SUPREME COURT OF INDIA
Tirupati Balaji Developers Private Limited
Vs
State of Bihar
S.L.P. (C) No. 2004 (CC Nos. 8071-8072 of 2002)
(R. C. Lahoti and Ashok Bhan)
21/04/2004
JUDGMENT
R.C. LAHOTI, J.
1. A Division Bench of the High Court of Judicature at Patna is seized of a
hearing in public interest exercising its jurisdiction under Article 226 of the
Constitution. The High Court is feeling concerned over the drainage system, the
sewerage system, the drinking water supply system, the kerb on the road being
in shambles and reallocating of footpaths. The High Court seems to have chosen
one road as model habitat area so as to set an example for other roads
conforming with the discipline governing urbanization and urban planning
according to law and ensuring that future generations get a safer city to live
in, a civic city, with civic amenities, for the benefit of civic citizens. The
High Court has been issuing orders in the nature of continuing mandamus and has
also been monitoring the compliance. On 1.10.2001, the High Court passed an
interim order containing the following directions: (a) the street alignment is
in a straight or a gentle curve natural to the road and the set backs, from the
centre of the road, as indicated in the details given to the court in column 3,
are maintained. Buildings eclipsed by a 110' (feet) distance on either side of
the road are to be identified; (b) the storm-drain will be planned so that they
run contiguous to the boundary alignment of the six properties shown and
measured, reference order dated 28 September, 2001; (c) the
flanks/footpaths/side walks will run parallel in a straight line between the
storm-drain and the carriage width of the metal road; and (d) At any intersection
of the Bailey Road, a diameter of 100 metres from the centre of the road will
be planned as a protected area and set backs laid so that there is no blind
spot or obstruction to sight, Minimum frontage and set back off this
circumstance is to be maintained at 110' (feet). One of the effects of the
proceedings before the High Court and the orders passed therein was the
restraint of all construction work on the entire stretch of the public street,
the Bailey road, within 110 feet from the centre of the road on either side.
The local authorities were restrained from approving any map for construction
within the said stretch of the area.
2. It appears that there were a few builders/developers engaged in construction activity and the interim order dated 1.10.2001 had the effect of bringing their construction activity to a standstill substantially. On 17.9.2002, seven of them filed a petition in this Court seeking special leave to appeal against the the High Court's order dated 1.10.2001. In the cause title they had described themselves as interveners/ petitioners. It appears that they were not parties to, nor were noticed in, those, proceedings in which the order dated 1.10.2001 came to be passed, at least they say so in their application seeking permission to file SLP accompanying the SLP. When the matter came up for hearing before this Court on 28.10.2002, an obvious query raised by the Court and put to the learned counsel for the petitioners was that if, on their own showing, they were not parties impleaded before the High Court, then why should they not approach the High Court putting forth their case and grievance, if any, and pray for vacating or modifying the interim order dated 1.10.2001 passed by the High Court. The learned counsel for the petitioners seems to have brought to the notice of this Court that the petitioners had already applied for vacation of the interim order dated 1.10.2001 before the High Court. This Court, in its order dated 28.10.2002, held - "In that view of the matter, we are not inclined to entertain these petitions and the same are, accordingly, dismissed. The petitioners may approach the Hon'ble the Chief Justice for expediting the hearing of the said matter. We hope and trust that the matter would be decided at an early date.
3. On April, 5, 2003, I.A. Nos. 8-9 of 2003 were filed by the petitioners in
this Court submitting that their applications praying for vacating of the
interim order dated 1.10.2001 were already filed on 16/17.7.2002 but till date
no date has been fixed for hearing the stay vacate application of theirs. It is
also mentioned in the application that mentioning slips were submitted which
were taken on record to be put up when the bench in available. It was further
stated that after the order of this Court dated 28.10.2002 such mentioning
slips were filed before the Hon'ble the Chief Justice on 21.11.2002, 12.12.2002
and 16.1.2003 praying for early listing of the matter but no orders were
passed. The averments made in the application are supported by affidavit and also
documents which consist mostly of the copies of records of proceedings in High
Court. The appellants had sought for recalling of the order of this Court
disposing of the SLP, the SLPs being taken up for hearing and the operation of
the interim order dated 1.10.2001 passed by the Patna High Court being stayed.
The applicants enclosed a chart (Annexure P-8) with the application setting out
the amount of monetary loss which they had already suffered and were continuing
to suffer month by month on account of their applications to vacate the stay
not being taken up for hearing by the High Court.4. This Court directed notice
on the applications to be issued. On 3.11.2003, a three-Judges Bench presided
over by Hon'ble the Chief Justice of India, after hearing the learned counsel
for the parties appearing and in their anxiety for ascertaining if the
averments made by the petitioners were correct, called for a response from the
High Court. The Court wished to ascertain if the petitioners had filed any
applications and if the same were not listed for hearing. Obviously the purpose
of this Court in passing the order dated 3.11.2003 was to ascertain the facts,
also to emphasise the the need for an early listing of the petitioners' stay
vacate applications' if that was not already done. The order of this Court was
communicated by the Registry of this Court to the Registrar General of the High
Court.
5. It appears that the Registrar General of the High Court prepared a note and
put up the same before Hon'ble the Chief Justice of Patna High Court for
consideration. The note seems to have been taken up for consideration not on
the administrative side but on judicial side. The High Court seems to have
taken a strong exception to the order dated 3.11.2003 of this Court forming an
impression as if this Court has 'directed' the High Court - as an institution -
'to give an explanation'. A few excerpts from the order dated 3.12.2003 passed
by the Division Bench of the High Court are as under:--
"It is unfortunate, very unfortunate, that a dead and decided case was
revived and sent for from the record room on the application of an intervener,
who was not even a party to the cause in any case, and an explanation has been
sought from the High Court. The High Court has been asked to give a response to
the Supreme Court on the complaint of a quasi-litigant, who has not filed a
case himself at the High Court but seeks certificate from the Supreme Court
that the High Court has demurred. How does the High Court respond? The Bench
providing an explanation to the Supreme Court? The Registrar General, High
Court, filing an explanatory note to the Registrar General, Supreme Court?
Should the High Court engage a lawyer? Has the High Court erred in any
judgment? Is the High Court an adversary?
* This Court feels constrained to point out that perjury has taken place at the
Bar of the Supreme Court. Falsehoods have been stated. The sanctity of public
justice has been defiled in two Courts, the High Court and the Supreme Court.
The report of the Registrar General, which details this dishonesty, should be
an eye-opener as to how public justice has been defiled by falsehood's. And
once the stream of justice has been polluted, it is like a poisoned river which
kills rather than gives life.
xx xx xx
In this case, an intervener has given a picture to the Supreme Court that no
proceedings, in this case have been going on in the High Court, which is
untrue. Proceedings have been going on regularly.
The Supreme Court has sought the 'response' of the High Court fortunately
observing "on the ground alleging that despite petitioners mentioning...
for early hearing..." This is the response. This Court may have had no
occasion to give its response had it not been sought. Courts are not meant to
chase their orders, as they are meant to discharge their obligations with a
total sense of detachment. Adversary parties are meant to point out falsehoods
before the Court, but even this is an abnormality, falsehoods are not expected
to be the normalcy, falsehoods are not expected to be the normalcy of Court
proceedings.
Then, in a Public Interest Litigation, a financially week party bringing a
cause and expecting positive action for the public good may regret the day of
approaching the Court, if proceedings are frustrated by an outsider distorting
the issues in a higher Court.
In the case in which a 'response' is being sought, the matter is connected to
Urban Planning.
xx xx xx
This Court is taking the liberty to speak frankly because a response was
sought. The Registrar General was in a quandary and asked the Court as to how
he should present the response. He is an official, should he give it to the
Registrar General of the Supreme Court? He wanted to know, should the judges
give an explanation? The only answer lies on what is a Superior Court of
Record. If the facts are pure before the Constitution Court in its appellate
jurisdiction, which the Supreme Court of India is, all these issues will not
arise. If falsehoods are pleas at the Supreme Court, and the Supreme Court gets
the feeling that some such situation may exist, then there are many other ways
of finding out. Seeking an explanation from the High Court at the instigation
of an erring litigant, would be a very sad day.
* xx xx xx
This court is very sad to record this order. As concealment of records and
arguing untruths and false pleadings have taken place at the Bar of the Supreme
Court, which may tantamount to offences against public justice. It will be only
appropriate, in the public interest and the interest of justice, that a copy of
this order may be sent by the Registrar General to the Registrar General,
Supreme Court of India to be placed (a) before the Hon'ble Court which passed
the orders dated 28 October 2002 and 3 November 2003 and (b) to the Attorney
General of India." *
6. In view of the direction of the Patna High Court contained in the last
paragraph of the order, extracted above, and under instructions by the Hon'ble
the Chief Justice of India, the matter has been placed before this Bench of
ours. We have gone through the order passed by the Division Bench of Patna High
Court presided over by Hon. the Chief Justice.
7. A few questions arise. Could not this Court exercising appellate
jurisdiction under Article 136 of the Constitution, have directed a
communication being addressed to the High Court calling for information with
the object of (I) ascertaining the facts, (ii) securing compliance with the
direction contained in the order dated 28.10.2002? Whether the Division Bench
of the High Court is justified - in law and on considerations of propriety - to
make all those observations as have been extracted and reproduced hereinabove?
Is it proper for the High Court to issue a direction to the Registrar General
of Supreme Court of India to place its communication for consideration before a
particular Bench of this Court? These delicate questions have provided as un
opportunity for some consideration and in exploring into finding out what is
the relationship of Supreme Court with High Courts as two august judicial
institutions functioning under the Constitution.
8. Under the constitutional scheme as framed for the judiciary, the Supreme
Court and the High Court both are courts of record. The High Court is not a
court 'subordinate' to the Supreme Court. In a way the canvass of judicial
powers vesting in the High Court is wider inasmuch as it has jurisdiction to
issue all prerogative writs conferred by Article 226 of the Constitution for
the enforcement of any of the rights conferred by Part III of the Constitution
and for any other purpose while the original jurisdiction of Supreme Court to
issue prerogative writs remains confined to the enforcement of fundamental
rights and to deal with some such matters, such as Presidential election or inter-state
disputes which the Constitution does not envisage being heard and determined by
High Courts. The High Court exercises power of superintendence under Article
227 of the Constitution over all subordinate courts and tribunals; the Supreme
Court has not been conferred with any power of superintendence. If the Supreme
Court and the High Courts both were to be thought of as brothers in the
administration of justice, the High Court has larger jurisdiction but the
Supreme Court still remains the elder brother. There are a few provisions which
give an edge, and assign a superior place in the hierarchy, to Supreme Court
over High Courts. So far as the appellate jurisdiction is concerned, in all
civil and criminal matters, the Supreme Court is the highest and the ultimate
court of appeal. It is the final interpreter of the law. Under Article 139-A,
the Supreme Court may transfer any case pending before one High Court to
another High Court or may withdraw the case to itself. Under Article 141 the
law declared by the Supreme Court shall be binding on all courts, including
High Courts, within the territory of India. Under Article 144 all authorities,
civil and judicial, in the territory of India - and that would include High
Court as well - shall act in aid of the Supreme Court.
9. In a unified hierarchical judicial system which India has accepted under its
Constitution, vertically the Supreme Court is placed over the High Courts. The
very fact that the Constitution confers an appellate power on the Supreme Court
over the High Courts, certain consequence naturally flow and follow. Appeal
implies in its natural and ordinary meaning the removal of a cause from any
inferior court or tribunal to a superior one for the purpose of testing, the
soundness of decision and proceedings of the inferior court or tribunal. The
superior forum shall have jurisdiction to reverse, confirm, annual or modify
the decree or order of the forum appealed against and in the event of a remand
the lower forum shall have to re-hear the matter and comply with such
directions as may accompany the order of remand. The appellate jurisdiction
inherently carries with it a power to issue corrective directions binding on
the forum below and failure on the part of latter to carry out such directions
or show disrespect to or to question the propriety of such directions would -
it is obvious - be destructive of the hierarchical system in administration of
justice. The seekers of justice and the society would lose faith in both.
10. In Shankar Ramachandra Abhyankarb vs. Krishnaji Dattatraya Bapat - ,
tihs Court pointed out that appeal is the right of entering the superior court
and invoking its aid and interposition to redress the error of the court below.
There are two important postulates of constituting the appellate jurisdiction;
(i) the existence of the relation of superior and inferior court; and (ii) the
power in the former to review decisions of the latter. Such jurisdiction is
capable of being exercised in a variety of forms. An appeal is a process of
civil law origin and removes a cause, entirely, subjecting the facts as well as
the law, to a review and a retrial.
11. The very conferral of appellate jurisdiction carries with it certain
consequences. Conferral of a principal substantive jurisdiction carries with
it, as a necessary concomitant of that power, the power to exercise such other
incidental and ancillary powers without which the conferral of the principal
power shall be rendered redundant. As held by their Lordships of the Privy
Council in Nagendra Nath Dey the Anr. vs. Suresh Chandra Dey and others, 1962 Indlaw MUM 41 (Sir Dinshah Mulla speaking for the
bench of five) an appeal is an application by a party to an appellate Court
asking it to set aside or revise a decision of a subordinate Court. The appeal
does not cease to be an appeal though irregular or incompetent. Placing on
record his opinion, Subramania Ayyar, J., as member of Full Bench (of five
Judges) in Chappan vs. Moldin Kutti 1899 (22) ILR(Mad) 68 (at P.80 )
stated inter alia that appeal is 'the removal of a cause or a suit from an
inferior to a superior judge or Court for re-examination or review".
According to Wharton's Law Lexicon such removal of a cause or suit is for the
purpose of testing the soundness of the decision of the inferior Court. In
consonance with this particular meaning of appeal, appellate jurisdiction means
the power of a superior Court to review the decision of an inferior Court'.
"Here the two things which are required to constitute appellate jurisdiction
are the existence of the relation to superior and inferior Court and the power
on the part of the former to review decisions of the latter. This has been well
put by Story": The essential criterion of 'appellate jurisdiction is, that
it revises and correct the proceedings in a cause already instituted and does
not create that cause. In reference to judicial tribunals an appellate
jurisdiction, therefore, necessarily implies that the subject - matter has been
already instituted and acted upon by some other Court, whose judgment or
proceedings are to be revised", (section 1761, Commentaries o the
Constitution of the United States)."
12. Adapting the abovesaid pronouncements of authority as guiding the
resolution of the issue in our hands we may venture to say that in spite of the
Supreme Court and the High Courts being both constitutionally independent of
each other and both being the Courts of record, to the extent of exercise of
appellate jurisdiction certainly the Supreme Court exercises a superior
jurisdiction and hence is a superior Court than the High Courts which exercise
in that context an inferior or subordinate jurisdiction.
13. What is the significance of creating an appellate forum And, what is sought
to be achieved by creation of such hierarchy in the justice administration
system?
14. "The Appellate Court plays an important role in securing high
standards of judicial behaviour in court... Bearing this in mind, the role of
the Court of Appeal in checking, judges should not be underestimated... The Court
of Appeal regards itself as fulfilling a disciplinary function... The Court of
Appeal carefully phrases its criticism. The Court usually makes clear that they
do not doubt that "the judge was actuated by the best motives" or
that 'in a strong desire to do justice a judge may make mistakes", but
they use a language clear enough to ensure that the judge to whom the criticism
is addressed, as well as other judges, get their message". (See - Judges
on Trial, Shimon Shetreet, pp.201-202). "The role of the Court of Appeal
in checking judicial conduct and in securing high standards of judicial
behaviour in court is manifold. The Court of Appeal censures and criticizes
judicial misconduct in particular cases and corrects injustices resulting from
such misconduct. Whether it reverses the judgment, quashes the conviction,
reduces the sentence. or changes the judgment in any manner, the disapproval
and condemnation of the misconduct restores the public confidence in the courts
which might otherwise have been impaired. The party offended or prejudiced, and
the public at large, might be tempted to attribute misconduct of a particular
judge to the judiciary as a whole. The disapproval of criticism of the
appellate court, even without amending the judgment, eliminates such danger and
restores the scales of justice to their proper balance". (ibid, pp.
203-204).
15. In Chapter IV of the Constitution of India, bearing the heading - the Union
judiciary, Articles 132 to 136 deal with appellate jurisdiction of the Supreme
Court of All these Articles, It is Article 136 which is worded in the widest
possible terms. A plenary jurisdiction exercisable on assuming appellate
jurisdiction subject to grant of special leave against any kind of judgment or
order made by any Court or Tribunal and in any cause or matter has been
embodied and vested in the Supreme Court. It is an extraordinary jurisdiction
vested by the Constitution in the Court with implicit trust and faith and
extraordinary care and caution has to be observed in the exercise of this
jurisdiction. Article 136 does not confer a right of appeal on a party but
vests a vast discretion in the Supreme Court meant to be exercised by the
considerations of justice, call of duty and eradicating injustice.
16. The extent and dimension of jurisdiction conferred on the Supreme Court was
well brought out by Chief Justice M.C. Mahajan in the case of Dhakeswari Cotton
Mills vs. Commissioner of Income-Tax, West Bengal - herein he said - 'It
is not possible to define with any precision the limitations on the exercise of
the discretionary jurisdiction vested in this Court by constitutional provision
made in Article 136. The limitations, whatever they be, are implicit in the
nature and character of the power itself. It being an exceptional and overriding
power, naturally it has to be exercised sparingly and with caution and only in
special and extraordinary situations. Beyond that it is not possible to fetter
the exercise of this power by any set formula or rule.... It is, however, plain
that when the Court reaches the conclusion that a person has been dealt with
arbitrarily or that a court or tribunal within the territory of India has not
given a fair deal to a litigant, then no technical hurdles of any kind like the
finality of finding of facts or otherwise can stand in the way of the exercise
of this power because the whole intent and purpose of this Article is that it
is the duty of the Court to see that injustice is not perpetuated or
perpetrated by decisions of courts and tribunals because certain laws have made
the decisions of these Courts or tribunals final and conclusive".
17. The Founding Fathers of the Constitution devised a justice delivery system
in the country as one homogenous in content, taking care independence and
hierarchy both, and holding the scales of balance even while doing so. The
Union judiciary and the State judiciary are undoubtedly independent of each
other except for a few areas relating to jurisdiction as we have very briefly
indicated hereinbefore. However, at the same time we, cannot resist laying
emphasis on the appellate hierarchy which, examined in the correct perspective,
is a factor strongly contributing towards the independence of the judiciary and
securing finality in adjudication within the system and its insulation from any
outside interference or correction. The delicate balance has been carefully
crafted and sought to be achieved by independence and interconnection - both
existing simultaneously - of the Supreme Court and the High Courts. There are
'relationships of tension as well as those of cooperation' to borrow the
expression employed by Frank M. Coffin in his work 'On Appeal - Courts,
Lawyering , an judging '. He says, 'on the sensitive and sophisticated
application of the various doctrines governing these relationships depends in
large part the effective functioning of our unique form of federalism. (at pp.
52-53).
18. Delivering a lecture on 25.7.1963, in Centenary Lecture Series organized on
the occasion of Centenary Celebration of the Advocates Association of Western
India, Motilal C. Selavad - the great Indian jurist dealt with the role of the
Supreme Court under the Constitution and said - 'the exercise by the court of
its jurisdiction under article 136 bears witness to the wisdom and foresight of
the court. That article confers on the court an overriding power to examine the
decision of all courts and tribunals in the country, a power which is larger
than the Crown prerogative exercised by the Privy Council and which is not
capable of being restricted by ordinary legislation. The court has refused to
define the limitations on the power under that article and laid down that these
were inherent in its exceptional and overriding nature'. (Centenary Souvenir,
p.134).
19. How the Supreme Court and the High Court have to deal with each other
specially when the Supreme Court is exercising its appellate jurisdiction over
a decision by, or proceedings - concluded or pending - in the High Court? The
Constitution has clearly divided the jurisdiction between the two institutions
and while doing so these institutions have to have mutual respect for each
other. The framers of the Constitution did not think it necessary to
specifically confer power on the Supreme Court to give a command to the High
Court for they were the men of vision and foresight. They knew that all the
constitutional functionaries and institutions would act in the best interest of
norms and traditions consistent with democracy and constitutionalism, set down
in and discernible from the Constitution and as handed down by history and
generations of judges. Everyone would, it was expected, keep within its bounds
and would not over- step its limits so that the ideals with the values remain a
living reality and do not become either an intrusion or an illusion. The
constitutional and democratic institutions, complementing and supplementing
each other, would lend strength to these handed down traditions and would also
contribute to also developing such rich traditions as would be respected and
hailed by posterity. This would result in strengthening the working of the
Constitution. In the realms of constitutionalism the values of mutual trust and
respect between the functionaries, nurtured by tradition, alleviate the need to
codify the rules of the relationship. Experience shows that any rigid
codification of such delicate relationship is advantageous to those bent upon
vilification. A rigid written law makes it difficult to maintain that dignity
which is better and rightly left to be perceived by right -minded people who
zealously uphold the dignity of others as they do their own.
20. An institution dealing with another institution under the Constitution
shall have to observe grace and courtesy. No judge shall criticize another
judge and certainly not strongly. Any departure therefrom needs to be corrected
at the earliest and in the larger interest. It is obligatory on an appellate
forum to correct such deviation from rule brought to its notice as having been
committed by a jurisdiction subject to appeal and if it does not do so it fails
in its duty. Undoubtedly, the corrective step too is taken carefully with
courtesy and respect and not by way of harsh criticism. An instance quoted by
David Pannick is worthy of reference and reverence. In a 1971 case Mr. Justice
Lawson gave his reasons for doubting the correctness of an earlier decision of
the Court of Appeal. Nevertheless, he concluded, 'I am bound by the decision in
(the earlier case), although I am compelled to say, again with the greatest
respect, that I believe it to have been wrongly decided". The Court of
Appeal was very unhappy. Lord Justice Davies replied, 'with the greatest
respect to Lawson J', that he thought that 'those observations were out of
place. It is unusual, and, I am bound to say, undesirable, in my opinion, for a
judge sitting at first instance to express the opinion, although accepting that
he is bound by it, that a decision, and a fairly recent decision, of this court
was wrong'. Judges, pp. 127-128).
21. A great judge and jurist Benjamin N. Cardozo has a little bitter truth to
describe. Cautioning the judges against the official-in-judge being permitted
to swallow up the main in-him, Benjamin Cardozo says that there have been
judges in the past who suffered that disaster. However, what Cardozo has in
mind is something more than 'the egotism that displays itself in harsh and
overbearing manners, in explosive vigour of voice etc. Exuberances such as
these are at times the result of infirmities of temper not unknown altogether
to the bench though happily uncommon; more often they are the defensive
appliances of weakness or incapacity, conscious of its failings, and hopeful to
divert attention by what seems to be a manifestation of its strength'. 'The
slumbering beast is in us, and may be waked to life and fury if we feed him
overmuch. The ravening official will seek to swallow up the man. I interpret
the invitation to be with you today as an expression of your judgment that
whatever mistakes I may have made - and I know that they have been more than I
like to figure or remember - I have at least avoided this one. I have not
allowed the official to swallow up the man. I don't mean that I am entitled to
a great deal of credit for so modest an achievement. In a court where the
tradition of courtesy and equity is so ingrained and inveterate as it is in the
Court of Appeals, one would have to be a pretty hardened sort of sinner to be
guilty of the particular form of wrongdoing that has its origin in the pride of
office. But then, when you come to think of it, virtue s are important in the
inverse order to the credit that is due to those who cultivate and practice
them. No one of us struts about with satisfaction for the self-restraint
involved in refraining from the crime of homicide, yet if the importance of the
virtue were the measure of the credit we should all be crowing and cawing with
the pride of moral excellence. So I don't assume to pride myself on the very
modest virtue of being merely a human being." (Selected Writings of Benjamin
Nathan Cardozo, pp. 427-428).
22. Just two or three instances of Indian judiciary available in Law Reports
deserve a reference and would suffice too. In Bharat Builder Pvt. Ltd. and
others vs. Parijat Flat Owners Coop. Housing Society Ltd. - 8 while disposing of an earlier SLP the Supreme Court
desired the High Court to decide a plea by the convenient means of a review
petition expecting the High Court 'that the questions shall addressed",
'regardless of the technical limitations of the review petition". The High
Court dismissed the review application and observed inter alia - 'the issue
posed to be examined as directed by the Supreme Court is not the issue which
was raised in the trial Court or the appellate court and it is not permissible
for us to go into such a fresh issue in this view application, first time. In
view of this we do not find any merit in the contentions of the applicant and
review application is, therefore, liable to be rejected". This Court
referred to Article 144 of the Constitution and observed that it was imperative
for the High Court to have decided the questions that it was required to be
decided by the earlier order of this Court. The order of the High Court was set
aside and the review petition was directed to be restored on the file of the
High Court by this Court once again stating "the High Court shall
scrupulously follow the requirements of the (earlier) order of this Court'. In
Bharat Earth Movers vs. Commission of Income Tax, Karnataka of the
Supreme Court seized of a hearing in a matter had issued a direction to the
Income-tax Appellate Tribunal to frame a supplementary statement of case so as
to enable this Court to appreciate the facts correctly and in that light to
settle the law. The Tribunal was remiss in compliance. On this being brought to
the notice of the Court, this Court observed - 'Article 144 of the Constitution
obliges all authorities civil and judicial, in the territory of India to act in
aid of the Supreme Court. Failure to comply with the directions of this Court
by the Tribunal has to be deplored. We expect the Tribunal to be more
responsive and more sensitive to the directions of this Court. We leave this
aspect in this case by making only this observation."
23. In Assistant Collector of Central Excise Chandan Nagar, West Bengal vs.
Dunlop India Ltd. and others this Court reiterated a few observations
from an earlier case (Siliguri Municipality vs. Amalendu Das which read
as - "We mean no disrespect to the High Court in emphasizing the necessity
for self-imposed discipline in such matters in obeisance to such weighty
institutional considerations like the need to maintain decorum and comity. So
also we mean no disrespect to the High Court in stressing the need for self
discipline on the part of the High Court in passing interim orders without
entering into the question of amplitude and width of the powers of the High
Court to grant interim relief". Referring to what was said in Cassell
& Co. Ltd. vs. Broome 1972 Indlaw HL 24 the
Court said - We hope it will never be necessary for us to say so again that
"in the hierarchical system of courts" which exists in our country,
'it is necessary for each lower tier", including the High Court, "to
accept loyally the decisions of the higher tiers". "It is inevitable
in hierarchical system of courts that there are decisions of the Supreme
Appellate Tribunal which do not attract the unanimous approval of all members
of the judiciary ... but the judicial system only works if someone is
allowed to have the last word and that last word, once spoken, is loyally
accepted." The better wisdom of the court below must yield to the higher
wisdom of the court above. That is the strength of the hierarchical judicial
system'. Though qualifying its statement by the expression 'it is needless to
add', yet the court felt the need of adding in its judgment that under Article
144 all authorities, civil and judicial (High Courts included) in the territory
of India shall act in aid of the Supreme Court.
24. We are inclined to extract and reproduce a very instructive passage,
apposite to the context, from the judgment by a Constitution Bench headed by
Chief Justice Chandrachud in State of Punjab and others vs. Jagdev Singh
Talwandi - ). The excerpt is self explanatory of factual backdrop and is
as under –
"We would like to take this opportunity to point out that serious
difficulties arise on account of the practice increasingly adopted by the High
Courts, of pronouncing the final order without a reasoned judgment. It is
desirable that the final order which the High Court intends to pass should not
be announced until a reasoned judgment is ready for pronouncement. Suppose for
example, that a final order without a reasoned judgment is announced by the
High Court that a house shall be demolished or that the custody of a child
shall be handed over to one parent as against the other; or that a person
accused of a serious charge is acquitted, of that a statute is unconstitutional
or, as in the instant case, that a detenu be released from detention. If the
object of passing such orders is to ensure speedy compliance with them, that
object is more often defeated by the aggrieved party filing a special leave
petition in this Court against the order passed by the High Court. That places
this Court in a predicament because, without the benefit of the reasoning of
the High Court, it is difficult for this Court to allow the bare order to be
implemented. The result inevitably is that the operation of the order passed by
the High Court has to be stayed pending delivery of the reasoned judgment.
It may be thought that such orders are passed by this Court and therefore this
is no reason why the High Courts should not do the same. We would like to point
out respectfully that the orders passed by this Court are final and no appeal
lies against them. The Supreme Court is the final court in the hierarchy of our
courts. Besides, order without a reasoned judgment are passed by this Court
very rarely, under exceptional circumstances, Orders passed by the High Court
are subject to the appellate jurisdiction of this Court under Article 136 of
the Constitution and the other provisions of the concerned, statues. We thought
it necessary to make these observations in order that a practice which is not
very desirable and which achieves no useful purpose may not grow out of its
present infancy." $ *
(Emphasis supplied)
25. The Supreme Court, exercising its appellate jurisdiction, is called upon to
issue directions which is not only its privilege as appellate forum but often a
necessity for meeting the demands of justice and effective exercise of
appellate power. Yet, it cautiously abstains from issuing any 'directions' as
such an rather uses the alternative and polite expressions like - 'we request
the High Court', 'the High Court is expected to', 'we trust and hope that the
High Court will/ shall', spelled out by courtesy and the respect and regards
which the Supreme Court has - and must have - for High Courts. The practice has
developed and gained ground as tradition. Barring may be an instance or two,
which too must have been avoidable, there has been no occasion either for any
disrespect having been shown by the Supreme Court or vice versa or for this
Court having been called upon to take cognizance of any instance of disrespect
shown to it by any High Court.
26. Harry T. Edwards, Chief Justice, U.S. Court of Appeals for the D.C. Circuit
emphasises self-restraint as helping build up the Courts constitutional
legitimacy overtime inasmuch as judicial self-restraint helps both to generate
and to preserve judicial independence. In the context of dealing of judges by
judges, he uses the term 'collegiality' and then he mentions the relationship
between collegiality and independence by saving -" ... an aspect of
judicial practice that has seemed increasingly important to me over the last
decade: the practice of collegiality. By collegiality I mean an attitude among
judges that says, we may disagree on some substantive issues, but we all have a
common interest and goal in getting the law right. We are, in a word, one
another's colleagues. An attitude of collegiality means, in practice, that we
respect one another's views, listen to one another, and, where possible, aim to
identity areas of agreement... Collegiality does mean, however, that, even when
I disagree with another judge, I recognize that we are part of a common
endeavor, and that each of us is, almost always, acting in good faith according
to his or her own view of what the law requires... Because I see myself as
engaged in a common endeavor with my judicial colleagues, it follows that I
have the interest of the judiciary as a whole at heart. .. When there is little
or no judicial collegiality, there is less incentive for judges to exercise
self-restraint. ... collegiality is important not only for working together
effectively, but also at a deeper structural level. An attitude of judicial
collegiality helps reinforce judges' incentives to behalf in a principled and
responsible fashion. I think that any discussion of judicial independence,
either at the level of institutions or individuals, should take this practice
of collegiality into account". (See - Judicial Norms: A Judge's
Perspectives - Washington University School of Law).
27. We would end our this discussion by quoting what Oliver Wendell Holmes Jr.
nearing his 60th birthday, and unaware that he was shortly to be elevated from
the office of Chief Justice of Massachusetts to the Supreme Court of the United
States said - "I ask myself, what is there to show for this half lifetime
that has passed? I look into my book in which I keep a docket of the decisions
of the full court which fails to me to write, and find about a thousand cases.
A thousand cases, many of them upon trifling or transitory matters, to
represent nearly a half a lifetime. A thousand cases when one would have liked
to study to the bottom and say his say on every question which the law has
presented. I often imagine Shakespeare or Nepoleon summing himself up and
thinking: 'yes, I have written 5,000 lines of solid gold and a good deal of
padding, who would have covered the Milky Way with words that outshone the
stars'. We are lucky enough if we can give a sample of our best and if in our
hearts we can feel that it has been nobly done." (Extracted I and cited by
J.H. Wootten, "Creativity in the Law" (1972) 4 Aust J Frensic
Sciences, at 107).
28. Cooperation can be achieved and tension avoided between two judicial
institutions if only judicial collegiality is learnt, nobility prevails and
Holmes' humility rules.
29. The constitutional jurist H.M. Seerval in his work 'Constitutional Law of
India, Fourth Edition, Silver Jubilee Edition, Vol.3, in para 25.481) refers to
the 'values' of our Constitution and says - 'the word 'values' in plural means
one's principles or standard, one's judgment and what is available as important
in life". However, the interpretation of the provisions of our
Constitution cannot fluctuate with the different values in which different judges
believe. Seerval quotes B.N. Rau, the eminent constitutional advisor and states
- 'the only values which can be said to underlie our Constitution is best
expressed in the Preamble to the draft Constitution presented to the
Constituent Assembly by Sir B.N. Rau, its eminent Constitutional Adviser. It
ran: "We, the people of India, seeking to promote the common good, do
hereby, through our chosen representatives, enact, adopt and give to ourselves
this Constitution". In our opinion, it is the concept of the common good
which ought to guide us - as institutions and a individuals - in testing times.
30. While quoting the several authorities and references as hereinabove we
should not be misunderstood as calling 'the Supreme Court a superior Court and
the High Court an inferior court', all that we wish to say is that
jurisdictionally, and in the hierarchical system, so far as the exercise of
appellate jurisdiction is concerned, undoubtedly the Supreme Court is a
superior forum and the High Court an inferior forum in the sense that the later
is subjected to jurisdiction, called 'appellate jurisdiction' of the former. #
31. The very existence of appellate jurisdiction obliges the lower
jurisdiction to render all of its assistance to the higher jurisdiction to
enable the exercise of appellate jurisdiction fully and effectively. The lower
forum may be called upon to certify its record of case and proceedings to the
superior forum. The superior forum may stand in need of some information which
being in the possession or knowledge of the subordinate forum, shall have to be
made available only by it. # The superior forum may issue a stay order or
restraint order or may suspend, expedite or regulate the proceedings in the
subordinate forum. During or at the end of exercise of the appellate
jurisdiction any direction made by the higher forum shall have to be complied
with by the lower forum, otherwise the hierarchy becomes meaningless.
32. Though, the jurisdiction conferred on the Supreme Court under Article 136
is very wide and no technically can prevent or hinder the effective exercise of
such jurisdiction yet as a rule of prudence and self-imposed discipline the
superior forum refuses to exercise its jurisdiction in the first instance if
the grievance raised is capable of being taken care of by any lower forum
competent to do so.
33. Having recalled and recapitulated a few of the golden principles,
fundamental and basic, we now revert back to the facts of the the present case.
34. After all, what was done by this Court? On 28.10.2002, this Court exercised
self-control and refused to entertain the SLP forming an opinion as to why it
should step in and why it should not leave it open to the High Court to freely
exercise its constitutional jurisdiction and that too in public interest in the
present case. However, the grievance raised by the then petitioners needed to
be heard early; to form such opinion and issue a consequential direction
undoubtedly were within the competence of this Court under Article 136 of the Constitution.
Later on the order dated 3.10.2003 came to be passed on the petition supported
by an affidavit, stating the facts and mentioning the dates, giving rise to the
occasion for filing the same, which was, if not a complaint, at least a
grievance that the High Court had failed to comply with the order dated
28.10.2002 passed by this Court in exercise of its jurisdiction conferred by
Article 136 of the Constitution. The Court felt that the order should have been
complied with. The Court proceeded with the assumption that in ordinary course
it would not be persuaded to think, much less believe, that the High Court was
not complying with the order of this Court, if only the order has been brought
to its notice. So, to ascertain the facts this Court called for a response. The
Registrar General of this Court addressed a communication to the Registrar
General of the High Court seeking information. The communication should have
been dealt with on administrative side and responded to by the Registrar
General of the High Court, just apprising this Court of the correct factual
position. If there was no error, no default and nothing like non-compliance at
the end of the High Court, an appraisal in that regard contained in a
communication with brief necessary facts by the Registrar General of the High
Court to the Registrar General of this Court, which the latter would have
placed for the consideration of this Court on the judicial side, was enough.
Such procedure is followed quite often and nobody has ever taken any exception
to this practice barring the singular instance with which we are reluctantly
dealing with.
35. We can only regret the wrong impression created in the minds of the
Division Bench of the High Court in this case. Merely on account of an
innocuous communication by this Court addressed to the Registrar General of
High Court, the High Court was not reduced to the status of a litigant nor the
High Court came to be arrayed as a party nor the High Court as an institution
and as a court of record was called upon to give an explanation or to respond.
How does the need arise for the High Court to engage a lawyer of its own? All
these impressions, if created, are an outcome of misunderstanding and
misapprehension or 'exuberance' as Benjamin Cardozo calls it. It is obvious
that any person approaching this Court by indulging into misadventure of
suggestio falsi or suppressio veri, would suffer the consequences but that
would be only after the facts have been ascertained. Ordinarily, what was there
to disbelieve the averments made in the petition, filed before this court
detailing the facts and supported by an affidavit? Yet, the Court did not act
in haste on the petition and did not pass any order ex-parte . Acting with
care, caution and circumspection - and obviously with respect to the High Court
- it held its hands back and tried to ascertain the facts. There was absolutely
no occasion for the High Court to feel annoyed and disturbed much less to feel
perturbed and react in the manner in which it has unfortunately done. The High
Court should have known that both the orders, the order dated 20.10.2002 as
also the order dated 3.11.2003 were passed by the Benches headed by Hon. the
Chief Justice of India, the pater families of Indian Judiciary. In our
considered opinion, the order dated 3.12.2003, passed by the Division Bench of
the High Court, it unfortunate. We too are not feeling too happy to pass the
present order. Our embarrassment stands multiplied when we notice that the
Division Bench of the High Court which passed the order dated 3.12.2003 too was
headed by the Chief justice of the High Court. All this was avoidable and
should have been avoided far from making mountain out of a mole hill.
36. Be that as it may, we have to maintain the dignity of this august institution
as the Apex Court of the country and undo a mistaken assumption of the High
Court, that any order of this Court was intended to undermine the High Court's
status as a constitutional court or Court of Record. Such an order of the High
Court, which has done no good either to this Court or to the High Court itself,
having been brought to our notice, we are constitutionally obliged not to blink
our eyes but to act and so we do. We direct all those passages which have been
extracted and reproduced in the earlier part of the judgment, from the order
dated 3.12.2003 passed by the Division Bench of the High Court, to be expunged
and scored out as derogatory of this Court, disparaging, totally uncalled for
and making observations on the proceedings of this Court which the High Court
should not have made. Such remarks should not continue to be retained on the
record of the High Court as a Court of record. # The order shall be carried
out in letter and spirit and the compliance reported to the Registrar General
of this Court by the Registrar General of the High Court. We depart with the
good hope that there would be no order occasion for this Court to make such an
order.