings
generally?
Answer
The plaintiff should pay the defendants' costs.
Representation
R Merkel QC and C L Lenehan with R Mansted, D P Hume and E Bathurst for the
plaintiff (instructed by Human Rights Law Centre)
J T Gleeson SC, Solicitor-General of the Commonwealth and
G R Kennett SC with A M Mitchelmore and P D Herzfeld for the
first and second
defendants (instructed by Australian Government Solicitor)
S P Donaghue QC with K E Foley and C J Tran for the third defendant
(instructed by Corrs Chambers Westgarth Lawyers)
Interveners
G R Donaldson SC, Solicitor-General for the State of Western Australia with F
B Seaward for the Attorney-General for the State of
Western Australia,
intervening (instructed by State Solicitor (WA))
P J Dunning QC, Solicitor-General of the State of Queensland with
F J Nagorcka for the Attorney-General of the State of Queensland,
intervening (instructed by Crown Solicitor (Qld))
Notice: This copy of the Court's Reasons for Judgment
is subject to formal revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Plaintiff M68/2015 v Minister for Immigration and Border
Protection
Migration – Regional processing – Where plaintiff was
"unauthorised maritime arrival" upon entry into Australian migration
zone
– Where plaintiff was removed to regional processing centre on Nauru
pursuant to s 198AD of Migration Act 1958 (Cth) – Where
Commonwealth entered into arrangement in relation to regional processing
functions – Whether plaintiff
was detained by Commonwealth at Nauru
Regional Processing Centre – Whether principles in Chu Kheng Lim v
Minister for Immigration, Local Government and Ethnic Affairs [1992] HCA 64; (1992) 176 CLR
1 apply.
Constitutional law (Cth) – Executive power of Commonwealth –
Whether conduct of Commonwealth authorised by s 61 of Constitution –
Whether conduct of Commonwealth authorised by s 198AHA of Migration
Act.
Constitutional law (Cth) – Legislative power of Commonwealth –
Whether s 198AHA of Migration Act is a law with respect to aliens
– Whether s 198AHA of Migration Act is a valid law of
Commonwealth.
Procedure – Standing – Whether plaintiff has standing to
challenge lawfulness of conduct of Commonwealth with respect
to plaintiff's past
detention.
Private international law – Act of State doctrine – Where
plaintiff's detention imposed by laws of Nauru – Whether
Australian court
should pronounce on constitutional validity of legislation of another
country.
Words and phrases – "aliens power", "constraints upon the plaintiff's
liberty", "control", "detention", "effective control",
"memorandum of
understanding", "non-statutory executive power", "regional processing country",
"regional processing functions".
Constitution, ss 51(xix), 61.
Migration Act 1958 (Cth), ss 198AB,
198AD, 198AHA.
- FRENCH
CJ, KIEFEL AND NETTLE JJ. The plaintiff is a Bangladeshi national who was an
"unauthorised maritime arrival" ("UMA") as defined
by s 5AA of the
Migration Act 1958 (Cth) upon entering Australia's migration zone. She
was detained by officers of the Commonwealth and taken to Nauru pursuant to
s 198AD(2) of the Migration Act, which provides
that:
"An officer must, as soon as reasonably practicable, take an
unauthorised maritime arrival to whom this section applies from Australia
to a
regional processing country."
Section 198AD(3) of the Migration Act provides that, for the
purposes of sub-s (2), an officer may place and restrain the UMA on a
vehicle or vessel, remove the UMA from
the place at which he or she is detained
or from a vehicle or vessel, and use such force as is necessary and
reasonable.
- Nauru
is a country designated by the Minister for Immigration and Border Protection
("the Minister") under s 198AB(1) of the Migration Act as a
"regional processing country". The reference to "processing" is to a
determination by Nauru of claims by UMAs to refugee status
under the Refugees
Convention[1].
Both Australia and Nauru are signatories to that Convention. Directions have
been made under s 198AD(5) of the Migration Act by the Minister as
to the particular classes of UMAs who are to be taken to Nauru.
- On
3 August 2013, the Commonwealth and Nauru entered into an arrangement
relating to persons who have travelled irregularly by sea
to Australia and whom
Australian law authorises to be transferred to Nauru. This second Memorandum of
Understanding ("the second
MOU") recorded an agreement that the Commonwealth may
transfer and Nauru would accept such persons, there referred to as
"transferees".
Administrative arrangements for regional processing and
settlement arrangements in Nauru of 11 April 2014 between the governments
of the two countries ("the Administrative Arrangements") confirm that
transferees will remain on Nauru whilst their claims to refugee
status are
processed. By the second MOU and the Administrative Arrangements, Nauru
undertook to allow transferees to stay lawfully
in its territory and the
Commonwealth agreed to lodge applications with the Government of Nauru for visas
for transferees. The Commonwealth
was to bear the costs associated with the
second MOU.
- The
plaintiff claims to be a refugee to whom the Refugees Convention applies. She
has applied to the Secretary of the Department
of Justice and Border Control of
Nauru to be recognised by Nauru as a refugee. Her application has not yet been
determined.
- Upon
her arrival on Nauru the plaintiff was granted a regional processing centre visa
(an "RPC visa") by the Principal Immigration
Officer of Nauru under reg 9
of the Immigration Regulations 2013 (Nauru). Pursuant to
reg 9(6)(a), the plaintiff's RPC visa specified that the plaintiff must
reside at the Nauru Regional Processing
Centre ("the Centre"). If a person is
recognised by Nauru as a refugee an RPC visa becomes a temporary settlement visa
pursuant
to reg 9A of the Immigration Regulations 2014 (Nauru) (which
replaced the Immigration Regulations 2013 (Nauru)) and the person is
no longer
required to reside at the Centre and may depart and re-enter Nauru.
- Because
the plaintiff is a UMA brought to Nauru pursuant to s 198AD of the
Commonwealth Migration Act, the plaintiff is a "protected person" for the
purposes of the Asylum Seekers (Regional Processing Centre) Act
2012 (Nauru) ("the RPC Act"). Pursuant to s 18C(1) of the RPC Act, a
protected person may not leave the Centre without the approval
of an authorised
officer, an operational manager of the Centre, or other authorised persons. Any
protected person who attempts to
do so commits an offence against the law of
Nauru and is liable on conviction to imprisonment for a period not exceeding six
months[2].
- The
Centre comprised three sites – RPC 1, RPC 2 and RPC 3.
RPC 1 contained the administrative offices of the Centre, other
facilities
and specialised accommodation. The other sites contained compounds which housed
asylum seekers who were single adult
males (RPC 2) and single adult females
and families (RPC 3). The Commonwealth contracted for the construction and
maintenance of
the Centre, and funds all costs associated with it, in accordance
with the second MOU.
- From
24 March 2014 to 2 August 2014, the plaintiff resided in RPC 3.
It was surrounded by a high metal fence through which entry
and exit was
possible only through a check-point which was permanently monitored. The
plaintiff was able to move freely within RPC
3 save for certain restricted
areas and at specified hours. However, if the plaintiff had attempted to leave
the Centre without
permission, the Centre staff would have sought the assistance
of the Nauruan Police Force.
- The
plaintiff did not consent to being taken to Nauru. She did not apply for an RPC
visa and did not consent to being detained in
RPC 3. Pursuant to
reg 9(3) of the Nauruan Immigration Regulations 2013, an application for an
RPC visa could only be made by an
officer of the Commonwealth of Australia.
An application was made by an officer of the Commonwealth ostensibly on the
plaintiff's
behalf in accordance with cl 2.2.6 of the Administrative
Arrangements, and the fee for the visa was paid by the Commonwealth.
- Pursuant
to the Administrative Arrangements, it was agreed that the Government of Nauru
would appoint an operational manager, to
be in charge of the day-to-day
management of the Centre; and that the Government of Australia would appoint an
officer as a programme
coordinator, to be responsible for managing all
Commonwealth officers and service contracts in relation to the Centre, including
the contracting of a service provider to provide services at the Centre for
transferees and to provide for their security and safety.
A Joint Committee and
a Joint Working Group were to be established.
- A
Ministerial Forum was established to oversee the implementation of the regional
partnership between Australia and Nauru and to
provide updates on the delivery
of projects in Nauru, including the operation of the Centre, and was co-chaired
by the Commonwealth
Minister and by the Nauru Minister for Justice and Border
Control. The Joint Committee, comprised of representatives of the respective
governments, met regularly to discuss the operation of the Centre. The Joint
Working Group, chaired by the Nauru Minister, met each
week to discuss matters
relating to the Centre, including regional processing issues.
- Transfield
Services (Australia) Pty Ltd ("Transfield") has been a service provider at the
Centre pursuant to a contract with the
Commonwealth, represented by the
Department of Immigration and Border Protection ("the Transfield Contract"),
since March 2014.
Transfield undertook to provide "garrison and welfare
services" to transferees and personnel at the regional processing centres.
"Garrison services" include security, cleaning and catering services. As
service provider it was required to ensure that the security
of the perimeter of
the site was maintained. The Department provides fencing, lighting towers and
other security infrastructure.
- Transfield
subcontracted the Transfield Contract to Wilson Security Pty Ltd ("Wilson
Security"). Representatives of the two companies
attend regular meetings with,
and report to, the Department of Immigration and Border Protection and to the
Government of Nauru.
The Commonwealth occupies an office at RPC 1 at which
officers of the Australian Border Force carry out functions in relation to
the
Centre or transferees at the Centre, including managing service provider
contracts, Commonwealth-funded projects, such as construction
projects, and
relationships and communications between the Commonwealth, the service providers
and the Government of Nauru.
- On
2 August 2014, officers of the Commonwealth brought the plaintiff to
Australia from Nauru temporarily for purposes relating to
her health, pursuant
to s 198B(1) of the Migration Act. The plaintiff no longer needs to
be in Australia for those purposes and is liable to be returned to
Nauru.
Section 198AHA
- The
principal statutory authority relied upon by the Commonwealth for its
participation in the plaintiff's detention on Nauru is
s 198AHA of the
Migration Act. It was recently
inserted[3] into
Pt 2 Div 8 ("Removal of unlawful non-citizens etc") subdiv B
("Regional processing"), but has effect from 18 August 2012. It
provides:
"(1) This section applies if the Commonwealth enters into an arrangement with a
person or body in relation to the regional processing
functions of a
country.
(2) The Commonwealth may do all or any of the following:
(a) take, or cause to be taken, any action in relation to the arrangement or the
regional processing functions of the country;
(b) make payments, or cause payments to be made, in relation to the arrangement
or the regional processing functions of the country;
(c) do anything else that is incidental or conducive to the taking of such
action or the making of such payments.
(3) To avoid doubt, subsection (2) is intended to ensure that the Commonwealth
has capacity and authority to take action, without
otherwise affecting the
lawfulness of that action.
(4) Nothing in this section limits the executive power of the Commonwealth.
(5) In this section:
action includes:
(a) exercising restraint over the liberty of a person; and
(b) action in a regional processing country or another country.
arrangement includes an arrangement, agreement, understanding,
promise or undertaking, whether or not it is legally binding.
regional processing functions includes the implementation of any
law or policy, or the taking of any action, by a country in connection with the
role of the country
as a regional processing country, whether the implementation
or the taking of action occurs in that country or another
country."
The proceedings
- In
the proceedings brought by the plaintiff in this Court part of the relief she
claims is an injunction against the Minister and
officers of the Commonwealth
and a writ of prohibition prohibiting them from taking steps to remove her to
Nauru if she is to be
detained at the Centre. The plaintiff also seeks orders
prohibiting and restraining the Commonwealth from making future payments
to
Transfield pursuant to the Transfield Contract.
- Recent
steps taken by the Government of Nauru suggest that it is unlikely that the
plaintiff will be detained at the Centre if and
when she is returned to
Nauru.
- In
early 2015, "open centre arrangements" were implemented at RPC 2 and
RPC 3 in the exercise of the discretion of the operational
managers.
Pursuant to those arrangements, persons who resided there could be granted
permission to leave the Centre on certain days,
between certain hours and
subject to certain conditions. Those arrangements were not formalised in
writing.
- Shortly
prior to the hearing of this matter, the Government of Nauru published a notice
in its Gazette to the effect that it intended
to expand the open centre
arrangements to allow for freedom of movement of asylum seekers 24 hours
per day, seven days per week and
that the arrangements were to be made the
subject of legislation at the next sitting of the Parliament of Nauru. The
operational
managers of RPC 2 and RPC 3 were said to have approved all
asylum seekers residing there to be eligible to participate in these new
open
centre arrangements. Regulations 9(6)(b) and 9(6)(c) of the Nauruan
Immigration Regulations 2014, which placed restrictions
on the movements of RPC
visa holders, have been repealed. Given these developments, the injunction and
writ that the plaintiff seeks
no longer assume relevance in these proceedings.
There is not a sufficient basis for making them.
- The
focus of these proceedings is therefore upon another remedy that the plaintiff
seeks, namely, a declaration to the effect that
the conduct of the Minister or
the Commonwealth in relation to her past detention was unlawful by reason that
it was not authorised
by any valid law of the Commonwealth nor based upon a
valid exercise of the executive power of the Commonwealth under s 61 of the
Constitution. The conduct, in summary, is particularised as the imposition,
enforcement or procurement by the Commonwealth or the Minister of
constraints
upon the plaintiff's liberty, including her detention, or the Commonwealth's
entry into contracts and expenditure of
monies in connection with those
constraints, or the Commonwealth having effective control over those
constraints.
- The
questions stated for the opinion of the Court are lengthy and we will not set
them out in these reasons. They are to be found
in the document which follows
the judgments in this case. They are directed principally to the plaintiff's
standing and to whether
the Commonwealth and the Minister were authorised to
engage in the conduct by which the plaintiff was detained at the Centre. If
the
answer to the latter question is in the affirmative, it is further asked whether
the restrictions on the plaintiff are contrary
to the Constitution of
Nauru.
Standing
- The
question of standing cannot be detached from the notion of a
"matter"[4] and
is related to the relief claimed.
- It
is submitted[5]
by the first and second defendants, being the Minister and the Commonwealth
(hereinafter together referred to as "the Commonwealth"),
that these proceedings
concern past conduct and would have no further consequences for the plaintiff
beyond the making of the declaration.
The plaintiff does not seek damages for
her wrongful detention. Nevertheless the declaration sought by the plaintiff
would resolve
the question as to the lawfulness of the Commonwealth's conduct
with respect to the plaintiff's detention and whether such conduct
was
authorised by Commonwealth law. This is not a hypothetical
question[6]. It
will determine the question whether the Commonwealth is at liberty to repeat
that conduct if things change on Nauru and it is
proposed, once again, to detain
the plaintiff at the Centre.
The issues – non-statutory
executive power and s 198AHA
- The
Commonwealth relies upon s 61 of the Constitution to authorise its entry into
the second MOU with Nauru. The Commonwealth submits that such entry either is
within the Executive's
power to conduct external relations or falls within the
express terms of s 61 of the Constitution, in that it is for the "execution and
maintenance of ... the laws of the Commonwealth". The purpose of the entry into
the second
MOU is to give effect to the scheme of the Migration Act, by
ensuring that Nauru remains willing and able to perform the functions of a
regional processing country under that scheme. It
may be taken that the scheme
to which the Commonwealth refers includes ss 198AB(1) and 198AD(2) and,
following entry into the second
MOU, s 198AHA.
- The
Commonwealth relies on s 198AHA as statutory authority for the Executive to
give effect to the arrangement made between the Commonwealth
and Nauru by the
second MOU. It submits that, in recently enacting s 198AHA, the Parliament
gave its permission to the Executive
to implement the arrangements contemplated
by the second MOU. Alternatively, the Commonwealth contends that it had
non-statutory
executive power or executive power under s 61 of the
Constitution to give effect to the MOU.
- The
Commonwealth does not, however, rely on either s 198AHA, non-statutory
executive power or executive power under s 61 of the Constitution as
authorising the detention of the plaintiff. It consistently maintained the
position that the detention of the plaintiff on Nauru
was by the Executive
government of Nauru.
- As
will be explained in these reasons, although the declaration which the plaintiff
seeks was claimed in terms that the Commonwealth
itself detained the plaintiff,
that was not the argument which the plaintiff presented at the hearing of the
matter. The plaintiff's
case as put is that the Commonwealth participated in a
practical sense, and at a high level, in her detention, and that the extent
of
the Commonwealth's participation in her detention was not authorised by statute
or otherwise.
- For
these reasons, whether or not the Commonwealth had statutory power or executive
power to itself detain the plaintiff is not in
issue. The issue is whether the
Commonwealth had power to participate, to the extent that it did, in Nauru's
detention of the plaintiff.
Detention on Nauru
- The
central question identified by the plaintiff is whether the Commonwealth's
involvement in her detention was authorised by a valid
Commonwealth
statute.
- It
is necessary at the outset to be clear about who detained the plaintiff on
Nauru. "Detention" in this context is detention in
the custody of the
State[7] and
involves the exercise of governmental power.
- There
can be no doubt that the Commonwealth had the statutory power to remove the
plaintiff from Australia to Nauru and to detain
her for that purpose. In
Plaintiff S156/2013 v Minister for Immigration and Border
Protection[8]
it was held that s 198AD(2) of the Migration Act is a law with
respect to a class of aliens and so is a valid law within s 51(xix) of the
Constitution. Chu Kheng Lim v Minister for Immigration, Local Government and
Ethnic
Affairs[9]
holds that the legislative power conferred by s 51(xix) encompasses the
conferral upon the Executive of authority to detain an alien in custody for the
purposes of deportation or expulsion.
That power is limited by the purpose of
the detention and exists only so long as is reasonably necessary to effect the
removal of
the alien. It follows that the Commonwealth's power to detain the
plaintiff for the purpose of removing her from Australia and taking
her to Nauru
ceased upon her being handed over into the custody of the Government of
Nauru.
- The
plaintiff thereafter was detained in custody under the laws of Nauru,
administered by the Executive government of Nauru. The
Immigration Act
2014 (Nauru) requires that a person who is not a citizen must have a valid visa
to enter or remain in
Nauru[10].
Even if the plaintiff was taken to Nauru without her consent, the Immigration
Act applied to her. The plaintiff was obliged to remain at the Centre under
supervision and was not free to leave it, because of the
residency requirements
of the RPC visa issued by the Government of Nauru, the prohibition on leaving
the Centre in s 18C(1) of the
RPC Act, which applies to the plaintiff
because she has the status of a "protected person", and the offence provision in
s 18C(2).
- The
only exception to the prohibition in s 18C(1) is where prior approval is
given to a resident of the Centre by an authorised officer,
an operational
manager of the Centre or other authorised persons. The Secretary of the
Department of Justice and Border Control
of Nauru appoints authorised officers
and must declare the appointment of an operational manager by notice in the
Government
Gazette[11].
No Commonwealth officers were appointed as authorised officers by the Secretary
for the purposes of the RPC Act. Staff of Wilson
Security were appointed by the
Secretary as authorised officers and were therefore authorised by the law of
Nauru to exercise powers
under the RPC Act.
- Contrary
to the plaintiff's submissions, it is very much to the point that the
restrictions applied to the plaintiff are to be regarded
as the independent
exercise of sovereign legislative and executive power by Nauru. The recognition
that it was Nauru that detained
the plaintiff is important, for it is central to
the plaintiff's case that the legislative authority which the Commonwealth
required,
and which it is argued was not provided, is an authority to detain the
plaintiff, with the concomitant power to authorise others
to effect that
detention.
- Contrary
also to the plaintiff's submissions, it is very much to the point that the
Commonwealth could not compel or authorise Nauru
to make or enforce the laws
which required that the plaintiff be detained. There was no condominium, which
exists where two or more
States exercise sovereignty conjointly over a
territory[12],
and no suggestion of any other agreement between Nauru and Australia by which
governmental authority is to be jointly exercised
on Nauru; assuming such an
agreement to be possible. Paragraph 76 of the facts agreed by the parties
for the purposes of the special
case assumes relevance here:
"If
Nauru had not sought to impose restrictions on the plaintiff as set out ...
above, none of the Commonwealth, the Minister, Transfield
or its subcontractors
would have sought to impose such restrictions in Nauru or asserted any right to
impose such restrictions."
This statement recognises that if Nauru had not detained the plaintiff, the
Commonwealth could not itself do so.
- Once
it is understood that it was Nauru that detained the plaintiff, and that the
Commonwealth did not and could not compel or authorise
Nauru to make or enforce
the laws that required that the plaintiff be detained, it is clear that the
Commonwealth did not itself
detain the plaintiff.
- Accordingly,
although the declaration the plaintiff seeks claims the Commonwealth itself
detained the plaintiff and the word "detention"
was used loosely in argument in
connection with the Commonwealth's conduct, it is apparent that the plaintiff's
case concerns the
participation by the Commonwealth and its officers in the
detention by Nauru of the plaintiff. It is that participation which is
required
to be authorised.
The principle in Lim
- The
plaintiff contends that her detention on Nauru was "funded, authorised, caused,
procured and effectively controlled by, and was
at the will of, the
Commonwealth". She relies upon the statement in
Lim[13]
that an officer of the Commonwealth Executive who "purports to authorize or
enforce the detention in custody of ... an alien" without
judicial mandate will
be acting lawfully only to the extent that their conduct is justified by a valid
statutory provision.
- Clearly
the Commonwealth sought the assistance of Nauru with respect to the processing
of claims by persons such as the plaintiff.
It may be accepted that the
Commonwealth was aware that Nauru required the plaintiff to be detained. In
order to obtain Nauru's
agreement to receive the plaintiff, the Commonwealth
funded the Centre and the services provided there in accordance with the
Administrative
Arrangements. The Commonwealth concedes the causal connection
between its conduct and the plaintiff's detention. It may be accepted
that its
involvement was materially supportive, if not a necessary condition, of Nauru's
physical capacity to detain the plaintiff.
But, for the reasons given above, it
cannot be said that the Commonwealth thereby authorised or controlled the
plaintiff's detention
in the sense discussed in Lim. That is sufficient
to remove the basis for the plaintiff's reliance upon what was said in that
case.
- In
any event, the plaintiff's reliance upon Lim is misplaced. The principle
established in Lim is that provisions of the Migration Act which
authorised the detention in custody of an alien, for the purpose of their
removal from Australia, did not infringe Ch III of
the Constitution because
the authority, limited to that purpose, was neither punitive in nature nor part
of the judicial power of the Commonwealth.
As a general proposition, the
detention in custody of a citizen by the State is penal or punitive in character
and exists only as
an incident of the exclusively judicial function of adjudging
and punishing criminal
guilt[14]. A
qualification to this proposition is provided by the recognition that the
Commonwealth Parliament has power to make laws for
the expulsion and deportation
of aliens and for their restraint in custody to the extent necessary to make
their deportation
effective[15].
- Contrary
to the plaintiff's submissions, Lim does not refer more generally to a
"concept of 'authorise or enforce' detention" which extends to a situation in
which the detention
is "not actually implemented" by the Commonwealth and its
officers. Lim has nothing to say about the validity of actions of the
Commonwealth and its officers in participating in the detention of an alien
by
another State. It is nevertheless necessary that the Commonwealth's
indisputable participation in the detention of the plaintiff
on Nauru be
authorised by the law of Australia. This directs attention to the statutory
authority claimed by the Commonwealth under
s 198AHA of the Migration
Act. For the reasons set out below, that section provides the requisite
authority. It is not necessary, therefore, to consider the
hypothetical
question whether, absent that statutory authority, the Commonwealth would
otherwise be authorised by s 61 of the Constitution, or as a matter of
non-statutory executive power, to participate in Nauru's detention of the
plaintiff.
Authorisation for participation in detention?
- The
plaintiff submits that s 198AHA is not supported by the aliens power in
s 51(xix) of the Constitution because it does not single out that class of
persons in its text or in its practical operation, and any connection with the
enumerated
subject matter is too remote or insubstantial. The submission should
not be accepted. Section 198AHA is concerned with the regional
processing
functions of a country declared by the Minister under s 198AB(1) as a
regional processing country to which UMAs may be
taken under s 198AD(2).
Just as s 198AD(2) is a law with respect to
aliens[16], so
too is s 198AHA. Section 198AHA concerns the functions of the place to
which an alien is removed for the purpose of their claim
to refugee status being
determined. The requirement that there be a connection between the subject
matter of aliens and the law
that is more than insubstantial, tenuous or
distant[17] is
satisfied.
- The
plaintiff next submits that s 198AHA does not apply because the arrangement
referred to in sub-s (1) is one with "a person or
body" and the Government
of Nauru is neither. The sub-section itself makes a distinction between a
"person or body" and a "country".
- Were
it necessary to resolve the meaning of "a person or body", resort could be had
to s 2C(1) of the Acts Interpretation Act 1901 (Cth), by which
"person" is to be taken to include a body politic. In any event the "body"
referred to in s 198AHA(1) is apt to
include the Executive government of a
country through which arrangements would be made. The arrangements spoken of
must include
international arrangements which would be effected with the
government of a regional processing country. So much is confirmed by
the
Explanatory
Memorandum[18]
and the Second Reading
Speech[19] of
the Bill inserting s 198AHA. It would be an odd construction which has
s 198AHA applying to contracts by the Commonwealth with
service providers
in a regional processing country but not to arrangements with the country itself
relating to the provision of services.
- According
to the natural and ordinary meaning of s 198AHA, it applies where the
Commonwealth has entered into an arrangement with
a regional processing country
for the regional processing of unlawful non-citizens. The section does not in
terms authorise the
Commonwealth to enter into any such arrangement. It is,
however, within the scope of the executive power of the Commonwealth with
respect to aliens to enter into such an arrangement in order to facilitate
regional processing arrangements. The second MOU provides
for the regional
processing of UMAs who are sent to a regional processing country in accordance
with ss 198AB(1) and 198AD(2). It
is essential to the scheme for the removal of
aliens to a regional processing country for that purpose that that country not
only
be willing but also have the practical ability to do so.
- Section 198AHA(2)
authorised the Commonwealth to give effect to the second MOU including by entry
into the Administrative Arrangements
with Nauru and the Transfield Contract.
The Commonwealth had power to fund the Centre and the other services to be
provided under
those arrangements. "Regional processing functions" are defined
in sub-s (5) to include the implementation of any law in connection
with
the role of the country as a regional processing country, and therefore the
authority in sub-s (2) would extend to permitting
the Commonwealth to provide
services to carry into effect the laws of Nauru. In so far as those services
extend to the exercise
of physical restraint over the liberty of a person, that
was authorised by the definition of "action" in sub-s (5). The nature and
duration of that action, including participation in the exercise of restraint
over the liberty of a person, is limited by the scope
and purpose of s 198AHA.
Section 198AHA is incidental to the implementation of regional processing
functions for the purpose of
determining claims by UMAs to refugee status under
the Refugees Convention. The exercise of the powers conferred by that section
must also therefore serve that purpose. If the regional processing country
imposes a detention regime as a condition of the acceptance
of UMAs removed from
Australia, the Commonwealth may only participate in that regime if, and for so
long as, it serves the purpose
of processing. The Commonwealth is not
authorised by s 198AHA to support an offshore detention regime which is not
reasonably necessary
to achieve that purpose. If, upon a proper construction of
s 198AHA, the section purported to authorise the Commonwealth to support
an
offshore detention regime which went beyond what was reasonably necessary for
that purpose, a question might arise whether the
purported authority was beyond
the Commonwealth's legislative power with respect to aliens.
The
Nauru Constitution
- The
plaintiff seeks to agitate the question whether the laws by which the plaintiff
was detained on Nauru are valid laws, given Art
5(1) of the Constitution of
Nauru. Article 5(1) provides that a person shall not be deprived of their
personal liberty except as authorised by law for purposes
there specified. The
plaintiff says that this point is raised in response to the Commonwealth's
defence that her detention was required
by the laws of Nauru. The plaintiff
also raises a point relating to the construction of ss 198AHA(2) and
198AHA(5) in order to argue
for the invalidity of the Nauruan laws. It is
submitted that these sub-sections should not be construed as referring to
detention
which is unlawful under the law of the country where the detention is
occurring. In that regard the laws cannot be viewed in isolation
from the
Constitution of that country.
- These
submissions raise questions about whether an Australian court should pronounce
on the constitutional validity of the legislation
of another country. Whilst
there may be some occasions when an Australian court must come to some
conclusion about the legality
of the conduct of a foreign government or persons
through whom such a government has
acted[20],
because it is necessary to the determination of a particular issue in the case,
those occasions will be rare. This is not such
an occasion.
- The
Commonwealth's amended defence does not raise any question as to the
constitutional validity of the laws of Nauru. It merely
pleads that the
plaintiff's detention was imposed by the laws of Nauru; which is to say, she was
not detained by Australian law.
- Strictly
speaking, no issue arises on the plaintiff's case either. The plaintiff's case
concerns, and the declaration she seeks
is framed around, the question whether
the Commonwealth's conduct was authorised by a valid statute of the
Commonwealth. It concerns
the power of the Commonwealth. It does not concern
the lawfulness of her detention by reference to the laws of Nauru.
- The
plaintiff did not articulate any basis to conclude that s 198AHA depends
for its operation upon the constitutional validity of
the laws of a regional
processing country under which regional processing functions are
undertaken.
- It
may be observed, however, that s 198AHA tends to point the other way. Due
to the definition of "regional processing functions"
in sub-s (5),
authority is given by sub-s (2) to implement Nauruan law, which, in context,
must be a reference to laws passed by
the Nauruan Parliament relating to
regional processing. Such authority is not further qualified by a requirement
that such laws
be construed as valid according to the Constitution of
Nauru.
A further submission?
- On
28 January 2016, the parties filed in the Melbourne Registry of this Court a
proposed consent order seeking re-opening of the
proceedings for the limited
purpose of amending the special case to make reference to the swearing-in of
staff members of Wilson
Security as reserve officers of the Nauru Police Force
Reserve in July 2013. The amendment was based on documents which were disclosed
to the plaintiff on 17 October 2015, after completion of the hearing in this
matter. It is not apparent why no step was taken to
re-open the proceedings
before 28 January 2016. In any event, the amendment would not affect the
outcome. The proposed consent
order was therefore
refused.
Orders
- The
questions raised by the special case, and which are set out in the document
which follows the judgments in this case, should
be answered only to the extent
necessary for the resolution of the matters truly in controversy. Paraphrasing
the relevant aspect
of the question stated, we would answer as
follows:
Question (1): Does the plaintiff have standing to
challenge whether the conduct of the Commonwealth or the Minister in securing,
funding and participating in the plaintiff's detention at RPC 3 on Nauru was
authorised by a valid law of the Commonwealth or was
part of the executive power
of the Commonwealth?
Answer: Yes.
Question (2a): Was the conduct of the Commonwealth in signing the second MOU
authorised by s 61 of the Constitution?
Answer: Yes.
Question (2b): Was the conduct of the Commonwealth in giving effect to that
arrangement authorised by a valid law of the Commonwealth?
Answer: Yes, it was authorised by s 198AHA of the Migration Act,
which is a valid law of the Commonwealth.
Question (3): Were the laws by which the plaintiff was detained on Nauru
contrary to the Constitution of Nauru?
Answer: The question does not arise.
Questions (4) and (5): Was the conduct of the Commonwealth in securing,
funding and participating in the plaintiff's detention at
RPC 3 on Nauru
authorised by a valid law of the Commonwealth?
Answer: Yes, see the answer to questions (2a) and (2b).
Question (6): If the plaintiff were returned to Nauru, would the
Commonwealth or the Minister be authorised to continue to perform
the second MOU
and to secure, fund and participate in the plaintiff's detention on Nauru?
Answer: Unnecessary to answer.
Question (7): If the plaintiff were returned to Nauru would her detention
there be contrary to Art 5(1) of the Constitution of Nauru?
Answer: Unnecessary to answer.
Questions (8) and (9): If the plaintiff were returned to Nauru, would the
Commonwealth or the Minister be authorised to secure, fund
and participate in
the plaintiff's detention by a valid law of the Commonwealth?
Answer: Unnecessary to answer.
Questions (10) and (12): If the plaintiff were to be returned to Nauru, does
s 198AD(2) of the Migration Act require that she be taken there as
soon as reasonably practicable?
Answer: Unnecessary to answer.
Question (11): If yes to question (10), if the plaintiff were returned to
Nauru would her detention be contrary to the Constitution of Nauru?
Answer: Unnecessary to answer.
Question (13): What, if any, relief should be granted to the plaintiff?
Answer: The plaintiff is not entitled to the declaration sought.
Question (14): Who should pay the costs of the special case and of the
proceedings generally?
Answer: The plaintiff should pay the defendants' costs.
- The
answer to question 14 in part responds to a submission by the plaintiff that the
defendants should pay for her costs thrown away
by amendments to the special
case necessitated by changes in the circumstances of detention effected by the
Government of Nauru,
which were referred to earlier in these reasons. In our
opinion, that submission should be rejected.
- BELL
J. The facts, the legislative scheme and the issues, as they were developed at
the hearing of the parties' amended special
case, are set out in the joint
reasons of French CJ, Kiefel and Nettle JJ. They need not be
repeated, save to the extent it is convenient
to do so in order to explain my
reasons.
The claims for relief and standing
- By
her amended application for an order to show cause filed on 21 August 2015, the
plaintiff claims writ, injunctive and declaratory
relief against the first
defendant, the Minister for Immigration and Border Protection ("the Minister"),
and against the second defendant,
the Commonwealth of Australia ("the
Commonwealth") (collectively, "the Commonwealth parties"), arising out of
conduct that is said
directly or indirectly to have procured or enforced
constraints upon her liberty in Nauru.
- At
the hearing of the parties' amended special case, the Commonwealth parties
submitted that there is nothing left in the proceeding:
the writ and injunctive
relief that the plaintiff claims is predicated upon this Court finding that on
her return to Nauru it is
likely that she will again be subjected to the
constraints upon her liberty particularised in her amended statement of claim.
The
Commonwealth parties contend that there is no longer a basis for that
finding.
- The
plaintiff also claims a declaration that the Commonwealth parties' conduct in
enforcing or procuring, directly or indirectly,
her detention from 24 March
2014, including by entering into contracts requiring or causing the enforcement
of constraints on her
liberty, was unlawful. The Commonwealth parties contest
the plaintiff's standing to seek this relief, because they claim the declaration
would produce no foreseeable consequence for her.
- On
2 October 2015, the Nauru Government Gazette contained an announcement that,
from 5 October 2015, open centre arrangements at
the Regional Processing Centre
in Nauru ("the RPC") were to be expanded to allow asylum seekers freedom of
movement 24 hours per
day, seven days per week ("the Notice").
- On
4 October 2015, regs 9(6)(b) and 9(6)(c) of the Immigration Regulations 2014
(Nauru), which required asylum seekers not to leave
the RPC without permission,
were repealed. At the date of the hearing, it remained a criminal offence for
an asylum seeker to leave
the RPC without prior approval from an authorised
officer, an Operational Manager or other authorised
persons[21].
- The
intention of the Government of Nauru to enshrine the expanded open centre
arrangements in legislation at the next sitting of
Parliament was stated in the
Notice. In the interim, effect was given to the new regime by Operational
Managers granting general
approval to all asylum seekers to participate in the
expanded open centre arrangements.
- While
it is open to Nauru to decide to return to a scheme under which asylum seekers
are detained in the RPC until their claims for
recognition of refugee
status[22]
("protection claims") are determined, the introduction of the expanded open
centre arrangements has removed the premise for the grant
of the writ and
injunctive relief claimed by the plaintiff.
- However,
the declaratory relief that the plaintiff claims does not raise some abstract or
hypothetical question. It involves the
determination of a legal controversy in
respect of which the plaintiff has a "real
interest"[23].
The declaration sought cannot be said to have no foreseeable consequences given
that Nauru may choose to revert to a scheme under
which asylum seekers taken to
it by the Commonwealth are detained.
The plaintiff's
case
- The
plaintiff's pleaded case acknowledges that her detention was required under the
law of Nauru. She contends that from 24 March
2014, when the Commonwealth
entered into a contract with the third defendant, Transfield Services
(Australia) Pty Ltd ("Transfield"),
for the provision of garrison and welfare
services at the RPC ("the Transfield contract"), until 2 August 2014, when
she was brought
to Australia for medical treatment, the Commonwealth parties
funded, caused and effectively controlled her detention in Nauru. She
contends
that their conduct in so doing was unlawful because it was not authorised by a
valid law of the Commonwealth nor was it
a valid exercise of the executive power
conferred by s 61 of the Constitution.
- The
Commonwealth parties' principal submission is that it is within the legislative
power of the Commonwealth Parliament to authorise
the Executive to expend monies
to establish, maintain and otherwise provide support to Nauru to detain
unauthorised maritime arrivals
("UMAs") who have been removed from Australia
under s 198AD of the Migration Act 1958 (Cth) ("the Migration Act"), for
the purpose of determining any protection claim made by those UMAs. They submit
that s 198AHA of the Migration Act is such a law. I accept that is so.
This conclusion makes it unnecessary to consider the Commonwealth parties'
alternative submissions
which invoke s 61 of the Constitution and
s 32B of the Financial Framework (Supplementary Powers) Act 1997
(Cth), read with several items in the regulations, and a Schedule to the
regulations, made
thereunder[24].
It also makes it unnecessary to address Transfield's wider submission that the
Commonwealth Executive may be invested with functions
not forming part of the
executive power of the Commonwealth.
- For
the reasons to be given, I agree with French CJ, Kiefel and Nettle JJ that not
all the questions asked in the amended special
case should be answered and I
agree with the orders that their Honours propose.
Section 198AHA
and the MOU
- Section 198AHA
was inserted into the Migration Act by the Migration Amendment (Regional
Processing Arrangements) Act 2015 (Cth). It has effect from 18 August 2012.
On 29 August 2012 the Commonwealth entered into a Memorandum of
Understanding with
Nauru relating to the transfer of persons to and assessment
of persons in Nauru. That Memorandum of Understanding was superseded
by the
Memorandum of Understanding signed on 3 August 2013, which remains in effect
("the MOU"). Each Memorandum of Understanding
was entered into in the exercise
of the non-statutory executive power of the Commonwealth to establish relations
with other
countries[25].
- The
MOU records the common understanding of the Governments of Nauru and the
Commonwealth with respect to the transfer to Nauru of
persons who have travelled
irregularly by sea to Australia, or who have been intercepted by Commonwealth
authorities in the course
of trying to reach Australia by irregular maritime
means, and who are authorised to be transferred to Nauru under Australian law
("transferees"). The purpose of the transfer is given as the processing of any
protection claims made by transferees and the settlement
in Nauru of an agreed
number of transferees who are found by Nauru to be in need of international
protection. The Commonwealth states
its commitment to bearing all of the costs
to be incurred under and incidental to the MOU. Nauru states its willingness to
host
one or more regional processing centres, while reserving the right to host
transferees under other arrangements including community-based
arrangements.
- Neither
the MOU, nor the administrative arrangements giving effect to it, require that
transferees be detained while their protection
claims are being considered.
Throughout the period that the plaintiff was in Nauru, however, there was such a
requirement under
the law of Nauru.
- On
its face, s 198AHA provides a complete answer to the plaintiff's case.
Nauru is designated as a regional processing country under
s 198AB of the
Migration Act. Section 198AHA seemingly applies because the MOU is an
arrangement entered into by the Commonwealth in relation to the regional
processing functions of
Nauru[26].
Section 198AHA(2) confers authority on the Commonwealth to make payments and to
take, or cause to be taken, any action in relation
to the arrangement or the
regional processing functions of Nauru. Action includes exercising restraint
over the liberty of a person
in a regional processing
country[27].
The regional processing functions of a country include the implementation of any
law or policy, or the taking of any action, by
a country in connection with its
role as a regional processing
country[28].
- The
plaintiff contends that as a matter of construction s 198AHA does not apply
to the arrangement between the Commonwealth and Nauru
recorded in the MOU.
Alternatively, she submits that s 198AHA is invalid because it is not
supported by a head of legislative power
or that the provision is invalid to the
extent that it exceeds the constitutional limitation on legislative power
identified in Chu Kheng Lim v Minister for Immigration, Local Government and
Ethnic
Affairs[29].
The plaintiff's construction argument
- Section
198AHA(1) provides that "[t]his section applies if the Commonwealth enters into
an arrangement with a person or body in relation
to the regional processing
functions of a country". The plaintiff submits that the provision does not
apply to an arrangement entered
into with a "country" as distinct from a "person
or body". The submission is maintained in the face of s 2C(1) of the
Acts Interpretation Act 1901 (Cth) ("the Interpretation Act"), which
provides that expressions used to denote persons generally include a body
politic or corporate as well as an individual.
Section 198AHA(1) is said to
evince an intention that s 2C(1) of the Interpretation Act does not apply
because "person" is not used in this setting to denote "persons generally": if
"person" had that denotation, the
addition of the words "or body" would be
superfluous.
- There
is no reason not to interpret "person" in s 198AHA, conformably with
s 2C(1) of the Interpretation Act, as including the artificial persons to
which s 2C(1) refers, including bodies politic. As the Commonwealth
parties submit, the
reference to a "body" in the context of this statutory
scheme has evident work to do: international bodies such as the United Nations
High Commissioner for Refugees and the International Organization for Migration,
while not legal persons, are bodies within the scope
of s 198AHA(1).
Legislative power
- The
Commonwealth parties submit that s 198AHA is supported by the aliens power
in s 51(xix), the external affairs power in s 51(xxix) and the Pacific
islands power in s 51(xxx). It is sufficient to consider the parties'
submissions with respect to the aliens power.
- The
plaintiff's submissions draw on what is said to be the "limiting effect" of
s 198AHA(3), which makes clear that s 198AHA(2) confers
authority on
the Commonwealth to make payments and to take action in relation to the regional
processing functions of a designated
regional processing country without
otherwise affecting the lawfulness of the payment or action. Thus, it is
argued, the provision
does not regulate the rights, liabilities or duties of
aliens and is not to be characterised as a law with respect to that subject
matter[30].
Aliens, it is said, are not singled out in the text or in the provision's
practical operation, and any connection to that subject
matter is too remote or
insubstantial.
- Section 198AHA
is in Pt 2 Div 8 subdiv B of the Migration Act, which provides a
scheme for "regional processing". The processing to which the subdivision
refers is of the protection claims of
aliens who have entered Australia by sea
and who become unlawful non-citizens because of that entry. A duty is imposed
on Commonwealth
officers to take aliens of this description from Australia to a
regional processing
country[31],
designated as such by the
Minister[32]
following a determination that the designation is in the national
interest[33].
In determining whether it is in the national interest to designate a country to
be a regional processing country, the Minister
must have regard to whether the
country has given assurances to Australia that it will not expel or return
("refouler") a person
taken to it for processing and that it will make an
assessment, or permit an assessment to be made, of whether a person taken to
it
under the scheme is a
refugee[34].
The scheme is predicated upon a country agreeing to take aliens transferred to
it from Australia for regional
processing[35].
As the Commonwealth parties submit, the actions and payments in relation to the
regional processing functions of the regional processing
country authorised by
s 198AHA(2) are, in legal operation and practical effect, closely connected
to the processing of protection
claims made by aliens who have been taken by the
Commonwealth from Australia to the regional processing country for that
processing.
This provides a sufficient connection between s 198AHA and the
power conferred by
s 51(xix)[36].
The
Lim principles
- The
plaintiff's remaining arguments depend upon the principles enunciated in
Lim having application to an alien who is removed from Australia and
taken, under s 198AD of the Migration Act, to Nauru and there detained
under the law of Nauru. The first premise of the plaintiff's argument is that
she was involuntarily
detained in Nauru and the second premise is that the
Commonwealth parties procured, caused and effectively controlled that detention.
At the hearing, the Commonwealth parties accepted that they provided the
material support necessary for the establishment and maintenance
of the
detention regime at the RPC. They did not accept that they procured, caused or
substantially controlled the plaintiff's detention.
These submissions direct
attention to the nature of the plaintiff's detention in Nauru between 24 March
and 2 August 2014 and to
the Commonwealth parties' role in the operation of the
RPC, both directly and indirectly through the contractual obligations imposed
on
Transfield under the Transfield contract.
Detention at the
RPC
- On
22 January 2014, Commonwealth officers took the plaintiff, a UMA, to Nauru
pursuant to s 198AD(2) of the Migration Act. On arrival in Nauru on 23
January 2014, the plaintiff ceased to be in the custody of the Commonwealth
under s 198AD(3) of the Migration Act.
- At
that time, s 9(1) of the Immigration Act 1999 (Nauru) provided that a
person who was not a Nauruan citizen could not enter or remain in Nauru without
a valid visa. The Act
conferred power on the Cabinet of Nauru to make
regulations, including with respect to classes of visa and the conditions of a
visa[37].
Regulations made under that power provided for a class of visa known as a
"regional processing centre visa" ("RPC
visa")[38]. An
RPC visa could only be granted to a UMA as defined in the Migration Act, who was
to be, or who had been, brought to Nauru under s 198AD of that
Act[39]. An
application for an RPC visa had to be made before the person to whom it related
entered
Nauru[40]. The
application for an RPC visa could only be made by an officer of the
Commonwealth[41].
- On
21 January 2014, an officer of the Commonwealth applied for an RPC visa in the
plaintiff's name without seeking the plaintiff's
consent. On 23 January 2014,
the Principal Immigration Officer of Nauru granted the application and issued an
RPC visa to the plaintiff,
conditioned upon the requirement that she reside at
the RPC. The plaintiff did not consent to the issue of the RPC visa.
- The
plaintiff was subject to constraints on her freedom in Nauru arising from the
conditions of her RPC visa and from her status
as a "protected person" under s
3(1) of the Asylum Seekers (Regional Processing Centre) Act 2012 (Nauru)
("the RPC Act"). As a protected person, she was required not to leave the RPC
without prior approval from an authorised
officer, an Operational Manager or
other authorised
persons[42].
She was subject to the same obligation under rules made by the Operational
Manager of RPC3, the site within the RPC in which she
was
housed[43], and
by the Immigration Regulations 2013 (Nauru), which regulations required the
plaintiff to reside in the premises nominated in
her RPC
visa[44].
- The
Commonwealth did not seek to have Nauru detain persons taken to it for regional
processing. Nonetheless, by applying for an
RPC visa in the plaintiff's name
and by taking the plaintiff to Nauru, in a practical sense the Commonwealth
brought about her detention
under the regime that applied in Nauru. The
Commonwealth parties accept so much, but submit that such a causal connection
has nothing
to say about the application of the principles enunciated in
Lim, which apply to detention in custody by the Commonwealth.
- Under
the administrative arrangements giving effect to the MOU, Nauru was required to
appoint an Operational Manager to be responsible
for the day to day management
of the RPC. The administrative arrangements contemplated that the Operational
Manager would be supported
by contracted service providers and staff members who
would provide a range of services, including security services. The Operational
Manager would monitor the welfare, safety and conduct of transferees with the
assistance of the service providers. The Commonwealth
was to appoint a
Programme Coordinator to be responsible for managing all Australian officers and
service contracts in relation to
the RPC, including by ensuring that service
providers deliver services to the appropriate standard. The Programme
Coordinator has
at all times been an officer of the Department of Immigration
and Border Protection ("the Department") and is stationed in Nauru.
- The
governance structures for which the administrative arrangements provide comprise
a Ministerial Forum, a Joint Advisory Committee
and a Joint Working Group. The
Ministerial Forum, co-chaired by the Minister and the Nauru Minister for Justice
and Border Control,
oversees the regional partnership between Nauru and
Australia, including the operation of the RPC. The Joint Advisory Committee
comprises representatives of Nauru and the Commonwealth, who advise and oversee
matters including the practical management of security
services for the RPC.
The Commonwealth provides secretariat support to the Joint Advisory Committee.
The Joint Working Group is
co-chaired by the Commonwealth and Nauru, and meets
weekly. Its terms of reference include that it is to advise on technical,
operational
and legal aspects of the management of the RPC, including the
delivery of security services.
- Under
the Transfield contract, Transfield undertook to improve the security
infrastructure, and to enhance security arrangements,
at the RPC. The
Department undertook to provide security infrastructure, which might include
perimeter fencing, lighting towers
and an entry gate. Transfield is required to
ensure that the security of the perimeter of the RPC is maintained at all times
in
accordance with the policies and procedures of the Department as notified to
it by the Department from time to time. Transfield
undertook responsibility for
"access control procedures" that are "sufficiently robust" to eliminate the
possibility of unauthorised
access to the RPC. Further, Transfield is required
to verify that all transferees are present and safe in the RPC at least twice
each day, at times which take account of any curfew arrangements.
- Among
the "garrison services" which Transfield undertook to provide are security
services, which include "structured security services"
enabling Transfield to
manage routine events at the RPC and to respond promptly and flexibly to any
incident. Transfield is required
to provide the Department with security risk
assessments and security audits. It may conduct searches within the RPC only
with the
prior approval, or on the request, of the Department. Transfield is
required to discharge its contractual obligations in a manner
that is adaptable
to and readily accommodates changes in Commonwealth policy during the term of
the contract, in order to ensure
that the services it delivers accord with
Commonwealth policy.
- The
step-in rights under the Transfield contract allow the Secretary of the
Department, if he or she considers that circumstances
exist which require the
Department's intervention, at his or her absolute discretion, to suspend the
performance of any service performed
by Transfield and arrange for the
Department, or a third party, to perform the suspended service or otherwise to
intervene in the
provision of the services by written notice to Transfield.
- Transfield
provides security and other services at the RPC through a subcontract with a
subsidiary of Wilson Parking Australia 1992
Pty Ltd ("Wilson Security"). The
subcontract at the time of the hearing was entered into on 28 March 2014.
Transfield was required
to obtain, and did obtain, the Commonwealth's approval
of its subcontract with Wilson Security. Employees of Wilson Security are
authorised officers under the RPC Act.
- Among
the other service providers engaged by the Commonwealth to perform services at
the RPC is International Health and Medical
Services Pty Ltd, which
provides primary health care for transferees. Where, as occurred here, a
transferee requires medical attention
that is not available in Nauru, the
transferee may be brought to Australia from Nauru for the temporary purpose of
receiving
treatment[45].
On no occasion has Nauru refused any permission necessary under the law of Nauru
for a transferee to be taken from Nauru to Australia
to receive medical
treatment.
- In
the period covered by the plaintiff's claim, from 24 March 2014 until
2 August 2014, when she was removed from Nauru by the Commonwealth
for the
purpose of being brought to Australia for medical treatment, the plaintiff
resided in RPC3. RPC3 was surrounded by a high
metal fence through which entry
and exit was possible only through a checkpoint. The checkpoint was permanently
staffed by employees
of Wilson Security, who monitored ingress and egress. The
plaintiff was entitled to move freely within RPC3, save that she was not
permitted to be present in other transferees' accommodation areas between 5:00pm
and 6:00am and was not permitted to enter specified
restricted areas. Contrary
to the Commonwealth parties' submission, the detention to which the plaintiff
was subject is not analogous
to the lesser forms of restriction on liberty
considered in Thomas v
Mowbray[46].
- As
a condition of its acceptance of a transferee from Australia, Nauru required
that the transferee be detained in custody while
any protection claim was
processed and while any arrangements were made for removal from Nauru in the
event the transferee was found
not to be in need of international protection.
It is correct, as the Commonwealth parties submit, to observe that while only an
officer of the Commonwealth could apply for an RPC visa in the plaintiff's name,
it remained for Nauru to determine whether or not
to grant the visa. However,
Nauru committed itself under the MOU to take those persons whom the Commonwealth
transferred to it under
s 198AD of the Migration Act. The Commonwealth
parties brought about the plaintiff's detention in Nauru by applying for the
issue of an RPC visa in her name
without her consent.
- The
Commonwealth funded the RPC and exercised effective control over the detention
of the transferees through the contractual obligations
it imposed on Transfield.
The first premise of the plaintiff's Lim challenge, that her detention in
Nauru was, as a matter of substance, caused and effectively controlled by the
Commonwealth parties,
may be accepted.
The Lim challenge
to the validity of s 198AHA
- In
Australia, unlawful non-citizens can be detained in custody without judicial
warrant, under valid provisions of the Migration Act, for purposes which include
the investigation and determination of any protection
claim[47]. The
plaintiff is unwilling to return to Bangladesh because she claims to be a
refugee. She has applied to the Secretary of the
Department of Justice and
Border Control of Nauru to be recognised as a refugee under s 5 of the
Refugees Convention Act 2012 (Nauru). Her application has not been
determined. The plaintiff contends that the Commonwealth Parliament cannot
enact a valid
law authorising the Commonwealth to engage in conduct causing, or
effectively controlling, her detention in Nauru while her protection
claim is
investigated and determined because detention in Nauru under the scheme for
regional processing is avowedly punitive in
character.
- An
alternative ground of challenge to the validity of s 198AHA submitted by the
plaintiff is that the section does not confine the
authority that it confers, to
exercise restraint over the liberty of a person in relation to the regional
processing functions of
a country, to that which is reasonably capable of being
seen as necessary for the purposes of investigating and assessing any protection
claim and removal from
Nauru[48].
Each of these challenges derives from the principles stated in the joint reasons
of Brennan, Deane and Dawson JJ in Lim.
- The
Commonwealth parties submit that the true principle enunciated in the joint
reasons in Lim, with the concurrence of Mason CJ, is that legislation
conferring power on the Executive to detain a person will only be invalid
if it
is a conferral of the judicial power of the Commonwealth. Even if officers of
the Commonwealth have, directly or indirectly,
exercised restraint over the
plaintiff's liberty in Nauru, the Commonwealth parties submit that the conferral
of authority to do
so under s 198AHA(2) is not of the judicial power of the
Commonwealth. They contend that the lawfulness of the plaintiff's detention
is
governed by the law of Nauru and that s 198AHA(3) makes plain that the
authority it confers does not make lawful detention that
would otherwise be
unlawful. To the extent that the joint reasons in Lim state that an
officer of the Commonwealth who purports to authorise or enforce the detention
in custody of an alien will act lawfully
only to the extent that the conduct is
justified by valid statutory
provision[49],
the Commonwealth parties submit their Honours are stating a principle of common
law. Their Honours' reference to the constitutional
immunity of citizens, in
other than exceptional cases, from being imprisoned without judicial
warrant[50] is
criticised by the Commonwealth parties as inconsistent with the "true principle"
for which Lim stands.
- The
analysis in the joint reasons in Lim, which commences with the common
law's rejection of the lettre de cachet or other executive warrant
authorising arbitrary arrest or detention, proceeds to a consideration of that
rejection under a system
of government in which the separation of judicial from
legislative and executive power is constitutionally
mandated[51].
It is to be kept in mind that the object of that separation is the protection of
individual
liberty[52].
It is in this context that their Honours explain that the purported investment
of an executive power of arbitrary detention will
be beyond the legislative
power of the Commonwealth Parliament even if the investment were conferred in a
manner which sought to
divorce it from the exercise of judicial
power[53].
- It
remains that Lim allows for the Parliament to confer power on the
Executive to detain aliens without judicial warrant for identified
purposes[54].
The constitutional holding in Lim is that a law, authorising or requiring
the detention in custody of an alien without judicial warrant, will not
contravene Ch III
of the Constitution provided the detention that the law
authorises or requires is limited to that which is reasonably capable of being
seen as necessary
for the purposes of deportation or for the purposes of
enabling an application by the alien to enter and remain in Australia to be
investigated and
determined[55].
So limited, the detention is an incident of executive power. If not so limited,
the detention is punitive in character and ceases
to be lawful.
- There
is no principled reason why the Parliament may confer a power on the
Commonwealth to cause and effectively control the detention
of an alien taken
from Australia, to a country which has been designated by Australia as a
regional processing country, without being
subject to the same constitutional
limitations as apply to the detention of aliens for the purposes of processing
their protection
claims in
Australia[56].
In my opinion, the plaintiff's invocation of the Lim principle fails, not
because that principle has no application but because her detention in Nauru did
not infringe the principle.
- The
plaintiff points to statements in the MOU as evidencing that the purpose of the
detention of transferees in Nauru was punitive.
These include the parties'
recognition of the need for "practical action to provide a disincentive against
Irregular Migration,
People Smuggling syndicates and transnational crime", the
need to ensure that "no benefit is gained through circumventing regular
migration arrangements" and the need to "take account of the protection needs of
persons who have moved irregularly and who may be
seeking asylum". It may be
accepted that a purpose of the regional processing scheme for which Pt 2
Div 8 subdiv B of the Migration Act provides is to deter irregular
migration to Australia. This object is pursued by the removal of UMAs to a
regional processing country
for the determination of their protection claims.
However, the requirement for transferees to be detained, while the
administrative
processes involved in the investigation, assessment and review of
their claims take place, does not thereby take on the character
of being
punitive.
- Section 198AHA(2)
does not confer unconstrained authority on the Commonwealth to take action
involving the exercise of restraint
over the liberty of persons. The authority
is limited to action that can reasonably be seen to be related to Nauru's
regional processing
functions. Those functions, identified in the MOU, are the
processing of any protection claim made by a transferee and the removal
from
Nauru of transferees who are found not to be in need of international
protection. If a transferee were to be detained for a
period exceeding that
which can be seen to be reasonably necessary for the performance of those
functions, the Commonwealth parties'
participation in the exercise of restraint
over the transferee would cease to be
lawful[57].
- As
French CJ, Kiefel and Nettle JJ observe, the plaintiff's pleaded case
does not raise an issue as to the lawfulness of her detention
under the law of
Nauru. I agree with their Honours' reasons for concluding that the
plaintiff's case is not an occasion to pronounce
on the constitutional validity
of the laws of Nauru.
- The
questions of law stated in the amended special case should be answered in the
terms stated by French CJ, Kiefel and Nettle JJ.
GAGELER
J.
Introduction
- The
Migration Act 1958 (Cth) has, since the insertion of subdiv B into
Div 8 of Pt 2 in
2012[58],
established a regime under which a person who is a non-citizen and who on
entering Australia becomes an "unauthorised maritime arrival"
must be
detained[59]
and taken to a designated "regional processing
country"[60].
The non-citizen may be brought back to Australia for a temporary
purpose[61] but
must be returned once the need to be in Australia for that temporary purpose has
passed[62].
- On
29 August 2012, the Commonwealth of Australia and the Republic of Nauru entered
into an understanding set out in a document entitled
"Memorandum of
Understanding between the Republic of Nauru and the Commonwealth of Australia,
relating to the Transfer to and Assessment
of Persons in Nauru, and Related
Issues". Under that Memorandum of Understanding – which was replaced by
another Memorandum
of Understanding ("the Second Memorandum of Understanding")
in relevantly identical terms on 3 August 2013 – the Republic of
Nauru agreed to accept the transfer of persons authorised by Australian law to
be transferred to Nauru, and assured the Commonwealth,
amongst other things,
that it will make an assessment, or permit an assessment to be made, of whether
or not a transferee is covered
by the definition of "refugee" in the Refugees
Convention[63].
- On
10 September 2012, the Republic of Nauru was designated as a regional processing
country. More than 2000 unauthorised maritime
arrivals have since been taken to
Nauru. There they have been detained at a Regional Processing Centre, pending
processing of their
claims to be refugees within the meaning of the Refugees
Convention. Their detention at the Regional Processing Centre has been
under
the authority of Nauruan legislation, the validity of which under the
Constitution of Nauru is controversial.
- Since
24 March 2014, the Regional Processing Centre on Nauru has been operated by
Wilson Parking Australia 1992 Pty Ltd or a subsidiary
("Wilson Security") in
accordance with a written contract between Transfield Services (Australia) Pty
Ltd ("Transfield") and the
Commonwealth of Australia ("the Transfield
contract"). Under the Transfield contract, the Commonwealth has paid Transfield
to provide
what are generically described in the contract as "garrison and
welfare services" to non-citizens taken to Nauru, and the Commonwealth
has
consented to services within that description being provided by Wilson Security
under a subcontract between Transfield and Wilson
Security. The Transfield
contract requires that the services be provided in accordance with all
applicable Australian and Nauruan
laws, including Nauruan laws pertaining
specifically to the Regional Processing Centre, and in accordance with all
applicable Commonwealth
policies as notified to Transfield from time to time.
- The
plaintiff is a Bangladeshi national who, as an unauthorised maritime arrival,
was taken to Nauru after its designation as a regional
processing country and
who was detained at the Regional Processing Centre on Nauru. There is no
dispute that she was detained there
between 24 March 2014 and 2 August 2014,
when she was brought back to Australia for a temporary purpose.
- In
a proceeding commenced in the original jurisdiction of the High Court under s
75(iii) and s 75(v) of the Constitution to which the Commonwealth, the Minister
for Immigration and Border Protection and Transfield are parties, the plaintiff
seeks a declaration
to the effect that the Commonwealth and the Minister acted
beyond the executive power of the Commonwealth under s 61 of the Constitution by
procuring and enforcing her detention at the Regional Processing Centre between
24 March 2014 and 2 August 2014. She also seeks
other relief directed to
restraining performance of the Transfield contract and to preventing her return
to Nauru. Her entitlement
to that other relief depends on her first
establishing an entitlement to the declaration which she seeks as to past
events. No part
of her case is to seek damages for wrongful imprisonment.
- Two
events of significance occurred during the course of the proceeding. The first
was the enactment on 30 June 2015 of the Migration Amendment (Regional
Processing Arrangements) Act 2015 (Cth), which inserted s 198AHA into the
Migration Act, with retrospective effect to 18 August
2012[64]. The
efficacy and validity of s 198AHA are now both in issue in the proceeding.
- The
second was the announcement on 2 October 2015 by the Government of Nauru of its
intention "to allow for freedom of movement of
asylum seekers 24 hours per day,
seven days per week" from 5 October 2015 and to introduce legislation to that
effect at the next
sitting of the Nauruan Parliament.
- The
plaintiff, being "affected in [her] person" by the conduct she claims to have
been unconstitutional, had a sufficient interest
to give her standing to seek
such a declaration at the commencement of the
proceeding[65].
The plaintiff did not lose that standing by reason of the change of
circumstances which can be predicted to occur on Nauru as a
result of the
announcement[66].
Nor has the announcement rendered the proceeding moot: it could not be said
that the declaration, if made, would have no foreseeable
consequences for the
plaintiff[67].
- To
address the merits of the plaintiff's claim that her detention at the Regional
Processing Centre was procured and enforced by
Commonwealth action that was in
excess of Commonwealth executive power, it will be necessary in due course to
examine the operation
and validity of s 198AHA. It will also be necessary
to examine the practical operation of the Nauruan legislation which authorised
her detention and the interaction of that legislation with some of the
"garrison" services provided by Wilson Security in accordance
with the
Transfield contract. It will not be necessary to address the validity of the
Nauruan legislation under the Constitution of Nauru.
- Given
the manner in which the proceeding has unfolded and the absence of any
concession that the plaintiff's claim was well-founded
until the insertion of s
198AHA, it is appropriate to commence with a consideration of the nature of
Commonwealth executive power
and then to move to an identification of the nature
of its relevant limits.
Executive Government in the
Constitution
- The
framers of the Australian Constitution engaged in what was fairly described in
informed contemporary commentary as an endeavour of "constructive
statesmanship", in which
they "used the experience of the mother country and of
their predecessors in the work of federation-making ... in no slavish spirit,
choosing from the doctrines of England and from the rules of America,
Switzerland, and Canada those which seemed best fitted to the
special conditions
of their own
country"[68].
Nowhere was their careful appropriation and adaptation of constitutional
precedent to local circumstances more apparent than in
their framing of what is
described in Ch II of the Constitution as "The Executive Government" and of its
relationship with what are described in Chs I and III of the Constitution as
"The Parliament" and "The Judicature".
- The
second half of the nineteenth century had seen the development of systems of
responsible government in each of the colonies which
were to become Australian
States. Professor Finn (later to become Justice Finn of the Federal Court of
Australia) observed of that
development[69]:
"Responsible
government left unsevered the many constitutional links with the Queen. Even
the royal power of veto of colonial legislation
remained. And in each colony
the Queen's representative, the Governor, persisted as a fixture on the local
stage. But so also did
the Executive Council, a body hitherto formed of
official appointees to advise the Governor in the exercise of the majority of
his
powers. Now for the first time composed of the elected ministry of the day,
the Executive Council became the institutional symbol
of an elected ministry
– of 'the government'. Behind it ... the cabinet system developed.
Through it the colonists expressed
a very practical view of the proper
allocation of responsibilities in the new order."
- Professor
Finn
commented[70]:
"Untroubled
by concerns as to the juristic nature of 'the Crown' the colonists appear to
have adopted both a personalized and functionalized
view of the Queen (the
Crown) and of her constitutional powers and responsibilities. And if the Queen
had her place, her province,
in the imperial scheme of things, so too in the
local arena did 'the Government', of whom a similarly personalized and
functionalized
view was taken."
- The
practical setting within which that peculiarly functionalised Australian
conception of "the Government" took root was acknowledged
by the Privy Council
in 1887, when it commented in advice given on an appeal from the Supreme Court
of New South
Wales[71]:
"It must be borne in mind that the local Governments in the
Colonies, as pioneers of improvements, are frequently obliged to embark
in
undertakings which in other countries are left to private enterprise, such, for
instance, as the construction of railways, canals,
and other works for the
construction of which it is necessary to employ many inferior officers and
workmen. If, therefore, the maxim
that 'the king can do no wrong' were applied
to Colonial Governments in the [same] way ... it would work much greater
hardship than
it does in England."
- Chapter
II of the Constitution was framed against that political and practical
background. The Executive Government of the Commonwealth was established to
take
from its inception the form of a responsible government which was to have
its own distinct national identity and its own distinctly
national sphere of
governmental responsibility. The executive power of the Commonwealth, although
vested in the monarch as the formal
head of State, was to be exercisable by the
Governor-General as the monarch's representative in the
Commonwealth[72].
There was to be a Federal Executive Council "to advise the Governor-General in
the government of the
Commonwealth"[73],
which was to be made up of "Ministers of State for the Commonwealth" whom the
Governor-General was to appoint to "administer such
departments of State of the
Commonwealth as the Governor-General in Council may
establish"[74].
- After
the first general election, Ministers of State were not to hold office for
longer than three months unless they were or became
senators or members of the
House of
Representatives[75].
Until the Parliament otherwise provided, as the Parliament was specifically
empowered to do under s 51(xxxvi), the Governor-General was to have power to
appoint and remove "all other officers of the Executive Government of the
Commonwealth"[76].
Transitional provision was made for the transfer to the Commonwealth of
"departments of the public service in each
State"[77].
The departments to be transferred were specified to include not only
"departments of customs and of excise", "naval and military
defence" and
"quarantine", but two which were at the time of the establishment of the
Commonwealth involved in the ongoing practical
delivery of government services:
"posts, telegraphs, and telephones", and "lighthouses, lightships, beacons, and
buoys"[78].
- "[I]t
is of the very nature of executive power in a system of responsible government
that it is susceptible to control by the exercise
of legislative power by
Parliament"[79].
That critical aspect of the relationship between the Executive Government of the
Commonwealth and the Parliament of the Commonwealth
was not left to chance in
the design of the Constitution. In addition to giving the Parliament power to
legislate for the appointment and removal of all officers of the Executive
Government
other than the Governor-General and Ministers, and in addition to
enumerating other subject-matters of legislative power under which
the
Parliament might confer statutory authority on an officer of the Executive
Government of the Commonwealth, Ch I of the Constitution conferred on the
Parliament by s 51(xxxix) specific power to make laws with respect to matters
"incidental to the execution" of power vested by the Constitution "in the
Government of the Commonwealth" as well as "in any department or officer of the
Commonwealth".
- Subject
to constitutional limitations, including limitations imposed by Ch III of
the Constitution, the incidental power conferred by s 51(xxxix) extends not only
to legislative facilitation of the execution of the executive power of the
Commonwealth[80],
but also to legislative regulation of the manner and circumstances of the
execution of the executive power of the Commonwealth.
The result is
that[81]:
"Whatever
the scope of the executive power of the Commonwealth might otherwise be, it is
susceptible of control by statute. A valid
law of the Commonwealth may so limit
or impose conditions on the exercise of the executive power that acts which
would otherwise
be supported by the executive power fall outside its scope."
- The
Executive Government having been so subordinated to the Parliament, the
relationship between the Executive Government of the
Commonwealth and the
federal Judicature was then spelt out in Ch III of the Constitution. Section
75(iii) entrenched original jurisdiction in the High Court in all matters "in
which the Commonwealth, or a person suing or being sued on
behalf of the
Commonwealth, is a party". Section 75(v) went on in addition to entrench
original jurisdiction in the High Court in all matters "in which a writ of
Mandamus or prohibition
or an injunction is sought against an officer of the
Commonwealth".
- The
purpose of s 75(iii), as Dixon J observed, "was to ensure that the political
organization called into existence under the name of the Commonwealth and
armed
with enumerated powers and authorities, limited by definition, fell in every way
within a jurisdiction in which it could be
impleaded and which it could
invoke"[82].
The term "Commonwealth", Dixon J pointed out, while "[i]t is perhaps strictly
correct to say that it means the Crown in right of
the Commonwealth", has in s
75(iii) the meaning of "the central Government of the country" understood in
accordance with "the conceptions of ordinary
life"[83]. The
term was used in s 75(iii) to encompass the totality of what is established by
Ch II as the Executive Government of the Commonwealth, and the jurisdiction
conferred
by s 75(iii) was "expressed so as to cover the enforcement of
actionable rights and liabilities of officers and agencies in their official and
governmental capacity, when in substance they formed part of or represented the
Commonwealth"[84].
- The
inclusion of s 75(iii) in the Constitution involved a rejection of any notion,
which might otherwise have been drawn from the common law principle then still
prevailing in
England that the monarch could "do no wrong", that the Executive
Government of the Commonwealth was to enjoy immunity from suit for
its own
actions or for the actions of its officers or
agents[85].
The inclusion of s 75(iii) had the consequence of exposing the Commonwealth
from its inception to common law liability, in contract and in tort, for its own
actions and for actions of officers and agents of the Executive Government
acting within the scope of their de facto
authority[86].
Any exclusion of actions of the Executive Government from common law liability
was to result not from the existence of a generalised
immunity from jurisdiction
but through the operation of such substantive law as might be enacted by the
Parliament under
s 51(xxxix)[87]
or under another applicable head of Commonwealth legislative power.
- The
purpose of s 75(v), as Dixon J put it, was "to make it constitutionally certain
that there would be a jurisdiction capable of restraining officers of
the
Commonwealth from exceeding Federal
power"[88]. It
was, in particular, to safeguard against the possibility of s 75(iii) being read
down by reference to United States case law so as to exclude a matter in which a
writ of mandamus was sought against an
officer of the Executive
Government[89].
The purpose was to supplement s 75(iii) so as to ensure that any officer of the
Commonwealth acted, and acted only, within the scope of the authority conferred
on that officer
by the Constitution or by legislation. Its effect was also to
ensure that an officer of the Commonwealth could be restrained by injunction
from acting
inconsistently with any applicable legal constraint even when acting
within the scope of the authority conferred on that officer
by the Constitution
or by
legislation[90].
- The
conception of an officer of the Commonwealth was held at an early stage not to
be confined to a person holding executive office
under Ch II of the
Constitution: so as to encompass judicial and non-judicial officers of courts
established by the Parliament under Ch III of the
Constitution[91]
as well as holders of independent statutory offices established in the exercise
of legislative power under Ch I of the
Constitution[92].
Section 75(v) is nevertheless at its apogee in its application to Ministers and
other officers of the Executive
Government[93].
- The
overall constitutional context for any consideration of the nature of
Commonwealth executive power is therefore that, although
stated in s 61 of the
Constitution to be vested in the monarch and to be exercisable by the
Governor-General, the executive power of the Commonwealth is and was always
to
be permitted to be exercised at a functional level by Ministers and by other
officers of the Executive Government acting in their
official capacities or
through agents. It is and was always to involve broad powers of administration,
including in relation to
the delivery of government services. Its exercise by
the Executive Government and by officers and agents of the Executive Government
is and was always to be susceptible of control by Commonwealth statute. And its
exercise is and was always to be capable of exposing
the Commonwealth to common
law liability determined in the exercise of jurisdiction under s 75(iii) and of
exposing officers of the Executive Government to writs issued and orders made in
the exercise of jurisdiction under s 75(v). In "the last resort" it is
necessarily for a court to determine whether a given act is within
constitutional
limits[94].
The
nature of executive power
- The
nature of Commonwealth executive power can only be understood within that
historical and structural constitutional context.
It is described – not
defined – in s 61 of the Constitution, in that it is extended – not
confined – by that section to the "execution and maintenance" of the
Constitution and of laws of the Commonwealth. It is therefore "barren ground
for any analytical
approach"[95].
Alfred Deakin said of it in a profound opinion which he gave as Attorney-General
in 1902 that "it would be dangerous, if not impossible,
to define", emphasising
that it "is administrative, as well as in the strict sense executive; that is to
say, it must obviously include
the power not only to execute laws, but also to
effectively administer the whole
Government"[96].
- Without
attempting to define Commonwealth executive power, Professor Winterton usefully
drew attention to its dimensions when he
distinguished its "breadth" from its
"depth": "breadth" referring to the subject-matters with respect to which the
Executive Government
of the Commonwealth is empowered to act having regard to
the constraints of the federal system; "depth" referring to the precise
actions
which the Executive Government is empowered to undertake in relation to those
subject-matters[97].
- Put
in terms of the nomenclature of Professor Winterton, Mason J referred to the
breadth of Commonwealth executive power when, in
a frequently cited passage, he
said that it "enables the Crown to undertake all executive action which is
appropriate to the position
of the Commonwealth under the Constitution and to
the spheres of responsibility vested in it by the
Constitution"[98].
He referred to its depth when he immediately added that it "includes the
prerogative powers of the Crown, that is, the powers accorded
to the Crown by
the common
law"[99].
- Put
in terms of the same nomenclature, Brennan J referred exclusively to the depth
of Commonwealth executive power when he noted
that "an act done in execution of
an executive power of the Commonwealth is done in execution of one of three
categories of powers
or capacities: a statutory (non-prerogative) power or
capacity, a prerogative (non-statutory) power or capacity, or a capacity which
is neither a statutory nor a prerogative
capacity"[100].
- In
framing those categories of actions which the Executive Government is empowered
to undertake in relation to subject-matters with
respect to which the Executive
Government is empowered to act, Brennan J used the term "prerogative" in the
strict and narrow sense
in which it had been used by Sir William Blackstone
in the middle of the eighteenth century: to refer only to "those rights and
capacities which the King enjoys alone, in contradistinction to others, and not
to those which he enjoys in common with any of his
subjects"[101].
He framed the second and third categories of permissible acts so as together to
cover the wider sense in which Professor Dicey had
used the same term in the
late nineteenth century, after the emergence of responsible government in the
United Kingdom: to refer
to "the residue of discretionary or arbitrary
authority, which at any given time is legally left in the hands of the
Crown"[102]
and thereby to encompass "[e]very act which the executive government can
lawfully do without the authority of [an] Act of
Parliament"[103].
- The
tripartite categorisation posited by Brennan J has utility in highlighting, in
relation to acts done in the exercise of a non-statutory
power or capacity, the
essential difference between an act done in the execution of a prerogative
executive power and an act done
in the execution of a non-prerogative executive
capacity.
- An
act done in the execution of a prerogative executive power is an act which is
capable of interfering with legal rights of others.
An act done in the
execution of a non-prerogative executive capacity, in contrast, involves nothing
more than the utilisation of
a bare capacity or permission, which can also be
described as ability to act or as a
"faculty"[104].
Such effects as the act might have on legal rights or juridical relations result
not from the act being uniquely that of the Executive
Government but from the
application to the act of the same substantive law as would be applicable in
respect of the act had it been
done by any other actor. In this respect, the
Executive Government "is affected by the condition of the general
law"[105].
Subject to statute, and to the limited extent to which the operation of the
common law accommodates to the continued existence
of "those rights and
capacities which the King enjoys alone" and which are therefore properly to be
categorised as
prerogative[106],
the Executive Government must take the civil and criminal law as the Executive
Government finds it, and must suffer the civil and
criminal consequences of any
breach[107].
- That
inherent character of non-prerogative executive capacity is given emphasis by
the absence of any prerogative power to dispense
with the operation of the
general law: a principle which Brennan J noted in A v
Hayden[108]
"is fundamental to our law, though it seems sometimes to be forgotten when
executive governments or their agencies are fettered or
frustrated by laws which
affect the fulfilment of their policies". In that case intelligence officers
engaged in a bungled training
exercise were unable to rely on the authority of
the Executive Government to shield them from the investigation of the criminal
consequences
of their actions under State law. The comments of Deane J are
instructive[109]:
"The [officers'] trust in the Commonwealth and in those who
approved the exercise or gave them their directions or instructions was
completely misplaced. The 'authority or consent necessary to make any act or
thing lawful' was not obtained and, in the absence
of special statutory
provision, was probably not within the power of any person or combination of
persons to grant. The 'direction'
to participate in the exercise, in the manner
in which it was carried out, was a direction which the Commonwealth executive
could
not lawfully give. To the extent that the [officers] may themselves have
been involved in criminal activities, the 'Commonwealth
exercise cards' which
they were 'instructed ... to show' should they be questioned were completely
ineffectual to establish legal
justification."
Limitations on executive power
- The
tripartite categorisation posited by Brennan J also has utility in highlighting,
in relation to acts done by the Executive Government
in the exercise of
non-statutory power or capacity, the essential similarity between an act done in
the execution of a prerogative
executive power or capacity and an act done in
the execution of a non-prerogative executive capacity. The essential similarity
lies
in the identity of their provenance.
- Non-prerogative
executive capacities, no less than prerogative executive powers and capacities,
are within the non-statutory executive
power of the Commonwealth which is
constitutionally conferred by s 61 of the Constitution and which is accordingly
constitutionally limited by s 61 of the Constitution. Its constitutional limits
are to be understood (as distinct from merely interpreted) in light of the
purpose of Ch II being to
establish the Executive Government as a national
responsible government and in light of constitutional history and the tradition
of the common law.
- Limitations
on the executive power of the Commonwealth, rooted in constitutional history and
the tradition of the common law, were
important to the reasoning of at least two
members of the High Court in The Commonwealth v Colonial Combing, Spinning
and Weaving Co
Ltd[110]
in holding that the Executive Government of the Commonwealth lacked
non-statutory power to make or ratify agreements with a company
engaged in the
manufacture of wool-tops under which the Commonwealth agreed to consent to the
sale of wool-tops by the company in
return for a share in the profits of sale.
- Isaacs
J emphasised the impossibility of understanding the executive power referred to
in s 61 of the Constitution other than by reference to common law principles
bearing on the operation of responsible
government[111].
He referred to s 61 as describing the "constitutional domain" or "field on which
Commonwealth executive action lawfully operates", adding that it was
"plain that
the 'constitutional domain' does not determine the existence or non-existence of
the necessary power in ... a given
case"[112].
He held the agreements in question to be beyond Commonwealth executive power by
reference to the "vitiating cause" that they amounted
in substance to a form of
taxation forbidden to the Executive Government in the absence of parliamentary
warrant[113].
- The
reasoning of Starke J was to similar effect. He
said[114]:
"The
question ... is whether the King – the Executive Government of the King in
the Commonwealth – can, without parliamentary
sanction, exact the payment
of the moneys mentioned in these agreements, as a condition of or as
consideration for giving consent
to acts necessary to the conduct of the
subject's business? So stated, the problem recalls many conflicts in the past
between the
King and the subject as to the right of the King to levy taxes upon,
or to exact or extort money from, the subject without the consent
of Parliament.
But that contest has long since ended; and we may now say, with confidence, that
it is illegal for the King –
or the Executive Government of the King
– without the authority of Parliament, to levy taxes upon the subject, or
to exact,
extort or raise moneys from the subject for the use of the King 'as
the price of exercising his control in a particular way' or as
a consideration
for permitting the subject to carry on his trade or business."
- Starke
J said of s 61 of the Constitution that it "simply marks out the field of the
executive power of the Commonwealth, and the validity of any particular act
within that
field must be determined by reference to the Constitution or the
laws of the Commonwealth, or to the prerogative or inherent powers of the King",
concluding that "the general principles of
the constitutional law of England
make it clear ... that no prerogative or inherent executive power residing in
the King or his Executive
Government supports the
agreements"[115].
- The
analysis of the executive power of the Commonwealth to which I have referred is
not, I think, affected by recent cases which
have focussed on the capacity of
the Executive Government of the Commonwealth to expend appropriated funds.
- Pape
v Federal Commissioner of
Taxation[116]
decided that ss 81 and 83 of the Constitution are not a source of Commonwealth
legislative power to authorise executive expenditure, with the result that
Executive Government
expenditure of appropriated funds involves more than simple
execution of the law which has appropriated those funds. There must
be
executive power to make the expenditure. There is, of course, a difference
between spending and doing: "[t]he power to make
a present to a man is not the
power to give him
orders"[117].
Even prior to Pape, it had never been thought that an appropriation alone
provided statutory authority for the Executive Government to engage in
activities
in relation to which it permitted funds to be
spent[118].
- Williams
v The
Commonwealth[119]
was described in Williams v The Commonwealth [No
2][120]
as having been characterised by the Commonwealth parties in that latter case as
having held "that many, but not all, instances of
executive spending and
contracting require legislative authorisation". Whether that characterisation
is warranted need not be explored.
For present purposes, what is to be taken
from the various strands of reasoning in Williams [No 1] is a rejection
of any notion that the breadth of Commonwealth executive power is to be measured
simply by reference to the reach of
Commonwealth legislative
power[121],
and a rejection of any notion that the non-statutory and non-prerogative
capacity of the Executive Government of the Commonwealth
is to be equated for
all purposes with the capacity of an
individual[122].
- The
focus in the present case is not on the capacity of the Executive Government of
the Commonwealth to spend, but on its capacity
to procure or enforce a
deprivation of liberty.
Executive power and liberty
- In
Re Bolton; Ex parte
Beane[123],
a proceeding in the original jurisdiction of the High Court under s 75(v) of the
Constitution for writs of habeas corpus and prohibition against officers of the
Commonwealth, Brennan J observed:
"Many of our fundamental freedoms
are guaranteed by ancient principles of the common law or by ancient statutes
which are so much
part of the accepted constitutional framework that their
terms, if not their very existence, may be overlooked until a case arises
which
evokes their contemporary and undiminished force."
The order of the Court in that case directed an officer of the Commonwealth
to discharge from custody a citizen of another country
who had been detained
within Australia without statutory authority.
- Deane
J identified the informing principle in the following
terms[124]:
"The common law of Australia knows no lettre de cachet or
executive warrant pursuant to which either citizen or alien can be deprived
of
his freedom by mere administrative decision or action. Any officer of the
Commonwealth Executive who, without judicial warrant,
purports to authorize or
enforce the detention in custody of another person is acting lawfully only to
the extent that his conduct
is justified by clear statutory mandate."
- Subsequently,
in Chu Kheng Lim v Minister for Immigration, Local Government and Ethnic
Affairs[125],
Brennan, Deane and Dawson JJ (with whom Mason CJ agreed)
said:
"Under the common law of Australia and subject to
qualification in the case of an enemy alien in time of war, an alien who is
within
this country, whether lawfully or unlawfully, is not an outlaw. Neither
public official nor private person can lawfully detain him
or her or deal with
his or her property except under and in accordance with some positive authority
conferred by the law. Since
the common law knows neither lettre de cachet nor
other executive warrant authorizing arbitrary arrest or detention, any officer
of the Commonwealth Executive who purports to authorize or enforce the detention
in custody of such an alien without judicial mandate
will be acting lawfully
only to the extent that his or her conduct is justified by valid statutory
provision."
- Those
statements of principle are not disputed in the present case. There is,
however, no agreement about their application.
- The
Commonwealth and the Minister are equivocal. They accept the statement in
Chu Kheng Lim as a statement of the content of the common law of
Australia. To treat the statement as bearing on the capacity of the Executive
Government, they suggest, would require "some considerable extension of the
language".
- Transfield
has no equivocation. Transfield argues that the statements of principle in
Re Bolton and in Chu Kheng Lim should be understood as directed
solely to the content of the common law of Australia, and that they do not bear
on the capacity
of the Executive Government of the Commonwealth.
- Transfield's
argument is that the inability of an officer of the Executive Government to
authorise or enforce the detention in custody
of another person is not in
consequence of any incapacity on the part of the Executive Government to
authorise or enforce a deprivation
of liberty. It is rather in consequence of
the absence of any prerogative power on the part of the Executive Government to
dispense
with the operation of the common law. The inability of the Executive
Government to authorise or enforce a deprivation of liberty,
so the argument
goes, is nothing more or less than the consequence of its officers being
subjected like everyone else to common law
sanctions for the invasion of common
law rights. The common law of Australia, it is said, imposes no impediment to
an officer of
the Executive Government authorising or enforcing a deprivation of
liberty where the common law of Australia does not run. The common
law of
Australia does not run to Nauru.
- The
logic of Transfield's argument is that the ability of an officer of the
Executive Government of the Commonwealth to authorise
or enforce a deprivation
of liberty depends on the positive law of the place in which the detention
occurs. Recognising that the
common law of Australia can always be modified or
displaced by State legislation, Transfield is driven to argue that the
Parliament
of a State could confer power on an officer of the Executive
Government of the Commonwealth to detain a person in that State, even
to punish
that person for a breach of a State law, provided only that the Parliament of
the Commonwealth consented to its conferral.
- Ingenious
as it is, Transfield's argument is three centuries too late. In Re
Bolton, Brennan J specifically identified the Habeas Corpus
Act
1679[126], as
extended by the Habeas Corpus Act
1816[127], as
amongst the ancient statutes which remain of undiminished significance within
our contemporary constitutional structure. Brennan
J might equally have
identified the Petition of Right 1627 (which declared in substance that
orders of the monarch were not sufficient justification for the imprisonment of
his subjects)
and the Habeas Corpus Act
1640[128]
(which provided that anyone imprisoned by command of the King or his Council or
any of its members without cause was to have a writ
of habeas corpus on demand
to the judges of the King's Bench or the Common Pleas).
- The
Habeas Corpus Act 1640 is inadequately characterised merely as a
manifestation of the general subjection of officers of the King to the common
law.
The writ of habeas corpus had come, by the time of its enactment, to play
"a structural role in limiting executive
power"[129].
The enactment of the Habeas Corpus Act 1640 confirmed the writ as "of the
highest constitutional
importance"[130].
The Habeas Corpus Act 1640 is properly characterised as having abolished
"the capacity of the monarch to order detentions without the authorization of
the law"[131]
and as having resulted in a "transformation" in "what counted as lawful
imprisonment for reasons of
state"[132].
Thenceforth, state imprisonment would not be able to occur in the exercise of
any inherent executive capacity because any such
inherent capacity had been
denied. Lawful state imprisonment, at least of a subject in a time of peace,
would occur only if and
to the extent permitted by
statute[133].
- The
significance of the principles established by the Petition of Right 1627
and the Habeas Corpus Act 1640 within colonial government in nineteenth
century Australia is sufficiently illustrated by the rejection by the Supreme
Court
of New South Wales in 1888 as a sufficient return to a writ of habeas
corpus of a colonial officer's statement that "I am detaining
this person in my
custody ... on the authority of the Government of this
colony"[134].
Of that statement, Darley CJ
said[135]:
"It
is nothing more than the old return, which never was submitted to, and which no
Englishman ever will submit to, and that is that
the prisoner is held under the
'special command of the king', and whether it be the king or the Government it
is one and the same
thing."
- Those
principles, which derive from the history of habeas corpus, pertain specifically
to liberty. They are within the compass of
what Isaacs J identified in Ex
parte Walsh and Johnson; In re
Yates[136]
(a proceeding for a writ of habeas corpus removed into the High Court) as
"fundamental principles" of a more general nature which
"cannot be found in
express terms in any written Constitution of Australia" but which "taken
together form one united conception for the necessary adjustment of the
individual and social rights
and duties of the members of the
State"[137].
Those fundamental principles, in the terms articulated by Isaacs J,
were[138]:
"(1)
primarily every free man has an inherent individual right to his life, liberty,
property and citizenship; (2) his individual
rights must always yield to the
necessities of the general welfare at the will of the State; (3) the law of
the land is the only
mode by which the State can so declare its will."
- The
inability of the Executive Government of the Commonwealth to authorise or
enforce a deprivation of liberty is not simply the
consequence of the absence of
any prerogative power on the part of the Executive Government to dispense with
the operation of the
common law. It is the consequence of an inherent
constitutional incapacity which is commensurate with the availability, long
settled
at the time of the establishment of the Commonwealth, of habeas corpus
to compel release from any executive detention not affirmatively
authorised by
statute.
- As
succinctly explained by Hogg, Monahan and
Wright[139]:
"[T]here is no Crown immunity from habeas corpus, despite the fact
that, like the other prerogative remedies, habeas corpus takes
the form of a
command by the Queen. It is obviously vital to the effectiveness of the writ
that it be available against ministers
and Crown servants, even when they are
not persona designata."
- The
Executive Government and any officer or agent of the Executive Government acting
in the ostensible exercise of his or her de
facto authority is always amenable
to habeas corpus under s 75(iii) of the
Constitution[140].
Habeas corpus is in addition available as an incident of the exercise of the
jurisdiction of the High Court under s 75(v) of the Constitution in any matter
in which mandamus, prohibition or an injunction is bona fide claimed against any
officer of the
Commonwealth[141].
- That
inherent constitutional incapacity of the Executive Government of the
Commonwealth to authorise or enforce a deprivation of
liberty is a limitation on
the depth of the non-prerogative non-statutory executive power of the
Commonwealth conferred by s 61 of the Constitution. As such, it cannot be
removed by a law enacted by the Parliament of any State: "from its very nature"
it must be outside the legislative
power of a State to
alter[142].
Nor can the inherent constitutional incapacity be removed by a law enacted by
the Commonwealth Parliament under s 51(xxxix) of the Constitution; it is not
"incidental to the execution" of executive power to change an inherent
characteristic of that
power[143].
It need hardly be said that the inherent constitutional incapacity cannot be
removed by a law of another country.
- The
Commonwealth Parliament can, consistently with s 61 of the Constitution, confer
a statutory power or authority to detain on the Executive Government. In
addition to finding an available head of Commonwealth
legislative power, any
Commonwealth law conferring such a power or authority must pass muster under Ch
III of the Constitution.
- The
extent of the inherent constitutional incapacity of the Executive Government of
the Commonwealth to authorise or enforce a deprivation
of liberty can be
discerned for the purposes of the present case in the extent of its amenability
to habeas corpus. There is no
suggestion in the present case of the
applicability of any prerogative to detain (using "prerogative" in the strict
and narrow sense
in which it had been used by Blackstone and adopted by
Brennan J), such as that which might arise in relation to enemy aliens in
time of
war[144], or
which might be argued to arise as an incident of a prerogative power to prevent
an alien from entering
Australia[145].
- The
extent of that amenability to habeas corpus is sufficiently illustrated for
present purposes by the decision of the English Court
of Appeal in 1923 to issue
a writ of habeas corpus directed to the Home Secretary in respect of a prisoner
who had already been handed
over to the Irish Free
State[146].
In the House of Lords, in the course of dismissing an appeal from the decision
of the Court of Appeal on jurisdictional grounds,
it was said on the authority
of Darnel's
Case[147]
to be "very old law"
that[148]:
"[T]he function of a return to a writ of habeas corpus ... is to
set out the facts and the grounds of the detention to enable the
Court mentioned
in the writ to determine two questions, first whether the person to whom the
writ is addressed, either directly by
himself or by his agents, detained in
custody the person named in the writ? and second, if so, was that detention
legal or illegal?"
The decision shows that the question of amenability to the writ is quite
distinct from the question of the legality or illegality
of the detention.
Amenability to the writ is determined solely as a question of whether the person
to whom the writ is addressed
has de facto control over the liberty of the
person who has been detained, in relation to which actual physical custody is
sufficient
but not
essential[149].
- That
is the measure which I think is appropriate to be applied in considering whether
the plaintiff's detention involved action on
the part of the Commonwealth or the
Minister in excess of the non-statutory executive power of the
Commonwealth.
Executive deprivation of liberty
- The
agreed facts show that the plaintiff was detained at the Regional Processing
Centre on Nauru under Nauruan legislation in circumstances
which can be
sufficiently summarised as follows.
- By
virtue of being taken to Nauru under the Migration Act, the plaintiff
became a "protected person" under the Asylum Seekers (Regional Processing
Centre) Act 2012 (Nauru). On an application made to the Secretary of the
Department of Justice and Border Control of Nauru by an officer of
the
Commonwealth without her consent, the Principal Immigration Officer of Nauru
granted her a Nauruan regional processing centre
visa. It was a condition of
that visa that she was to reside at the Centre. The visa was for a three month
period and was renewed,
without her consent, every three months subject to the
same condition.
- As
a protected person residing at the Centre, the plaintiff was then obliged by a
provision of the Asylum Seekers (Regional Processing Centre) Act to
comply with rules made for the security, good order and management of the
Regional Processing Centre by a Nauruan official appointed
as the Operational
Manager. The rules relevantly required that she not leave, or attempt to leave,
the Regional Processing Centre
without prior approval from the Operational
Manager or an "authorised officer". Another provision of the same Act made it
an offence
for a protected person to leave, or attempt to leave, the Regional
Processing Centre without prior approval from the Operational
Manager or an
authorised officer and specifically provided that a member of the Nauruan Police
Force could arrest a person for that
offence. Staff of Wilson Security held
appointments by the Secretary of the Department of Justice and Border Control of
Nauru as
authorised officers for the purpose of the Asylum Seekers (Regional
Processing Centre) Act.
- The
Regional Processing Centre was at the time of the plaintiff's detention
surrounded by a high metal fence through which entry
and exit were possible only
through a checkpoint. The checkpoint was permanently monitored by Wilson
Security staff for the purpose
of monitoring ingress and egress without
permission of the Operational Manager. If the plaintiff had attempted to leave
the Regional
Processing Centre without permission, and Wilson Security staff had
been unable to persuade her not to do so, the staff would have
sought to gain
the assistance of the Nauruan Police Force to deal with her unauthorised
departure.
- Those
functions of Wilson Security staff – to act as authorised officers capable
of giving prior approval to the plaintiff
to leave the Regional Processing
Centre and to seek to engage in measures designed to prevent her leaving without
permission of the
Operational Manager – were all within the scope of the
garrison services which the Commonwealth had contracted Transfield to
provide
and which Transfield had subcontracted Wilson Security to perform. They were
all services which, under the Transfield contract,
were to be provided not only
in compliance with Nauruan law but also in compliance with Commonwealth policies
as notified to Transfield
from time to time.
- The
conclusion to be drawn is that Wilson Security staff exercised physical control
over the plaintiff so as to confine her to the
Regional Processing Centre. The
circumstance that any physical restraint of the plaintiff would only have
occurred as a result of
calling in the Nauruan Police Force does not affect that
conclusion.
- The
further conclusion to be drawn is that Wilson Security staff exercised that
physical control over the plaintiff in the course
and for the purpose of
providing services which the Executive Government of the Commonwealth had
procured to be performed under the
Transfield contract. They acted, in the
relevant sense, as de facto agents of the Executive Government of the
Commonwealth in physically
detaining the plaintiff in custody.
- The
procurement of the plaintiff's detention lay beyond the non-statutory executive
power of the Commonwealth. Whether or not it
was lawful under the law of Nauru
is for that purpose irrelevant. The Parliament of Nauru can no more overcome a
limitation in the
depth of Commonwealth executive power than can the Parliament
of a State.
- The
procurement of the plaintiff's detention on Nauru by the Executive Government of
the Commonwealth under the Transfield contract
was therefore beyond the
executive power of the Commonwealth unless it was authorised by valid
Commonwealth law. Before 30 June
2015, there was no applicable Commonwealth
law. On that day, as has already been noted, s 198AHA was inserted with
retrospective
effect to 18 August 2012. It is necessary now to turn to consider
the operation and validity of that section.
Statutory
authority
- Section
198AHA of the Migration Act is set out in the reasons for judgment of
other members of the Court.
- The
precondition for the application of the section, as set by s 198AHA(1), is
the Executive Government entering into an arrangement
in relation to the
regional processing functions of a country with any "person" or body. There is
no reason not to read the word
"person" in this context as extending, in
accordance with s 2C of the Acts Interpretation Act 1901 (Cth), to
include a body politic. The precondition for the application of the section set
by s 198AHA(1) is therefore met by the
Executive Government entering into
an arrangement in relation to the regional processing functions of a country
with the government
of the country in question.
- The
precondition for the application of the section is met in the circumstances of
the present case by the Commonwealth of Australia
and the Republic of Nauru
having entered into the Second Memorandum of Understanding, under which the
Republic of Nauru has assured
the Commonwealth that it will make an assessment,
or permit an assessment to be made, of whether or not a transferee is covered by
the definition in the Refugees Convention. Entering into the Second Memorandum
of Understanding was not itself an act which falls
within the scope of the
authority retrospectively conferred by the section, but rather involved the
exercise by the Executive Government
of its non-statutory prerogative capacity
to conduct relations with other countries.
- The
making of an assessment of whether or not a transferee is covered by the
definition in the Refugees Convention fairly answers
the description in
s 198AHA(2)(a) of action in relation to the arrangement recorded in the
Second Memorandum of Understanding. The
detention of a transferee in accordance
with Nauruan law or policy pending the completion of such an assessment fairly
answers the
further description in s 198AHA(2)(a) of action in relation to the
regional processing functions of Nauru, or further action that
is incidental or
conducive to the taking of such action in s 198AHA(2)(c). That action taken
under s 198AHA(2) can extend to the
exercise of restraint over the liberty of a
person on Nauru is made plain by s 198AHA(5).
- The
procurement of the plaintiff's detention on Nauru by the Executive Government of
the Commonwealth under the Transfield contract
therefore falls within the scope
of the statutory authority retrospectively conferred on the Executive Government
by s 198AHA(2).
To the extent statutory authority might be argued to be
required for other aspects of the Transfield contract or its operation,
including the payment of appropriated funds to Transfield, that further
statutory authority has also been retrospectively conferred
on the Executive
Government by s 198AHA(2).
- Section
198AHA(3) is important in clarifying that s 198AHA(2) is directed to nothing
other than ensuring that the Commonwealth has
capacity and authority to take
action and that it does not otherwise affect the lawfulness of that action.
That is to say, s 198AHA(2)
is directed to nothing other than conferring
statutory capacity or authority on the Executive Government to undertake action
which
is or might be beyond the executive power of the Commonwealth in the
absence of statutory authority. The section has no effect on
the civil or
criminal liability of the Executive Government or its officers or agents under
Australian law or under the law of a
foreign country. The lawfulness or
unlawfulness of Executive Government action under Australian law or under the
law of a foreign
country conversely does not determine whether or not that
action falls within the scope of the statutory capacity or authority conferred
by the section.
- I
am unable to accept that there is any substance in the plaintiff's argument that
s 198AHA is unsupported by any head of Commonwealth
legislative power. In so
far as it authorises the Executive Government to take action or cause action to
be taken outside Australia
in relation to an arrangement entered into by the
Executive Government and the government of a foreign country, it is a law with
respect to external affairs, within the scope of s 51(xxix) of the
Constitution[150].
In so far as it authorises the Executive Government to take action or cause
action to be taken outside Australia that involves,
or is incidental or
conducive to, assessment in that country of claims to refugee status by
non-citizens who have been transferred
from Australia, it is also a law with
respect to aliens, within the scope of s 51(xix) of the Constitution. It is
sufficient for a law to answer the description of a law with respect to aliens
that the substantial practical operation of
the law is to discriminate in a
manner which is peculiarly significant to
aliens[151].
The reach of the aliens power is not subject to any territorial or purposive
limitation.
- The
plaintiff's argument that s 198AHA is inconsistent with Ch III of the
Constitution warrants closer consideration. The plaintiff does not argue that
executive detention of a non-citizen outside Australia pending
assessment of a
claim by that non-citizen to refugee status is detention for a purpose that is
inherently incompatible with Ch III.
The plaintiff accepts the application of
the holding in Chu Kheng Lim to the purpose of regional processing: that
authority to detain an alien in custody can constitute a valid incident of
executive
power. What the plaintiff argues is that a legislative mandate for
executive detention must be for no longer than is reasonably
necessary for the
administrative processes required to carry that purpose into effect. Section
198AHA, the plaintiff argues, does
not have that requisite characteristic.
- I
accept the major premise of the plaintiff's Ch III argument. I have recently
explained my understanding that no law conferring
a power of executive detention
could escape characterisation as punitive (and therefore as transgressing on the
inherently judicial)
unless the duration of that detention meets at least two
conditions[152].
The duration of the detention must be reasonably necessary to effectuate a
purpose which is identified in the statute conferring
the power to detain and
which is capable of fulfilment. The duration of the detention must also be
capable of objective determination
by a court at any time and from time to time.
In that regard, I see no principled reason to distinguish between a law which
confers
a power of executive detention and a law which confers a capacity for
executive detention so as to allow for the exercise of power
from another
legislative source.
- On
its proper construction, however, I am satisfied that s 198AHA meets those
conditions. Notwithstanding the use of the word "includes",
I would not read
the definition of "regional processing functions" in s 198AHA(5) as extending
beyond the implementation of a law
or policy, or the taking of an action, by a
regional processing country that is in connection with the role of that country
specified
in the arrangement which satisfies the precondition for the
application of the section under s 198AHA(1). The extent to which action
taken
on the authority of s 198AHA(2)(a) may involve detention is, on that reading,
limited to detention that is in connection with
the role of the regional
processing country as specified in the arrangement. The requisite connection
with that role would be broken
were the duration of the detention to extend
beyond that reasonably necessary to effectuate that role or were that role to
become
incapable of fulfilment. The duration of the detention is in the
meantime capable of objective determination by a court by reference
to what
remains to be done by the regional processing country to fulfil its role as
specified in the arrangement.
Formal answers to
questions
- The
parties have agreed in stating a number of questions for the consideration of
the Full Court. The questions are quite detailed.
None needs to be answered in
full, and some need not be answered at all.
- As
to questions of substance, I would answer Question (1) to the effect that the
plaintiff has standing to challenge whether the
Commonwealth or the Minister was
authorised to engage in conduct which procured and enforced her detention at the
Regional Processing
Centre; Question (4) to the effect that the conduct of the
Commonwealth or the Minister was authorised by s 198AHA of the Migration
Act; and Question (5) to the effect that s 198AHA of the Migration
Act is supported by s 51(xix) and s 51(xxix) of the Constitution and is not
contrary to Ch III of the Constitution. I would not formally answer any other
substantive question.
- As
to questions of procedure, I would answer Question (13) to the effect that the
proceeding should be dismissed; and Question (14)
to the effect that the costs
of the special case and of the proceeding generally should be determined in the
discretion of a single
Justice. It will be apparent from what I have written,
and may be relevant to costs, that I consider the plaintiff's central claim
(that the Commonwealth and the Minister acted beyond the executive power of the
Commonwealth by procuring and enforcing her detention
at the Regional Processing
Centre between 24 March 2014 and 2 August 2014) to have been well-founded until
30 June 2015, when s 198AHA
was inserted with retrospective effect.
- KEANE
J. The plaintiff is a citizen of Bangladesh who claims to be a refugee within
the meaning of Art 1 of the Refugees
Convention[153].
- On
19 October 2013, the plaintiff was on board a vessel that was intercepted
at sea by officers of the Commonwealth. On 20 October
2013, she was
transferred to Christmas Island, thereby entering the "migration zone" for the
purposes of the Migration Act 1958 (Cth) ("the Migration Act"). The
plaintiff did not hold a visa for entry into the migration zone. She therefore
met the definition of "unlawful non-citizen"
in s 14 of the Migration Act
and "unauthorised maritime arrival" in s 5AA of the Migration Act.
Consequently, she was detained by officers of the Commonwealth as required by
s 189 of the Migration Act.
- On
21 January 2014, an officer of the Commonwealth applied, on behalf of the
plaintiff, but without her actual consent, to the Secretary
of the Department of
Justice and Border Control of Nauru for a Regional Processing Centre visa ("RPC
visa")[154].
On 22 January 2014, officers of the Commonwealth transferred the plaintiff
to Nauru, and she arrived there on 23 January 2014.
That day, the RPC visa
was granted.
- The
RPC visa specified that the plaintiff "must reside at the Regional Processing
Centre, Topside, in Meneng District" ("the Nauru
RPC")[155].
On 23 April 2014 and 23 July 2014, the plaintiff was granted further
RPC visas upon the same residential condition as the first.
- On
2 August 2014, the plaintiff was temporarily transferred from Nauru to
Australia for the purpose of undergoing obstetric and gastroenterological
review. At this time, she was approximately 20 weeks pregnant. Upon
arrival in Brisbane, the plaintiff entered the "migration zone"
for the purposes
of the Migration Act, once more met the definition of "unlawful non-citizen",
and was therefore detained by officers of the Commonwealth pursuant to
s 189 of the Migration Act. On 16 December 2014, the plaintiff gave
birth to her daughter.
- On
20 June 2015, the Department of Immigration and Border Protection was
advised that the plaintiff had been diagnosed with a gastroenterological
condition which is able to be managed at the Nauru RPC. Pursuant to a
ministerial direction made under s 198AD(5) of the Migration Act on
15 July 2014, if the plaintiff is to be taken from Australia to a regional
processing country, she will be transferred back to
the Nauru RPC. To
facilitate her transfer, an officer of the Commonwealth will have to apply on
her behalf to the Secretary of the
Department of Justice and Border Control of
Nauru for a further RPC visa.
- Before
the plaintiff's transfer back to Nauru could be effected, she commenced
proceedings in the original jurisdiction of this Court,
pursuant to s 75 of
the Constitution, seeking, among other things, a writ of prohibition directed to
the Minister to prevent the taking of steps by officers of the Commonwealth
Executive to return her to Nauru. Her contention is that, pursuant to the
arrangements between the Commonwealth and Nauru, she was
subjected to
restrictions upon her liberty at the Nauru RPC that amounted to detention in
custody caused by the Commonwealth Executive
without lawful authority.
- The
Minister and the Commonwealth provided a number of responses to the plaintiff's
contention. Among other things, it was said
that the plaintiff was detained in
custody in Nauru, not by the Commonwealth, but by Nauru under the law of Nauru.
It is common
ground that the Republic of Nauru is a sovereign State, and the
Commonwealth has no legal power to compel Nauru to make, vary or
maintain the
laws of Nauru or the administrative arrangements made pursuant to those laws.
To the extent that the Commonwealth is
said to have participated in the
restraints upon the plaintiff's liberty in Nauru, the Minister and the
Commonwealth contend that
s 198AHA of the Migration Act affords such
statutory authority as may be necessary to enable that action and to make any
payments related to it.
- The
parties agreed upon the terms of a Special Case, which posed a large number of
questions for determination by this Court in relation
to the plaintiff's claim.
Those questions included questions as to the validity of laws of Nauru under the
Constitution of Nauru. The parties were agreed that, if it is unnecessary to
answer any such question, that question should not be answered.
Further, the
Special Case also posed questions concerning the operation and validity of
s 32B of the Financial Framework (Supplementary Powers) Act 1997
(Cth) and reg 16 and items 417.021, 417.027, 417.029 and 417.042 of
Sched 1AA to the Financial Framework (Supplementary Powers)
Regulations
1997 (Cth) (together "the Financial Framework Provisions"). The parties agreed
that any question concerning the Financial
Framework Provisions is unnecessary
to answer if it is concluded that the conduct of the Commonwealth to which that
question is directed
was authorised by s 198AHA of the Migration Act and
that provision is not invalid.
- As
will be seen from the reasons which follow, it is unnecessary or inappropriate
to answer many of the questions posed in the Special
Case. A statement of those
questions is attached at the end of the Court's reasons for judgment. The
issues which were agitated
by the parties in the course of argument in this
Court are summarised in the reasons of French CJ, Kiefel and
Nettle JJ.
- The
plaintiff's contention that the Commonwealth Executive has unlawfully caused her
detention in custody in Nauru must be rejected
because the plaintiff was
detained in custody in Nauru by the Republic of Nauru. And to the extent that
the Commonwealth Executive
procured, funded or participated in the restraint
upon the plaintiff's liberty which occurred in Nauru, that restraint was
authorised
by s 198AHA because it related to the processing by Nauru of the
plaintiff's claim to refugee status; and s 198AHA is a valid law
of the
Commonwealth.
- Section 198AHA
of the Migration Act provides as follows:
"(1) This section applies
if the Commonwealth enters into an arrangement with a person or body in relation
to the regional processing
functions of a country.
(2) The Commonwealth may do all or any of the following:
(a) take, or cause to be taken, any action in relation to the arrangement or the
regional processing functions of the country;
(b) make payments, or cause payments to be made, in relation to the arrangement
or the regional processing functions of the country;
(c) do anything else that is incidental or conducive to the taking of such
action or the making of such payments.
(3) To avoid doubt, subsection (2) is intended to ensure that the
Commonwealth has capacity and authority to take action, without
otherwise
affecting the lawfulness of that action.
(4) Nothing in this section limits the executive power of the Commonwealth.
(5) In this section:
action includes:
(a) exercising restraint over the liberty of a person; and
(b) action in a regional processing country or another country.
arrangement includes an arrangement, agreement,
understanding, promise or undertaking, whether or not it is legally binding.
regional processing functions includes the implementation of any
law or policy, or the taking of any action, by a country in connection with the
role of the country
as a regional processing country, whether the implementation
or the taking of action occurs in that country or another
country."
The Commonwealth's arrangement with the
executive government of the Republic of Nauru in relation to the regional
processing functions
of Nauru
- For
the purposes of s 198AHA(1) of the Migration Act, and pursuant to the
non-statutory executive power of the Commonwealth under s 61 of the
Constitution, on 3 August 2013 the Commonwealth and Nauru signed the "Memorandum
of Understanding between the Republic of Nauru and the Commonwealth
of
Australia, relating to the Transfer to and Assessment of Persons in Nauru, and
Related Issues" ("the MOU"). The MOU superseded
a previous memorandum of
understanding between the governments of the two countries which had been signed
on 29 August 2012.
- The
MOU recorded an arrangement between the President of Nauru and the Prime
Minister of Australia involving the acceptance by Nauru
of transferees (being
persons who have sought to travel to Australia irregularly by sea) from
Australia at one or more RPCs in Nauru,
and the provision to transferees of
settlement opportunities if the Republic of Nauru determines that they are in
need of international
protection.
- The
MOU contemplated that detailed administrative measures would be settled between
the parties to give effect to the arrangement.
These measures are recorded in a
document entitled "Administrative Arrangements for Regional Processing and
Settlement Arrangements
in Nauru", signed on 11 April 2014 by the Secretary
of the Commonwealth Department of Immigration and Border Protection and the
Minister
for Justice of Nauru ("the Administrative Arrangements").
- Under
the Administrative Arrangements, Nauru agreed to accommodate transferees at an
RPC while their claims to refugee status under
Nauruan law are processed, and
the Commonwealth agreed to bear all costs incurred under and incidental to the
MOU. The Government
of Nauru is required to appoint an Operational Manager, who
is responsible for the day-to-day running of the Nauru RPC, and who is
to be
supported by service providers and staff members engaged by the Commonwealth.
The Commonwealth is required to appoint a Programme
Coordinator, who is
responsible for managing all Australian officers and services contracts in
relation to the Nauru RPC.
- The
Commonwealth has agreed to engage and fund contractors to assist with the
refugee status assessment process. The relevant determinations
are to be made
pursuant to Nauruan law, and Nauru is required to provide access to merits
review. The merits review process is to
be funded by the Commonwealth.
- The
MOU and the Administrative Arrangements also provide for the establishment of a
Joint Committee, to be co-chaired by representatives
from the Commonwealth
Department of Immigration and Border Protection and Nauru, which is responsible
for overseeing the practical
arrangements required to implement the MOU. The
Administrative Arrangements provide for a Joint Working Group, which meets
weekly
to confer on technical, operational and legal aspects of the running of
the Nauru RPC.
The Commonwealth's contractual arrangements with
Transfield
- The
third defendant, Transfield Services (Australia) Pty Ltd ("Transfield"), is a
company incorporated in Australia. On 24 March
2014, the Commonwealth and
Transfield entered into a contract entitled "Contract in relation to the
Provision of Garrison and Welfare
Services at Regional Processing Countries"
("the Transfield Contract"). The "site", as defined in the Transfield Contract,
notified
by the Commonwealth to Transfield in Nauru, in respect of which the
Commonwealth contracted to obtain Transfield's services, is and
was at all
material times the Nauru RPC.
- On
2 September 2013, Transfield entered into a contract with Wilson Parking
Australia 1992 Pty Ltd entitled "Subcontract Agreement
General Terms and
Conditions in relation to the Provision of Services on the Republic of Nauru".
On 28 March 2014, that contract
was replaced by a contract between
Transfield and Wilson Security Pty Ltd ("Wilson Security") with the same title.
Clause 6.1 of
the Transfield Contract requires the Commonwealth to approve
subcontracting arrangements; that approval was given on 26 July 2013
and
28 March 2014 in respect of each of the subcontracts.
- The
Commonwealth has also contracted for the provision of services at the Nauru RPC
with several other providers, such as Save the
Children Australia, International
Health and Medical Services Pty Ltd, Craddock Murray Neumann Lawyers Pty Ltd,
Adult Multicultural
Education Services, and the Corporation of the Trustees of
the Roman Catholic Archdiocese of Brisbane, trading as Brisbane Catholic
Education.
The circumstances of the plaintiff's accommodation
in Nauru
- The
circumstances of the plaintiff's accommodation in Nauru were governed by the
Asylum Seekers (Regional Processing Centre) Act 2012 (Nauru) ("the RPC
Act"). The plaintiff was, by reason of having been brought to Nauru under
s 198AD of the Migration Act, a "protected person" for the purposes of the
RPC Act.
- On
21 May 2014, the Asylum Seekers (Regional Processing Centre) (Amendment)
Act 2014 (Nauru) inserted s 18C into the RPC Act. Section 18C(1)
provides that "protected persons" are prohibited from leaving or attempting
to
leave an RPC in Nauru without the prior approval of an authorised officer, an
Operational Manager, or another authorised person.
Section 18C(2) provides
that any protected person found to be in breach of the prohibition is liable
upon conviction to imprisonment
of a maximum period of six months.
- Pursuant
to s 7 of the RPC Act, in July 2014 rules were made for the Nauru RPC ("the
Centre Rules"). Rule 3.1.3 of the Centre Rules
provides that:
"At all times, asylum seekers residing at the Centre must ... not
leave, or attempt to leave, the Centre without prior approval from
an authorised
officer, an Operational Manager or other authorised persons, except in the case
of emergency or other extraordinary
circumstance".
- Pursuant
to s 17(1) of the RPC Act, the Secretary of the Department of Justice and
Border Control of Nauru can appoint as an "authorised
officer" a staff member
who is employed by a service provider who has been contracted to provide
services for the Nauru RPC. As
at 7 October 2015, 138 staff of Wilson
Security were "authorised officers" for the purposes of the RPC Act. No staff
of Transfield
or officers of the Commonwealth have been appointed authorised
officers for the purposes of the RPC Act.
- Under
the Administrative Arrangements, the Commonwealth is required to lodge an
application for an RPC visa in respect of each transferee
pursuant to
reg 9(3) of the Immigration Regulations 2013 (Nauru) ("the 2013 Immigration
Regulations"). Regulation 9(3) provided
that an application for an RPC
visa could only be made by an officer of the Commonwealth. Pursuant to
reg 5(7) of the 2013 Immigration
Regulations, the Commonwealth was required
to pay to Nauru the associated visa fee of $3,000. As at 30 March 2015,
the total of
the RPC visa fees paid to Nauru by the Commonwealth was
$27,893,633.
- On
21 January 2014, an officer of the Commonwealth made an RPC visa
application on behalf of the plaintiff. On 30 January 2014,
shortly after
the plaintiff's transfer to the Nauru RPC, the Immigration Regulations 2014
(Nauru) ("the 2014 Immigration Regulations")
came into effect, providing for the
issuing of RPC visas in relevantly identical terms to those in the 2013
Immigration Regulations.
Pursuant to reg 9(5) of the 2014 Immigration
Regulations, an RPC visa has a maximum duration of three months. Further RPC
visas
were granted to the plaintiff by the Secretary of the Department of
Justice and Border Control of Nauru pursuant to reg 9(5A) of
the 2014
Immigration Regulations, on 23 April 2014 and 23 July 2014.
- According
to the Special Case, all of the plaintiff's RPC visas required that she reside
at the Nauru RPC. Regulation 9(6)(a) of
both the 2013 and 2014 Immigration
Regulations required compliance with that condition. The plaintiff's
23 July 2014 visa was subject
to the conditions that she was only permitted
to leave the Nauru RPC in an "emergency or other extraordinary circumstances" or
"in
circumstances where the absence [was] organized or permitted by a service
provider and the [visa] holder [was] in the company of
a service provider".
These conditions replicate the requirements in reg 9(6)(b) and (c) of the
2013 and 2014 Immigration Regulations.
- The
visas granted to the plaintiff were conditional upon her refraining from
behaving in a manner prejudicial to peace or good order
in Nauru. If the
plaintiff breached the conditions of her visa, the Secretary of the Department
of Justice and Border Control of
Nauru was empowered by reg 20(1)(a)(iii)
of the 2013 Immigration Regulations and reg 19(1)(a)(iii) of the 2014
Immigration Regulations
to cancel the plaintiff's visa. If the plaintiff's visa
were cancelled and she were to remain in Nauru, she would be liable to pay
a
penalty of up to $10,000, pursuant to s 9(1) of the Immigration Act
1999 (Nauru) or s 10(1) of the Immigration Act 2014 (Nauru). She
would also be exposed to a removal order under s 11(1) of the
Immigration Act 1999 (Nauru) or s 11(1) of the Immigration
Act 2014 (Nauru).
- The
2014 Immigration Regulations were amended in 2015 to provide, under
reg 9(6)(c)(ii), that a visa holder must remain at the specified
premises
except "in circumstances where the absence is organised or permitted by a
service provider". This change reflected the
implementation in 2015 of "open
centre" arrangements, whereby residents at the Nauru RPC could leave the centre
unsupervised on certain
days during specified hours. On 2 October 2015,
shortly before the hearing of this case, the Department of Justice and Border
Control
of Nauru announced the expansion of the "open centre" arrangements. As
of 5 October 2015, all residents at the Nauru RPC have total
freedom of
movement at all times.
The plaintiff's submissions
- The
plaintiff argued that her detention in custody at the Nauru RPC under the
regional processing arrangement between the Commonwealth
and Nauru was caused by
the Commonwealth Executive acting without the necessary support of a valid
statutory authority. She submitted
that the possible application of the "open
centre" arrangements would not alter that conclusion in respect of her detention
in the
past.
- The
plaintiff submitted that her detention in custody in Nauru was contrary to the
principle stated in Chu Kheng Lim v Minister for Immigration, Local
Government and Ethnic
Affairs[156],
that "any officer of the Commonwealth Executive who purports to authorize or
enforce the detention in custody of ... an alien without
judicial mandate will
be acting lawfully only to the extent that his or her conduct is justified by
valid statutory provision."
- The
plaintiff submitted that the notion of "authorising or enforcing" the executive
detention of an alien extends to situations in
which the detention is not
actually implemented by a particular officer of the Commonwealth, and even
though the conduct amounting
to authorisation or enforcement takes place outside
Australian
territory[157].
- It
was said that the Commonwealth "procured or caused" the creation of the Nauru
RPC and the plaintiff's detention there by requesting
that Nauru host an RPC and
entering into the MOU. The plaintiff emphasised the "general control" by the
Commonwealth Executive over
the practical management of the Transfield Contract,
and argued that employees of Transfield and Wilson Security had effective
control
over various aspects of the plaintiff's movement. It was said that, but
for the Commonwealth's involvement in Nauru's regional processing
functions, the
plaintiff would not have been detained, and Nauru would have had no occasion to
detain her. Further, the plaintiff
would not have been detained in Nauru but
for the Commonwealth making a visa application on her behalf, paying the visa
fee, and
taking her to Nauru under s 198AD(2).
- The
plaintiff submitted that s 198AHA(2) of the Migration Act does not
authorise the Commonwealth Executive to cause the plaintiff's liberty to be
restricted by the arrangements applicable in
Nauru. The plaintiff argued that
s 198AHA, which operates when the Commonwealth has entered into an
"arrangement with a person or
body in relation to ... regional processing
functions", does not authorise entry into arrangements with "countries". This
was said
to be so notwithstanding s 2C of the Acts Interpretation Act
1901 (Cth), which provides that words used to denote persons generally, such
as "person", include a body politic.
- The
plaintiff also argued that ss 198AD and 198AHA of the Migration Act
activate a process under Nauruan law whereby persons are detained in a manner
contrary to Art 5(1) of the Constitution of Nauru, and that their operation
is constrained to the extent of that unlawfulness. Article 5(1) of the
Constitution of Nauru relevantly provides:
"No person shall be
deprived of his personal liberty, except as authorised by law in any of the
following cases:
...
(h) for the purpose of preventing his unlawful entry into Nauru, or for the
purpose of effecting his expulsion, extradition or other
lawful removal from
Nauru."
- The
plaintiff invited this Court to hold that detention at the Nauru RPC does not
fall within the exception to the general guarantee
of liberty in
Art 5(1)(h) of the Constitution of Nauru. This was said to be so because
the detention is not "for the purpose of effecting ... expulsion ... or other
lawful removal
from Nauru." It was said that when s 198AHA(5) refers to
the "implementation of any law ... in connection with the role of [a] country
as
a regional processing country", it must be taken to refer to all the law
of the regional processing country including its constitutional law, so that if
a law promulgated by that country is invalid
by reason of its constitutional
law, s 198AHA has no relevant operation. In this regard, the plaintiff
relied upon observations
in Moti v The
Queen[158]
which suggest that an Australian court may make a finding in relation to the
lawfulness of conduct under the law of a foreign country
in which the conduct
occurs as a step along the way to making a determination about the operation of
an Australian law.
- Alternatively,
the plaintiff submitted that, to the extent that s 198AHA purports to
authorise the restraints upon the plaintiff's
liberty in Nauru, it is not a
valid law of the Commonwealth. In this regard, the plaintiff submitted that
s 198AHA of the Migration Act is not supported by a head of legislative
power in s 51 of the Constitution, and secondly, that if it is a law with
respect to aliens within s 51(xix) of the Constitution it authorises
detention of an alien for other than a permitted purpose. It was said that a
law will only be a valid law with respect
to the detention of aliens if it is
limited to one of three purposes: removal from Australia; receiving and
determining an application
for a visa for entry into Australia; or determining
whether to permit such an application to be
made[159].
- The
plaintiff relied upon the observations of Brennan, Deane and Dawson JJ in
Lim that laws effecting the detention of aliens will be valid only
if[160]:
"the
detention which they require and authorize is limited to what is reasonably
capable of being seen as necessary for the purposes
of deportation or necessary
to enable an application for an entry permit to be made and considered. On the
other hand, if the detention
which those sections require and authorize is not
so limited, the authority which they purportedly confer upon the Executive
cannot
properly be seen as an incident of the executive powers to exclude, admit
and deport an alien. In that event, they will be of a
punitive nature and
contravene Ch III's insistence that the judicial power of the Commonwealth be
vested exclusively in the courts
which it designates."
- The
plaintiff submitted that the purpose of s 198AHA was not the removal of
persons in the position of the plaintiff from Australia
because "removal"
requires the relinquishment of control over a person, and in this case
s 198AHA enables the ongoing control of
that person's detention. Further,
it was said not to be directed to the purpose of allowing the Commonwealth to
determine whether
to permit an application for a visa to enter Australia, or to
receive, investigate or determine the outcome of that application,
because
refugee status determinations in Nauru are directed to the possible grant of a
visa to remain in Nauru, not Australia.
- It
was also said that the MOU has a clear deterrent and punitive purpose. The
plaintiff cited the observation of McHugh J in Re Woolley; Ex parte
Applicants
M276/2003[161]
that a law will not be punitive in nature unless "deterrence is one of [its]
principal objects". Consequently, it was said, the agreements
in the MOU to
"create disincentives ... through possible transfer" purport to allow the
Executive to inflict punishment, which cannot
be valid under any head of
legislative power.
The defendants' submissions
- The
Minister and the Commonwealth submitted that the plaintiff lacked standing to
bring the proceedings. It was said that to determine
whether the Commonwealth's
past conduct facilitated the detention of the plaintiff would have no
foreseeable practical consequences
for the plaintiff. A declaration that the
plaintiff's past detention in Nauru was not authorised under Australian law
could not
found a claim for damages for false imprisonment because the law
applicable to that claim would be the law of the place of the tort,
namely, the
law of Nauru.
- All
the defendants argued that, even if it could be said that s 198AHA(2)
authorises the Commonwealth to procure or fund the detention
of the plaintiff in
Nauru, it does not cause the detention of the plaintiff in the custody of the
Commonwealth and so does not purport
to confer the judicial power of the
Commonwealth on the Commonwealth Executive.
- It
was also said that the detention at the Nauru RPC is incidental to arrangements
directed to the regional processing functions
of a foreign country, and can
readily be seen not to have any punitive purpose.
- Transfield
submitted that the plaintiff's case involves the assertion of a level of
Commonwealth responsibility for her detention
that is inconsistent with the
agreed facts, in that the Special Case records that the combined effect of the
2013 Immigration Regulations,
the 2014 Immigration Regulations and s 18C of
the RPC Act – assuming those laws are valid – was to impose legal
restrictions
on the plaintiff's freedom of movement. It was said that it is not
to the point that the Commonwealth was instrumental in causing
regional
processing to occur in Nauru; the point is that regional processing in Nauru
involves detention in custody only because
of Nauruan law. In respect of the
performance by Transfield of its contractual obligations, Transfield submitted
that it is fallacious
to treat contractual provisions specifying services to be
provided to people detained in Nauru as if they create the detention in
custody
itself.
- The
defendants submitted that s 198AHA of the Migration Act is supported by the
aliens power in s 51(xix), the external affairs power in s 51(xxix)
and the Pacific islands power in s 51(xxx).
Standing
- A
party who has been detained in custody has standing to question the lawfulness
of that detention even though that party has not
chosen to pursue a claim for
damages for false imprisonment. The interference with the liberty of that
person is sufficient to confer
standing to seek a declaration of the legal
position from a court even though no other legal consequences are said to attend
the
case[162].
And even though it may be unlikely, as a practical matter, that the arrangements
under which the detention was effected will be
applied in the future, it is
difficult not to be "impressed with the view that really what is at issue is
whether what has been done
can be
repeated."[163]
- Accordingly,
the plaintiff has standing to the extent necessary for the determination of the
matter as to the lawfulness of any restriction
on her liberty procured or funded
by the
Commonwealth[164].
That having been said, it is not necessary to determine whether the plaintiff
has standing to challenge the validity of the Commonwealth's
contractual
arrangements with Transfield or the validity of Nauruan laws said to be contrary
to the Constitution of Nauru.
Detention in custody
- It
is common ground between the parties that by reason of the combined effect of
the requirement in the RPC visas that the plaintiff
must reside in the Nauru
RPC, s 18C of the RPC Act and r 3.1.3 of the Centre Rules (assuming
that those laws are not rendered invalid
by Art 5(1) of the Constitution of
Nauru), it was unlawful in Nauru for the plaintiff to leave or to attempt to
leave the Nauru RPC without the permission of an
Operational Manager or an
authorised officer under the RPC Act, or some other authorised person. The
plaintiff did not consent to
these restrictions on her movements.
- It
is important to appreciate that the statement of constitutional principle from
Lim on which the plaintiff's argument rests is concerned with "detention
in custody" by the Commonwealth. That statement elaborates one
consequence of
the separation of judicial power from the other governmental powers of the
Commonwealth effected by Ch III of the
Constitution. This principle is
engaged by the statutory conferral upon the Commonwealth Executive of the power
to detain a person in custody
for the purpose of punishment, that power being
essentially judicial in character. It may be noted at this point that the
actual
decision in Lim recognised that laws for the detention by the
Executive of aliens necessary to enable their deportation are not punitive in
character;
but the point of central importance is that the relevant limitation
on Commonwealth legislative power is concerned with detention
of an alien in the
custody of the Commonwealth; that is, with the legal authority of the
Commonwealth to hold an alien in detention.
- The
plaintiff's detention in Nauru was not detention in the custody of the
Commonwealth. The very purpose of her removal from Australia
to Nauru was to
deliver her from detention in the custody of the Commonwealth otherwise required
by s 189 of the Migration Act. The plaintiff's detention in Nauru was in
the custody of the Republic of Nauru. That is because the legal authority by
which she
was held in custody in Nauru, an independent sovereign nation, was
that of Nauru and not that of the Commonwealth. While it might
be said that the
Commonwealth's arrangements with Nauru procured or funded or caused restraints
over the plaintiff's liberty, the
plaintiff's detention in custody was a
consequence of the exercise of governmental power, being that of Nauru, an
independent sovereign
State.
- There
was no suggestion in the Special Case that the Commonwealth requested or
required that the Nauruan regime of detention in custody
be put in place.
Indeed, to the contrary, the parties agreed that it was the fact that, if Nauru
had not sought to impose these
restrictions on the plaintiff, none of the
Commonwealth, the Minister, Transfield or its subcontractors would have sought
to impose
such restraints over the plaintiff's liberty in Nauru or asserted any
right to impose such restraints.
- Accordingly,
the limitation on Commonwealth executive power discussed in Lim is not
engaged in the circumstances of this case.
Section 198AHA
– operation
- To
the extent that statutory authority was necessary to enable the Commonwealth
lawfully to procure or fund or participate in the
restraints over the
plaintiff's liberty which occurred in Nauru, that authority was provided by
s 198AHA(2) of the Migration Act.
- Section
198AHA must be understood in its context as part of the statutory scheme for the
regulation of the detention in, and removal
from, Australia of unlawful
non-citizens[165].
On 10 September 2012, the Minister designated the Republic of Nauru a
"regional processing country" under s 198AB(1) of the Migration Act.
Section 198AD(2) of the Migration Act provides that persons meeting the
definition of "unauthorised maritime arrival" who have been detained pursuant to
s 189 of the Migration Act must be taken, as soon as reasonably
practicable, from Australia to a regional processing country.
- Within
this scheme, s 198AHA is enlivened if the Commonwealth enters into "an
arrangement with a person or body in relation to the
regional processing
functions of a
country."[166]
It contemplates an arrangement to which the Commonwealth is a party in relation
to the regional processing functions of a country
other than Australia.
- In
accordance with s 198AHA(5), Nauru's regional processing functions include
the implementation of the RPC Act, the 2013 and 2014
Immigration
Regulations and the Administrative Arrangements. The MOU is an arrangement with
the executive government of Nauru in
relation to the regional processing
functions of Nauru. As a result, s 198AHA(2) authorises the Commonwealth
to "take, or cause
to be taken, any action in relation to the [MOU] or the
regional processing functions of [Nauru]", and to "make payments, or cause
payments to be made, in relation to the [MOU] or the regional processing
functions of [Nauru]".
- At
this point, it is convenient to note that the expression "a person or body" is
apt to encompass a person or body who constitutes
or represents the executive
government of that other country. The MOU was executed by a person representing
the executive government
of Nauru. Accordingly, the plaintiff's contention that
s 198AHA has no application because Nauru itself is not "a person or body"
must be rejected.
- By
reason of the definition of "action" in s 198AHA(5), the Commonwealth is
authorised to cause restraint to be exercised over the
liberty of a person where
that exercise of restraint relates to the MOU or Nauru's regional processing
functions. The degree of
restraint over the liberty of any person that the
Commonwealth is authorised to cause depends on whether such restraint can be
said
to relate to the MOU or the regional processing functions of Nauru.
- Contrary
to the plaintiff's argument, the authority conferred on the Commonwealth by
s 198AHA(2) is not conditional upon a judgment
by the domestic courts of
this country as to the validity of the laws of Nauru. While it may be said that
a statute which authorises
conduct by officers of the Commonwealth in another
country authorises only conduct which is lawful in that country, one cannot
discern
in the language of s 198AHA an intention that Australian courts
should pass judgment upon the validity of the laws of a foreign State
in order
to determine whether s 198AHA(2) and (5) apply in the circumstances.
- Section 198AHA
contains textual indications that the operation of s 198AHA(2) does not
depend upon the constitutional validity of
a Nauruan law.
Section 198AHA(5) includes within the concept of "regional processing
functions" the "implementation of any law or
policy ... by a country". This
text does not support the plaintiff's argument that because s 198AHA(5)
refers to the law of a regional
processing country, it must be taken to refer to
all the law of that country (and so necessarily requires consideration of
whether any particular law propounded for the purposes of s
198AHA(5) is a
valid law under the Constitution of Nauru). The text of s 198AHA(5)
refers, not to the law of a regional processing country, but to
any law. The reference is thus to a particular law as promulgated by
Nauru. Further in this regard, s 198AHA(5) refers to "any ...
policy":
that reference is necessarily to a policy as that policy is promulgated by the
processing country. The collocation of
"any law" with "any policy" suggests
that the reference to "any law" is to be regarded in the same way. Further,
s 198AHA(3) is
an indication that s 198AHA(2) is, in its operation,
indifferent as to whether or not a restraint over the liberty of a person in
the
processing country is, for any reason, unlawful in that country.
- In
addition, considerations of international comity and judicial restraint militate
strongly against a construction of s 198AHA(5)
that would require an
Australian domestic court to accept an invitation to rule upon the validity or
invalidity of a law of Nauru
as a matter of Nauru's domestic
law[167].
- In
Attorney-General (United Kingdom) v Heinemann Publishers Australia Pty
Ltd[168],
Mason CJ, Wilson, Deane, Dawson, Toohey and Gaudron JJ acknowledged:
"[the] principle of international law, which has long been
recognized, namely that, in general, courts will not adjudicate upon the
validity of acts and transactions of a foreign sovereign State within that
sovereign's own territory. The statement of Fuller CJ
in Underhill v
Hernandez[169]
that 'the courts of one country will not sit in judgment on the acts of the
government of another done within its own territory'
has been repeated with
approval in the House of Lords (Buttes Gas v
Hammer[170])
and the Supreme Court of the United States: Banco Nacional de Cuba v
Sabbatino[171].
The principle rests partly on international comity and expediency. So, in
Oetjen v Central Leather
Co[172]
the Supreme Court said:
'To permit the validity of the acts of one sovereign State to be re-examined
and perhaps condemned by the courts of another would
very certainly "imperil the
amicable relations between governments and vex the peace of nations".'
As Lord Wilberforce observed in Buttes Gas v
Hammer[173],
in the context of considering the United States decisions, the principle is one
of 'judicial restraint or abstention' and is 'inherent
in the very nature of the
judicial process'."
- These
well-established principles of international comity and judicial restraint are
inconsistent with the impertinence and paternalism
involved in a presumption
that a reference in an Australian statute to the law of a foreign sovereign
State is only to a law which,
in the view of an Australian court, conforms to
the constitution of the foreign State. Accordingly, it is not to be presumed
that
s 198AHA(5) should be read exegetically as if it speaks of "any law of
another country held valid by a court of this country".
- It
may be said that s 198AHA(5) could be read as if it referred simply to "a
valid law of another country". But, in truth, the second
exegetical reading
implicitly involves the proposition which is explicit in the first. That is
because any question as to the validity
of a law of another country for the
purposes of the municipal law of the Commonwealth can be resolved only by a
decision of an Australian
court: under our system of the separation of powers
at the federal level, "[i]t is emphatically the province and duty of the
judicial
department to say what the law
is."[174]
- There
may be exceptions to the operation of the principles of judicial restraint and
international comity established by the authorities.
In The Conflict of
Laws[175]
by Dicey, Morris and Collins, it is said that:
"[T]here may be
circumstances in which foreign legislation may be held by the English court to
be unconstitutional under the foreign
law. But the court will not entertain an
action the object of which is to obtain a determination of the constitutionality
of the
foreign legislation."
- To
similar effect, in
Moti[176],
this Court noted that there "will be occasions" when an Australian court must
state "conclusions about the legality of the conduct
of a foreign government or
persons through whom such a government has acted." It may be said immediately
that implicit in this observation
is the recognition that the statement of
conclusions about the legality of conduct under the law of a foreign sovereign
State may
be justified as an exception to the settled principles of judicial
restraint and international comity but not as being subversive
of them.
- This
Court's decision in Moti certainly does not carry the plaintiff's
argument as far as it needs to go. In that case, the accused had been brought
to Australia
from the Solomon Islands without his consent. While the
deportation had been effected by officials of the government of the Solomon
Islands, officials of the Commonwealth government had supplied the necessary
travel documents relating to the accused, knowing that
these documents would be
used to deport him in circumstances that made the deportation unlawful under the
law of the Solomon Islands.
The unlawfulness of the accused's removal from the
Solomon Islands, in which officials of the Commonwealth government had knowingly
assisted, was an issue to be resolved in deciding whether a stay of the
proceedings brought against the accused in Australia by the
Commonwealth
Executive should be granted. As was said by French CJ, Gummow, Hayne,
Crennan, Kiefel and
Bell JJ[177]:
"In
considering whether prosecution of the charges laid in the indictment preferred
against the appellant would be an abuse of process
of the Supreme Court of
Queensland, the focus of the inquiry must fall upon what Australian officials
had done or not done in connection
with the appellant's deportation from Solomon
Islands. To conclude that the deportation was not effected lawfully was a
necessary
but not a sufficient step towards a decision about abuse of
process."
- The
issue of present concern is not whether conduct of officers of a foreign
government involving officers of the Commonwealth, which
was indisputably
contrary to the law of the foreign sovereign State, led to an abuse of the
process of an Australian court. The
question here is whether the operation of
s 198AHA, a statute of the Commonwealth Parliament, is to be understood as
conditional
upon the opinion of an Australian court as to the validity or
invalidity of a law of a foreign country under the municipal law of
that
country.
- In
summary on this point, there is no good reason to read s 198AHA(5) as if it
were conditional upon the determination by an Australian
court of the
constitutionality of a law of a foreign country. And in any event, the terms of
s 198AHA(5) confirm that the operation
of s 198AHA(2) does not depend
upon such a determination.
Section 198AHA –
validity
- Unauthorised
maritime arrivals are aliens within the meaning of s 51(xix) of the
Constitution. Section 198AHA, in its operation in relation to the MOU and
the implementation by Nauru of its regional processing functions, facilitates
the removal of aliens from Australia and their removal to Nauru pursuant to
ss 198AB and 198AD of the Migration Act. In this regard, as Hayne J
observed in Plaintiff M76/2013 v Minister for Immigration, Multicultural
Affairs and
Citizenship[178],
"[r]emoval means removal to a place" (emphasis in original). Two
points may be made here. First, because the place to which an unauthorised
maritime arrival
is to be removed will be outside Australia, these provisions
necessarily have an extraterritorial operation. Secondly, unless a
sovereign
country to which the unauthorised maritime arrival is removed is willing and
able to receive such persons, the removal
of that person from Australia is not
reasonably practicable. Accordingly, within the statutory scheme, s 198AHA
seeks to ensure
the reasonable practicability of removal to a country willing
and able to receive these aliens. This operation is sufficient to
enable
s 198AHA to be characterised as a law with respect to aliens within
s 51(xix) of the
Constitution[179].
In this regard, and contrary to the plaintiff's submission, it is well settled
that s 51(xix) does not require that a law made thereunder operate
only on
aliens[180].
- It
must be accepted that the Commonwealth is authorised by s 198AHA(2) to
cause a restriction upon the liberty of an alien in the
country to which the
alien is removed only if that restriction is reasonably capable of being seen as
a necessary condition of the
willingness and ability of that country to receive
the alien for regional processing. In Plaintiff
M76[181],
Crennan, Bell and Gageler JJ said:
"The constitutional holding
in Lim ... was that laws authorising or requiring the detention in
custody by the executive of non-citizens, being laws with respect to
aliens
within s 51(xix) of the Constitution, will not contravene Ch III of
the Constitution, and will therefore be valid, only
if[182]:
'the detention which they require and authorize is limited to what is reasonably
capable of being seen as necessary for the purposes
of deportation or necessary
to enable an application for an entry permit to be made and considered.'"
- The
authority to cause the restriction on liberty conferred by s 198AHA(2) may
be seen to be incidental to s 198AD(2), which requires
the removal of
aliens from Australia, and hence to be necessary for the purposes of the
plaintiff's deportation from Australia.
As noted above, the facts agreed in the
Special Case establish that the detention in custody of the plaintiff was
effected by the
Republic of Nauru, not by the Commonwealth. Even if these facts
do not prevent the conclusion that the Commonwealth caused the liberty
of the
plaintiff to be restricted in Nauru, they do establish that any restraint on
liberty which the Commonwealth caused served
to facilitate the removal of the
plaintiff from Australia to Nauru because the plaintiff's detention in custody
in Nauru by Nauru
was a condition of Nauru's readiness and willingness to
receive the plaintiff.
- It
may also be noted here that the authority which s 198AHA(2) confers to
cause detention in custody and to make payments is confined
to causing detention
or making payments related to the implementation of the MOU or the regional
processing functions of Nauru.
As a result, as the Solicitor-General of the
Commonwealth rightly accepted, the authority conferred on the executive
government of
the Commonwealth by s 198AHA(2) expires when the regional
processing functions of Nauru come to an end.
- Finally,
the plaintiff's submission that regional processing is punitive because it is
designed to have a deterrent effect on the
movement of asylum seekers must be
rejected. A deterrent effect may be an intended consequence of the operation of
regional processing
arrangements, but the immediate purpose of s 198AHA is
the facilitation of the removal of unauthorised maritime arrivals from
Australia.
- In
summary as to the validity of s 198AHA, the authority conferred by
s 198AHA(2)(a) to cause the plaintiff's liberty to be restrained
is
"reasonably capable of being seen as necessary for the purposes of deportation"
of aliens. Accordingly, it does not "contravene
Ch III's insistence that
the judicial power of the Commonwealth be vested exclusively in the courts which
it
designates."[183]
The
determination of the questions
- Given
these conclusions, the questions posed in the Special Case for determination by
this Court should be answered only to the extent
necessary for the resolution of
the matter concerning the defendants' participation in the plaintiff's detention
in custody in Nauru.
I would answer as follows:
(1) The plaintiff
has standing to seek a declaration that the conduct of the Commonwealth or the
Minister in procuring, funding and
participating in the plaintiff's detention in
Nauru was not authorised by a valid law of the Commonwealth or was not part of
the
executive power of the Commonwealth.
(2) The conduct of the Commonwealth was authorised by s 198AHA of the
Migration Act. Section 198AHA is a valid law of the Commonwealth. It is
unnecessary to answer whether it was also authorised by s 61 of the
Constitution or other legislation.
(3) The plaintiff is not entitled to the declaration sought. The proceedings
should be dismissed.
(4) The plaintiff should pay the defendants' costs.
GORDON J.
Introduction
- The
Plaintiff, a Bangladeshi national, was on board a vessel intercepted at sea by
officers of the Second Defendant ("the Commonwealth")
and was then transferred
to a Commonwealth vessel and taken to Christmas Island. Upon entering the
migration
zone[184] at
Christmas Island, the Plaintiff did not hold any visa to enter or remain in
Australia and became an "unlawful
non-citizen"[185]
and an "unauthorised maritime
arrival"[186]
under the Migration Act 1958 (Cth) ("the Migration Act"). The Plaintiff
was detained by officers of the Commonwealth under s 189 of the Migration
Act.
- On
22 January 2014, officers of the Commonwealth took the Plaintiff to the Republic
of Nauru ("Nauru"), a regional processing
country[187],
pursuant to s 198AD(2) of the Migration Act. The Plaintiff arrived on
Nauru on 23 January 2014. For the purposes of effecting that taking of the
Plaintiff to Nauru, officers
of the Commonwealth exercised powers in
s 198AD(3) of the Migration Act, and upon the commencement of the exercise
of those powers, the Plaintiff ceased to be detained pursuant to s 189 of
the Migration Act. Any detention of the Plaintiff that occurred while she was
being taken to Nauru pursuant to s 198AD(2) of the Migration Act was for
the purpose of taking the Plaintiff to Nauru.
- On
21 January 2014, an officer of the Commonwealth, without seeking the Plaintiff's
consent, had applied on behalf of the Plaintiff
to the Secretary of the
Department of Justice and Border Control of Nauru ("the Nauruan Justice
Secretary") for a "regional processing
centre visa" ("RPC
Visa")[188].
On 23 January 2014, the Principal Immigration Officer of Nauru granted a
RPC Visa to the
Plaintiff[189].
On the expiry of that visa (and a subsequent visa), the Principal Immigration
Officer of Nauru
granted[190]
the Plaintiff a further RPC Visa. Each RPC Visa specified that the Plaintiff
had to reside at the regional processing centre on
Nauru ("the Nauru
RPC")[191].
The Plaintiff resided at a compound within the Nauru RPC known as "RPC3".
- In
March 2014, the Commonwealth made a contract with Transfield Services
(Australia) Pty Ltd ("Transfield"), the Third Defendant,
to operate the Nauru
RPC ("the Transfield Contract"). Under that contract, Transfield was required
to and did restrict the Plaintiff's
liberty. Transfield could engage, and has
engaged, subcontractors to perform the Transfield Contract. But under the
Transfield
Contract the Commonwealth can, at any time and at its discretion,
take over the operation of the Nauru RPC from Transfield and its
subcontractors.
- The
Plaintiff is unwilling to return to Bangladesh because the Plaintiff claims to
be a
refugee[192].
The Plaintiff applied to the Nauruan Justice Secretary to be recognised by Nauru
as a refugee under s 5 of the Refugees Convention Act 2012 (Nauru)
("the Refugees Convention Act"). That application has not been determined.
- On
2 August 2014, the Plaintiff was brought to Australia for the temporary purpose
of undergoing review in a centre of medical excellence.
The Plaintiff remains
in Australia.
- In
the proceedings in this Court, the Plaintiff seeks an injunction against the
First Defendant ("the Minister") and other officers
of the Commonwealth and a
writ of prohibition prohibiting them from taking steps to remove her to Nauru if
she is to be detained
at the Nauru RPC. The Plaintiff also seeks orders
prohibiting and restraining the Commonwealth from making any further payments
to
Transfield and a declaration to the effect that her detention on Nauru was
unlawful under Australian law.
- Questions
were stated for the opinion of the Full Court by way of a Special Case and
concern two time periods – the period
when the Plaintiff was detained on
Nauru ("the past conduct") and the future period if the Plaintiff were to be
returned to Nauru
("future arrangements").
- In
relation to the past conduct, the questions stated for the opinion of the Full
Court (Questions 1-5) ask, in substance, whether
the Commonwealth detained the
Plaintiff on Nauru and, if so, whether the Commonwealth Parliament has power to
pass a law authorising
the detention of an alien by the Commonwealth, outside
Australia, and after the Commonwealth has exercised its undoubted power to
expel
that alien from Australia or prevent entry by that alien into Australia.
- The
Commonwealth denies that it detained the Plaintiff on Nauru at any time between
January and August 2014 but it says that in any
event s 198AHA of the
Migration Act gave the Executive the power to detain her on Nauru after the
Executive had prevented her from entering Australia and her removal
from
Australia was complete.
- These
proceedings are concerned only with the powers of the Commonwealth. These
proceedings must focus upon what the Commonwealth
has done, or what it would
propose to do if the Plaintiff were again to be taken to Nauru. It is neither
relevant nor appropriate
for this Court to pass any judgment upon what the
Government of Nauru has done or proposes to do. In particular, it is neither
relevant
nor appropriate for this Court to ask whether or to what extent Nauru
has detained or could detain the Plaintiff. To answer the
questions about the
past conduct, it is necessary to address the nature, and extent, of the acts and
conduct of the Commonwealth
in relation to the Plaintiff and her detention on
Nauru. That analysis will explain that the Plaintiff was detained by the
Commonwealth
on Nauru.
- And
it is that detention which raises the fundamental question of the power of the
Commonwealth Parliament to pass a law authorising
the detention of an alien by
the Commonwealth outside Australia and after the Commonwealth has exercised its
undoubted power to expel
that alien from Australia or prevent entry by that
alien into Australia. The established and unchallenged
doctrine[193]
of this Court requires the conclusion that in the circumstances set out in the
Special Case, to the extent that s 198AHA purported
to authorise the
Executive to effect that detention, s 198AHA of the Migration Act is
invalid and no other power supports that detention.
- In
relation to any future arrangements, these reasons will explain that it is not
appropriate to answer the stated questions (Questions
6-12) because they are
hypothetical. Questions 13 and 14 are directed to the form of relief and costs
and are addressed below.
Facts
- This
section of the reasons will address the arrangements the Commonwealth made in
relation to Nauru and the nature and extent of
its involvement on Nauru. The
facts were stated in the Special Case.
- The
facts primarily concern the past conduct as it involved the detention of the
Plaintiff on Nauru. Any future arrangements if
the Plaintiff were returned to
Nauru are addressed in Part (6) of this section of the
reasons.
(1) Steps taken by the Minister under the Migration
Act
- Nauru
was designated a "regional processing country" under s 198AB(1) of the
Migration Act in September 2012. On 29 July 2013 and 15 July 2014, the Minister
made
directions[194]
with respect to the regional processing countries to which particular classes of
unauthorised maritime arrivals must be taken. Nauru
was listed in each
direction.
(2) International arrangements
(a) MOU
- The
Commonwealth and Nauru signed a "Memorandum of Understanding ... relating to the
transfer to and assessment of persons in Nauru,
and related issues" ("the MOU")
on 3 August 2013. The MOU remains in effect.
- The
Preamble to the MOU records that the Commonwealth and Nauru are State parties to
the Refugees Convention and acknowledge the
importance of inter-country
co-operation to undermine the "People
Smuggling"[195]
industry; that the Commonwealth and Nauru share a longstanding bilateral
relationship of co-operation on migration and in combating
transnational crime;
that "Irregular
Migration"[196]
is a continuing challenge for the Asia-Pacific region; and that the Commonwealth
"appreciates the acceptance by [Nauru] to host Transferees
in Nauru, including
at one or more Regional Processing Centres or under community-based
arrangements, and to provide Transferees
who [Nauru] determines to be in need of
international protection with settlement opportunities". A "Transferee" is a
person transferred
to Nauru pursuant to the MOU. The Plaintiff was and remains
a Transferee.
- The
Preamble also refers to the Fourth Ministerial Conference of the Bali Process on
People Smuggling, Trafficking and Related Transnational
Crime[197].
The Preamble records that, having regard to those and other matters, the
Commonwealth and Nauru had reached a "common understanding
regarding the
transfer, assessment and settlement arrangements, whereby [the Commonwealth]
would Transfer persons to Nauru for processing
of any asylum claims that
Transferees may raise and [Nauru] would settle an agreed number of those who it
determines are in need
of international protection".
- Three
objectives are listed in the
MOU[198].
First, combating People Smuggling and Irregular Migration in the Asia-Pacific
region is stated as a shared objective. That objective
goes on to record that
transfer arrangements and the establishment of regional processing centres
("RPCs") are a visible deterrent
to people smugglers. The second stated
objective is enabling "joint cooperation, including the development of enhanced
capacity
in Nauru, to address these issues". The third stated objective is that
because the Commonwealth and Nauru understand the importance
of regional
co-operation, they have determined to continue discussions as to how these
transfer, assessment and settlement arrangements
might over time be broadened
under the regional co-operation framework.
- The
MOU records that the Commonwealth and Nauru are to conduct all activities in
respect of the MOU in accordance with their own
Constitutions and "all relevant
domestic
laws"[199].
- The
Commonwealth bears "all costs incurred under and incidental to" the MOU. The
MOU acknowledges that this may require the additional
development of
infrastructure or services on Nauru but goes on to state that it is envisaged
that there will be a broader benefit
for communities in which those settled are
initially
placed[200].
- Operation
of the MOU is then
addressed[201].
The Commonwealth may transfer but Nauru will accept Transferees
from
Australia[202].
"Administrative measures" giving effect to the MOU were to be settled between
the Commonwealth and Nauru. Further specific arrangements
could be made, as
jointly determined to be necessary, on more particular aspects of the MOU for
the purpose of giving effect to its
objectives[203].
- After
identifying the persons who were to be transferred to
Nauru[204],
the MOU records that Nauru will host one or more RPCs for the purposes of
the MOU and may also host Transferees under other
arrangements[205].
The "[o]utcomes" for the Transferees are identified as
follows:
"12. [Nauru] undertakes to enable Transferees who it determines are in need of
international protection to settle in Nauru, subject
to agreement between [the
Commonwealth and Nauru] on arrangements and numbers. This agreement between
[the Commonwealth and Nauru]
on arrangements and numbers will be subject to
review on a 12 monthly basis through the Australia-Nauru Ministerial Forum.
- [The
Commonwealth] will assist [Nauru] to settle in a third safe country all
Transferees who [Nauru] determines are in need of international
protection,
other than those who are permitted to settle in Nauru pursuant to Clause
12.
- [The
Commonwealth] will assist [Nauru] to remove Transferees who are found not to be
in need of international protection to their
countries of origin or to third
countries in respect of which they have a right to enter and reside."
- On
the question of timing, and subject to cl 12, the MOU records that the
Commonwealth is to make all efforts to ensure that all
Transferees depart Nauru
within as short a time as is reasonably necessary for the implementation of the
MOU, bearing in mind the
objectives set out in the Preamble and
cl 1[206].
- In
relation to "[c]o-operation", the MOU records that "[c]ommunications concerning
the day-to-day operation of activities undertaken
in accordance with this MOU
will be between the [Nauruan Justice Secretary] and the Australian Department of
Immigration and
Citizenship"[207].
A Joint Committee was to be established with responsibility for the oversight of
the practical arrangements required to implement
the
MOU[208].
The Joint Committee was required to meet regularly and was to be co-chaired by
mutually agreed representatives of the Australian
Department of Immigration and
Citizenship and Nauru. Relevant non-government organisations and service
providers could participate
in the Joint Committee, where appropriate.
- It
is evident from the terms of the MOU that it was intended that the Commonwealth
would maintain a significant involvement in the
outcome for each Transferee
after their removal to Nauru, in the day-to-day operation of processing
activities and in overseeing
the practical arrangements to implement the MOU.
(b) Administrative Arrangements
- On
11 April 2014, the Secretary of the Department of Immigration and Border
Protection of the Commonwealth and the Nauruan Minister
for Justice signed a
document on behalf of their respective governments entitled "Administrative
Arrangements for Regional Processing
and Settlement Arrangements in Nauru:
Supporting the [MOU]" ("the Administrative Arrangements"). The Administrative
Arrangements
remain in effect. They form part of the "Administrative measures"
referred to in cl 8 of the MOU.
- Clause
1.1 of the Administrative Arrangements confirms that, consistent with cl 6
of the MOU, the Commonwealth will "bear all costs
incurred under and incidental
to the MOU, including any reasonable costs associated with legal claims arising
from activities under
the MOU", but "excluding costs resulting from actions by
employees or agents of [Nauru] that are malicious, fraudulent, illegal or
reckless".
- The
Administrative Arrangements deal with the transfer process from Australia to
Nauru[209].
After identifying that a Transferee is a person who is able to be transferred to
Nauru under Australian
law[210],
amongst other requirements, cl 2.2.6 of the Administrative Arrangements
records that:
"Australian officials will lodge applications with
[Nauru] for [RPC Visas] for Transferees pursuant to subsection 9(3) of the
Nauru Immigration Regulations 2013 as soon as reasonably
practicable prior to the scheduled departure of a flight or arrival of a sea
vessel."
- Nauru
is to process those visas "as soon as reasonably
practicable"[211].
When the Transferees arrive on Nauru, "Service
Providers"[212]
with assistance from Nauruan officials are to escort the Transferees to
transport and take them to a
RPC[213].
There is currently one RPC on Nauru, the Nauru RPC, comprising three sites known
as RPC1, RPC2 and RPC3. On arrival at the Nauru
RPC, it is the Australian
officials who provide all relevant documentation to "Staff
Members"[214].
That documentation may include Transferee files and identity
documents[215].
- The
arrangements at the Nauru RPC are then addressed. Nauru appoints an Operational
Manager responsible for the day-to-day management
of the Nauru
RPC[216].
That Operational Manager is declared to hold that position under s 3(2) of
the Asylum Seekers (Regional Processing Centre) Act 2012 (Nauru) ("the
RPC Act"). The Operational Manager is supported by contracted Service Providers
and Staff
Members[217].
It is the Operational Manager, with assistance from Service Providers, who
monitors the welfare, conduct and safety of
Transferees[218].
The Commonwealth appoints a Programme Coordinator, who is responsible for
managing all Australian officers and services contracts
in relation to the Nauru
RPC, including by ensuring that all contractors deliver the contracted services.
This is done "in close
liaison with the Operational
Manager"[219].
The role of the Programme Coordinator under the Administrative Arrangements has
at all times been filled by an officer of the Department
of Immigration and
Border Protection of the Commonwealth.
- Security
at the Nauru RPC is provided by a Service
Provider[220].
As will become apparent, that Service Provider is contracted by the Commonwealth
and is Transfield. It will be necessary to return
to consider the terms of
Transfield's engagement by the Commonwealth in Part (4) of this section of the
reasons below.
- The
duration and purpose of a Transferee's stay at the Nauru RPC are addressed in
cl 4.2 of the Administrative Arrangements. Nauru
is to accommodate
Transferees at the Nauru RPC "while their claim to be recognised as a Refugee
under Nauruan law and/or claims for
the purposes of Clause 19(c) of the MOU are
assessed"[221].
Clause 19(c) of the MOU is an assurance by Nauru that it will "not send a
Transferee to another country where there is a real risk
that the Transferees
[sic] will be subjected to torture, cruel, inhumane or degrading treatment or
punishment, arbitrary deprivation
of life or the imposition of the death
penalty".
- The
Administrative Arrangements record that the refugee status determination is to
be made under Nauruan
law[222].
However, the Commonwealth is to engage and fund contractors to assist in that
refugee status determination
process[223]
and to assist Nauru to develop arrangements for the administration of those
determinations[224].
Nauru is to provide access to a merits review process for a Transferee
determined not to be a refugee after preliminary
determination[225].
The Commonwealth funds the costs of that
review[226].
- Outcomes
for Transferees are addressed in cl 6 of the Administrative Arrangements.
The arrangements record that the Commonwealth
and Nauru will agree to
arrangements to cover "their respective responsibilities relating to the
settlement of Refugees and other
persons in need of international protection in
Nauru under Clause 12 of the
MOU"[227] and
that the Commonwealth will meet agreed settlement support costs for those
settled on
Nauru[228].
- Where
it is determined that a Transferee does not engage international protection
obligations, the Administrative Arrangements record
two important matters:
first, that the Commonwealth and Nauru accept that voluntary return to the
Transferee's home country or a
third country that they have a right to enter and
reside in is the preferred
option[229];
and second, that in the case of involuntary removal, Nauru may order the removal
of a Transferee and the Commonwealth will assist
Nauru in accordance with
cl 14 of the
MOU[230].
- Governance
of the Nauru RPC is addressed in cl 8 of the Administrative Arrangements.
Two principal methods are set out – a
Joint Committee (being that
identified in cl 22 of the MOU) to provide advice on practical arrangements
to implement the MOU including
issues relating to the stay of
Transferees[231];
and a Joint Working Group to liaise on the technical, operational and legal
aspects of the operation and management of the Nauru
RPC[232].
- The
Commonwealth has a significant role in relation to the Joint Committee and the
Joint Working Group. The work of the Joint Committee
relates to the
implementation and operation of the Nauru RPC. It convenes on a regular basis
and its membership includes representatives
from the Nauruan and Commonwealth
Governments, including subject matter experts from the Minister's Council on
Asylum Seekers and
Detention. The Deputy Commonwealth Ombudsman is an observer.
It is co-chaired by mutually agreed representatives of the Nauruan
Government
and the Department of Immigration and Border Protection of the Commonwealth.
- The
Joint Working Group meets weekly to discuss matters relating to the Nauru RPC,
including construction, general updates on regional
processing issues, visas,
legal challenges, staffing statistics and training, activities for Transferees
and refugees, and events
occurring inside and outside the Nauru RPC. The Joint
Working Group is chaired by the Nauruan Minister for Justice and Border Control
("the Nauruan Justice Minister"), and members include the Australian High
Commissioner for Nauru and officers of the Department of
Immigration and Border
Protection of the Commonwealth. Each Operational Manager is a standing member
of the Joint Working Group.
- Unsurprisingly,
the Commonwealth occupies an office at the Nauru RPC, at which officers of the
Australian Border Force of the Commonwealth
carry out functions in relation to
Transferees or the Nauru RPC. Those functions include managing Service Provider
contracts, managing
and monitoring Commonwealth-funded projects, including
construction projects, and managing relationships and communication between
the
Commonwealth, Service Providers, and the Government of Nauru. The officers wear
official clothing bearing the insignia of the
Australian Border Force of the
Commonwealth and the Australian coat of arms.
- What
is described as "Regional Cooperation Framework and Processing" is then dealt
with as follows:
"9.1 In support of a Regional Cooperation Framework, the MOU between [the
Commonwealth] and Nauru enable [sic] joint cooperation,
including the
development of enhanced capacity in Nauru, to address people smuggling and
irregular migration issues in the Asia-Pacific
region.
9.2 Both countries will undertake a broad range of functions under the Regional
Cooperation Framework. Including:
(a) processing protection claims for persons seeking asylum;
(b) providing learning and training opportunities for officials in the region to
undertake refugee status determinations;
(c) administering capacity building activities to develop practical skills in
asylum processes (such as registration and reception
practices);
(d) assisting with the development of international protection frameworks,
including the development of domestic legislative frameworks
as a complement to
other capacity building activities in Nauru (and/or other countries in the
region); and
(e) using [RPC] facilities to provide short-term, temporary facilities to assist
in the response to emergency situations.
9.3 [The Commonwealth] will provide skills development and training
opportunities to the local Nauruan workforce employed in a [RPC]
to build their
skills and knowledge in relation to their
employment."
(3) Nauruan law
(a) Immigration Act 2014 (Nauru) and Immigration Regulations 2014
(Nauru)
- As
seen earlier, a RPC Visa is one of the visas that may be
granted[233]
under the Immigration Regulations 2014
(Nauru)[234].
The fee for a RPC Visa,
$3,000[235],
is payable by the Commonwealth when a demand for its payment is made on behalf
of
Nauru[236].
Such a visa may only be granted to an offshore entry person within the
meaning of the Migration Act who is to be, or has been, brought to Nauru under
s 198AD of the Migration Act or a person who is to be, or has been, brought
to Nauru under s 199 of the Migration
Act[237]. An
application for such a visa must be made before the entry into Nauru of the
Transferee and can only be made by an officer of
the
Commonwealth[238].
- A
RPC Visa may only be granted for one of the following
purposes[239]:
"(a) the making by the [Nauruan Justice] Secretary of a determination in respect
of the person under section 6 of the [Refugees Convention Act];
(b) enabling a person in respect of whom the [Nauruan Justice] Secretary has
made a determination that he or she is not recognised
as a refugee, or a
decision to decline to make a determination on his or her application for
recognition as a refugee, to remain
in Nauru until all avenues for review and
appeal are exhausted and arrangements are made for his or her removal from
Nauru;
(c) enabling a person whose recognition as a refugee has been cancelled to
remain in Nauru until all avenues for review and appeal
are exhausted and
arrangements are made for his or her removal from Nauru;
(d) enabling a person in respect of whom the [Nauruan Justice] Secretary has
made a determination that he or she is recognised as
a refugee to remain in
Nauru pending the making of arrangements for his or her settlement in another
country;
(e) enabling a person [who is to be, or has been, brought to Nauru under
s 199 of the Migration Act] to reside, as a dependant, with the holder of a
[RPC Visa] issued for a purpose mentioned in paragraph (a), (b), (c) or
(d)."
- Conditions
attaching to a RPC Visa include that the holder must reside in premises
specified in the
visa[240].
- If
a holder of a RPC Visa is notified in writing that a determination has been made
that the holder is recognised as a refugee, is
granted derivative status or is
in need of complementary protection, the RPC Visa automatically becomes a
temporary settlement
visa[241].
The fee for that visa is $3,000 a month and paid by the
Commonwealth[242].
- A
Commonwealth officer has made application to the Nauruan Justice Secretary for a
RPC Visa[243]
in respect of each Transferee taken to Nauru since its designation as a regional
processing country. Each application has been granted.
- In
making an application for a RPC Visa on behalf of a Transferee, Commonwealth
officers did not as a matter of practice, and were
not required by the law of
Nauru to, seek the consent of the Transferee. On the expiry of a RPC Visa held
by a Transferee, which
occurs not more than three months after the RPC Visa is
granted[244],
it has been the general practice of the Nauruan Justice Secretary to grant a
further RPC Visa to the
Transferee[245]
without requiring a further application by a Commonwealth officer for a further
RPC Visa for that Transferee and without seeking
the consent of that Transferee.
It has been the invariable practice on Nauru for the form of the RPC Visa issued
in respect of Transferees
to specify the Nauru RPC as the place at which the
Transferees must reside. The Commonwealth has paid all RPC Visa fees payable,
which, as at 30 March 2015, totalled $27,893,633. Following arrival on
Nauru, all Transferees have resided at the Nauru RPC.
(b) RPC
Act
- The
RPC Act is stated to be "[a]n Act to regulate the operation of centres at which
asylum seekers and certain other persons brought
to Nauru under the Migration
Act 1958 of the Commonwealth of Australia are required to reside; to
establish certain protections for those persons and set out their obligations;
to impose duties on the person managing operations at a centre and confer powers
on certain persons in relation to a centre or persons
residing there; to appoint
the Minister as guardian of certain children and for related purposes".
- The
RPC Act prescribes the duties of the "Operational
Manager"[246].
In s 3(1) of the RPC Act, "Operational Manager", in relation to a RPC, is
defined to mean "the person (however described) who has
been given
responsibility by the Commonwealth of Australia or by the Minister for managing
operations at the centre and who is declared
under subsection (2)". A careful
reader will notice that under the RPC Act a person can be given this
responsibility by the Commonwealth
or by a Nauruan Minister. That is not
consistent with the definition of Operational Manager in the Administrative
Arrangements[247].
The duties of an Operational Manager are set out in ss 5, 6 and 7 of the
RPC Act. It is unnecessary to list each of them. It is
sufficient for present
purposes to record that the Operational Manager is to ensure that each
Transferee residing at the Nauru RPC
is treated in a fair and humane manner
consistent with the law of
Nauru[248]
and is provided with certain facilities and
protections[249].
A particular duty imposed on the Operational Manager is to ensure that
restrictions on the movement of those at the Nauru RPC are
"limited to the
minimum necessary to maintain the security and good order" of the Nauru
RPC[250].
- An
important duty of the Operational Manager is to make rules ("the RPC Rules") for
the "security, good order and management" of
the Nauru RPC and the "care and
welfare" of the Transferees residing
there[251].
A Transferee residing at the Nauru RPC has to comply with those
rules[252].
It will be necessary to return to consider some aspects of the RPC Rules in the
next part of this section of the reasons.
- In
addition to the Operational Manager, the RPC Act provides for the appointment,
by the Nauruan Justice Secretary, of an "authorised
officer", being a staff
member employed by a Service Provider contracted to provide services for the
Nauru
RPC[253]. A
"staff member" is defined in the RPC Act to mean a person employed or engaged to
provide services at the Nauru RPC "or to assist
in any way in its management or
operation" and extends to include any officer of Nauru or the
Commonwealth who has been assigned duties at the Nauru RPC and any person
working as a volunteer at the Nauru
RPC[254].
- Transferees
residing at the Nauru RPC were detained at the Nauru RPC. They were not to
leave, or attempt to leave, the Nauru RPC
without prior approval from an
authorised officer, an Operational Manager or other
authorised persons[255].
Any Transferee found to have left or be attempting to leave the Nauru RPC
without prior approval commits an offence, which could
result in up to six
months
imprisonment[256].
Police are given the power to arrest absentees from the Nauru
RPC[257] and
are authorised to use reasonable
force[258].
The RPC Act provides for Transferees, in certain circumstances, to be required
to submit to a frisk
search[259],
a strip
search[260]
or a scanning
search[261].
(c) RPC Rules
- As
noted above, the RPC Rules stated that "[a]t all times, asylum seekers residing"
at the Nauru RPC had to:
"3.1.1 comply with these [RPC] Rules;
...
3.1.3 not leave, or attempt to leave, the [Nauru RPC] without prior approval
from an authorised officer, an Operational Manager or
other authorised persons,
except in the case of emergency or other extraordinary circumstance;
..."
- The
RPC Rules noted that, as explained above, a breach of r 3.1.3 was a
criminal offence which could result in up to six months
imprisonment[262].
Breaches of other RPC Rules (except rr 3.1.3 and 3.1.11) by asylum seekers
could result in the withdrawal of privileges. The extent
and type of penalty
was to be agreed between the Operational Managers and senior representatives of
the health, welfare and security
Service
Providers[263].
(4) Transfield
Contract
- Service
Providers for the provision of services at the Nauru RPC had to be engaged.
Those contracts with Service Providers were
entered into by the Commonwealth,
not Nauru.
- On
24 March 2014, the
Commonwealth[264]
and Transfield entered into the Transfield Contract, which was entitled
"Contract in relation to the Provision of Garrison and Welfare
Services at
Regional Processing Countries". The Transfield Contract remains in effect. The
site notified by the Commonwealth to
Transfield on Nauru, for the purposes of
the Transfield Contract, was and remains the Nauru RPC.
- What
is presently important is that Transfield and the Commonwealth were the
contracting parties. Transfield owed obligations to
the Commonwealth and the
Commonwealth took the benefit of those obligations. The Transfield Contract
provided that Transfield was
not the agent for the
Commonwealth[265].
That provision may have some relevance to tortious or contractual liabilities
incurred by Transfield but the provision does not
deny the fact that the
Commonwealth, by contract, procured and obliged Transfield to detain the
Plaintiff. This section of the reasons
will explain why that is so.
- The
primary objectives of the Transfield Contract are to provide "Services" to
Transferees and personnel at
RPCs[266].
The Services are set out in a Statement of Work attached as a schedule to the
contract[267].
The Services are divided into three Parts.
- Part
1, entitled "Nature of the Services", is instructive. It relevantly provides
that the "Department" requires garrison and welfare
services for Transferees and
personnel at "Offshore Processing
Countries"[268].
"Department" is defined as "the Commonwealth of Australia as represented by any
department, agency or authority of the Commonwealth
which is from time to time
responsible for administering this
Contract"[269].
Significantly, cl 1.1.2 of Pt 1 of Sched 1 to the Transfield Contract
records that "[t]he focus is on an end to end process, encompassing
transfers,
coordination and logistical services, governance, Offshore Processing Centre
(OPC) services, refugee determination assessment
and review and outcomes,
removals and returns and settlement in host countries".
- Clause
1.1.2 goes on to provide that "[h]ost governments are responsible for in-country
arrangements and operations with support
being provided by the Australian
government". The fact and significance of the Commonwealth's involvement is
recognised in cl 1.1.6,
which identifies the longer-term objective
as being "to support Regional Processing Countries to manage and administer the
suite of Offshore Processing activities
with a view to them becoming
increasingly independent in this regard".
- The
parameters within which "Offshore Processing" will operate are stated to include
"Australian and Host country legislation, Ministerial
directions, Joint Agency
Task Force (JATF) arrangements, Regional Resettlement Arrangement Memoranda of
Understanding and Regional
Resettlement Arrangement Administrative Arrangements
[and] Australia's international obligations, such as the United Nations Refugee
Convention and Convention on the Rights of a [sic]
Child"[270].
- Offshore
Processing Guidelines ("OPC Guidelines") are provided for in cl 1.5 of Pt 1
of Sched 1. Transfield is required to contribute
to the OPC Guidelines, limited
to matters relevant to the scope of works provided by
it[271]. The
OPC Guidelines must be submitted to the Department for review and
approval[272].
Moreover, Transfield must amend its draft section of the draft OPC Guidelines as
directed by the Department and then provide the
amended updated draft to the
Department for review and
approval[273].
Indeed, the OPC Guidelines could not be implemented until Transfield received
prior written approval from the
Department[274].
- Part
2 of the Statement of Work identifies the "Transferee Welfare Services" that are
to be provided by Transfield. Significantly,
Transfield co-ordinates the
reception, transfer and discharge processes at the Nauru
RPC[275].
- Part
3 of the Statement of Work identifies the "Garrison Services" that are to be
provided by Transfield. One of the Garrison Services
is security. For present
purposes, it is sufficient to note that the Department provides "security
infrastructure" at the Nauru
RPC, which may include "perimeter fencing, lighting
towers and an entry
gate"[276].
Transfield "must ensure that the security of the perimeter of the [Nauru RPC] is
maintained at all times in accordance with departmental policies and
procedures as notified from time to time by the
Department"[277]
(emphasis added). Transfield is required to, in conjunction with other Service
Providers, verify that all Transferees are present
and safe in the Nauru RPC at
least twice a
day[278] and
Transfield is "required" to "exercise use of force" within the Nauru RPC only in
certain
circumstances[279].
- Transfield
reports any complaints about the conduct of any of its staff or contractors, and
any other person working at the Nauru
RPC, to the Department of Immigration and
Border Protection of the Commonwealth.
- Finally,
reference should be made to cl 17.13 of the Transfield Contract, which
contains the Department's "Step in Rights". It provides
that if, at any time,
the Secretary of the Department "considers that circumstances exist which
require the Department's intervention,
the Department may, in its absolute
discretion, suspend the performance of any service by [Transfield], arrange for
the Department
or a third party to perform such suspended service or otherwise
intervene in the provision of the Services by giving written notice
to
[Transfield] (Step-in Right)".
(5) Other contracts
- On
2 September 2013, Transfield and Wilson Parking Australia 1992 Pty Ltd ("Wilson
Security"[280])
entered into a contract entitled "Subcontract Agreement General Terms and
Conditions in relation to the Provision of Services on
the Republic of Nauru"
("the 2013 Wilson Security Subcontract"). The 2013 Wilson Security Subcontract
was in effect from 2 September
2013 to 28 March 2014.
- On
28 March 2014, Transfield and Wilson Security entered into a second contract,
also entitled "Subcontract Agreement General Terms
and Conditions in relation to
the Provision of Services on the Republic of Nauru" ("the 2014 Wilson Security
Subcontract"). The
2014 Wilson Security Subcontract was in effect from 28 March
2014 and remains in effect. Approval for entry into the 2013 Wilson
Security
Subcontract and the 2014 Wilson Security Subcontract, as required by cl 6.1
of the Transfield Contract, was given by the
Commonwealth on 26 July 2013 and 28
March 2014, respectively.
- Representatives
of Transfield and Wilson Security meet daily, and Wilson Security provides
Transfield with reports concerning, among
other things, conditions at the Nauru
RPC and the persons resident there on a daily, weekly and monthly basis.
Transfield and Wilson
Security attend regular meetings with, and provide reports
to, the Department of Immigration and Border Protection of the Commonwealth
and
Nauru.
- Wilson
Security reports any security incident that occurs at the Nauru RPC to the
Department of Immigration and Border Protection
of the Commonwealth and to
Nauru.
- The
Commonwealth also has contracts with other Service Providers for the provision
of services to Transferees including Transferees
who reside at the Nauru
RPC[281].
These Service Providers do not have contracts with, and are not remunerated for
their services by, Nauru.
(6) Changes in arrangements including
future arrangements
- The
facts set out in Parts (1)-(5) above were directed to the arrangements in place
when the Plaintiff resided at the Nauru RPC.
Most of the formal arrangements
– the legislation, the regulations and the contractual arrangements
– have not been
relevantly amended or modified. This part of the reasons
addresses some of the changes to the arrangements in relation to Transferees
on
Nauru that occurred in February and March 2015 and announcements made in October
2015.
- Since
25 February 2015 at RPC3, and since 21 March 2015 at RPC2, the Operational
Managers of the Nauru RPC have exercised their discretion
under s 18C of
the RPC Act and r 3.1.3 of the RPC Rules to implement, as a matter of
policy and practice, but not at the date of
this Special Case reduced to writing
in a document issued by the Operational Managers, what they refer to as "open
centre arrangements".
- Pursuant
to those arrangements (which were able to be amended or terminated at any time
without any obligation to give reasons),
Transferees residing at the Nauru RPC
could be granted permission to leave the Nauru RPC each Monday, Wednesday,
Friday, Saturday
and Sunday, unescorted, between 9am and 9pm ("the OCA Days"),
subject to stated conditions.
- A
Transferee was eligible to participate in the open centre arrangements if they
completed an orientation programme, received a medical
clearance, were not the
subject of a behaviour management plan (because, for example, they had breached
the RPC Rules), had signed
a code of conduct and had received a health and
security clearance certificate.
- If
a Transferee satisfied these criteria, the Operational Manager of the site of
the Nauru RPC in which the Transferee was resident
could approve the Transferee
to participate in the open centre arrangements. Once approved, the Transferee
was permitted to leave
the Nauru RPC through a designated exit point each OCA
Day between 9am and 9pm, unless the permission was revoked. All Transferees
so
approved were required to return to the Nauru RPC no later than 9pm on each OCA
Day.
- From
the start of the open centre arrangements in February 2015 until 24 August
2015, an average of 69 Transferees residing in RPC3
(and 85 Transferees residing
in RPC2) participated in those arrangements each day (although the number of
Transferees who were eligible
to participate was greater). There was no cap on
the number of approved Transferees who could participate in the arrangements
each
OCA Day. During each OCA Day, approved Transferees could come and go as
they wished (including by returning to the Nauru RPC for
meals if they chose to
do so). A shuttle bus service facilitated the movement around Nauru of
Transferees who chose to leave the
Nauru RPC under the open centre arrangements.
- In
early October 2015, it was decided that the open centre arrangements would be
"expanded" to "allow for freedom of movement of
asylum seekers 24 hours per
day, seven days per week". On 2 October 2015, the following notice was
published in the Nauruan Government
Gazette by the Acting Nauruan Justice
Minister:
"REGIONAL PROCESSING – OPEN CENTRE
It is notified for general information that from Monday 05th October 2015, Open
Centre arrangements of the [Nauru RPC] will be expanded
to allow for freedom of
movement of asylum seekers 24 hours per day, seven days per week.
It is the intent of the Government of Nauru that these arrangements are
enshrined in legislation at the next sitting of Parliament.
The Operational Managers ... hereby approve all asylum seekers residing therein
to be eligible to participate in Open Centre
arrangements."
- On
4 October 2015, the Immigration (Amendment) Regulations No 3 2015 (Nauru), which
repealed reg 9(6)(b) and (c) of the Immigration
Regulations 2014 (Nauru),
were made under s 33 of the Immigration Act 2014 (Nauru). The
repeal of those regulations removed two conditions from a RPC Visa, namely, the
need for a health and security
clearance certificate to be granted before a
Transferee could leave the Nauru RPC and the further condition that once a
Transferee
obtained such a certificate, they were required to remain at the
Nauru RPC. It is to be noted that reg 9(6)(a), which imposes the
condition
that a holder of a RPC Visa reside at the Nauru RPC, was not repealed.
- As
the summary of these developments makes plain, most of the formal arrangements
addressed earlier – the legislation, the
regulations and the contractual
arrangements – have not been relevantly amended or modified.
Analysis
- This
section of the reasons will consider (1) the Plaintiff's standing to challenge
whether the Commonwealth was authorised in the
past to engage in the
conduct which the Plaintiff contends constituted detention of her by the
Commonwealth on Nauru (Question 1 of the
Special Case), (2) whether the
Commonwealth in fact detained the Plaintiff on Nauru, (3) whether the
Commonwealth was authorised
to detain the Plaintiff on Nauru (Questions 2 and 4
of the Special Case) and, (4) if so, whether that authorisation was beyond power
(Question 5 of the Special Case). It will be explained that Question 3,
concerning lawfulness of conduct under, and the validity
of, Nauruan law, does
not need to be
addressed[282].
(1) Standing
– Question 1
- The
Commonwealth
contended[283]
that the Plaintiff lacked standing to challenge whether the Commonwealth was
authorised to engage in the acts or conduct in the past
which the Plaintiff
contends constituted detention of her by the Commonwealth on Nauru. The
Commonwealth's contention should be
rejected.
- The
Plaintiff has standing to challenge the Commonwealth's past conduct. The
Plaintiff seeks a declaration that the acts or conduct
of the Minister or the
Commonwealth were or would be unlawful because they were or are neither
authorised or supported by a valid
law of the Commonwealth nor supported by or
based on a valid exercise of the executive power of the Commonwealth under
s 61 of the Constitution.
- The
declaratory relief sought by the Plaintiff is directed to a live legal
question[284]
– was her detention at the Nauru RPC unlawful under Australian law –
which, if answered in her favour, has foreseeable
consequences for the
Plaintiff. A declaration of that nature may provide the Plaintiff with a
possible entitlement to damages against
the Commonwealth for false imprisonment
because the Commonwealth was not authorised to detain her on Nauru, if that is
what it was
doing. Question 1 should be answered "yes".
- That
last issue – was the Plaintiff detained on Nauru by the Commonwealth
– will be addressed next.
(2) Was the Plaintiff detained on
Nauru by the Commonwealth?
- A
premise of many of the questions in the Special Case is that the conduct of the
Commonwealth "facilitated, organised, caused, imposed,
procured, or resulted in
the detention of the plaintiff at RPC3". In argument, the Plaintiff contended
that the detention had been
"funded, authorised, caused, procured and
effectively controlled by, and was at the will of, the Commonwealth". The
effect of this,
according to the Plaintiff, was that as a matter of substance
the Commonwealth detained the Plaintiff. That contention should be
accepted.
The Commonwealth detained the Plaintiff on Nauru. This part of the reasons will
explain why that is so.
- The
Commonwealth, by its acts and conduct, detained the Plaintiff outside Australia,
and after the Commonwealth had exercised its
undoubted power to expel the
Plaintiff (an alien) from Australia or prevent entry by the Plaintiff into
Australia. Those acts and
conduct were or at the least
included:
(1) making the directions on 29 July 2013 and 15 July
2014, pursuant to s 198AD(5) of the Migration Act, with respect to regional
processing countries to which particular classes of unauthorised maritime
arrivals must be taken and stipulating
that Nauru was such a country;
(2) signing the MOU with Nauru, whereby the Commonwealth could decide to
transfer unauthorised maritime arrivals to Nauru, would bear
all costs incurred
under or incidental to the MOU, would put in place and participate in the
Administrative Arrangements and the
day-to-day practical arrangements for the
implementation of the MOU on Nauru and would assist Nauru in removing
Transferees not found
to be in need of international protection;
(3) removing the Plaintiff from Christmas Island to Nauru pursuant to
s 198AD(2) of the Migration Act on 22 January 2014 and, for the purposes of
effecting that removal, exercising powers in s 198AD(3) of the Migration
Act;
(4) applying to the Nauruan Justice Secretary, without the consent of the
Plaintiff, for the grant of a RPC Visa to the Plaintiff
and paying to Nauru the
fee payable for the grant of the RPC Visa to the Plaintiff, whilst knowing that
the RPC Visa specified that
the Plaintiff had to reside at the Nauru RPC and
that the RPC Act also required the Plaintiff to reside at the Nauru RPC;
(5) on the Plaintiff's arrival on Nauru, first the Service Providers
contracted by the Commonwealth (with the assistance of Nauruan
officials)
escorting the Plaintiff to transport and taking her to the Nauru RPC and, then,
the Commonwealth officials providing all
the relevant documentation relating to
the Plaintiff to Staff Members at the Nauru RPC;
(6) having the power to contract with, contracting with, and paying for,
Transfield to provide the Nauru RPC;
(7) providing the "security infrastructure" at the Nauru RPC, which includes
"perimeter fencing, lighting towers and an entry gate";
(8) having the power to contract with, contracting with, and paying for,
Transfield to ensure that the security of the perimeter of
the Nauru RPC is
maintained at all times in accordance with policies and procedures as notified
from time to time by the
Commonwealth[285];
(9) "requiring" Transfield to "exercise use of force" within the Nauru RPC in
certain circumstances;
(10) having significant governance responsibilities and control at the Nauru
RPC, including participation in the Joint Committee,
participation in the Joint
Working Group, the power to appoint the Operational Manager responsible for the
day-to-day operation of
the Nauru RPC, the power to appoint the Programme
Coordinator responsible for managing all Australian officers and services
contracts
in relation to the Nauru RPC and the power to appoint the provider of
the Nauru RPC;
(11) having contracted for, and having, the power to terminate (at its own
discretion) the contract for the provision of the Nauru
RPC and to "Step In" and
take over the Nauru RPC; and
(12) having contracted for, and having, the power to control the content of
and compliance with the OPC Guidelines.
- The
Plaintiff could not leave Nauru. The Plaintiff was confined to the Nauru RPC.
The acts and conduct of the Commonwealth just
set out demonstrate that her
detention in the Nauru RPC was "facilitated, organised, caused, imposed [or]
procured" by the Commonwealth.
The Commonwealth asserted the right by its
servants (or Transfield as its
agent[286])
to apply force to persons detained in the Nauru RPC for the purpose of confining
those persons within the bounds of the place identified
as the place of
detention, the Nauru
RPC[287]. To
that end, the Commonwealth asserted the right by its servants or agents to
assault detainees and physically restrain them.
- Put
another way, there could be no dispute that the Commonwealth took the Plaintiff
to a place outside Australia (namely Nauru).
But, on Nauru, the Commonwealth
did not discharge the Plaintiff from its
detention[288].
Despite having removed the Plaintiff to a place outside
Australia[289],
the Commonwealth intended to and did exercise restraint over the Plaintiff's
liberty on Nauru, if needs be by applying force to
her. Notwithstanding that
there is no explicit mention of detention in the MOU or the Administrative
Arrangements, the Commonwealth
detained the Plaintiff on Nauru by its acts and
conduct.
- It
was agreed in the Special Case that, if Nauru had not sought to impose the
restrictions on the Plaintiff, none of the Commonwealth,
the Minister or
Transfield would have sought, or asserted any right, to impose such
restrictions. But that statement does not address
the acts or conduct which the
Commonwealth in fact engaged in. And to focus on the exercise of the
sovereign power by Nauru, or on the words "in custody" in the phrase
"detention in custody" in Chu Kheng Lim v Minister for
Immigration[290]
(addressed in detail below at [397]-[400]), is to distract attention from the
fundamental point to which Lim is directed and which this Court is here
asked to consider – the power of the Commonwealth Executive to detain an
alien and
thereby deprive her of her liberty.
- That
raises the next question – was that detention of the Plaintiff by the
Commonwealth on Nauru authorised?
(3) Was the Plaintiff's
detention by the Commonwealth on Nauru authorised? – Questions 2 and
4
- Questions
2 and 4 of the Special Case ask, in substance, the same question –
whether the detention of the Plaintiff by the
Commonwealth on Nauru was
authorised by s 61 of the Constitution, s 198AHA of the Migration Act
or s 32B of the Financial Framework (Supplementary Powers) Act 1997
(Cth), read with reg 16 and items 417.021, 417.027, 417.029 and 417.042 of
Sched 1AA to the Financial Framework (Supplementary
Powers) Regulations
1997 (Cth) ("the FFSP Act"). Both questions assume the validity of those
provisions. Question 2, however, further
assumes that certain restrictions
imposed on the Plaintiff were lawful under the law of Nauru and that the
specification in the RPC
Visa that the Plaintiff had to reside at the Nauru RPC,
s 18C of the RPC Act and r 3.1.3 of the RPC Rules were lawful and
valid under
the law of Nauru.
- Both
questions can be answered together. They can be answered together because, as
these reasons will explain when dealing with
Question 3 of the Special
Case[291],
whether the Plaintiff's detention on Nauru was lawful and valid under the law of
Nauru does not and cannot affect the lawfulness
of the Commonwealth's
detention of the Plaintiff on Nauru.
- The
Commonwealth contended that it was authorised by the Commonwealth Parliament or
by s 61 of the Constitution to detain the Plaintiff on Nauru. That
contention should be accepted insofar as it concerns s 198AHA of the
Migration Act. This part of the reasons will consider the Migration Act, and in
particular s 198AHA, the FFSP Act and the executive power of the
Commonwealth. The validity of s 198AHA is addressed in
Part (4)
below.
(a) Migration Act
- The
"framework" for the Plaintiff's transfer to Nauru has been set out above. On 22
January 2014, officers of the Commonwealth took
the Plaintiff to Nauru pursuant
to s 198AD(2) of the Migration Act. The Plaintiff arrived on Nauru on 23
January 2014. For the purposes of effecting that taking of the Plaintiff to
Nauru, officers
of the Commonwealth exercised powers in s 198AD(3) of the
Migration Act, at which time the Plaintiff ceased to be detained pursuant to
s 189 of the Migration Act. Any detention of the Plaintiff that occurred
while she was being taken to Nauru pursuant to s 198AD(2) of the Migration
Act was for the purpose of that taking and that taking alone. The detention of
the Plaintiff to that point was
lawful[292].
The detention of the Plaintiff to that point was necessary for the purposes of
making her removal to Nauru
complete[293].
If the acts or conduct of the Commonwealth stopped then, it could not be said
that the detention of the Plaintiff by the Commonwealth
effected to that
point was not authorised. However, as seen earlier, the acts or conduct of the
Commonwealth were far more extensive and extended
to detaining the Plaintiff on
Nauru.
- Section
198AHA provides:
"(1) This section applies if the Commonwealth enters into an arrangement with a
person or body in relation to the regional processing
functions of a
country.
(2) The Commonwealth may do all or any of the following:
(a) take, or cause to be taken, any action in relation to the arrangement or the
regional processing functions of the country;
(b) make payments, or cause payments to be made, in relation to the arrangement
or the regional processing functions of the country;
(c) do anything else that is incidental or conducive to the taking of such
action or the making of such payments.
(3) To avoid doubt, subsection (2) is intended to ensure that the Commonwealth
has capacity and authority to take action, without
otherwise affecting the
lawfulness of that action.
(4) Nothing in this section limits the executive power of the Commonwealth.
(5) In this section:
action includes:
(a) exercising restraint over the liberty of a person; and
(b) action in a regional processing country or another country.
arrangement includes an arrangement, agreement, understanding,
promise or undertaking, whether or not it is legally binding.
regional processing functions includes the implementation of any
law or policy, or the taking of any action, by a country in connection with the
role of the country
as a regional processing country, whether the implementation
or the taking of action occurs in that country or another
country."
- Section
198AHA(1) of the Migration Act provides that the section applies "if the
Commonwealth enters into an arrangement with a person or body in relation to the
regional
processing functions of a country". The Commonwealth accepts that it
does not refer in terms to entry into an arrangement with a
"country". However,
the word "person" engages s 2C(1) of the Acts Interpretation Act
1901 (Cth), which provides that:
"In any Act, expressions used
to denote persons generally (such as 'person', 'party', 'someone', 'anyone',
'no-one', 'one', 'another'
and 'whoever'), include a body politic or corporate
as well as an individual."
- There
is no dispute that Nauru is a "body politic". Section 198AHA extends to
arrangements the Commonwealth has with a body politic
in relation to regional
processing functions of a country.
- What
then is the "arrangement" to which s 198AHA(1) applies? The arrangement is
the arrangement entered into between the Commonwealth
and Nauru as evidenced by
the MOU. Entry into that arrangement by the Executive was authorised as an act
within the non-statutory
power of the Executive or as an act in execution
of the statutory power given in s 198AHA.
- Did
s 198AHA authorise the detention of the Plaintiff by the Commonwealth on
Nauru? In its terms, s 198AHA authorises what the Commonwealth
did –
restrain the Plaintiff's liberty on
Nauru[294].
It authorises the Commonwealth to "take, or cause to be taken, any action
in relation to the arrangement" (in this case the MOU) or the "regional
processing functions of the
country"[295].
"Action" is defined in s 198AHA(5) to include exercising restraint over the
liberty of a person in a regional processing country
or another country.
Moreover, "regional processing functions" is defined in s 198AHA(5) to
include "the implementation of any law
or policy, or the taking of any action,
by a country in connection with the role of the country as a regional processing
country,
whether the implementation or the taking of action occurs in that
country or another country". As the Commonwealth submitted, those
provisions,
in their terms, extend to authorise the detention of the Plaintiff by the
Commonwealth on Nauru in the Nauru RPC. The
next question in relation to
s 198AHA is whether it is beyond power. That question is addressed in Part
(4) below.
(b) The FFSP Act
- The
Commonwealth only relied on the FFSP Act if the Court did not accept that the
impugned conduct was supported by s 198AHA of the
Migration Act. The
impugned conduct was supported by s 198AHA but, as will be seen below, that
section is invalid. However, it is unnecessary
to address the provisions of the
FFSP Act because those provisions cannot and do not repair the more fundamental
deficiency that
will be identified in Part (4)
below.
(c) Executive power of the Commonwealth
- The
Commonwealth submitted that the impugned conduct was supported by its executive
power. However, no separate question arises
about executive power because if
s 198AHA is valid, the question of executive power is not reached, and if
s 198AHA is not valid,
the following analysis demonstrates that the
executive power of the Commonwealth cannot fill the
gap[296].
- That
last statement requires elaboration. The limits of the executive power in
s 61 of the Constitution have not been defined and there are "undoubtedly
significant fields of executive action which do not require express statutory
authority"[297].
But the executive power in s 61 is not unlimited.
- As
seen earlier, the entry into the MOU, an arrangement by the Executive, was
authorised as an act within the non-statutory power
of the Executive or as an
act in execution of the statutory power given in s 198AHA.
- But
the MOU says nothing about detention. It does not and cannot provide the
basis for the right to detain in s 198AHA of the Migration Act or for the
Plaintiff's detention on Nauru otherwise.
- The
executive power of the Commonwealth does not itself provide legal authority for
an officer of the Commonwealth to detain a person
and commit a
trespass[298].
Absent statutory authority, the Executive does not have power to
detain[299].
- Or,
to put the matter another way, the Executive "cannot change or add to the law;
it can only execute
it"[300].
That is what the Commonwealth sought to do by s 198AHA of the Migration Act
– to permit the Commonwealth to detain certain aliens, in a foreign state,
after those persons have been removed from (or denied
entry into) Australian
territory. That was seeking to change or add to the law, not execute the MOU.
That conclusion is not surprising.
It must be recalled that when the Executive
wishes to translate arrangements like the MOU into the domestic legal order, the
Executive
must procure the passage of legislation to implement those
arrangements "if it wishes to create individual rights and obligations
or change
existing rights and obligations under that legal
order"[301].
The executive power of the Commonwealth cannot fill the
gap[302].
- The
question, then, is whether s 198AHA is beyond power or contrary to Ch III
of the Constitution.
(4) Is s 198AHA beyond power? –
Question 5
- The
Commonwealth relied on a number of heads of power to support s 198AHA
– the aliens power, the immigration power, the external
affairs power and
the Pacific Islands power. Each will be considered in turn.
(a) Aliens power – s 51(xix) of the
Constitution
(i) Introduction
- Sections
198AB and 198AD of the Migration Act are laws with respect to aliens within
s 51(xix) of the
Constitution[303].
The scheme established by ss 198AB and 198AD regulates the entry of aliens
into, or provides for their removal from, Australia.
That is consistent with
the object of the Migration
Act[304].
But more importantly, a law regulating entry of aliens into or providing for
removal of aliens from Australia is a law with respect
to aliens.
- The
relevant operation of the law now in issue (s 198AHA) goes beyond
regulation of entry of aliens and goes beyond providing for removal of
aliens. It goes beyond those subjects by providing (in the operation now relied
upon by the Commonwealth)
for the Commonwealth to detain certain aliens, in a
foreign state, after those persons have been removed from (or denied entry into)
Australian territory. That operation of s 198AHA presents a
fundamental question about the power of the Parliament to provide for detention
by the Commonwealth
outside Australia. That is, it presents a fundamental
question about the powers (or more specifically, the limit of the powers)
of the
Commonwealth beyond its borders. Those powers are not unlimited.
(ii) Principles
- The
legislative powers conferred by s 51 are bounded by Ch III of the
Constitution. That is, the grants of legislative power contained in s 51
(which are expressly "subject to this Constitution") do not permit the conferral
upon any organ of the Executive Government of any part of the judicial power of
the
Commonwealth[305].
- The
principle identified in
Lim[306]
gives effect to the fundamental proposition that the Parliament's
legislative power to provide for the Executive to be able to effect
compulsory
detention, and associated trespass to the person, without judicial order is
limited. That principle is no less applicable
here, where detention by the
Commonwealth was effected by the Commonwealth's acts and
conduct[307].
- Laws
will be valid if "the detention which they require and authorize is limited to
what is reasonably capable of being seen as necessary
for the purposes of
deportation or necessary to enable an application for an entry permit to be made
and
considered"[308].
- Therefore,
the validity of the provisions upheld in Lim depended upon identifying an
exceptional reason permitting a law authorising executive detention. The
exceptions
recognised[309]
(and long since recognised) are the power to detain for expulsion or deportation
and the power to exclude admission or to deport.
That is, the legislative power
conferred by s 51(xix) extends to conferring upon the Executive authority
to detain an alien in custody to the extent necessary to make that expulsion or
deportation
effective[310].
That authority, when conferred in the context and for the purposes of executive
powers to receive, investigate and determine an
application by an alien for an
entry permit to Australia and (after determination) to admit or deport that
alien, is an incident
of those executive powers and to that limited extent does
not impermissibly restrict or infringe the judicial power of the Commonwealth
vested in Ch III
courts[311].
That authority is reflected in the object of the Migration Act – "to
regulate, in the national interest, the coming into, and presence in, Australia
of
non-citizens"[312]
– and the statement that, to advance that object, the Migration Act
is to provide "for the taking of unauthorised maritime arrivals from Australia
to a regional processing
country"[313].
That statement is not expressed to be an independent object. It is explicitly
stated in s 4(5) of the Migration Act as being to advance the only
object – "to regulate, in the national interest, the coming into, and
presence in, Australia of non-citizens".
- The
list of permissible purposes for executive detention under the aliens power may
not be
closed[314].
And this Court has said that the authority to detain an alien in custody extends
to a power to detain outside Australia's borders
for the purposes of repelling
entry and for the purposes of making removal from Australia
complete[315].
But whether that is the outer limit of the aliens power is not the question
here. The question is whether the detention of the
Plaintiff by the
Commonwealth after her removal to Nauru by the Commonwealth was complete is
validly authorised.
- Section
198AHA is part of a statutory
scheme[316].
Is s 198AHA a law with respect to aliens? The people s 198AHA deals
with may be aliens. But observing that they may be aliens
ignores the
fundamental question of the power of the Commonwealth Parliament to pass a law
requiring the detention of an alien outside
Australia and after the Commonwealth
has exercised its undoubted power to expel that alien from Australia, or prevent
entry by that
alien into Australia.
- Observing
that the law relates to persons who are aliens may establish that it prima facie
falls within the scope of the legislative
power with respect to aliens conferred
by
s 51(xix)[317].
But it does not say anything about whether the law nevertheless is beyond power
because the law goes beyond the limits identified
in
Lim[318].
Saying that the aliens power is "plenary" obscures the need to consider those
limits.
- As
was said in Lim, "any officer of the Commonwealth Executive who purports
to authorize or enforce the detention in custody of ... an alien without
judicial mandate will be acting lawfully only to the extent that his or her
conduct is justified by valid
statutory provision" (emphasis
added)[319].
- The
"constitutional" holding in Lim was described in Plaintiff M76/2013 v
Minister for Immigration, Multicultural Affairs and Citizenship in the
following
terms[320]:
"[T]hat
laws authorising or requiring the detention in custody by the executive of
non-citizens, being laws with respect to aliens
within s 51(xix) of the
Constitution, will not contravene Ch III of the Constitution, and will therefore
be valid, only if: 'the detention which they require and authorise is
limited to what is reasonably capable of being seen as necessary for the
purposes of deportation or necessary to enable an application for an entry
permit to be made and considered.'" (emphasis added,
footnote omitted)
- It
is the application of those principles to s 198AHA that is considered
next.
(iii) Application of principles
- Section
198AHA is invalid because it "contravene[s] Ch III's insistence that the
judicial power of the Commonwealth be vested exclusively
in the courts which it
designates"[321].
It does that because it restricts liberty otherwise than by judicial order and
beyond the limits of those few and confined exceptional
cases where the
Executive, without judicial process, can detain a person.
- Section
198AHA does not deal with the power to exclude admission or to deport.
Exclusion and deportation are complete and finally
effective on landing on
Nauru. Section 198AHA is relied upon as authorising the Executive to detain
persons on Nauru. But there
is a fundamental problem. The aliens power does
not authorise a law which permits or requires detention in those circumstances.
It does not authorise that kind of law because the involuntary detention of
persons at the behest of the Executive is permitted
in only exceptional
circumstances. Detention under s 198AHA does not fall within either of the
recognised exceptions in Lim. And a new exception should not be created
for this kind of detention. This section of the reasons will explain these
conclusions.
- First,
a preliminary point should be made. The fact that the place of detention is
outside Australia does not mean that legislative
power is relevantly
unconstrained. The Parliament's legislative powers are not larger outside the
territorial borders than they
are within the borders. Put another way, what the
Commonwealth contends amounts, in effect, to an argument that s 51(xix)
permits Parliament to enact a law allowing the Executive Government to do
anything to the person or property of any person who is an alien so long
as the conduct occurs outside the territorial borders of Australia.
Why is the
"aliens" power to be read as circumscribed by Ch III in the case of laws dealing
with conduct in Australia but not affected
by Ch III so long as the conduct
occurs outside Australia?
- The
detention of the Plaintiff by the Commonwealth on Nauru, which the Commonwealth
asserts s 198AHA both requires and authorises,
is not limited to what was
reasonably capable of being seen as necessary for the purposes of removal of the
Plaintiff from Australia
(or the prevention of the Plaintiff's entry into
Australia). Removal from Australia was complete when the Plaintiff arrived on
Nauru.
Moreover, the detention by the Commonwealth on Nauru was not necessary
to enable an application for an entry permit to Australia
to be made and
considered. The Plaintiff is unable to make such an
application[322].
Further, the Plaintiff's detention by the Commonwealth on Nauru could not have
been for the purpose of completing Australia's obligation
to consider her
application for refugee status, because that obligation rested on Nauru.
- It
is to be noted that the detention of the Plaintiff (either at all or in its
duration) was not reasonably necessary to effect a
purpose identified in the
Migration Act which was capable of fulfilment. As seen earlier, the object of
the Migration Act is to regulate, in the national interest, the coming into, and
presence in, Australia of
non-citizens[323].
The Plaintiff's detention was not reasonably necessary for that stated object or
any of the other stated purposes which are set
out in s 4 of the Migration
Act to "advance" that stated object. But the determinative point is more than
one of statutory construction. It is a point about legislative
power.
- Put
simply, the aliens power does not provide the power to detain after
removal is completed.
- The
Commonwealth submitted that detention under s 198AHA is limited to
detention which can be related to the regional processing
functions of another
country, and that s 198AHA simply "completes" the process of removal
required by s 198AD. But those submissions
are no answer. First, s 198AHA
does not remove aliens from Australia to Nauru. That is addressed in
ss 198AB and 198AD. Second,
s 198AHA does not "facilitate" or
"complete" that removal. The removal is complete when the alien is taken to
Nauru, consistent
with the stated object of the Migration
Act[324].
Third, the Commonwealth's submission does not engage with, and treats as
irrelevant, the fact that the Commonwealth detained the
Plaintiff. It is the
detention by the Commonwealth of the Plaintiff outside Australia and after the
Commonwealth exercised its undoubted
power to expel her from Australia, or
prevent entry by her into Australia, that cannot be lawfully justified.
- In
short, the effect of the Commonwealth's submission is that it can do outside
Australia what it cannot do inside Australia –
detain an alien in custody
for a purpose other than one of the two relevant purposes stated in
Lim[325]
(leaving aside, for the moment, the prospect of the creation of a new category
of permissible detention). It is no answer for the
Commonwealth to say that it
can do so because it does this outside Australia. Why? Because the subject
matter of the power is an
alien, which prima facie engages the aliens power.
And the aliens power is subject to the limitation on power identified in
Lim. It is that limitation on power that the Commonwealth cannot
address.
- The
further contention that the Commonwealth is authorised by s 198AHA to
detain the Plaintiff in custody on Nauru if that detention
is a condition of the
willingness and ability of Nauru to receive the Plaintiff for processing, and
that the authority to cause detention
in custody conferred by s 198AHA(2)
is therefore incidental to ss 198AB and 198AD of the Migration Act (which
validly, under the aliens power, regulate the entry of aliens into or the
removal of aliens from Australia), should be rejected.
The Executive Government
of Australia cannot, by entering into an agreement with a foreign state, agree
the Parliament of Australia
into power. The removal of an alien to a foreign
country cannot sensibly be said to continue once that alien has been removed to
that foreign country. Upon the Plaintiff's arrival on Nauru, the Commonwealth's
process of removal was complete and the purpose
for which removal was undertaken
had been carried out. Removal was not ongoing. Australia can provide
assistance to Nauru. But
Australia cannot detain the Plaintiff on Nauru.
- It
was suggested in argument, in effect, that whether the Commonwealth was
found to detain the Plaintiff was irrelevant and, further, that because the
Commonwealth could validly provide foreign aid to
Nauru to detain the Plaintiff,
whether the Commonwealth detained the Plaintiff was a matter of form over
substance – the Plaintiff would have been detained anyway, by Nauru alone,
with the benefit of funding provided by Australia. Neither point is right.
First, and fundamentally, questions of constitutional
validity are not to be
determined by reference to hypothetical assumptions about what steps might have
been taken to achieve some
desired objective. Especially is that so when the
steps that are assumed are steps that would have to be taken by a foreign state.
- Second,
the error is revealed by consideration of the "Step In" provision in the
Transfield Contract. Under that provision the Commonwealth
may at any time and
from time to time take over the contractor's functions at the Nauru RPC. That
is, the Commonwealth may by its
servants (leave aside the contractor as its
agent) itself apply force to persons detained in the Nauru RPC for the purpose
of confining
those persons within the bounds of the place identified as the
place of detention, the Nauru RPC (recalling that we are dealing here
with the
past conduct). To that end, the Commonwealth may by its servants assault
detainees and physically restrain them. That
it is the Commonwealth that
may do this is no mere matter of form. The argument which describes the
relationships established as mere matters of form,
to be ignored by observing
that the Commonwealth could validly provide funding to Nauru for Nauru alone to
effect the detention,
stands principle on its head. It does so because it
treats the Commonwealth's detention of the Plaintiff as irrelevant.
- The
fact that if Nauru had not sought to impose restrictions on the Plaintiff, none
of the Commonwealth, the Minister, Transfield
or its subcontractors would have
sought to impose such restrictions on Nauru or asserted any right to impose such
restrictions may
be put to one side. The fact that a foreign state
requests the Commonwealth to detain the Plaintiff in that foreign state
does not and cannot authorise the Commonwealth to detain the Plaintiff in that
foreign state.
- All
of this makes clear that if, apart from Ch III considerations, s 198AHA
would be a law with respect to aliens, it falls foul
of the rule that the
Commonwealth Parliament cannot give to the Executive a power to detain an alien
for purposes outside the Lim exceptions (of which this is not one).
- And
the same reasons make it clear that there is no basis (as a matter of
fundamental principle, necessity or otherwise) to craft
any new exception to the
Lim rule just stated. As a matter of fundamental principle, the
detention function, by its nature and because of historical considerations,
is
essentially and exclusively judicial in
character[326].
Section 198AHA vests part of that function in the Executive. That is not
permitted. As a matter of necessity, the Plaintiff's
removal from Australia by
the Commonwealth was complete when she arrived on Nauru. The Commonwealth had
no need to and had no right
to detain the Plaintiff in a foreign state. No
other basis has been identified that would justify, let alone authorise, the
crafting
of a new exception which would allow the detention of an alien by the
Commonwealth, in a foreign state, after the Commonwealth has
exercised its
undoubted power to expel that alien from Australia or prevent entry by that
alien into Australia. The matter may be
tested this way – what would be
the content of any exception? What would be the basis for any exception? No
answers have
been provided to those questions.
- And,
in any event, there may be much to be said for the
view[327]
that the aliens power is not engaged at all. Section 198AHA imposes special
disabilities on aliens which are unconnected with their
entitlement to remain in
Australia (they have been excluded and their removal is complete) and which are
in no way connected with
regulation of past or future entry into Australia, or
with facilitating or requiring their removal or departure from Australia.
However, it is not necessary to decide whether this is so because it is
sufficient for present purposes that s 51(xix) is confined by Ch III.
(b) Immigration power – s 51(xxvii) of the
Constitution
- For
the same reasons that s 198AHA is not a valid law under the aliens power,
it is not supported by the immigration power in s 51(xxvii) of the
Constitution. The removal of the Plaintiff to Nauru was complete on her arrival
on Nauru. The Commonwealth had exercised its undoubted power
to expel her from
Australia or prevent her entry into Australia. That power was spent at the time
of the Plaintiff's arrival on
Nauru.
(c) External affairs power
– s 51(xxix) of the Constitution
- Section
51(xxix) of the Constitution authorises the Commonwealth Parliament to legislate
with respect to external affairs. One aspect of that power is the power to
enact
laws of domestic application that implement international agreements to
which Australia is a party.
- Section
51(xxix) can be relied upon to support legislation which implements an
international agreement, regardless of the subject matter of the agreement,
but
subject to certain
limits[328].
The relevant limits on the external affairs power are that it cannot be used
indirectly to amend the Constitution and, importantly, like the other powers in
s 51, it is subject to the limitations and prohibitions in the
Constitution[329].
- What
then is the scope of the obligation in the MOU? That is a question of fact
which the Court must
decide[330].
The objectives and scope of the MOU have been addressed. The stated objectives
include regional processing and the establishment
of RPCs. As seen earlier,
neither the MOU nor the Administrative Arrangements refer to detention.
- That
raises the next question – can s 198AHA be described as implementing
the MOU? Section 198AHA applies if an arrangement
has been entered into by the
Commonwealth in relation to the regional processing functions of another
country. The MOU between the
Commonwealth and Nauru is necessarily a matter
which concerns Australia's external
relations[331].
Section 198AHA is directed at implementing arrangements such as the MOU.
Section 198AHA is therefore a law with respect to external
relations. It deals
with a subject directly within the subject matter of s 51(xxix).
- However,
to the extent that s 198AHA authorises the Commonwealth to restrain the
liberty of an alien in a regional processing country
where removal of that alien
from Australia is complete, that authorisation is not valid. As has been
explained, the power in s 51(xxix) is subject to the limitations and
prohibitions in the
Constitution[332].
It is bounded by Ch III. That includes the Lim limitation, which has
already been addressed and which has been contravened.
- In
particular, the external affairs power does not authorise the Commonwealth to
make a law permitting the Executive to make an agreement
with a foreign state
that would permit or require the Commonwealth Executive to detain persons
other than for purposes constituting some exception to Ch III requirements about
judicial power. The
legislative power with respect to external affairs does not
extend to authorising the Executive to detain persons contrary to Ch
III. That
the detention may be associated with, even facilitate, some action by a foreign
government (in this case determination
of refugee status) does not deny the
conclusion that the law purports to authorise the Executive to detain persons
contrary to Ch
III.
- Unwarrantable
interference with an individual's liberty is not authorised and is to be
prevented[333].
Here, the interference with an individual's liberty by the Commonwealth
was no longer warranted once the person's removal to Nauru was complete. To the
extent that the detention by the Commonwealth of the Plaintiff on Nauru
was no longer warranted, it may be, at least in Australian law, a tortious
act[334].
The Commonwealth does not and cannot rely on the defence power in s 51(vi)
of the Constitution, which, in times of war or conflict, may warrant the
detention of a
person[335].
Section 198AHA was not (and could not be) said to be a law supported as a law
with respect to the naval and military defence of
the Commonwealth and the
several
States[336].
- For
those reasons, although the external affairs power in s 51(xxix) can be
relied upon to support s 198AHA to implement the MOU, s 198AHA is
invalid because it impermissibly restricts or infringes
Ch III.
(d) Relations with the Islands of the Pacific –
s 51(xxx) of the Constitution
- For
the same reasons that s 198AHA is not a valid law under the external
affairs power, it is not supported by the Pacific Islands
power in
s 51(xxx) of the Constitution. It is not in dispute that, in respect of
the acts and conduct of the Commonwealth at issue in the Special Case, the
Commonwealth's
power under s 51(xxx) does not extend further than the
external affairs power. As with the external affairs power, s 51(xxx) is
bounded by Ch III of the Constitution. Section 198AHA is invalid because it
impermissibly restricts or infringes Ch III.
(5) Lawfulness
of conduct under, and validity of, Nauruan laws – Question 3
- We
are concerned with the lawfulness under Australian law of the conduct of the
Commonwealth and its officers in detaining the Plaintiff
on Nauru. That is a
question about the validity of the Commonwealth legislation on which the
Commonwealth relies as authorising
that conduct. We are not concerned with the
lawfulness of that conduct under Nauruan law. As already stated, the Executive
cannot,
by entering into an agreement with a foreign state, agree the Parliament
of Australia into power. Likewise, the Executive cannot
obtain power from the
Parliament of a foreign state.
- The
Commonwealth accepted that no question of its authority to detain the Plaintiff
on Nauru turned on whether the detention of the
Plaintiff on Nauru was lawful
under the law of Nauru. That is unsurprising. Australia is bound to respect
the independence of another
sovereign state, and the courts of one country will
not, except in limited and presently irrelevant circumstances, sit in judgment
on the acts of the government of another state done in the territory of that
other
state[337].
The question of the lawfulness of the detention by the Commonwealth of the
Plaintiff does not require this Court to "sit in judgment"
on the conduct of or
the laws of Nauru. The lawfulness of that conduct is judged according to
Australian law and, for the reasons
stated, it is not validly authorised under
Australian law.
Future arrangements – Questions
6-12
- The
relevant facts, as far as they are able to be ascertained, were addressed in
Part (6) of the Facts section of these reasons.
- There
is insufficient material before this Court to identify with precision what
arrangements are currently in place and, no less
importantly, what arrangements
would be in place if the Plaintiff was returned to Nauru. This Court does not
answer hypothetical
questions or provide advisory
opinions[338].
It is therefore not appropriate for this Court to answer Questions 6-12 of the
Special Case, which are directed at arrangements
which might be in place
if the Plaintiff were to be returned to Nauru.
Relief and costs
– Questions 13 and 14
- The
question of the form and content of the relief should be remitted to a single
judge of the Federal Court. The Defendants should
pay the costs of the Special
Case and of the proceedings generally.
Conclusion
- For
those reasons, I would answer the questions of law which the parties agreed in
stating in the form of a Special Case for the
opinion of the Full Court under
r 27.08.1 of the High Court Rules 2004 (Cth) as
follows:
Question 1: Yes.
Question 2: (a) No; (b) Yes; (c) Unnecessary to answer.
Question 3: Unnecessary to answer.
Question 4: (a) No; (b) Yes; (c) Unnecessary to answer.
Question 5: Yes. Section 198AHA is beyond power and therefore invalid.
Questions 6-12: Not appropriate to answer.
Question 13: Remit to a single judge of the Federal Court.
Question 14: The Defendants should pay the costs of the Special Case and of
the proceedings generally.
SPECIAL CASE
QUESTIONS[339]
The parties agree in stating the following questions of law for the opinion
of the Full Court:
Standing
(1) Does the plaintiff have standing to challenge whether the Commonwealth or
the Minister was authorised, in the past, to engage
in one or more of the
following acts or conduct:
(i) make the direction referred to at paragraph 6 [of the special
case];
(ii) sign the Memorandum of Understanding;
(iii) sign the Administrative Arrangements;
(iv) give approval for Transfield to enter into the 2013 Wilson Security
Subcontract and the 2014 Wilson Security Subcontract;
(v) contract for the construction and maintenance of, and fund, security
infrastructure at the Nauru RPC, including a perimeter fence,
as required by the
Memorandum of Understanding;
(vi) fund all costs of the Nauru RPC, as required by the Memorandum of
Understanding;
(vii) enter into the Transfield Contract;
(viii) exercise rights and discharge obligations under the Transfield
Contract;
(ix) establish and participate in the bilateral committees referred to at
paragraphs 31‒34 [of the special case];
(x) discharge the role of Programme Coordinator under the Administrative
Arrangements;
(xi) attending meetings with, and receive reports from, Transfield and Wilson
Security;
(xii) occupy an office on site at the Nauru RPC and carry out the functions
referred to at paragraph 37 [of the special case];
(xiii) take the plaintiff to Nauru pursuant to s 198AD(2) of the
Migration Act on 22 January 2014;
(xiv) for the purposes of effecting that taking, exercise powers contained in
s 198AD(3) of the Migration Act;
(xv) apply to the Secretary of the Department of Justice and Border Control
of Nauru, without the consent of the plaintiff, for the
grant of an RPC visa to
the plaintiff;
(xvi) pay to Nauru the fees payable for the grant of RPC visas to the
plaintiff;
in so far as those acts or that conduct facilitated, organised, caused,
imposed, procured, or resulted in the detention of the plaintiff
at RPC3?
Authority for the Commonwealth's past conduct
(2) Assuming that:
(A) the restrictions imposed on the plaintiff set out at paragraphs
66‒72 of the special case were lawful under the law of Nauru;
and
(B) the specification in the RPC visas referred to at paragraphs 53‒55
[of the special case] that the plaintiff must reside
at the Nauru RPC,
s 18C of the RPC Act and rule 3.1.3 of the Centre Rules were lawful
and valid under the law of Nauru,
to the extent that the answer to question (1) is "yes" in respect of any acts
or conduct, was the Commonwealth or the Minister authorised,
in the past, to
engage in those acts or that conduct by:
(a) s 61 of the Constitution?
(b) s 198AHA of the Migration Act (assuming it is valid)?
(c) s 32B of the Financial Framework (Supplementary Powers) Act 1997
(Cth), read with reg 16 and items 417.021, 417.027, 417.029 and 417.042 of
sched 1AA to the Financial Framework (Supplementary Powers) Regulations
1997 (Cth) (together, the Financial Framework Provisions)
(assuming each is valid)?
(3) If the answer to question (2)(a), (b) or (c) is "yes":
(a) were the restrictions imposed on the plaintiff set out at paragraphs
66‒72 [of the special case] contrary to Art 5(1) of
the
Constitution of Nauru?
(b) was the specification in the RPC visas referred to at paragraphs
53‒55 [of the special case] that the plaintiff must reside
at the Nauru
RPC, s 18C of the RPC Act and/or rule 3.1.3 of the Centre Rules invalid by
reason of s 5(1) of the Constitution of Nauru?
(4) To the extent that the answer to question (1) is "yes" in respect of any
acts or conduct, was the Commonwealth or the Minister
authorised, in the past,
to engage in those acts or that conduct by:
(a) s 61 of the Constitution?
(b) s 198AHA of the Migration Act (assuming it is valid)?
(c) the Financial Framework Provisions (assuming each is valid)?
(5) If the answer to question (4)(b) or (c) is "yes", is the statutory
provision referred to therein invalid because it is not supported
by any head of
Commonwealth legislative power or is contrary to Ch III of the Constitution?
Authority for the Commonwealth's future conduct
(6) Assuming that, if the plaintiff were returned to Nauru:
(A) the restrictions imposed on the plaintiff set out at paragraphs
66‒72 and 88–89 [of the special case] would be lawful
under the law
of Nauru; and
(B) the specification in any RPC visa referred to at paragraph 87 [of the
special case] that the plaintiff must reside at the Nauru
RPC, s 18C of the
RPC Act and rule 3.1.3 of the Centre Rules would be lawful and valid under
the law of Nauru,
would the Commonwealth or the Minister be authorised to engage in one or more
of the following acts or conduct:
(i) give effect to or rely upon the direction referred to at paragraph 6
[of the special case];
(ii) continue to perform the Memorandum of Understanding;
(iii) continue to perform the Administrative Arrangements;
(iv) continue to perform any contract for the construction and maintenance
of, and continue to fund, security infrastructure at the
Nauru RPC, including a
perimeter fence, as required by the Memorandum of Understanding;
(v) continue to fund all costs of the Nauru RPC, as required by the
Memorandum of Understanding;
(vi) continue to exercise rights and discharge obligations under the
Transfield Contract;
(vii) continue to participate in the bilateral committees referred to at
paragraphs 31‒34 [of the special case];
(viii) continue to discharge the role of Programme Coordinator under the
Administrative Arrangements;
(ix) continue to attend meetings with, and receive reports from, Transfield
and Wilson Security;
(x) continue to occupy an office on site at the Nauru RPC and carry out the
functions referred to at paragraph 37 [of the special
case];
(xi) apply, if required to do so, to the Secretary of the Department of
Justice and Border Control of Nauru, without the consent of
the plaintiff, for
the grant of an RPC visa to the plaintiff; and
(xii) pay, if required to do so, to Nauru the fees payable for the grant of
RPC visas to the plaintiff,
in so far as those acts or that conduct facilitated, organised, caused,
imposed, procured, or resulted in the detention of the plaintiff
at RPC3,
by:
(a) s 61 of the Constitution?
(b) s 198AHA of the Migration Act (assuming it is valid)?
(c) the Financial Framework Provisions (assuming each is valid)?
(7) If the answer to question (6)(a), (b) or (c) is "yes", if the plaintiff
were returned to Nauru:
(a) would the restrictions imposed on the plaintiff set out at paragraphs
66‒72 and 88‒89 [of the special case] be contrary
to Art 5(1)
of the Constitution of Nauru?
(b) would the specification in any RPC visa referred to at paragraph 87
[of the special case] that the plaintiff must reside at the
Nauru RPC, s 18C of
the RPC Act and/or rule 3.1.3 of the Centre Rules be invalid by reason of
Art 5(1) of the Constitution of Nauru?
(8) If the plaintiff were returned to Nauru, would the Commonwealth or the
Minister be authorised to engage in one or more of the
acts or conduct specified
in question (6) by:
(a) s 61 of the Constitution?
(b) s 198AHA of the Migration Act (assuming it is valid)?
(c) the Financial Framework Provisions (assuming each is valid)?
(9) If the answer to question (8)(b) or (c) is "yes", is the statutory
provision referred to therein invalid because it is not supported
by any head of
Commonwealth legislative power or is contrary to Ch III of the
Constitution?
Section 198AD(2) of the Migration Act
(10) Assuming that, if the plaintiff were returned to Nauru:
(A) the restrictions imposed on the plaintiff set out at paragraphs
66‒72 and 88‒89 [of the special case] would be lawful
under the law
of Nauru; and
(B) the specification in any RPC visa referred to at paragraph 87 [of
the special case] that the plaintiff must reside at the Nauru
RPC, s 18C of
the RPC Act and rule 3.1.3 of the Centre Rules would be lawful and valid
under the law of Nauru,
does s 198AD(2) of the Migration Act authorise and require that the
plaintiff be taken as soon as reasonably practicable to Nauru?
(11) If the answer to question (10) is "yes", if the plaintiff were returned
to Nauru:
(a) would the restrictions imposed on the plaintiff set out at paragraphs
66–72 and 88–89 [of the special case] be contrary
to Art 5(1)
of the Constitution of Nauru?
(b) would the specification in any RPC visa referred to at paragraph 87
[of the special case] that the plaintiff must reside at the
Nauru RPC,
s 18C of the RPC Act and/or rule 3.1.3 of the Centre Rules be invalid
by reason of Art 5(1) of the Constitution of Nauru?
(12) Does s 198AD(2) of the Migration Act authorise and require that
the plaintiff be taken as soon as reasonably practicable to Nauru?
Relief
(13) What, if any, relief should be granted to the plaintiff?
Costs
(14) Who should pay the costs of the special case and of the proceedings
generally?
[1] Convention relating to the Status
of Refugees (1951) as amended by the Protocol relating to the Status of Refugees
(1967).
[2] Asylum Seekers (Regional
Processing Centre) Act 2012 (Nauru), s 18C(2).
[3] Migration Amendment
(Regional Processing Arrangements) Act 2015 (Cth).
[4] Abebe v The Commonwealth
[1999] HCA 14; (1999) 197 CLR 510 at 528 [32]; [1999] HCA 14; Truth About Motorways
Pty Ltd v Macquarie Infrastructure Investment Management Ltd [2000] HCA 11; (2000) 200 CLR
591 at 637 [122]; [2000] HCA 11.
[5] By reference to Gardner v Dairy
Industry Authority (NSW) (1977) 52 ALJR 180 at 188; 18 ALR 55
at 69.
[6] Ainsworth v Criminal Justice
Commission [1992] HCA 10; (1992) 175 CLR 564 at 581-582; [1992] HCA 10.
[7] Chu Kheng Lim v Minister for
Immigration, Local Government and Ethnic Affairs [1992] HCA 64; (1992) 176 CLR 1 at 27;
[1992] HCA 64.
[8] (2014) 254 CLR 28 at 42-43
[22]-[25], 46 [38]; [2014] HCA 22.
[9] [1992] HCA 64; (1992) 176 CLR 1 at 10, 32-33.
[10] Immigration Act 2014
(Nauru), s 10.
[11] Asylum Seekers (Regional
Processing Centre) Act 2012 (Nauru), s 3(2).
[12] See the discussion in Jennings
and Watts (eds), Oppenheim's International Law, 9th ed (1992), vol 1
at 565 §170; Brownlie, Principles of Public International Law,
7th ed (2008) at 113-114.
[13] Chu Kheng Lim v Minister for
Immigration, Local Government and Ethnic Affairs [1992] HCA 64; (1992) 176 CLR 1 at 19.
[14] Chu Kheng Lim v Minister for
Immigration, Local Government and Ethnic Affairs [1992] HCA 64; (1992) 176 CLR 1 at 27.
[15] Chu Kheng Lim v Minister for
Immigration, Local Government and Ethnic Affairs [1992] HCA 64; (1992) 176 CLR 1 at
30-31.
[16] See [31] above.
[17] Cunliffe v The
Commonwealth [1994] HCA 44; (1994) 182 CLR 272 at 314; [1994] HCA 44; New South Wales v
The Commonwealth (Work Choices Case) [2006] HCA 52; (2006) 229 CLR 1 at 143 [275];
[2006] HCA 52.
[18] Australia, House of
Representatives, Migration Amendment (Regional Processing Arrangements) Bill
2015, Explanatory Memorandum at
2.
[19] Australia, House of
Representatives, Parliamentary Debates (Hansard), 24 June 2015 at
7488.
[20] Moti v The Queen [2011] HCA 50; (2011)
245 CLR 456 at 475 [51]; [2011] HCA 50.
[21] Asylum Seekers (Regional
Processing Centre) Act 2012 (Nauru), s 18C.
[22] Article 1A of the Convention
relating to the Status of Refugees (1951) as amended by the Protocol relating to
the Status of Refugees
(1967).
[23] Ainsworth v Criminal Justice
Commission [1992] HCA 10; (1992) 175 CLR 564 at 582 per Mason CJ, Dawson, Toohey and
Gaudron JJ; [1992] HCA 10; Plaintiff M61/2010E v The Commonwealth
[2010] HCA 41; (2010) 243 CLR 319 at 359 [103] per French CJ, Gummow, Hayne, Heydon, Crennan,
Kiefel and Bell JJ; [2010] HCA 41, citing Bass v Permanent Trustee Co Ltd
[1999] HCA 9; (1999) 198 CLR 334 at 355-356 [46]- [47] per Gleeson CJ, Gaudron, McHugh,
Gummow, Hayne and Callinan JJ; [1999] HCA 9.
[24] Financial Framework
(Supplementary Powers) Regulations 1997 (Cth), reg 16 and items 417.021,
417.027, 417.029 and 417.042 of Sched
1AA.
[25] R v Burgess; Ex parte
Henry [1936] HCA 52; (1936) 55 CLR 608 at 643-644 per Latham CJ; [1936] HCA 52.
[26] Migration Act, s 198AHA(1).
[27] Migration Act, s 198AHA(5).
[28] Migration Act, s 198AHA(5).
[29] [1992] HCA 64; (1992) 176 CLR 1 at 27-28 per
Brennan, Deane and Dawson JJ; [1992] HCA 64.
[30] Cf Williams v The
Commonwealth [No 2] [2014] HCA 23; (2014) 252 CLR 416 at 461 [50] per French CJ,
Hayne, Kiefel, Bell and Keane JJ; [2014] HCA 23.
[31] Migration Act, s 198AD(2).
[32] Migration Act,
s 198AB(1).
[33] Migration Act, s 198AB(2).
[34] Migration Act,
s 198AB(3)(a).
[35] Migration Act,
s 198AG.
[36] Plaintiff S156/2013 v
Minister for Immigration and Border Protection (2014) 254 CLR 28 at 43 [26];
[2014] HCA 22. See also Grain Pool of Western Australia v The
Commonwealth [2000] HCA 14; (2000) 202 CLR 479 at 492 [16] per Gleeson CJ, Gaudron,
McHugh, Gummow, Hayne and Callinan JJ; [2000] HCA 14; New South Wales v
The Commonwealth [2006] HCA 52; (2006) 229 CLR 1 at 143 [275] per Gleeson CJ, Gummow,
Hayne, Heydon and Crennan JJ; [2006] HCA 52.
[37] Immigration Act 1999
(Nauru), s 44.
[38] Immigration Regulations 2013
(Nauru), reg 4(1)(d).
[39] Immigration Regulations 2013
(Nauru), reg 9(1)(a). The only other category of person to whom an RPC
visa could be granted was a
person who was to be, or had been, brought to Nauru
under s 199 of the Migration Act: reg 9(1)(b).
[40] Immigration Regulations 2013
(Nauru), reg 9(2).
[41] Immigration Regulations 2013
(Nauru), reg 9(3).
[42] RPC Act, s 18C.
[43] Nauru Regional Processing
Centre, Centre Rules, July 2014, r 3.1.3: Republic of Nauru, Government
Gazette, No 95, 16 July 2014.
[44] Immigration Regulations 2013
(Nauru), reg 9(6)(a), (b) and (c).
[45] Migration Act, s 198B.
[46] [2007] HCA 33; (2007) 233 CLR 307 at 330 [18]
per Gleeson CJ, 356 [114]-[116] per Gummow and Crennan JJ; [2007] HCA
33.
[47] Migration Act, s 189.
[48] Plaintiff S4/2014 v Minister
for Immigration and Border Protection [2014] HCA 34; (2014) 253 CLR 219 at 233 [34]; [2014]
HCA 34.
[49] [1992] HCA 64; (1992) 176 CLR 1 at 19 per
Brennan, Deane and Dawson JJ.
[50] Chu Kheng Lim v Minister for
Immigration, Local Government and Ethnic Affairs [1992] HCA 64; (1992) 176 CLR 1 at 27-29
per Brennan, Deane and Dawson JJ.
[51] [1992] HCA 64; (1992) 176 CLR 1 at 27-29 per
Brennan, Deane and Dawson JJ.
[52] Wilson v Minister for
Aboriginal and Torres Strait Islander Affairs [1996] HCA 18; (1996) 189 CLR 1 at 11 per
Brennan CJ, Dawson, Toohey, McHugh and Gummow JJ; [1996] HCA 18.
[53] Chu Kheng Lim v Minister for
Immigration, Local Government and Ethnic Affairs [1992] HCA 64; (1992) 176 CLR 1 at 27 per
Brennan, Deane and Dawson JJ.
[54] [1992] HCA 64; (1992) 176 CLR 1 at 32 per
Brennan, Deane and Dawson JJ.
[55] [1992] HCA 64; (1992) 176 CLR 1 at 33 per
Brennan, Deane and Dawson JJ; Re Woolley; Ex parte Applicants M276/2003
(2004) 225 CLR 1 at 12-13 [18] per Gleeson CJ; [2004] HCA 49; Plaintiff
M76/2013 v Minister for Immigration, Multicultural Affairs and Citizenship
[2013] HCA 53; (2013) 251 CLR 322 at 369 [138] per Crennan, Bell and Gageler JJ; [2013] HCA
53.
[56] CPCF v Minister for
Immigration and Border Protection (2015) 89 ALJR 207 at 240 [149]-[150] per
Hayne and Bell JJ; 316 ALR 1 at 39-40; [2015] HCA 1.
[57] Chu Kheng Lim v Minister for
Immigration, Local Government and Ethnic Affairs [1992] HCA 64; (1992) 176 CLR 1 at 34 per
Brennan, Deane and Dawson JJ.
[58] Migration Legislation
Amendment (Regional Processing and Other Measures) Act 2012 (Cth).
[59] Section 189 of the Migration
Act.
[60] Section 198AD of the
Migration Act.
[61] Section 198B of the
Migration Act.
[62] Section 198AH of the
Migration Act.
[63] Convention relating to the
Status of Refugees (1951) as amended by the Protocol relating to the Status of
Refugees (1967).
[64] Section 2 of the Migration
Amendment (Regional Processing Arrangements) Act 2015 (Cth).
[65] Toowoomba Foundry Pty Ltd v
The Commonwealth [1945] HCA 15; (1945) 71 CLR 545 at 570; [1945] HCA 15, quoted in
Croome v Tasmania [1997] HCA 5; (1997) 191 CLR 119 at 126, 137; [1997] HCA 5.
[66] Cf Wragg v State of New
South Wales [1953] HCA 34; (1953) 88 CLR 353 at 371, 392; [1953] HCA 34.
[67] Cf Ainsworth v Criminal
Justice Commission [1992] HCA 10; (1992) 175 CLR 564 at 582; [1992] HCA 10.
[68] Bryce, Studies in History
and Jurisprudence, (1901), vol 1 at 476, 482.
[69] Finn, Law and Government in
Colonial Australia, (1987) at 4 (footnotes omitted).
[70] Finn, Law and Government in
Colonial Australia, (1987) at 4 (footnote omitted).
[71] Farnell v Bowman (1887)
12 App Cas 643 at 649.
[72] Sections 61 and 2 of the
Constitution.
[73] Section 62 of the
Constitution.
[74] Section 64 of the
Constitution.
[75] Section 64 of the
Constitution.
[76] Section 67 of the
Constitution.
[77] Section 69 of the
Constitution.
[78] Section 69 of the
Constitution.
[79] Re Residential Tenancies
Tribunal (NSW); Ex parte Defence Housing Authority (1997) 190 CLR 410
at 441; [1997] HCA 36 (footnote omitted).
[80] Eg Davis v The
Commonwealth [1988] HCA 63; (1988) 166 CLR 79 at 95, 111-112, 119; [1988] HCA 63.
[81] Brown v West (1990) 169
CLR 195 at 202; [1990] HCA 7.
[82] Bank of New South Wales v
The Commonwealth [1948] HCA 7; (1948) 76 CLR 1 at 363; [1948] HCA 7.
[83] [1948] HCA 7; (1948) 76 CLR 1 at 362-363.
See also Maitland, "The Crown as Corporation", (1901) 17 Law Quarterly
Review 131 at 140, 143.
[84] [1948] HCA 7; (1948) 76 CLR 1 at 367.
[85] Werrin v The
Commonwealth [1938] HCA 3; (1938) 59 CLR 150 at 167-168; [1938] HCA 3; Bank of New
South Wales v The Commonwealth [1948] HCA 7; (1948) 76 CLR 1 at 367; The Commonwealth v
Mewett (1997) 191 CLR 471 at 549-550; [1997] HCA 29.
[86] James v The Commonwealth
[1939] HCA 9; (1939) 62 CLR 339 at 359-360; [1939] HCA 9. Cf Little v The
Commonwealth [1947] HCA 24; (1947) 75 CLR 94 at 114; [1947] HCA 24.
[87] Werrin v The
Commonwealth [1938] HCA 3; (1938) 59 CLR 150 at 165. Eg Mutual Pools & Staff Pty
Ltd v The Commonwealth (1994) 179 CLR 155; [1994] HCA 9.
[88] Bank of New South Wales v
The Commonwealth [1948] HCA 7; (1948) 76 CLR 1 at 363.
[89] Ah Yick v Lehmert [1905] HCA 22; (1905)
2 CLR 593 at 608-609; [1905] HCA 22. See also Re Refugee Review Tribunal; Ex
parte Aala [2000] HCA 57; (2000) 204 CLR 82 at 92 [18]; [2000] HCA 57.
[90] Church of Scientology v
Woodward [1982] HCA 78; (1982) 154 CLR 25 at 57, 64-65; [1982] HCA 78.
[91] R v Commonwealth Court of
Conciliation and Arbitration; Ex parte Whybrow & Co (1910) 11 CLR 1;
[1910] HCA 33; R v Commonwealth Court of Conciliation and Arbitration; Ex
parte Brisbane Tramways Group Ltd (1914) 18 CLR 54; [1914] HCA 15.
[92] Re Cram; Ex parte NSW
Colliery Proprietors' Association Ltd [1987] HCA 28; (1987) 163 CLR 117 at 127-128; [1987]
HCA 28.
[93] Victoria v The Commonwealth
and Hayden [1975] HCA 52; (1975) 134 CLR 338 at 380; [1975] HCA 52.
[94] Victoria v The Commonwealth
and Hayden [1975] HCA 52; (1975) 134 CLR 338 at 380, quoting Attorney-General (Vict) v
The Commonwealth [1935] HCA 31; (1935) 52 CLR 533 at 566; [1935] HCA 31.
[95] Zines, "The Inherent Executive
Power of The Commonwealth", (2005) 16 Public Law Review 279 at 279,
quoting Morgan, The Separation of Powers in the Irish Constitution,
(1997) at 272.
[96] Deakin, "Channel of
Communication with Imperial Government: Position of Consuls: Executive Power
of Commonwealth", in Brazil and
Mitchell (eds), Opinions of Attorneys-General
of the Commonwealth of Australia, Volume 1: 1901-14, (1981) 129 at 130,
131.
[97] Winterton, Parliament, the
Executive and the Governor-General, (1983) at 29, 111.
[98] Barton v The
Commonwealth [1974] HCA 20; (1974) 131 CLR 477 at 498; [1974] HCA 20.
[99] Barton v The
Commonwealth [1974] HCA 20; (1974) 131 CLR 477 at 498.
[100] Davis v The
Commonwealth [1988] HCA 63; (1988) 166 CLR 79 at 108.
[101] Davis v The
Commonwealth [1988] HCA 63; (1988) 166 CLR 79 at 108, quoting Blackstone, Commentaries
on the Laws of England, (1765), Bk 1, Ch 7 at 232. See also Clough
v Leahy [1904] HCA 38; (1904) 2 CLR 139 at 156; [1904] HCA 38; Victoria v Australian
Building Construction Employees' and Builders Labourers' Federation [1982] HCA 31; (1982)
152 CLR 25 at 155; [1982] HCA 31.
[102] Davis v The
Commonwealth [1988] HCA 63; (1988) 166 CLR 79 at 108, quoting Dicey, Introduction to the
Study of the Law of the Constitution, 10th ed (1959) at 424.
[103] Dicey, Introduction to
the Study of the Law of the Constitution, 10th ed (1959) at 425. Eg
Johnson v Kent [1975] HCA 4; (1975) 132 CLR 164 at 169; [1975] HCA 4.
[104] Cf Heiner v Scott
[1914] HCA 82; (1914) 19 CLR 381 at 393-394; [1914] HCA 82; In re K L Tractors Ltd
[1961] HCA 8; (1961) 106 CLR 318 at 335; [1961] HCA 8.
[105] Re Residential Tenancies
Tribunal (NSW); Ex parte Defence Housing Authority (1997) 190 CLR 410
at 439, quoting Federal Commissioner of Taxation v Official Liquidator of E O
Farley Ltd [1940] HCA 13; (1940) 63 CLR 278 at 308; [1940] HCA 13.
[106] Cf Cadia Holdings Pty Ltd
v New South Wales (2010) 242 CLR 195 at 210 [30]-[32]; [2010] HCA 27.
[107] Clough v Leahy [1904] HCA 38; (1904)
2 CLR 139 at 155-156.
[108] [1984] HCA 67; (1984) 156 CLR 532 at 580;
[1984] HCA 67.
[109] [1984] HCA 67; (1984) 156 CLR 532 at
593.
[110] (1922) 31 CLR 421; [1922]
HCA 62.
[111] [1922] HCA 62; (1922) 31 CLR 421 at
437-439.
[112] [1922] HCA 62; (1922) 31 CLR 421 at
440.
[113] [1922] HCA 62; (1922) 31 CLR 421 at 433,
443-445, referring to Attorney-General v Wilts United Dairies Ltd (1921)
37 TLR 884; (1922) 38 TLR 781.
[114] [1922] HCA 62; (1922) 31 CLR 421 at
459-460.
[115] [1922] HCA 62; (1922) 31 CLR 421 at
461.
[116] (2009) 238 CLR 1; [2009] HCA
23.
[117] Australia, Royal Commission
on the Constitution of the Commonwealth, Report of Proceedings and Minutes of
Evidence (Canberra), 22 September 1927 at 72 [396] (Sir Robert Garran).
[118] Victoria v The
Commonwealth and Hayden [1975] HCA 52; (1975) 134 CLR 338 at 396.
[119] (2012) 248 CLR 156; [2012]
HCA 23 ("Williams [No 1]").
[120] [2014] HCA 23; (2014) 252 CLR 416 at 465
[68]; [2014] HCA 23.
[121] [2012] HCA 23; (2012) 248 CLR 156 at 189
[30], 232-233 [134]-[137], 358 [544].
[122] [2012] HCA 23; (2012) 248 CLR 156 at 193
[38], 237-238 [154]-[155], 253-254 [204], 352-353 [518]-[524], 373-374
[595].
[123] [1987] HCA 12; (1987) 162 CLR 514 at
520-521; [1987] HCA 12.
[124] [1987] HCA 12; (1987) 162 CLR 514 at
528.
[125] [1992] HCA 64; (1992) 176 CLR 1 at 19;
[1992] HCA 64 (footnotes omitted).
[126] 31 Car II c 2.
[127] 56 Geo III c 100.
[128] 16 Car I c 10.
[129] Hafetz, "The Untold Story of
Noncriminal Habeas Corpus and the 1996 Immigration Acts", (1998) 107 Yale Law
Journal 2509 at 2526.
[130] Halsbury's Laws of
England, 1st ed, vol 10 at 40 [92].
[131] Clark and McCoy, The Most
Fundamental Legal Right, (2000) at 37.
[132] Halliday, Habeas
Corpus, (2010) at 225-226.
[133] Clark and McCoy, The Most
Fundamental Legal Right, (2000) at 41.
[134] Ex parte Lo Pak
(1888) 9 NSWR 221 at 235.
[135] (1888) 9 NSWR 221 at 240.
See also at 248.
[136] (1925) 37 CLR 36; [1925] HCA
53.
[137] [1925] HCA 53; (1925) 37 CLR 36 at 79.
[138] [1925] HCA 53; (1925) 37 CLR 36 at 79.
[139] Hogg, Monahan and Wright,
Liability of the Crown, 4th ed (2011) at 62.
[140] R v Davey; Ex parte
Freer [1936] HCA 58; (1936) 56 CLR 381 at 384-385; [1936] HCA 58; Chu Kheng Lim v
Minister for Immigration, Local Government and Ethnic Affairs [1992] HCA 64; (1992) 176 CLR
1 at 20.
[141] Re Refugee Review
Tribunal; Ex parte Aala [2000] HCA 57; (2000) 204 CLR 82 at 90-91 [14].
[142] Cf In re Foreman
& Sons Pty Ltd; Uther v Federal Commissioner of Taxation [1947] HCA 45; (1947)
74 CLR 508 at 531; [1947] HCA 45; The Commonwealth v Cigamatic Pty Ltd
(In Liq) [1962] HCA 40; (1962) 108 CLR 372 at 377-378; [1962] HCA 40; Re Residential
Tenancies Tribunal (NSW); Ex parte Defence Housing Authority (1997) 190 CLR
410 at 439.
[143] Davis v The
Commonwealth [1988] HCA 63; (1988) 166 CLR 79 at 111-112.
[144] Cf Chu Kheng Lim v
Minister for Immigration, Local Government and Ethnic Affairs [1992] HCA 64; (1992) 176 CLR
1 at 19.
[145] Cf CPCF v Minister for
Immigration and Border Protection (2015) 89 ALJR 207 at 239-240 [148]-[150],
255-258 [259]-[276], 284-286 [478]-[492]; 316 ALR 1 at 39-40, 60-64, 101-104;
[2015] HCA 1.
[146] R v Secretary of State
for Home Affairs; Ex parte O'Brien [1923] 2 KB 361.
[147] (1627) 3 St Tr 1 at 6.
[148] Secretary of State for
Home Affairs v O'Brien [1923] AC 603 at 624.
[149] R v Secretary of State
for Home Affairs; Ex parte O'Brien [1923] 2 KB 361 at 391, 398. See now
Rahmatullah v Secretary of State for Defence [2012] UKSC 48; [2013] 1 AC 614 at 636 [43],
653 [109].
[150] R v Burgess; Ex parte
Henry [1936] HCA 52; (1936) 55 CLR 608 at 644; [1936] HCA 52; Koowarta v Bjelke-Petersen
[1982] HCA 27; (1982) 153 CLR 168 at 258; [1982] HCA 27.
[151] Cunliffe v The
Commonwealth [1994] HCA 44; (1994) 182 CLR 272 at 316; [1994] HCA 44; Plaintiff
S156/2013 v Minister for Immigration and Border Protection (2014) 254 CLR 28
at 42-43 [22]-[25]; [2014] HCA 22.
[152] North Australian
Aboriginal Justice Agency Ltd v Northern Territory (2015) 90 ALJR 38 at 64
[99]; 326 ALR 16 at 43; [2015] HCA 41, citing Plaintiff M76/2013 v
Minister for Immigration, Multicultural Affairs and Citizenship [2013] HCA 53; (2013) 251
CLR 322 at 369-370 [138]- [140]; [2013] HCA 53; Plaintiff S4/2014 v Minister
for Immigration and Border Protection [2014] HCA 34; (2014) 253 CLR 219 at 231-232
[25]- [29]; [2014] HCA 34 and CPCF v Minister for Immigration and
Border Protection (2015) 89 ALJR 207 at 272 [374]; 316 ALR 1 at 83; [2015]
HCA 1.
[153] The Convention relating to
the Status of Refugees (1951) as amended by the Protocol relating to the
Status of Refugees (1967).
[154] Immigration Regulations 2013
(Nauru), reg 9.
[155] Immigration Regulations 2013
(Nauru), reg 9(6)(a).
[156] [1992] HCA 64; (1992) 176 CLR 1 at 19;
[1992] HCA 64.
[157] CPCF v Minister for
Immigration and Border Protection (2015) 89 ALJR 207 at 239-240 [148]-[150];
316 ALR 1 at 39-40; [2015] HCA 1.
[158] [2011] HCA 50; (2011) 245 CLR 456 at 476
[52]; [2011] HCA 50.
[159] Plaintiff S4/2014 v
Minister for Immigration and Border Protection [2014] HCA 34; (2014) 253 CLR 219 at 231
[26]; [2014] HCA 34.
[160] [1992] HCA 64; (1992) 176 CLR 1 at 33.
[161] (2004) 225 CLR 1 at 26 [61];
[2004] HCA 49.
[162] Ainsworth v Criminal
Justice Commission [1992] HCA 10; (1992) 175 CLR 564 at 581-582, 596-597; [1992] HCA
10.
[163] Wragg v State of New
South Wales [1953] HCA 34; (1953) 88 CLR 353 at 371; [1953] HCA 34.
[164] The Real Estate Institute
of New South Wales v Blair [1946] HCA 43; (1946) 73 CLR 213 at 227; [1946] HCA 43;
Victoria v The Commonwealth and Hayden [1975] HCA 52; (1975) 134 CLR 338 at 401-402;
[1975] HCA 52; Pape v Federal Commissioner of Taxation [2009] HCA 23; (2009) 238 CLR 1
at 34-35 [49], 69 [156], 99 [272]-[273]; [2009] HCA 23.
[165] Plaintiff M76/2013 v
Minister for Immigration, Multicultural Affairs and Citizenship [2013] HCA 53; (2013) 251
CLR 322 at 363-364 [115]- [119]; [2013] HCA 53.
[166] Section 198AHA(1).
[167] Underhill v Hernandez
[1897] USSC 197; 168 US 250 at 252 (1897); Potter v Broken Hill Proprietary Co Ltd
[1906] HCA 88; (1906) 3 CLR 479 at 495, 506, 511; [1906] HCA 88; Attorney-General
(United Kingdom) v Heinemann Publishers Australia Pty Ltd [1988] HCA 25; (1988) 165 CLR 30
at 40-41; [1988] HCA 25. See also Aksionairnoye Obschestvo A M Luther v
James Sagor & Co [1921] 3 KB 532 at 546, 548, 558-559; Banco de
Espana v Federal Reserve Bank of New York 114 F 2d 438 (1940); Banco
Nacional de Cuba v Sabbatino [1964] USSC 48; 376 US 398 at 416 (1964); Buttes Gas and Oil
Co v Hammer [1982] AC 888 at 931-934.
[168] [1988] HCA 25; (1988) 165 CLR 30 at
40-41.
[169] [1897] USSC 197; 168 US 250 at 252
(1897).
[170] [1982] AC 888 at 933.
[171] [1964] USSC 48; 376 US 398 at 416
(1964).
[172] 246 US 297 at 304
(1918).
[173] [1982] AC 888 at
931-932.
[174] Marbury v Madison [1803] USSC 16; 5
US 137 at 177 (1803); Attorney-General (NSW) v Quin [1990] HCA 21; (1990) 170 CLR 1 at
35; [1990] HCA 21.
[175] 15th ed (2012), vol 1 at
123-124.
[176] [2011] HCA 50; (2011) 245 CLR 456 at 475
[51].
[177] [2011] HCA 50; (2011) 245 CLR 456 at 477
[53].
[178] [2013] HCA 53; (2013) 251 CLR 322 at 364
[119].
[179] Plaintiff S156/2013 v
Minister for Immigration and Border Protection (2014) 254 CLR 28 at
43 [25]-[26]; [2014] HCA 22.
[180] Plaintiff S156/2013 v
Minister for Immigration and Border Protection (2014) 254 CLR 28 at 42-43
[24]-[25].
[181] [2013] HCA 53; (2013) 251 CLR 322 at 369
[138].
[182] [1992] HCA 64; (1992) 176 CLR 1 at 33.
[183] Chu Kheng Lim v Minister
for Immigration, Local Government and Ethnic Affairs [1992] HCA 64; (1992) 176 CLR 1 at 33;
Plaintiff M76/2013 v Minister for Immigration, Multicultural Affairs and
Citizenship [2013] HCA 53; (2013) 251 CLR 322 at 369 [138].
[184] As defined in s 5(1) of
the Migration Act 1958 (Cth) ("the Migration Act").
[185] As defined in s 14 of
the Migration Act.
[186] As defined in s 5AA of
the Migration Act.
[187] As defined in s 198AB
of the Migration Act.
[188] Pursuant to reg 9 of
the Immigration Regulations 2013 (Nauru).
[189] Pursuant to reg 9 of the
Immigration Regulations 2013 (Nauru).
[190] Pursuant to reg 9 of the
Immigration Regulations 2014 (Nauru).
[191] Pursuant to reg 9(6)(a) of
the Immigration Regulations 2013 (Nauru) and reg 9(6)(a) of the Immigration
Regulations 2014 (Nauru).
[192] Within the meaning of the
Convention relating to the Status of Refugees (1951) as amended by the Protocol
relating to the Status
of Refugees (1967) ("the Refugees Convention").
[193] Chu Kheng Lim v Minister
for Immigration (1992) 176 CLR 1; [1992] HCA 64.
[194] Pursuant to s 198AD(5)
of the Migration Act.
[195] Defined to mean "the
procurement, in order to obtain, directly or indirectly, a financial or other
material benefit, of the unauthorised
entry of a person into a country of which
[the person] is not a national or permanent resident".
[196] Defined to mean "the
phenomenon of people moving without proper authorisation to a country including
for the purpose of seeking
asylum".
[197] Held in Indonesia on 29 and
30 March 2011.
[198] cll 1-3 of the MOU.
[199] cll 4 and 5 of the MOU.
[200] cl 6 of the MOU.
[201] cll 7-24 of the
MOU.
[202] cl 7 of the MOU.
[203] cl 8 of the MOU.
[204] cl 9 of the MOU.
[205] cll 10 and 11 of the
MOU.
[206] cl 15 of the MOU.
[207] cl 21 of the MOU.
[208] cl 22 of the MOU.
[209] cl 2 of the
Administrative Arrangements.
[210] cl 2.1(c) of the
Administrative Arrangements.
[211] cl 2.2.9 of the
Administrative Arrangements.
[212] Defined as a "company or
organisation/entity contracted to provide a service at [the Nauru RPC] or in
relation to Transferees".
[213] cl 3.4 of the
Administrative Arrangements.
[214] Defined as a "person who is
involved in providing services at [the Nauru RPC], including a person employed
by a Service Provider".
[215] cl 3.6.1 of the
Administrative Arrangements.
[216] cl 4.1.2 of the
Administrative Arrangements. As will become evident, under the Asylum
Seekers (Regional Processing Centre) Act 2012 (Nauru) ("the RPC Act"), the
appointer of the Operational Manager is altered to be the person (however
described) who has been
given responsibility by the Commonwealth or by
the Nauruan Minister (s 3(1)). There is one Operational Manager for each
of RPC1, RPC2 and RPC3.
[217] cl 4.1.3 of the
Administrative Arrangements.
[218] cl 4.1.6 of the
Administrative Arrangements.
[219] cl 4.1.4 of the
Administrative Arrangements.
[220] cl 4.3.1 of the
Administrative Arrangements.
[221] cl 4.2.1 of the
Administrative Arrangements.
[222] cl 5.2.1 of the
Administrative Arrangements.
[223] cl 5.2.2 of the
Administrative Arrangements.
[224] cl 5.2.5 of the
Administrative Arrangements.
[225] cl 5.3.1 of the
Administrative Arrangements.
[226] cl 5.3.2 of the
Administrative Arrangements.
[227] cl 6.2.1 of the
Administrative Arrangements.
[228] cl 6.2.2 of the
Administrative Arrangements.
[229] cl 6.3.1 of the
Administrative Arrangements.
[230] cll 6.5.2-6.5.4 of the
Administrative Arrangements.
[231] cl 8.1.1 of the
Administrative Arrangements.
[232] cl 8.2.1 of the
Administrative Arrangements.
[233] reg 4(1)(d) of the
Immigration Regulations 2014 (Nauru).
[234] These regulations were made
under s 33 of the Immigration Act 2014 (Nauru).
[235] reg 5(7) and Sched 2 to
the Immigration Regulations 2014 (Nauru).
[236] reg 5(7) of the
Immigration Regulations 2014 (Nauru).
[237] reg 9(1) of the
Immigration Regulations 2014 (Nauru).
[238] reg 9(2) and (3) of the
Immigration Regulations 2014 (Nauru).
[239] reg 9(4) of the
Immigration Regulations 2014 (Nauru).
[240] reg 9(6)(a) of the
Immigration Regulations 2014 (Nauru).
[241] reg 9A(1) of the
Immigration Regulations 2014 (Nauru).
[242] reg 5(7) and Sched 2 to
the Immigration Regulations 2014 (Nauru).
[243] Pursuant to reg 9A of the
Immigration Regulations 2000 (Nauru) or, subsequently, pursuant to reg 9
of the Immigration Regulations 2013 (Nauru) or reg 9 of the Immigration
Regulations 2014 (Nauru).
[244] In accordance with
reg 9(5) of the Immigration Regulations 2013 (Nauru) and subsequently
reg 9(5) of the Immigration Regulations
2014 (Nauru).
[245] Pursuant to reg 9(5A) of the
Immigration Regulations 2014 (Nauru).
[246] Pt 2 of the RPC Act.
[247] See [297] above.
[248] s 5 of the RPC Act.
[249] s 6 of the RPC Act.
[250] s 6(3) of the RPC
Act.
[251] s 7(1) of the RPC
Act.
[252] s 9(a) of the RPC Act;
r 3.1.1 of the RPC Rules.
[253] s 17(1) of the RPC
Act.
[254] s 3(1) of the RPC
Act.
[255] By reason of the
specification in the RPC Visa that a Transferee must reside at the Nauru RPC:
s 18C of the RPC Act; r 3.1.3 of
the RPC Rules. Rule 3.1.3 of the RPC
Rules provided that a person may leave without prior approval in the case of
emergency or other
extraordinary circumstance. That qualification is not found
in s 18C of the RPC Act.
[256] s 18C of the RPC
Act.
[257] s 23 of the RPC
Act.
[258] s 24 of the RPC
Act.
[259] ss 19(2), 19B and 21 of
the RPC Act.
[260] ss 19(2), 19B and 19D
of the RPC Act.
[261] ss 19(2) and 19E of the
RPC Act.
[262] r 11.2 of the RPC
Rules; s 18C of the RPC Act.
[263] r 11.4 of the RPC
Rules.
[264] In fact, the contract is
recorded as being entered into by the Commonwealth of Australia represented by
the Department of Immigration
and Border Protection.
[265] cl 17.7.1 of the
Transfield Contract.
[266] cl 2.1.1 of the
Transfield Contract.
[267] cll 2.1.1 and 3.1.1 of
the Transfield Contract.
[268] cl 1.1 of Pt 1 of
Sched 1 to the Transfield Contract.
[269] cl 1 of the Transfield
Contract.
[270] cl 1.1.5 of Pt 1 of
Sched 1 to the Transfield Contract.
[271] cl 1.5.1 of Pt 1 of
Sched 1 to the Transfield Contract.
[272] cl 1.5.2 of Pt 1 of
Sched 1 to the Transfield Contract.
[273] cl 1.5.3 of Pt 1 of
Sched 1 to the Transfield Contract.
[274] cl 1.5.4 of Pt 1 of
Sched 1 to the Transfield Contract.
[275] cl 4.1.1 of Pt 2 of
Sched 1 to the Transfield Contract.
[276] cl 4.1.3 of Pt 3 of
Sched 1 to the Transfield Contract.
[277] cl 4.18.1 of Pt 3 of
Sched 1 to the Transfield Contract.
[278] cl 4.14.1 of Pt 3 of
Sched 1 to the Transfield Contract.
[279] cl 4.16.1 of Pt 3 of
Sched 1 to the Transfield Contract.
[280] References to "Wilson
Security" include Wilson Security Pty Ltd, a subsidiary of Wilson Parking
Australia 1992 Pty Ltd.
[281] These include Save the
Children Australia, International Health and Medical Services Pty Ltd, and a law
firm to assist Transferees
in making protection claims on Nauru.
[282] See [413]-[414] below.
[283] Throughout these reasons,
references to submissions by the Commonwealth include the First Defendant (the
Minister for Immigration
and Border Protection).
[284] Ainsworth v Criminal
Justice Commission [1992] HCA 10; (1992) 175 CLR 564 at 582; [1992] HCA 10.
[285] cl 4.18.1 of Pt 3 of
Sched 1 to the Transfield Contract read with the definition of "Department" in
cl 1 of the Transfield Contract.
[286] See [323] above.
[287] See [330] above.
[288] cf CPCF v
Minister for Immigration and Border Protection (2015) 89 ALJR 207 at
230 [85]; 316 ALR 1 at 26; [2015] HCA 1.
[289] cf Plaintiff M76/2013 v
Minister for Immigration, Multicultural Affairs and Citizenship [2013] HCA 53; (2013) 251
CLR 322 at 364 [118]; [2013] HCA 53.
[290] [1992] HCA 64; (1992) 176 CLR 1 at 19.
[291] See [413]-[414] below.
[292] cf CPCF (2015) 89
ALJR 207; 316 ALR 1.
[293] cf Plaintiff
S156/2013 v Minister for Immigration and Border Protection (2014) 254 CLR 28
at 42-43 [23]-[25], 44 [31], 46 [38]; [2014] HCA 22.
[294] Although s 198AHA was
inserted into the Migration Act by the Migration Amendment (Regional
Processing Arrangements) Act 2015 (Cth), it commenced on 18 August 2012.
[295] s 198AHA(2)(a) of the
Migration Act (emphasis added).
[296] Williams v The
Commonwealth [No 2] [2014] HCA 23; (2014) 252 CLR 416 at 454 [24], 457 [36], 467-469
[78]-[83]; [2014] HCA 23.
[297] Williams v The
Commonwealth [2012] HCA 23; (2012) 248 CLR 156 at 191 [34]; see also at 184-185 [22],
226-227 [121], 342 [483], 362 [560]; [2012] HCA 23.
[298] cf CPCF (2015) 89
ALJR 207 at 239-240 [147]-[150], 255-258 [258]-[276]; 316 ALR 1 at 39-40,
60-64.
[299] Lim [1992] HCA 64; (1992) 176 CLR 1
at 19, 63; CPCF (2015) 89 ALJR 207 at 239-240 [147]-[150], 255-258
[258]-[276]; 316 ALR 1 at 39-40, 60-64.
[300] R v Kidman [1915] HCA 58; (1915) 20
CLR 425 at 441; [1915] HCA 58.
[301] Victoria v The
Commonwealth (Industrial Relations Act Case) (1996) 187 CLR 416 at
481; [1996] HCA 56.
[302] Williams v The
Commonwealth [No 2] [2014] HCA 23; (2014) 252 CLR 416 at 454 [24], 457 [36], 467-469
[78]-[84].
[303] Plaintiff S156/2013
(2014) 254 CLR 28 at 43 [25], 46 [38].
[304] s 4 of the Migration
Act; see also Plaintiff S4/2014 v Minister for Immigration and Border
Protection [2014] HCA 34; (2014) 253 CLR 219 at 230 [22]- [23]; [2014] HCA 34.
[305] Lim [1992] HCA 64; (1992) 176 CLR 1
at 26-27. See also Polyukhovich v The Commonwealth (War Crimes Act
Case) [1991] HCA 32; (1991) 172 CLR 501 at 606-607; [1991] HCA 32.
[306] [1992] HCA 64; (1992) 176 CLR 1.
[307] See Part (2) of the Analysis
section above.
[308] Lim [1992] HCA 64; (1992) 176 CLR 1
at 33.
[309] Lim [1992] HCA 64; (1992) 176 CLR 1
at 32.
[310] Lim [1992] HCA 64; (1992) 176 CLR 1
at 30-31.
[311] Lim [1992] HCA 64; (1992) 176 CLR 1
at 10, 32.
[312] s 4(1) of the Migration
Act.
[313] s 4(5) of the Migration
Act. See also s 198AA(c) of the Migration Act.
[314] Lim [1992] HCA 64; (1992) 176 CLR 1
at 55; Al-Kateb v Godwin [2004] HCA 37; (2004) 219 CLR 562 at 648 [258]; [2004] HCA 37;
Re Woolley; Ex parte Applicants M276/2003 (2004) 225 CLR 1 at 12
[16]-[17], 26-27 [62], 85 [264]; [2004] HCA 49; Vasiljkovic v The
Commonwealth [2006] HCA 40; (2006) 227 CLR 614 at 648 [108]; [2006] HCA 40.
[315] CPCF (2015) 89 ALJR
207 at 240 [149]-[150]; 316 ALR 1 at 39-40.
[316] See Plaintiff M76/2013
[2013] HCA 53; (2013) 251 CLR 322 at 363-364 [115]- [119].
[317] Lim [1992] HCA 64; (1992) 176 CLR 1
at 25-26.
[318] [1992] HCA 64; (1992) 176 CLR 1.
[319] [1992] HCA 64; (1992) 176 CLR 1 at 19.
[320] [2013] HCA 53; (2013) 251 CLR 322 at 369
[138], citing Lim [1992] HCA 64; (1992) 176 CLR 1 at 33. See also Plaintiff S4/2014
[2014] HCA 34; (2014) 253 CLR 219 at 231-232 [25]- [29]; CPCF (2015) 89 ALJR 207 at
272 [374]; 316 ALR 1 at 83.
[321] Lim [1992] HCA 64; (1992) 176 CLR 1
at 33; Plaintiff M76/2013 [2013] HCA 53; (2013) 251 CLR 322 at 369 [138].
[322] s 46A of the Migration
Act.
[323] s 4(1) of the Migration
Act.
[324] s 4(5) of the Migration
Act. See also s 198AA(c) of the Migration Act.
[325] As explained in Plaintiff
S4/2014 [2014] HCA 34; (2014) 253 CLR 219 at 231 [26], there is a third permissible purpose
– determining whether to permit a valid application for a visa which was
peculiar to
the statutory framework then in issue.
[326] Lim [1992] HCA 64; (1992) 176 CLR 1
at 27.
[327] Lim [1992] HCA 64; (1992) 176 CLR 1
at 57.
[328] R v Burgess; Ex parte
Henry [1936] HCA 52; (1936) 55 CLR 608 at 640-641, 681-682, 687; [1936] HCA 52; The
Commonwealth v Tasmania (The Tasmanian Dam Case) (1983) 158 CLR 1 at
127, 170, 218-219, 258; [1983] HCA 21; Industrial Relations Act Case
(1996) 187 CLR 416 at 478, 483-485.
[329] R v Burgess; Ex parte
Henry [1936] HCA 52; (1936) 55 CLR 608 at 642.
[330] Queensland v The
Commonwealth [1989] HCA 36; (1989) 167 CLR 232 at 239; [1989] HCA 36.
[331] Koowarta v
Bjelke-Petersen [1982] HCA 27; (1982) 153 CLR 168 at 201-202, 220-221, 237, 257-258; [1982]
HCA 27.
[332] R v Burgess; Ex parte
Henry [1936] HCA 52; (1936) 55 CLR 608 at 642.
[333] cf Vasiljkovic v The
Commonwealth [2006] HCA 40; (2006) 227 CLR 614 at 618 [6].
[334] cf Barton v The
Commonwealth [1974] HCA 20; (1974) 131 CLR 477 at 483; [1974] HCA 20.
[335] Ferrando v Pearce
[1918] HCA 47; (1918) 25 CLR 241 at 253, 261, 270, 274; [1918] HCA 47; Jerger v Pearce
[1920] HCA 42; (1920) 28 CLR 588 at 592, 594; [1920] HCA 42; Lim [1992] HCA 64; (1992) 176 CLR 1 at
57.
[336] s 51(vi) of the
Constitution.
[337] Underhill v Hernandez
[1897] USSC 197; 168 US 250 at 252 (1897), approved in Potter v Broken Hill Proprietary Co
Ltd [1906] HCA 88; (1906) 3 CLR 479 at 495, 506-507, 511; [1906] HCA 88;
Attorney-General (United Kingdom) v Heinemann Publishers Australia Pty
Ltd [1988] HCA 25; (1988) 165 CLR 30 at 40-41; [1988] HCA 25; Moti v The Queen
[2011] HCA 50; (2011) 245 CLR 456 at 475 [51]; [2011] HCA 50.
[338] In re Judiciary and
Navigation Acts [1921] HCA 20; (1921) 29 CLR 257 at 265; [1921] HCA 20; Mellifont v
Attorney-General (Q) [1991] HCA 53; (1991) 173 CLR 289 at 303; [1991] HCA 53; Croome v
Tasmania [1997] HCA 5; (1997) 191 CLR 119 at 124-126, 136; [1997] HCA 5; Bateman's Bay
Local Aboriginal Land Council v Aboriginal Community Benefit Fund Pty Ltd
[1998] HCA 49; (1998) 194 CLR 247 at 262 [37]; [1998] HCA 49; Kuczborski v Queensland
[2014] HCA 46; (2014) 254 CLR 51 at 87-88 [98]- [99]; [2014] HCA 46.
[339] See [21] and [198]
above.
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