SUPREME COURT OF INDIA
Sanjay K. Sinha-II
Vs
State of Bihar
Civil Appeal No. 6565 of 1999
(Brijesh Kumar and Arun Kumar)
31/05/2004
JUDGMENT
ARUN KUMAR, J.
1. This
appeal is directed against the judgment dated 13th July, 1998 of a Division Bench
of the High Court dismissing a writ petition filed by the appellants herein
challenging a final seniority list issued by the State Government of Bihar
whereunder the appellants who are direct recruits to the Bihar Forest Service
were shown junior to the private respondents who are promotees in the service.
The appellants were appointed as Assistant Conservators of Forests (ACFS) to
the Bihar Forest Service (hereinafter called the 'service') as direct recruits
in pursuance of advertisement issued by the Bihar Public Service Commission on
24th July, 1985 for filling 40 permanent posts of Assistant Conservators of
Forests in the service. According to the appellants the process of direct
recruitment was completed on 8th June, 1987. However, the appointment orders
with respect to the direct recruits were issued only on 14th December, 1987.
The appellant state that at the relevant time the cadre strength of the post of
Assistant Conservator of Forests was only 172 and the promotees were already
occupying more than 50% posts. Their quota being only 50% of the posts. We may
note here that it is not in dispute that the quota of promotees and direct
recruits was 50% each at the relevant time.
2. It appears that while all the formalities with regard to recruitment of
direct recruits were completed by 8th June, 1987, a Departmental Promotion
Committee was constituted on 20th June, 1987 to consider candidates for
promotion to the posts of Assistant Conservator of Forests from the feeder
posts of Range Officers. Other Departmental Promotion Committees for the same
purpose were held on 2nd July, 1987 and 17th October, 1987. Two notifications
dated 6th October, 1987 and 23rd November, 1987 were issued whereby promotees
were appointed to the posts of Assistant Conservator of Forests. The
notification regarding appointment of direct recruits was issued only on 14th
December, 1987 i.e. after the appointments of the promotees had been notified.
This gave an edge to the promotees in the matter of seniority over direct
recruits. A tentative seniority list was issued on 7th March, 1989 while the
final seniority list showing the appellants who are direct recruits as juniors
to the promotees was issued on 24th July, 1989. The appellants challenged this
final seniority list by filing a Writ Petition in the High Court. The said Writ
Petition was dismissed by a Division Bench of the High Court on 3rd April,
1996. In a Special Leave Petition filed against the said judgment this Court by
order dated 2nd September, 1996 remanded the matter back to the High Court with
a direction that the High Court should give fresh decision after hearing all
parties.
3. After the remand order passed by this Court, the petitioners in the writ petition (who are appellants herein) filed an application for amendment of the writ petition on 28th November, 1996 in the High Court. Several points were sought to be raised in the amendment application. The amendment was allowed on 25th May, 1997. None of the parties filed any fresh counter affidavit in reply to the amendment writ petition. As a matter of fact no reply was filed to the amendment application by any of the respondents. Ultimately the High Court passed the impugned judgment on 13th July, 1998 dismissing the writ petition. Apart from rejecting the case of the appellants on merits, the High Court has laid much stress on the aspect of delay on the part of the appellants in challenging the promotions of the respondents. In the original writ petition the appellants had not challenged the appointments of the promotees/ respondents as such. They had only challenged the final seniority list. Absence of challenge to the appointments of the respondents i.e. promotees in the writ petition is another ground which weighed with the High Court in dismissing the writ petition.
4. We have heard the learned counsel for the parties on this aspect of the matter. In our view in the facts and circumstances of the case, the appellants cannot be non-suited on the ground of delay in challenging the orders of the promotion of the respondents. The important aspect of the case which persuades us to take this view is that the notifications dated 6th October, 1987 and 23rd November, 1987 with respect to the promotions/ appointments of the respondents had been quashed by another Division Bench of the High Court by its judgment dated 9th February, 1996 in C.W.J.C. 1634/1986. By the said judgment of the High Court had permitted the State Government to issue fresh notification with regard to the appointments of promotees. The fresh notification came to be issued only on 15th July, 2002. Therefore, on 3rd April, 1996 when the present writ petition was earlier dismissed and again on 13th July, 1998 when it was again dismissed by the High Court after the remand order passed by this Court, there was no notification in existence regarding appointments of the respondents/promotees. The High Court had even quashed the final seniority list by the said judgment dated 9th February, 1996, in these facts, the appellants cannot be non-suited on the ground of delay in challenging the order of promotion to the respondents.
5. Coming to the merits of the controversy, Mr. Gopal Subramaniam, learned counsel for the appellant raised the following points:
1. Posts of Assistant Conservator of Forests were not available at the relevant time for appointments of the promotees. In any case promotees were already occupying posts of far in excess of their 50% quota and therefore, no promotee could be appointed till the process of direct recruitment was completed and direct recruits were given 50% quota in the service.
2. The Departmental Promotion Committee which was constituted for purposes of making promotions to the posts of ACFs was not constituted in accordance with the rules and therefore, the promotions recommended by it were invalid and illegal.
3. Malafides on account of delay in issuance of notification regarding appointment of direct recruits. The point though raised was not pressed before us, and therefore, it need not be gone into.
6. In our view the first point regarding alleged non-availability of posts of Acts for appointment of promotees at the relevant time is sufficient to decide this appeal. On the question of availability of posts the case of the appellants is that posts were not available and in the absence of the posts no appointments could be made. Still the respondents had gone ahead with the appointments of the promotees. Such appointments are mere fortuitous and cannot confer the benefit of seniority from the date of appointment. The first document relied upon in support of this contention is a letter dated 23rd September, 1985 from the Chief Conservator, Forests and Environment Department, Government of Bihar, Patna. The letter directly deals with the question of promotion of Forest Range Officer (FRO) to the post of Assistant Conservator of Forests (ACF). The letter notes that under Rule 3 of the Bihar Forest Service Rules, at least 50% of the total existing vacancies have to be filled by promotion. It goes on to add: "presently there are 125 officers in the cadre in the Bihar Forest Service, out of which 105 have been promoted from the post of Range Officer and rest are appointed by way of direct recruitment". According to this letter as per the cadre strength of the posts of ACF in Bihar State Forest Service, the promoted officers constituted 84%. The Chief Conservator of Forests expressed his view in the said letter that filling such large number of posts by way of promotions affects the quality of service. The Chief Conservator of Forests also notes that the State Service Commission had already issued advertisement for filling 40 posts of ACFs by direct recruitment. He has opined that in these circumstances it would not be proper to fill up the posts of ACF by promotion. This letter highlights the imbalance already existing in the service qua the posts of ACF so far as appointments of direct recruitments and promotees are concerned.
7. The process of filling the posts by promotion was undertaken in June, 1987 onwards, which culminated with the issuance of notifications regarding appointments of promotees as ACF on 6th October, 1987 and 23rd November, 1987. On the question of cadre strength qua the posts of ACF reference has to be made to a notification dated 12th August, 1987 on which reliance has been placed by both the sides. According to appellants the said notification shows that the posts were not available for appointment of the promotees while the respondents read the said notification as an instrument creating sufficient number of posts to which the promotees could be appointed. The notification dated 12th August, 1987 is in the form of a resolution. The subject is mentioned as 'Determination of cadre strength of Bihar Forest Service'. The notification states that the cadre strength of Bihar Forest Service is being determined by the State Government with effect from the date of the publication of the resolution as follows:
(1) Sanctioned posts as per letter No. 4260 dated 26.8.1986 of Department of Forest & Environment as on 15th April, 1985
151
(2) Sanctioned posts after 15th April, 1985 as per letter No. 2856 Dated 11th April, 1985 of Chief Conservator of Forest.
21
(3) Sanctioned posts of deputation under department of Rural Development for the implementation of Social Forestry Schemes
38
(4) Created posts under Bihar State Forest department operation for development and extraction of minor Forest.. Producer
18
(5) Non-Cadre posts of Divisional forest Officers created in the cadre of Bihar Forest Service.
49
Total
277
8. The learned counsel for the appellants submitted that the above resolution
only determines the cadre strength. It notes the posts which can be available
for the Bihar Forests Service from various departments. It is at best a
decision which remains to be implemented. While posts at Serial no.1 & 2
above are clearly available in the Bihar Forests Service, rest of the posts
have to be added to it which would require certain formalities to be completed
before the post could be taken as a part of Bihar Forest Service. In Government
there are rules of business which have to be followed before the posts are
created and become available. Thus according to the learned counsel for the
appellants only 172 posts were existing in the service at the relevant time. Relying
on the letter of the Chief Conservator of Forests, referred to hereinbefore,
the learned counsel submits that firstly such large number of posts were not
available for being filled by appointment of promotees, secondly the promotees
were already occupying posts far in excess of their 50% quota and therefore,
without first restoring the balance in the service, promotees could not be
appointed.
9. We have carefully perused the said resolution. As the heading of the
resolution suggests, it is merely a determination of the cadre strength of the
post of ACF. It is a decision as to what should be the cadre strength. The
resolution cannot be said to be creating the posts. There is lot of difference
between determination of cadre strength and creation of posts. Determination is
a decision regarding what should be the cadre strength. The decision needs to
be implemented. Implementation is by creation of posts. For creation of posts
certain formalities have to be gone through. Nothing has been shown to suggest
that requisite formalities regarding creation of posts had taken place. The
resolution therefore cannot be taken as a creation of posts. The discussion
which follows will show that the State Government itself understood the legal
position in the same manner as the State Government has taken as stand in the
subsequent proceedings that sufficient number of posts had not been created and
therefore were not available.
10. In support of his contention that posts were not available for the
appointment of the provisions at the relevant time in the year 1987 the learned
counsel for the appellants drew our attention to an affidavit filed on behalf
of the respondents in response to a petition for initiating contempt of court
proceedings against the State Government and its officers for not complying
with the judgment dated 9th February, 1996 of the Division Bench of the High
Court. It will be recalled that by the said judgment the High Court had quashed
the notifications dated 16th October, 1987 and 23rd November, 1987 regarding
appointments of promotees to the posts of Assistant Conservator of Forests and
had permitted the State Government to issue fresh orders in this behalf in
accordance with law. There was inordinate delay on the part of the State
Government in issuing the fresh notification regarding appointment of the
promotees which led to certain promotees filing application for initiating
contempt of court proceeding. In reply to the Contempt Application, the
Commissioner-cum-Secretary, Department of Forests & Environment, Government
of Bihar stated as under:--
Para 8:
"That so far as the direction issued by this Hon'ble Court vide paragraph
93, 94, 95 are concerned, steps have been taken for issuance of fresh
notification. However, the process has not been completed because from the
record it appears that the promotions were made in the relevant period against
non-existing posts. As such necessary Government order is required to be issued
for creation of post of Assistant Conservator of Forest by the State Government
first. Thereafter fresh notification regarding promotions of the petitioners
will be issued after following the laid down procedure for giving
promotions."
Para 17 of the affidavit states 'that the Deponent had called for relevant
records and from the records it was found that in the year 1985 there was 133
posts of ACF and in the year 1986 140 incumbents were holding the posts of
ACF".
Para 18 - "That from the record it further transpires that in the year
1987, 82 persons appears to have been promoted/ appointed in addition to 140
ACFs already working from before but there was no sanction order regarding
creation of these posts. Even as on date no sanction order for creation of
these posts is available. After verifying from the records it transpires that
only 133 posts of A.C.F. have been created by the State Government."
Para 19 - "That this matter has been discussed within department and a
proposal of creation of additional 91 posts of ACF has been moved. In absence of
availability of sanctioned post of ACF, any notification for appointment of
petitioners as ACF will be a nullity in the eyes of law."
Para 21 - "That the deponent will issue fresh notification as soon as the
Government sanctions additional post of ACF which will be subject to the result
of the SLP No. 15295/1998 pending in the Hon'ble Supreme Court." *
11. This stand of the Government is reiterated in para 11 of the Counter
Affidavit on behalf of the State Government filed in response to the Special Leave
Petition in this Court. It is stated 'respondent-State being conscious of the
direction issued by the Hon'ble Patna High Court has taken appropriate steps
for issuance of notifications promoting / appointing the concerned ACFs, the
Government could not take a decision to notify their promotion/appointment
immediately after the judgment passed by the Hon'ble Patna High Court because
of certain factors, such as, pendency of the instant SLP, pendency of MJC No.
631/1998(R) in the Patna High Court, Ranchi Bench and also due to
non-availability of sufficient number of posts of ACFs".
12. It is clear from the admissions made on behalf of the respondents by way of
affidavits filed in judicial proceedings that sanctioned number of posts
were not available in the year 1987 when the respondents were promoted as ACFs,
rather the promotions were made against non-existing posts. Can such promotions
confer any right on the officers concerned particularly over and above the
other duly appointed officers in the service like the appellants? In this
connection we have to note that Rule 35 of the Bihar Forest Service Rules
provides that seniority of officers appointed to the service is to be
determined with reference to the date of their substantive appointment. In
order to become a member of the service the person concerned has to satisfy at
least two conditions - first, appointment must be in substantive capacity and
(2) the appointment has to be to the post in the service according to the Rules
and within the quota to a substantive vacancy. # (per Keshav Chandra Joshi
and others vs. Union of India and others).
13. In the present case neither of the two conditions is satisfied. The posts
to which substantive appointments were to be made were not available;
therefore, there could be no appointment to the service. When there is no
appointment to the service, much less substantive appointment to the service,
the promotees could not be given seniority with effect from the purported date
of their promotion.
14. At this stage it must be noticed that as a matter of fact the notifications
dated 6th October, 1987 and 23rd November, 1987 regarding appointments of the
promotees had been quashed by the Division Bench by its judgment dated 9th
February, 1996 in C.W.J.C. No. 1634/1986. The Division Bench had permitted
fresh notification to be issued for the purpose. The notification regarding
fresh appointment of the promotees was delayed. It was ultimately issued only
on 15th July, 2002. The said notification again states that the officers are
promoted at the post of Assistant Conservator of Forest with effect from the
date mentioned against their names. The date which is mentioned against their
names is 20th June, 1987. This notification was issued during pendency of the
present proceeding in this Court. The appellant immediately applied for relief
against this notification in the present proceedings. The question that arises
is that when admittedly in June, 1987 the posts of ACFs were not available for
the promotees, how could by a notification dated 15th June, 2002 the promotees
could be appointed with effect from 20th June, 1987. Till the affidavit was
filed in the contempt proceedings in 1998 the posts had not been created, a
fact mentioned in the affidavit.
15. The learned counsel for the respondents tried to explain this clear
admission on the part of the State Government by saying that the affidavit was
only by an officer of the Government and did not necessarily represent the view
of the Government. In our opinion this argument is highly technical and least
responsible to carry any credence. Firstly, the officer was impleaded in the
contempt petition as a respondent because he was holding the key post at the
relevant time. The officer filed the affidavit on the basis of record of Government
which fact has been so stated in the affidavit itself at various places.
Secondly, the State Government has reiterated the same view in the Counter
Affidavit filed in response to the SLP in this Court. We are surprised that in
spite of these facts, such a contention is advanced by a senior counsel
appearing on behalf of the respondents.
16. We have no reason to discard the clear admissions made on behalf of the
State Government about non-availability of posts of ACFs for promotion of the
promotees at the relevant time. This leads to the conclusion that the
appointments of the respondents-promotees between June and November, 1987 as
ACFs were against non-existing posts. When the posts were not available at the
entire next question as to whether the posts were falling within the quota of
the promotees does not arise. Therefore, we need not advert to it. The question
of availability of posts and the number of posts which are available is a
question which can be best answered on the basis of record. Unfortunately no
effort was made to place the relevant information before the court by
supporting it with records. The record position we got in this case only from
the affidavit of Shri K.D. Sinha, Commissioner-cum-Secretary, Department of
Forests & Environment, Government of Bihar filed in reply to the contempt
petition in the Patna High Court, copy of which is available as Annexure R3 to
the Rejoinder Affidavit filed on behalf of appellants in this Court. The
affidavit with which copy of the affidavit of Shri K.D. Sinha is annexed, was
filed on 4th November, 1999. No effort has been made on behalf of the State
Government to controvert the factual position stated in the affidavit of Shri
K.D. Sinha. We can safely accept the position explained by Shri K.D. Sinha in
his affidavit. Thus we hold that the appointments of the respondents/ promotees
made between June and November, 1987 to the posts of ACFs cannot be termed as
substantive appointments to the service and therefore, they cannot confer any
benefit of seniority on the respondents over and above the appellants who were
directly appointed to the service vide notification dated 14th February, 1987.
17. It is settled by that appointments made contrary to the rules are merely
fortuitous and do not confer benefit of seniority on the appointees over and
above the regular/substantive appointees to the service. #
18. See C.K. Antony vs. B. Muraleedharan and others), M.S.L. Patil, Asstt.
Conservator of Forests, Solarpur (Maharashtra) and others vs. State of Maharashtra
and another A.W. Dhope and others vs. Sanjay Thakre and others 7).
19. The exact date on which Shri K.D. Sinha filed the affidavit in response to
the contempt petition is not ascertainable however it has to be sometime in the
year 1998 or thereafter. From the affidavit of Shri .D. Sinha it is clear that
even till the date of filing of the affidavit sufficient number of posts had
not been created by the State Government because Shri has stated that he will
issued fresh notification about the appointment of the promotees as soon as the
State Government sanctioned additional posts of ACFs. The State Government
issued notification regarding appointment of the respondent on 15th July, 2002.
The said notification purports to appoint the respondents with effect from 16th
July, 1987. This shows that the posts of ACFs might have been created by the
State Government subsequently. While issuing the notification dated 15th July,
2002, the State Government could not ignore or prejudice officers like the
appellants who were substantively appointed to the service w.e.f. 14th
December, 1987 i.e. about fifteen years prior to the issuance of the
notification dated 15th July, 2002 the seniority gained by the appellant
fifteen years prior thereto is sought to be set at naught. The learned counsel
for the appellant fairly submitted that the appellants were not interested in
seeking quashing of the appointments of the respondents. They were only
concerned about maintaining their seniority over the respondents. In the facts and
circumstances of the case we see no justification for disturbing the seniority
of the appellants and giving the respondents seniority over them. While the
State Government may regularise the appointment of the respondents-promotees,
we hold that the respondents cannot be given seniority over and above the
petitioners-appellants. The Writ Petition succeeds on the question of
seniority. The final seniority list dated 24th July, 1989 is quashed and the
State Government is directed to issue fresh seniority list fixing the seniority
of appellants over the respondents in accordance with this judgment.
20. In view of the above discussion, we do not propose to go into the question
of constitution of the Departmental Promotion Committee regarding promotion of
the respondents. The appeal is accordingly allowed. No order as to costs.