SUPREME COURT OF INDIA
State of U.P.
Vs.
Gobardhan Lal and D.K. Shukla
C.A.No.408 of 2004
(Doraiswamy Raju and Arijit Pasayat JJ.)
23.03.2004
JUDGMENT
Doraiswamy Raju, J.
1. Since the challenge in these appeals relates to identical orders, they are
dealt with together. In Civil Appeal No.408/2004, one Zila Desh Bhakta Society,
Meerut (U.P.), has filed an application for intervention. In our view, the same
does not deserve to be countenanced having regard to the nature of the rights
and grievance involved for consideration in these appeals. Hence, the
application is rejected.
Civil Appeal No.408 of 2004:
2. This appeal has been filed by the State of U.P. and others, who were arrayed
as respondents before the High Court, against the order dated 3.4.2000 of a
Division Bench of the Allahabad High Court in Civil Misc. Writ Petition No.2893
of 2000, whereunder the writ petition filed challenging the transfer of the
respondent came to be disposed of with certain directions general and far-
reaching in nature - affecting the rights of the Government and various
officers of the Government in the administrative hierarchy to pass orders of
transfer of Officers/Servants serving under them. The salient and necessary
facts relating to the appeal are that the respondent, who was working as
District Supply Officer, Meerut, came to be transferred by an Office Order
dated 8.12.1999 by the Secretary, Food and Civil Supplies Department of the
Government, to Head Office Office of Food Commissioner at Lucknow. This Office
Order involved the posting of not only a substitute to the respondent at Meerut
but the transfer of another officer as well. The grievance with which the said
transfer order came to be challenged before the High Court was that though by
an order dated 10.4.1999 the respondent, who was serving at Unnao, was
transferred to Meerut and joined as such, he came to be transferred again by
the impugned order due to political pressure and influence, particularly that
of the local MLA by name Atul Kumar, to the Head Office at Lucknow in order to
help another to be posted in his place. It seems to have been urged further
that the District Magistrate of Meeruthas commended the services of the
respondent in dealing with the public and despite such views expressed, the
transfer order came to be made for extraneous purposes, at the behest of and in
order to oblige the local MLA. Carried away by the copies of the letters filed
as Annexures before the High Court, allegedly written by the MLA, the Court,
while issuing notice, seems to have granted interim orders of stay as well. The
respondents filed counter affidavit disputing the claims made in the Writ
Petition as to the alleged motives and baseless accusations relating thereto,
and as found noticed in the order under challenge, it was categorically
asserted for the respondents before the High Court that the so-called letter
said to have been written by the MLA is a fake one and it was neither written
by him nor was it available in the files. That apart, it was also, among other
things, contended that the performance of the respondent in the previous
stations as well came under a cloud and as a matter of fact, he was suspended
on 10.2.1997 for alleged serious irregularities and misconduct while he was
District Supply Officer at Hamirpur and Gonda.
3. Though, subsequently reinstated on 11.7.1997 and departmental proceedings
instituted were pending, once again he was said to have been suspended on
15.12.1997 for irregularities committed and reinstated on 20.3.1999, subject to
the condition that the departmental proceedings pending against him will
continue and as a matter of fact, two departmental proceedings were said to be
pending against him. The respondent (Writ Petitioner before the High Court)
himself is said to be the real brother of an MLA, by name Shri Ram Pal Verma,
and through him and another MLA he was said to be bringing a lot of pressure to
bear on the authorities, at every stage to get favourable treatment. In the
light of the above and the further claim made that the criminal proceedings
have also been sanctioned against him, it was contended that his transfer was
purely in public interest and necessitated by the exigencies of service to keep
him away from the field work and to take him into the Head Quarters Office on
the administrative side.
4. The learned Judges of the Division Bench, after adverting to these claims
and counter claims made in the pleadings, though observed that in view of the
conflicting statements in the affidavits, it was not possible for them to
decide the disputed question of facts in writ jurisdiction as to whether the
transfer order was passed due to political pressure or not, the Bench, in our
view, fell into an error in attempting to lay down general principles relating
to transfers and postings of Government Servants keeping in view, as found
noticed in the order under challenge, some large-scale transfers said to have
been taking place due to political interference in the State as disclosed from
certain proceedings said to have been brought before the Court as well as some
of the newspaper reports. As part of its attempts and endeavours to obviate
such happenings, the High Court has not only directed the respondent to
approach the Chief Secretary with a representation as to his grievance besides
making a consequential direction to Chief Secretary to dispose of the same, but
also issued the following directions: - "Hence in such cases it is better
for the government servant to approach the Chief Secretary, U.P. Government,
and this internal mechanism will be better for this purpose. The Chief
Secretary is a very senior government officer with sufficient maturity and
seniority to withstand political or other extraneous pressure and deal with the
issue fairly and we are confident that he will do justice in the matter to
civil servants. This will also avoid or reduce the floodgate of litigation of
this nature in this Court. As regards Class-I Officers, the Civil Service Board
shall be constituted for dealing with their transfers and postings (as already
directed by us above)."
Hence, this appeal.
Civil Appeal No.409 of 2004:
5. This appeal has been filed by the appellant, who was respondent No.3 in the
High Court in Civil Miscl. Writ Petition No.7429 of 2000, which came to be
filed by the first respondent herein challenging the promotion and appointment
of the appellant as Director of U.P. Local Fund and Audit Department. It is
unnecessary for us to advert to the respective claims of parties for the reason
that when the Writ Petition came up for hearing, the very Division Bench, which
dealt with the other Writ Petition giving rise to the other appeal, after
noticing the fact that highly disputed facts are involved in this case, made
reference to the judgment rendered by them in the other case and directed that
the first respondent, the appellant herein and any other person concerned may
also make a representation before the Chief Secretary, which may be considered
by the Chief Secretary or his nominee and pass appropriate orders thereon. It
is in such circumstances that one of the respondents before the High Court has
come up before this Court by way of this appeal. During the course of hearing,
apart from reiterating the stand taken in the pleadings, it has been further
stated that the first respondent is no longer in service and he came to be
dismissed as a sequel to the disciplinary proceedings initiated against him and
that, therefore, nothing survives in the appeal so far as the first respondent
is concerned . But yet it has been urged that the general observations and
directions made and liberties granted to Government Servants, as a class, by
the High Court in the order under challenge ought not to be allowed to stand.
6. The learned counsel appearing for the appellant-State contended that once
the High Court had come to the conclusion that disputed questions of facts have
been raised rendering it not possible to adjudicate on the facts as to whether
the transfer order was passed due to political pressure or not as also in the
other case relating to the promotion, the High Court ought to have rejected the
Writ Petitions leaving liberty with the parties concerned, if they felt so
aggrieved, to vindicate their rights, if any, in any other manner known to and
in accordance with law and ought not to have embarked upon generalising the
problems stated to be prevailing in the State with reference to transfer of
public servants or promotions and given such sweeping directions whittling down
the existing well-settled policies and guidelines regulating transfers and
overriding the competence, authority and powers vested with the concerned and
competent authorities of the State to deal with transfers of their
subordinates, as was permissible in law. It has been also contended that
pursuant to the directions of the Court, the relevant Government Orders laying
down the norms and principles for regulating transfers, etc. have already been
brought to the notice of the Court and in spite of it some sweeping
observations, which cannot be countenanced in law, came to be passed by the
Court. So far as the other appeal is concerned, it has been urged by the
counsel for the State as well as the appellant that the rights relating to
conditions of service have got to be asserted and adjudicated in accordance
with law availing of the avenues of remedies provided therefor and the same
could not be short-circuited by relegating everything to the Chief Secretary to
be dealt with on mere administrative side, de hors the relevant service rules,
as well as other governing provisions of law and binding instructions relating
to the conditions of service of a Government servant.
7. Per contra, the learned counsel for the respondents, having regard to the
efflux of time and also the subsequent developments and changed circumstances,
were not that serious as to defending the general directions of the nature
given in this case by the High Court.
8. Keeping in view all this, we find it necessary to deal with the legality and
propriety of the directions issued and also the desirability or otherwise of
the Court embarking upon such ventures, without affecting the rights of
individual parties, who approached the Court for relief in these matters.
Since, as pointed out earlier, having regard to the efflux of time the
respondent in Civil Appeal No.408/2004 could not claim to continue in the same
place forever, apart from the fact that we have been told that he has already been
serving in a different station. Likewise, so far as the first respondent in
Civil Appeal No.409/2004 is concerned, it is stated that he is no longer in
service and if he or any of the parties have any rights to be vindicated, our
orders in these appeals shall not stand in the way of their rights to pursue
the same in accordance with and as is permissible in law. We reiterate that the
prime concern in these appeals, at the present stage, is only with reference to
the omnibus and general directions issued by the High Court placing an embargo
on the right of the competent and concerned authorities of the Government to
pass orders of transfers and also as to the remedial or other measures, if any,
to be provided for in such cases, apart from those as are available in law.
9. It is too late in the day for any Government Servant to contend that once
appointed or posted in a particular place or position, he should continue in
such place or position as long as he desires. Transfer of an employee is not
only an incident inherent in the terms of appointment but also implicit as an
essential condition of service in the absence of any specific indication to the
contra, in the law governing or conditions of service. Unless the order of
transfer is shown to be an outcome of a mala fide exercise of power or
violative of any statutory provision (an Act or Rule) or passed by an authority
not competent to do so, an order of transfer cannot lightly be interfered with
as a matter of course or routine for any or every type of grievance sought to
be made. Even administrative guidelines for regulating transfers or containing
transfer policies at best may afford an opportunity to the officer or servant
concerned to approach their higher authorities for redress but cannot have the
consequence of depriving or denying the competent authority to transfer a
particular officer/servant to any place in public interest and as is found
necessitated by exigencies of service as long as the official status is not
affected adversely and there is no infraction of any career prospects such as
seniority, scale of pay and secured emoluments. This Court has often reiterated
that the order of transfer made even in transgression of administrative
guidelines cannot also be interfered with, as they do not confer any legally
enforceable rights, unless, as noticed supra, shown to be vitiated by mala
fides or is made in violation of any statutory provision.
10. A challenge to an order of transfer should normally be eschewed and should
not be countenanced by the Courts or Tribunals as though they are Appellate
Authorities over such orders, which could assess the niceties of the
administrative needs and requirements of the situation concerned. This is for
the reason that Courts or Tribunals cannot substitute their own decisions in
the matter of transfer for that of competent authorities of the State and even
allegations of mala fides when made must be such as to inspire confidence in
the Court or are based on concrete materials and ought not to be entertained on
the mere making of it or on consideration borne out of conjectures or surmises
and except for strong and convincing reasons, no interference could ordinarily
be made with an order of transfer.
11. The very questions involved, as found noticed by the High Court in these
cases, being disputed questions of facts, there was hardly any scope for the
High Court to generalise the situations based on its own appreciation and
understanding of the prevailing circumstances as disclosed from some write ups
in journals or newspaper reports. Conditions of service or rights, which are
personal to the parties concerned, are to be governed by rules as also the
inbuilt powers of supervision and control in the hierarchy of the
administration of State or any Authority as well as the basic concepts and
well-recognised powers and jurisdiction inherent in the various authorities in
the hierarchy. All that cannot be obliterated by sweeping observations and
directions unmindful of the anarchy which it may create in ensuring an
effective supervision and control and running of administration merely on
certain assumed notions of orderliness expected from the authorities effecting
transfers. Even as the position stands, avenues are open for being availed of
by anyone aggrieved, with the concerned authorities, the Courts and Tribunals,
as the case may be, to seek relief even in relation to an order of transfer or
appointment or promotion or any order passed in disciplinary proceedings on
certain well-settled and recognized grounds or reasons, when properly
approached and sought to be vindicated in the manner known to and in accordance
with law. No such generalised directions as have been given by the High Court
could ever be given leaving room for an inevitable impression that the Courts
are attempting to take over the reigns of executive administration. Attempting
to undertake an exercise of the nature could even be assailed as an onslaught
and encroachment on the respective fields or areas of jurisdiction earmarked
for the various other limbs of the State. Giving room for such an impression
should be avoided with utmost care and seriously and zealously courts endeavour
to safeguard the rights of parties.
12. For all the reasons stated above, we set aside the judgments of the High
Court under challenge. The appeals are allowed accordingly, with no order as to
costs.