SUPREME COURT OF INDIA
Secretary, Andhra Pradesh Public Service Commission
Vs
B. Swapna
Civil Appeal No.1775 of 2005
(Arijit Pasayat and S.H.Kapadia)
16/03/2005
ARIJIT PASAYAT, J.
1. Leave granted.
2. The Andhra Pradesh Public Service Commission (hereinafter referred to as the 'Commission') calls in question legality of the judgment rendered by a Division Bench of the Andra Pradesh High Court affirming the judgment of the Andhra Pradesh Administrative Tribunal (in short the 'Tribunal').
3. The controversy involved in the present appeal arises in the following background:
The appellant-Commission by its advertisement No.13/94 dated 17.1.1995 advertised for filling up 8 posts of Assistant Public Relations Officers. Subsequently, 7 more vacancies were advertised. Therefore, the recruitment was made for 15 vacancies. There were 5 zones namely, Zones I to V for which selections were to be made in the following manner:
Zone Community No. of vacancies
I OC 2
BC-B 1
II OC 2
BC-B 1
III OC 1
BC-A 1
IV OC 2
BC-B 1
V OC 2
BC-C 1
The short abbreviations used above are : Open category-OC, Backward Classes-BC
and Scheduled Tribe-ST. As noted above, amongst backward classes there were
further sub-classifications i.e. BC-A, BC-B and BC-C.
The selections were finalized on 2.7.1996.
4. According to respondent No.1 (hereinafter referred to as 'applicant') she
was placed at Serial No.1 in the wait list which is disputed by the
appellant-Commission. At that point of time, the Andhra Pradesh Service
Commission (Procedure) Rules (in short the 'Rules') were applicable and the
existing Rule 6 was as follows:
"The ranking list prepared by the Commission for selection in a direct
recruitment shall remain in force for a period of one year from the date on
which the selection list is published on the Notice Board of the Commission on
till the publication of the new selection list whichever is earlier. The
Commission may select candidates from the ranking list in force in place of
those who relinquish the select or who do not join duty within the time given
and also new requisitions sent by appointing authority. However, the Commission
shall have the right to freeze any ranking list for reasons recorded." *
5. The wait list was valid for a period of one year. There was amendment to
Rule 6 w.e.f. 30.7.1997 and the amended Rule reads as follows:
"The list of the candidates approved/selected by the Commission shall
be equal to the number of vacancies only including those for reserve
communities/categories notified by the Unit Officers/Government. The fall out
vacancies if any due to relinquishment and non-jointing etc., of selected
candidates shall be notified in the next recruitment." *
6. According to the applicant during the period of wait list the competent
authority again notified 14 vacancies on 14.4.1997 and these vacancies ought to
have been filled up by the candidates from the wait list. She claimed that she
was entitled for appointment. The applicant moved the Tribunal by filing an
Original Application. The same was disposed of with the following direction:
"In the circumstances after hearing both sides and on perusal of the
material placed on record, the 1st respondent is directed to send the list of
the candidates selected in Zone-IV to the Government, as indicated in the
letter No.5088/Amn. 1-3/98 dated 11.5.1998 a copy of which has been marked to
the Secretary, A.P. Public Service Commission without any further delay to the
3rd respondent at any rank within one week from the date of receipt of this
order. The 3rd respondent thereupon should examine the same and take a decision
on the appointment of the applicant respectively. The Ist respondent should
examine the list to be sent relating to Zone IV of the candidates selected to
the post of Assistant Public Relations Officer within a period of 3 weeks from
the date of receipt of this order. The O.A. is disposed of accordingly with the
above directions at the admission stage. No costs. *
7. The aforesaid direction as quoted above was challenged by the Commission by
filing a Writ Petition before the High Court. The High Court disposed of the
writ petition by directing the appellant to forward the name of
applicant-respondent No.1 to the Government for appointment to the concerned
post. The High Court was of the view that though the Rule was amended w.e.f.
30.7.1997, it was applicable to the present dispute and the wait list was
operative for the period of one year and even during that period if any fall
out vacancy has arisen and any new appointments are to be made for fresh
vacancies, they should be filled up by the candidates from the wait list.
8. In support of the appeal, learned counsel for the appellant-Commission
submitted that the High Court's approach was clearly erroneous. It is a
conceded position that the un-amended Rule 6 was applicable to the facts of the
case. The appellant-Commission had clearly directed the Government to advertise
afresh. Though the Commission had the option to select candidates from the
ranking list in force in place of those who relinquish the selection or who did
not join the duty within the given time and also new requisitions sent by
appointing authority, the Commission at the relevant point of time had the
right to freeze any ranking list for reasons recorded. The fact that the
Commission had directed issuance of fresh advertisement was clearly indicative
of the fact that the Commission did not want the ranking list to be given
effect to. This is borne out from records. In any event, there is a dispute as
to whether the applicant was at serial No.1 in the wait list.
9. Learned counsel for the applicant-respondent No.1 on the other hand
submitted that though it was the un-amended Rule which was applicable and not
the amended rule as was held to the applicable by the High Court, yet there was
no material before the Tribunal or the High Court to show that the
appellant-Commission had directed freezing of the ranking list. According to
him, no other person had staked any claim and even if it is conceded for the
sake of arguments that respondent No.1-applicant was not at the top of the
ranking list, that would not make any difference because others had not staked
any claim. Her case can be considered in the peculiar facts of the case by
relaxation of norms.
10. There are two principles in service laws which are indisputable. Firstly,
there cannot be appointment beyond the advertised number and secondly norms of
selection cannot be altered after the selection process has started. In the
instant case 15 posts were to be filled up. The vacancies in the different
zones were as follows:
Zone IV ST 1
Zone III BC-A 1
Zone V BC-C 1
11. Fourteen vacancies were indented on 14.4.1997. Obviously, they were not
existing vacancies on the date of advertisement i.e 8.1.1995. The selection
list was operative till 1.7.1997. The 14 vacancies which were indented on
14.4.1997 were as follows:
Zone III BC 'A' -1, OC-1
Zone IV ST-1, OC-2
Zone V BC 'C'-1, SC-1, BC 'D' -1, OC-3
Zone VI SC-1, OC-1, BC 'D' -1
12. As per amended Rule 6, the fall out vacancies if any due to relinquishment
and non-joining etc. of selected candidates are to be notified in the next
recruitment.
13. The legal position so far as the case of existing vacancies, notified
vacancies and future vacancies has been set out by this Court in several
decisions. In Prem Singh and Ors. vs. Haryana State Electricity Board and ORs,
8), in paragraphs 25 and 26 it was laid down
as follows:
"25. From the above discussion of the case-law it becomes clear that
the selection process by way of requisition and advertisement can be started
for clear vacancies and also for anticipated vacancies but not for future vacancies.
If the requisition and advertisement are for a certain number of posts only the
State cannot make more appointments than the number of posts advertised, even
though it might have prepared a select list of more candidates. The State can
deviate from the advertisement and make appointments on posts falling vacant
thereafter in exceptional circumstances only or in an emergent situation and
that too by taking a policy decision in that behalf. Even when filling up of
more posts than advertised is challenged the court may not, while exercising
its extraordinary jurisdiction, invalidate the excess appointments and may
mould the relief in such a manner as to strike a just balance between the
interest of the State and the interest of persons seeking public employment.
What relief should be granted in such cases would depend upon the facts and
circumstances of each case.
26. In the present case, as against the 62 advertised posts the Board made
appointments on 138 posts. The selection process was started for 62 clear
vacancies and at that time anticipated vacancies were not taken into account.
Therefore, strictly speaking, the Board was not justified in making more than
62 appointments pursuant to the advertisement published on 2-11-1991 and the
selection process which followed thereafter. But as the Board could have taken
into account not only the actual vacancies but also vacancies which were likely
to arise because of retirement etc. by the time the selection process was
completed it would not be just and equitable to invalidate all the appointments
made on posts in excess of 62. However, the appointments which were made
against future vacancies - in this case on posts which were newly created -
must be regarded as invalid. As stated earlier, after the selection process had
started 13 posts had become vacant because of retirement and 12 because of
deaths. The vacancies which were likely to arise as a result of retirement
could have been reasonably anticipated by the Board. The Board through
oversight had not taken them into consideration while a requisition was made
for filling up 62 posts. Even with respect to the appointments made against
vacancies which arose because of deaths, a lenient view can be taken and on
consideration of expediency and equity they need not be quashed. Therefore, in
view of the special facts and circumstances of this case we do not think it
proper to invalidate the appointments made on those 25 additional posts. But
the appointments made by the Board on posts beyond 87 are held invalid. Though
the High Court was right in the view it has taken, we modify its order to the
aforesaid extent. These appeals are allowed accordingly. No order as to
costs." *
14. The view was recently re-iterated in State of Jammu and Kashmir and Ors vs.
Sanjeev Kumar and Ors. (2005 (2) Supreme 303).
15. The High Court has committed an error in holding that the amended rule
was operative. As has been fairly conceded by learned counsel for the
applicant-respondent No.1 it was un-amended rule which was applicable. Once a
process of selection starts, the prescribed selection criteria cannot be
changed. The logic behind the same is based on fair play. A person who did not
apply because a certain criteria e.g. minimum percentage of marks can make a
legitimate grievance, in case the same is lowered, that he could have applied
because he possessed the said percentage. Rules regarding qualification for
appointment if amended during continuance of the process of selection do not
affect the same. That is because every statute or statutory rule is prospective
unless it is expressly or by necessary implication made to have retrospective
effect. Unless there are words in the Statute or in the Rules showing the
intention to affect existing rights the rule must be held to be prospective. If
the Rule is expressed in a language which is fairly capable of either
interpretation it ought to be considered as prospective only. # (See P.
Mahendran and Ors. vs. State of Karnataka and Ors. etc. ) and Gopal
Krishna Rath vs. M.A.A. Baig (dead) by Lrs. And Ors. 4).
16. Another aspect which this Court has highlighted is scope for relaxation of
norms. Although Court must look with respect upon the performance of duties by
experts in the respective fields, it cannot abdicate its functions of ushering
in a society based on rule of law. Once it is most satisfactorily established
that the Selection Committee did not have the power to relax essential
qualification, the entire process of selection so far as the selected candidate
is concerned gets vitiated. In P.K. Ramchandra Iyer and Ors. vs. Union of India
and Ors. ) this Court held that once it is established that there is no
power to relax essential qualification, the entire process of selection of the
candidate was in contravention of the established norms prescribed by
advertisement. The power to relax must be clearly spelt out and cannot
otherwise be exercised.
17. In State of U.P. vs. Rafiquddin and Ors. 1),
it was inter alia, held as follows:
"Before we close we would like to refer certain aspects which came to
out notice during the hearing of the case relating to the functioning of the
Public Service Commission, selection of candidates and their appointment to the
Judicial Service. We were distressed to find that the Public Service Commission
has been changing the norms fixed by it for consider the suitability of
candidates at the behest of the State Government after the declaration or
results. We have noticed that while making selection for appointment to the
U.P. Judicial Service the Commission had initially fixed 40 per cent aggregate
marks and minimum 35 per cent marks for viva voce test an on that basis it had
recommended list of 46 candidates only. Later on at the instance of the State
Government it reduced the standard of 40 per cent marks in aggregate to 35 per
cent and on that basis it forwarded a list of 33 candidates to the government
for appointment to the service. Again at the behest of the State Government and
with a view to implement the decision of the high level committee consisting of
Chief Justice, Chief Minister and the Chairman of the Commission forwarded name
of 37 candidates in 1974 ignoring the norms fixed by it for judging the
suitability of candidates. The Commission is an independent expert body. It has
to act in an independent manner in making th selection on the prescribed norms.
It may consult the State Government and the High Court in prescribing the norms
for judging the suitability of candidates if no norms are prescribed in the
Rules. Once the Commission determines the norms and makes selection on the
conclusion of the competitive examination and submits list of the suitable
candidates to the government it should not reopen the selection by lowering
down the norms at the instance of the Government. If the practice of revising
the result of competitive examination by changing norms is followed there will
be confusion and the people will lose faith in the institution of Public
Service Commission and the authenticity of selection." *
18. Maharashtra State Road Transport Corpn. And Ors vs. Ranendra Bhimrao Mandve
and Ors. ), it was held as under:
"It has been repeatedly held by this Court that the rules of the game,
meaning thereby, that the criteria for selection cannot be altered by the
authorities concerned in the middle or after the process of selection has
commenced. Therefore, the decision of the High Court, to the extent it
pronounced upon the invalidity of the circular orders dated 26.6.1996, does not
merit acceptance in out hand and the same are set aside." *
19. In Dr. Krushna Chandra Sahu and Ors vs. State of Orissa and Ors. 8), it was held as under:
"34. The Selection Committee does not even have the inherent
jurisdiction to lay down the norms for selection nor can such power be assumed
by necessary implication. In P.K. Ramchandra Iyer vs. Union of India (1984 (2)
SCC 141) it was observed: (SCC pp.180-81, para 44)
"By necessary inference, there was no such power in the ASRB to add to the
required qualifications. If such power is claimed, it has to be explicit and
cannot be read by necessary implication for the obvious reason that such
deviation from the rules is likely to cause irreparable and irreversible
harm." *
35. Similarly, in Umesh Chandra Shukla vs. Union of India ) it was
observed that the Selection Committee does not possess any inherent power to
lay down its own standards in addition to what is prescribed under the Rules.
Both these decisions were followed in Durgacharan Misra vs. State of Orissa
) and the limitations of the Selection Committee were pointed out that it
had no jurisdiction to prescribe the minimum marks which a candidate had to
secure at the viva voce.
36. It may be pointed out that rule-making function under Article 309 is
legislative and not executive as was laid down by this Court in B.S. Yadav vs.
State of Haryana ). For this reason also, the Selection Committee or the
Selection Board cannot be held to have jurisdiction to lay down any standard or
basis for selection as it would amount to legislating a rule of selection."
37. The Commission has been given right to freeze any ranking list. The
selection from the ranking list from amongst the posts advertised was limited
to the cases where the selected candidates had relinquished the selection or
who had not joined the duties within the given time and also new requisitions
sent by the appointing authority. The Commission did not think it appropriate
to make appointment from the new requisitions. The fact that the Commission had
directed that fresh advertisement were to be made is clearly indicative of the
fact that the Commission did not want the new requisitions were to be filled up
by appointing from the ranking list in force. The Tribunal and the High Court
were therefore not justified in holding by referring to the amended rule that
the fall out vacancies were to be filled up from the ranking list. The fall out
vacancies in terms of the amended notification were to be notified in the next
recruitment. Case of the applicant all through has been that her claim was
relatable to the 14 vacancies indented on 14.4.1997 and in particular the open
category. It is not her case that Commission had directed fresh advertisement
though it had not freezed the rank list . It is not disputed that there
cannot be direction for fresh advertisement unless the rank list is freezed.
The materials placed on record clearly show that before directing fresh
advertisement, the Commission had in fact for reasons recorded directed
freezing. Unfortunately, the Tribunal did not grant adequate time to the
Commission to produce relevant records and the High Courts proceeded on
erroneous premises that the amended rules applied. Therefore, looked at from
any angle, the High Court's judgment affirming Tribunal's judgment cannot be
maintained. # The same is set aside. The appeal is allowed with no order as
to costs.