SUPREME COURT OF INDIA
Sankaran Moitra
Vs
Sadhna Das and another
Criminal Appeal No. 330 of 2006
(Y. K. Sabharwal (CJI), C. K. Thakker, JJ)
24.03.2006
P.K. BALASUBRAMANYAN J
Leave granted.
2. The husband of Respondent No.1 herein, met with his end on 10.5.2001. On 12.5.2001, Respondent No.1 (hereinafter referred to as the 'complainant') filed a complaint before the Deputy Commissioner of Police that she had come to know from the members of the public that while her husband was coming from Beliaghata Subhas Sarobar he was beaten to death by the police. She stated that she wanted the post-mortem examination of her innocent husband Robindranath Das to be held in the presence of a Magistrate and video recording of the portions of the body of her husband whereon it had been hit by the police. She demanded stern punishment for the murderer of her husband. On 28.5.2001, she filed a complaint in the court of the Chief Judicial Magistrate, Alipore in respect of offences, punishable according to her under Sections 302, 201, 109 read with Section 120-B of the Indian Penal Code. In the complaint, she stated that she was a house-wife and, that her husband Robindranath Das, was a businessman and a social worker. The antecedents of her husband were above board and he always acted on the right side of the law. He was also an active supporter of a particular political party. On 10.5.2001, the General Election to the Assembly in West Bengal was held. Her husband was in-charge of giving food packets to the polling agents of a contesting political party in the booth in C.I.T. office situated at Subhas Sarobar (Beliaghata Lake). When her husband did not turn up for lunch, before she left for casting her vote, she asked her brother to summon her husband for lunch. She was returning at about 1415 hours after casting her vote. While she was returning, a Tata Sumo Car came along, being driven at speed and in that car she found a local resident Anath sitting. When she reached the vicinity of Vivekananada Club, she found there assembled, a crowd of local people. When she enquired what had happened, one of those assembled said that the police had severely assaulted her husband with lathi in the lake, her husband had became unconscious, and he had been taken to the doctor in a Tata Sumo Car. On further enquiry, she was told that her husband was assaulted for no reason by the police with lathis on his head near the C.I.T. office at the Lake instigated by the "Bara Babu" of Phoolbagan Thana and Moitra Babu, previous "Barababu" of Beliaghata Thana at about 1400 hrs. Subsequently, she came to learn from various persons of the locality including her brother and her brother-in-law that her husband was talking near the outer gate of the C.I.T. office area at Subhas Sarobar with Mr. S.K. Kundu, the 'Barababu' of Phoolbagan Police station at about 1400 hours. At that point of time, the previous officer-in- charge of Beliaghata Police Station, at the time of the complaint, the Assistant Commissioner of E.S.D.(Eastern Suburban Division), Calcutta came there by a police jeep and after talking with the Officer in charge, Phoolbagan Police Station ordered the beating up of her husband and accordingly the Officer in charge, Phoolbagan Police Station instigated the police constables who were accompanying them to beat her husband and to kill him. Thereupon, a constable, namely, Sudhir Sikdar assaulted her husband with a lathi and her husband tried to run away to save his life but the police personnel chased him. Her husband fell down in the water at the edge of the lake. He requested the chasing police personnel not to assault him and he told them that he did not know how to swim. In spite of repeated requests and begging for his life by her husband, the police constable Sudhir Sikdar struck successive blows on the head of her husband, and other different portions of his body with a lathi, as a result of which her husband became unconscious and fell in the lake. Then the police personnel left the place. Her brother and brother-in-law, with the help of others who were eye-witnesses to the incident pulled out her husband from the water. Thereafter, Anath a local person, with the help of others removed her husband in an unconscious state to the nearby Divine Nursing Home where the doctor declared him dead. The people seeing the atrocities of the police personnel in attacking an innocent person, became agitated. After a considerable lapse of time, the body of her husband was removed by the police from the Nursing Home. According the complainant, the accused persons had no legal authority to kill her husband, an innocent person, without any provocation from his end. Hence the accused, in collusion with each other and having a common intention and in pursuance of a conspiracy hatched up among themselves, have committed an offence punishable under Sections 302, 120-B, 109 read with Section 34 of the Indian Penal Code. They were guilty of violating of the provisions of law and they were liable for exemplary punishment. Accused Nos.1 and 2 further abetted the murderous assault on the victim by accused No.3 by instigating him openly to assault and kill her husband. The accused persons had taken advantage of their uniforms and had murdered her husband in a planned manner and hence were guilty of murder. She feels, from the available circumstances, that the death of her husband was the result of a deep rooted conspiracy and to fulfill the vested interest of some interested persons, which would be revealed at the time of trial. She therefore prayed that the learned Magistrate be pleased to take cognizance and issue process against the accused persons and after their appearance pass necessary orders in accordance with law. She arrayed the Assistant Commissioner Sankaran Moitra as Accused No.1, S.M. Kundu, Officer-in-charge, Phoolbagan Police Station, Calcutta as Accused No. 2 and Sudhir Sikdar, a police constable attached to Phoolbagan Police Station, Calcutta as Accused No.3.
3. On 31.5.2001, the Chief Judicial Magistrate, Alipore took the statements of the complainant and the witnesses produced by her which included her brother and her brother-in-law and issued process to the accused. The Chief Judicial Magistrate thus took cognizance of the offence. On 16.6.2001, the Chief Judicial Magistrate issued a warrant for the arrest of accused no.1. On 30.6.2001, accused no.1, the then Assistant Commissioner of Police, moved an application under Section 210 of the Code of Criminal Procedure. Therein, after referring to the complaint filed by the complainant, he submitted that on the self same matter on the written complaint of the complainant made on 12.5.2001, a case had been registered in the Phoolbagan Police Station as Case No. 112 of 2001 under Section 304 of the India Penal Code. The complainant had filed the said complaint addressed to the Deputy Commissioner of Police, Eastern Division, Calcutta on 11.5.2001 basing upon which the case was registered on 12.5.2001. Thereafter, one Fax message was sent addressed to the Joint Commissioner of Police, Calcutta concerning the death of Robindranath Das, wherein the place of occurrence was mentioned as Beliaghata Lake and himself and two other persons above mentioned as the assailants with a prayer that a case be registered under Section 302, 506(II) and 114 of the India Penal Code, with a further prayer that the Fax message be treated as "First Information Report". That Fax was sent by a brother of the deceased. On the self-same incident under an order of Superiors, a case has been registered on 12.5.2001. The complaint was filed before the Magistrate on 28.5.2001 by the informant in the Phoolbagan Police Station case. An investigation by Police was in progress in relation to the offence which is the subject matter of the enquiry held by the Chief Judicial Magistrate. In view of this, he prayed that the proceedings in the enquiry held by the Chief Judicial Magistrate be stayed and a report on the matter from the Officer-in-charge of Phoolbagan Police Station be called for. By a separate application, he also prayed that the application under Section 210 of the Code of Criminal Procedure may be directed to be put up immediately for orders. The Chief Judicial Magistrate ordered that the application under Section 210 of the Code of Criminal Procedure be put up on 10.7.2001.
4. Meanwhile, accused No. 1 had filed an application for anticipatory bail
before the High Court of Calcutta. On 20.6.2003, the High Court refused
anticipatory bail. Accused No. 1 approached this Court challenging the order
refusing anticipatory bail. This Court by order dated 28.7.2003 rejected the
Petition for Special Leave to Appeal stating that there was no merit in it.
5. Accused No. 1, meanwhile, filed a Petition under Section 482 of the Code of
Criminal Procedure before the High Court seeking a quashing of the complaint on
the ground that the Chief Judicial Magistrate had no jurisdiction to entertain
the complaint since the condition precedent for entertaining the complaint, a
sanction under Section 197(1) of the Code of Criminal Procedure, had not been
obtained. In that application, after referring to the proceedings before the
Magistrate, he pleaded that he had filed an application on 30.6.2001 under
Section 210 of the Code of Criminal Procedure before the Chief Judicial
Magistrate seeking a stay of the proceedings in view of the pending
investigation into the earlier complaint. But the Magistrate without passing
any order thereon had kept it pending with a direction to serve copy on the
other side. He submitted that the learned Magistrate had erred in issuing a
warrant of arrest at the first instance without complying with the provisions
of the Code of Criminal Procedure. An opportunity ought to have been given to
him to appear before court by issuing summons at the first instance. In a case
instituted on the basis of a complaint in terms of the provisions of Sections
61 and 62 of the Code of Criminal Procedure and by not adverting to these
provisions, the Magistrate had acted contrary to law. He submitted that the
incident was not as described by the complainant. He then stated as follows:
"It is stated that on 10.5.2001 at about 1410 hrs on getting an information of some disturbance at the Polling Station at C.I.T. Office. Subhas Sarobar, the Petitioner No.2 along with Police Force reached the spot and found violence inside and around the polling premises between the supporters of C.P.I. (M) and T.M.G. On reaching there, they tried to separate both the groups from each other to prevent serious cognizable offence as the mob ware in agitated condition over the issue of proxy voting, both Jamming etc. and there was every likelihood of a serious rioting. The purpose of the Police Personnel's being present at the spot was to control the mob free and fair election. In the meantime the petitioner also arrived at the spot and the agitated mob started throwing brick bats and bomb indiscriminately aiming towards the Police force. The Police stepped into action and chased the unruly mob when a group dispersed towards two opposite directions.
It is therefore learnt that one/two persons while retreating at random
jumped in Subhas Sarobar Lake and as result of which they might sustain
injuries on their persons and out of aforesaid persons the victim Robindranath
Das Topi was one of them.
That on the basis of the aforesaid incident a case was started by the Police
Sumo to being Phoolbagan Police Station Case No. 111 dated 10.5.2001 against
20/30 persons including Robindranath Das under Section 148/149/336 of the India
Penal Code and Section 3 and 5 of Explosive Substance Act.
That the Petitioner submits that initially the opposite Party No.1 lodged an
information against some unknown Police Personnel as stated above but
subsequently at the instance of some designing and interested persons
implicated the Petitioner falsely in the present complaint case by introducing
false, concocted and after thought story which was filed before the learned
Court below 18 days after the alleged incident.
That the petitioner states that the learned Magistrate erred in taking cognizance
on the basis of the aforesaid complaint in absence of Sanction for prosecution
under Section 197 of the Code of Criminal Procedure as the petitioner being the
Public servant being appointed by the Government of West Bengal and not
removable from his office save by all with the sanction of the Government and
for any purported act in discharge of his official duty cognizance without
previous sanction is bad in the eye of law and liable to be set aside for the
ends of justice.
That the petitioner submits that the learned Magistrate totally overlooked the
provisions of Section 197 of the Code of Criminal Procedure i.e. no Court shall
take cognizance of any offence alleged to have been made by a Public Servant in
discharge of his official duty without the previous sanction from the
Government and as such the order taking cognizance in absence of sanction
mandatory is unsustainable in law as also all other consequential orders are
also unsustainable in law."
6. The High Court by order dated 11.7.2003 dismissed the application. It
overruled the contention of the accused based on Section 197 of the Code of
Criminal Procedure thus:
"In its considered view Section 197 Cr.P.C. has got no manner of
application in the present case. Under Section 197 Cr. P.C. sanction is
required only if the public servant was, at the time of commission of offence,
'employed in connection with the affairs of the Union or of a State' and he was
'not removable from his office save by or with the sanction of the Government.'
The bar under Section 197 Cr.P.C. cannot be raised by a public servant if he is
removable by some authority without the sanction of the Government.
Committing an offence can never be a part of an official duty. Where there is
no necessary connection between the act and the performance of the duties of a
public servant, section 197 Cr.P.C. will not be attracted. Beating a person to
death by a police officer cannot be regarded as having been committed by a
public servant within the scope of his official duties."
After referring to the some of the decisions cited, the Court further stated:
"Committing of an offence of murder can never be a part of an official duty. Where there is no necessary connection between the act and the performance of the duties of a public servant, Section 197 of the Code will not be attracted. Merciless beating by a police officer causing death of a person can never be said to be an act in discharge of his official duty."
The Court stated that since from the statement of the doctor who conducted the
post-mortem examination it appeared that the victim had suffered as many as six
serious injuries and in the opinion of the doctor, the death was due to the
injuries to the head inflicted on the deceased, it was justified in the view it
had taken. The learned Judge wound up by stating that it was not a fit case for
interference by the High Court and if the Court interferes with the proceedings
on any of the grounds urged by the accused, people will lose their confidence
in the administration of justice. The High Court directed the Magistrate to
proceed with the matter with utmost expedition and in accordance with law.
7. Accused No.1 challenged this order before this Court by way of this Petition
for Special Leave to Appeal. In the Petition for Special Leave, Accused No. 1,
the appellant, also referred to the warrant of arrest pending against him and
prayed for a stay of further proceedings. On 22.8.2003, this Court while
issuing notice also stayed further proceedings before the Chief Judicial
Magistrate, pending further orders. It appears that, as of now, neither accused
No.1 has been arrested nor the investigation completed. Learned counsel
appearing on behalf of the State of West Bengal could only say that the
investigation has not been completed. Learned counsel for the complaint, on the
other hand, submitted that the attitude adopted was one of helping the accused
since they were police officers. What is relevant for our purpose is to notice
that investigations into the two crimes registered, namely, Case No. 111 under
Sections 148, 149, 336 IPC read with Sections 3 and 5 of Explosive Substances
Act and Case No. 112, registered on the complaint made by the complainant
herein on 11.5.2001, have not been completed.
8. It is true that at the time the complaint was made before the Chief Judicial Magistrate by the complainant on 28.5.2001, there would have been no material before him about the investigation pending on the two cases registered in the Phoolbagan Police Station as Case Nos. 111 and 112. The Magistrate took cognizance of the complaint filed before him after recording the statements of witnesses on 31.5.2001 and issued process and also issued warrant for arrest of the appellant on 16.6.2001. Therefore, at that stage, it is possible, as contended by the learned counsel for the complainant, that there was no occasion for the Chief Judicial Magistrate to consider the applicability of Section 197 of the Code of Criminal Procedure. The occasion had not arisen. In this context, learned counsel for the complainant submitted that the contention sought to be raised by the appellant based on Section 197 of the Code of Criminal Procedure need not be decided at this stage and it may be open to the appellant to raise that objection after he has appeared and while raising his defenses. Learned counsel relied on the observations of the Varadachariar, J. in the decision in Dr. Hori Ram Singh Vs. Emperor 1939 FCR 159. He relied on the passage:
"As the consent of the Governor, provided for in that Section, is a
condition precedent to the institution of proceedings against a public servant,
the necessity for such consent cannot be made to depend upon the case which the
accused or the defendant may put forward after the proceedings had been
instituted, but must be determined with reference to the nature of the
allegations made against the public servant, in the suit or criminal
proceeding. If these allegations cannot be held to relate to "any act done
or purporting to be done in the execution of his duty" by the defendant or
the accused "as a servant of the Crown," the consent of the
authorities would, prima facie, not be necessary for the institution of the
proceedings. If, in the course of the trial, all that could be proved should be
found to relate only to what he did or purported to do "in the execution
of his duty," the proceedings would fail on the merits, unless the Court
was satisfied that the acts complained of were not done in good faith:
S.270(2). Even otherwise, the proceedings would fail for want of the consent of
the Governor, if the evidence established only official acts. As the Appellate
Court has not pronounced any opinion on the evidence, we are not in a position
to say whether on the facts proved, the proceedings could be held to fail on
either of the above grounds"
Learned counsel further relied on the decision in H.H. B. Gill and another Vs.
The King, (75 Indian Appeals 41) in an appeal from the decision in 1947 F.C. 9
to point out that there was no difference between Section 270 of the Government
of India Act dealt with by Varadachariar, J. and Section 197 (1) of the Code.
He also pointed out that the Privy Council had approved the view expressed by
Varadachariar, J. in Dr. Hori Ram Singh Vs. Emperor (supra). Lord Simonds
speaking for the Privy Council stated:
"In the consideration of S.197 much assistance is to be derived from
the judgment of the Federal Court in 1939 FCR 159, and in particular from
the careful analysis of previous authorities which is to be found in the
opinion of Varadachariar J. Their Lordships, while admitting the cogency of the
argument that in the circumstances prevailing in India a large measure of
protection from harassing proceedings may be necessary for public officials
cannot accede to the view that the relevant words have the scope that has in
some cases been given to them. A public servant can only be said to act or to
purport to act in the discharge of his official duty, if his act is such as to
lie within the scope of his official duty. Thus a Judge neither acts nor
purports to act as a Judge in receiving a bribe, though the judgment which he
delivers may be such an act: nor does a Government medical officer act or
purport to act as a public servant in picking the pocket of a patient whom he
is examining, though the examination itself may be such an act. The test may
well be whether the public servant, if challenged, can reasonably claim that,
what he does, he does in virtue of his office."
9. We find that even if we were accept the submission of learned counsel for
the complainant that the stage is not reached for considering whether sanction
under Section 197(1) of the Code of Criminal Procedure is required in the
present case or not, it would only be postponing the consideration of that
question. As we have noticed earlier, in his application filed before the Chief
Judicial Magistrate invoking Section 210 of the Code of Criminal Procedure and
praying for a stay of further proceedings, the appellant, has pleaded that the
act was done by him in performance of his duty and in the application filed
under Section 482 of the Code of Criminal Procedure before the High Court in
addition to reiterating that the alleged offence was committed by him in the
course of performance of his duty, he had also invoked Section 197(1) of the
Code of Criminal Procedure and had pleaded that the proceedings cannot go on
and would be without jurisdiction for want of sanction under Section 197(1) of
the Code of Criminal Procedure. Of course, the High Court has taken the view that
the complaint would not attract Section 197(1) of the Code and that was the
reason for rejecting the prayer of the appellant to quash the proceedings as
being without jurisdiction for want of sanction. Learned counsel for the
complainant has made a submission that the whole investigation was being
delayed and the whole process was being delayed in view of the fact that the
accused involved were police personnel and the State was more interested in
protecting them than in having justice done. When we take note of this
submission, postponing a decision on the applicability or otherwise of Section
197(1) of the Code can only lead to the proceedings being dragged on in the
trial Court and a decision by this Court, here and now, would be more
appropriate in the circumstances of the case especially when the accused
involved are police personnel and the nature of the complaint made is kept in
mind.
10. We may first try and understand the scope of Section 197 and the object of
it. This Court in Shreekantiah Ramayya Munipalli Vs. The State of Bombay
explained the scope of Section 197 thus:
"Now it is obvious that if Section 197 of the Code of Criminal
Procedure is construed too narrowly it can never be applied, for of course it
is no part of an official's duty to commit an offence and never can be. But it
is not the duty we have to examine so much as the act, because an official act
can be performed in the discharge of official duty as well as in dereliction of
it. The section has content and its language must be given meaning. What it
says is ---- "when any public servant - is accused of any offence alleged
to have been committed by him while acting or purporting to act in the
discharge of his official duty"
We have therefore first to concentrate on the word "offence". Now an offence seldom consists of a single act. It is usually composed of several elements and, as a rule, a whole series of acts must be proved before it can be established. In the present case, the elements alleged against the second accused are, first, that there was an "entrustment" and/or "dominion"; second, that the entrustment and/or dominion was "in his capacity as a public servant"; third, that there was a "disposal"; and fourth, that the disposal was "dishonest". Now it is evident that the entrustment and/or dominion here were in an official capacity, and it is equally evident that there could in this case be no disposal, lawful or otherwise, save by an act done or purporting to be done in an official capacity. Therefore, the act complained of, namely the disposal, could not have been done in any other way. If it was innocent, it was an official act; if dishonest, it was the dishonest doing of an official act, but in either event the act was official because the second accused could not dispose of the goods save by the doing of an official act, namely officially permitting their disposal; and that he did. He actually permitted their release and purported to do it in an official capacity, and apart from the fact that he did not pretend to act privately, there was no other way in which he could have done it. Therefore, whatever the intention or motive behind the act may have been, the physical part of it remained unaltered, so if it was official in the one case it was equally official in the other, and the only difference would lie in the intention with which it was done: in the one event, it would be done in the discharge of an official duty and in the other, in the purported discharge of it."
This Court therefore held in that case that Section 197 of the Code of Criminal Procedure applied and sanction was necessary and since there was none, the trial was vitiated from the start
11. Again in Amrik Singh Vs. The State of PEPSU his Court after referring to the decisions of the Federal Court and the Privy Council referred to earlier and some other decisions summed up the position thus:
"The result of the authorities may thus be summed up: It is not every
offence committed by a public servant that requires sanction for prosecution
under section 197(1) of the Code of Criminal Procedure; nor even every act done
by him while he is actually engaged in the performance of his official duties;
but if the act complained of is directly concerned with his official duties so
that, if questioned, it could be claimed to have been done by virtue of the
office, then sanction would be necessary; and that would be so, irrespective of
whether it was, in fact, a proper discharge of his duties, because that would
really be a matter of defence on the merits, which would have to be
investigated at the trial, and could not arise at the stage of the grant of
sanction, which must precede the institution of the prosecution."
After noticing the facts of that case, their Lordships stated:
"In our judgment, even when the charge is one of misappropriation by a
public servant, whether sanction is required under Section 197(1) will depend
upon the facts of each case. If the acts complained of are so integrally
connected with the duties attaching to the office as to be inseparable from
them, then sanction under Section 197(1) would be necessary; but if there was
no necessary connection between them and the performance of those duties, the
official status furnishing only the occasion or opportunity for the acts, then
no sanction would be required."
Their Lordship then quoted with approval the observations in the decision in
Shreekantiah Ramayya Munipalli Vs. The State of Bombay (supra).
12. A Constitution Bench of this Court had occasion to consider the scope of Section
197 of the Code of Criminal Procedure in Matajog Dobey Vs. H.C. Bhari
after holding that Section 197 of the Code of Criminal Procedure was not
violative of the fundamental rights conferred on a citizen under Article 14 of
the Constitution of India, this Court observed:
"Public servants have to be protected from harassment in the discharge
of official duties while ordinary citizens not so engaged do not require this
safeguard. It was argued that Section 197, Criminal Procedure Code vested an
absolutely arbitrary power in the government to grant or withhold sanction at
their sweet will and pleasure, and the legislature did not lay down or even
indicate any guiding principles to control the exercise of the discretion.
There is no question of any discrimination between one person and another in
the matter of taking proceedings against a public servant for an act done or
purporting to be done by the public servant in the discharge of his duties. No
one can take such proceedings without such sanction."
On the test to be adopted for finding out whether Section 197 of the Code was attracted or not and to ascertain the scope and meaning of that Section, their Lordships stated:
"Slightly differing tests have been laid down in the decided cases to
ascertain the scope and the meaning of the relevant words occurring in Section
197 of the Code; "any offence alleged to have been committed by him while
acting or purporting to act in the discharge of his official duty". But
the difference is only in language and not in substance. The offence alleged to
have been committed must have something to do, or must be related in some
manner, with the discharge of official duty. No question of sanction can arise
under Section 197, unless the act complained of is an offence; the only point
to determine is whether it was committed in the discharge of official duty.
There must be a reasonable connection between the act and the official duty. It
does not matter even if the act exceeds what is strictly necessary for the
discharge of the duty, as this question will arise only at a later stage when
the trial proceeds on the merit. What we must find out is whether the act and
the official duty are so inter-related that one can postulate reasonably that
it was done by the accused in the performance of the official duty, though
possibly in excess of the needs and requirements of the situation."
After referring to the earlier decisions of the Federal Court, Privy Council and that of this Court, their Lordships summed up the position thus :
"The result of the foregoing discussion is this: There must be a
reasonable connection between the act and the discharge of official duty; the
act must bear such relation to the duty that the accused could lay a
reasonable, but not a pretended or fanciful claim, that he did it in the course
of the performance of his duty."
Their Lordships then proceeded to consider the stage at which the need for
sanction under Section 197 (1) of the Code had to be considered. Their
Lordships stated:
"The question may arise at any stage of the proceedings. The complaint
may not disclose that the act constituting the offence was done or purported to
be done in the discharge of official duty; but facts subsequently coming to
light on a police or judicial inquiry or even in the course of the prosecution
evidence at the trial, may establish the necessity for sanction. Whether
sanction is necessary or not may have to be determined from stage to stage. The
necessity may reveal itself in the course of the progress of the case."
13. In the light of the above decision it does not appear to be necessary to
multiply authorities. But we may notice some of them briefly. In Pukhraj Vs.
State of Rajasthan & Another , this Court held:
"While the law is well settled the difficulty really arises in applying
the law to the fact to any particular case. The intention behind the section is
to prevent public servants from being unnecessarily harassed. The section is
not restricted only to cases of anything purported to be done in good faith,
for a person who ostensibly acts in execution of his duty still purports so to
act, although he may have dishonest intention. Nor is it confined to cases
where the act, which constitutes the offence, is the official duty of the
official concerned. Such an interpretation would involve a contradiction in
terms, because an offence can never be an official duty. The offence should
have been committed when an act is done in the execution of duty or when an act
purports to be done in execution of duty. The test appears to be not that the
offence is capable of being committed only by a public servant and not by
anyone else, but that it is committed by a public servant in an act done or
purporting to be done in the execution of duty. The section cannot be confined
to only such acts as are done by a public servant directly in pursuance of his
public office, though in excess of the duty or under a mistaken belief as to
the existence of such duty. Nor need the act constituting the offence be so
inseparably connected with the official duty as to form part and parcel of the
same transaction. What is necessary is that the offence must be in respect of
and act done or purported to be done in the discharge of an official duty. It
does not apply to acts done purely in a private capacity by a public servant.
Expressions such as the "capacity in which the act is performed",
"cloak of office" and "professed exercise of the office"
may not always be appropriate to described or delimit the scope of section. An
act merely because it was done negligently does not cease to be one done or
purporting to be done in execution of a duty."
In B. Saha & Ors. Vs. M.S. Kochar , this Court held:
"In sum, the sine qua non for the applicability of this section is that
the offence charged, be it one of commission or omission, must be one which has
been committed by the public servant either in his official capacity or under
colour of the office held by him."
In Bakhshish Singh Brar Vs. Gurmej Kaur & Anr. , this Court stated
that it was necessary to protect the public servants in the discharge of their
duties. They must be made immune from being harassed in criminal proceedings
and prosecution, and that is the rationale behind Section 196 and Section 197
of the Code. But it is equally important to emphasize that rights of the
citizens should be protected and no excesses should be permitted. Protection of
public officers and public servants functioning in discharge of their official
duties and protection of private citizens have to be balanced in each case by
finding out as to what extent and how far is a public servant working in
discharge of his duties or purported discharge of his duties, and whether the
public servant has exceeded his limit. In the recent decision in Rakesh Kumar Mishra
Vs. State of Bihar & Others 2006 (1) SCC 557, this Court after
referring to the earlier decisions on the question stated:
"The Section has, thus, to be construed strictly, while determining its
applicability to any act or omission in the course of service. Its operation
has to be limited to those duties which are discharged in the course of duty.
But once any act or omission has been found to have been committed by a public
servant in the discharge of his duty then it must be given liberal and wide construction
so far its official nature is concerned."
14. Learned counsel for the complainant argued that want of sanction under
Section 197(1) of the Code did not affect the jurisdiction of the Court to
proceed, but it was only one of the defences available to the accused and the
accused can raise the defence at the appropriate time. We are not in a position
to accept this submission. Section 197(1), its opening words and the object
sought to be achieved by it, and the decisions of this Court earlier cited,
clearly indicate that a prosecution hit by that provision cannot be launched
without the sanction contemplated. It is a condition precedent, as it were ,
for a successful prosecution of a public servant when the provision is
attracted, though the question may arise necessarily not at the inception, but
even at a subsequent stage. We cannot therefore accede to the request to
postpone a decision on this question.
15. Coming to the facts of this case, the question is whether the appellant was
acting in his official capacity while the alleged offence was committed or was
performing a duty in his capacity as a police officer which led to the offence
complained of. That it was the day of election to the State Assembly, that the
appellant was in uniform; that the appellant traveled in an official jeep to
the spot, near a polling booth and the offence was committed while he was on
the spot, may not by themselves attract Section 197 (1) of the Code. But, as
can be seen from the facts disclosed in the counter affidavit filed on behalf
of the State based on the entries in the General Diary of the Phoolbagan Police
Station, it emerges that on the election day information was received in the
Police Station at 1400 hours of some disturbance at a polling booth, that it
took a violent turn and clashes between the supporters of two political parties
was imminent. It was then that the appellant reached the site of the incident
in his official vehicle. It is seen that a case had been registered on the
basis of the incidents that took place and a report in this behalf had also
been sent to the superiors by the Station House Officer. It is also seen and it
is supported by the witnesses examined by the Chief Judicial Magistrate while
taking cognizance of the offence that the appellant on reaching the spot had a
discussion with the Officer-in-charge who was stationed at the spot and
thereafter a lathi charge took place or there was an attack on the husband of
the complainant and he met with his death. Obviously, it was part of the duty
of the appellant to prevent any breach of law and maintain order on the polling
day or to prevent the blocking of voters or prevent what has come to be known
as booth capturing. It therefore emerges that the act was done while the
officer was performing his duty. That the incident took place near a polling
booth on an election day has also to be taken note of. The complainant no doubt
has a case that it was a case of the deceased being picked and chosen for
illtreatment and he was beaten up by a police constable at the instance of the
appellant and the Officer-in- charge of the Phoolbagan Police Station and at
their behest. If that complaint were true it will certainly make the action, an
offence, leading to further consequences. It is also true as pointed out by the
learned counsel for the complainant that the entries in the General Diary
remain to be proved. But still, it would be an offence committed during the
course of the performance of his duty by the appellant and it would attract
Section 197 of the Code. Going by the principle, stated by the Constitution
Bench in Matajog Dobey (supra), it has to be held that a sanction under Section
197 (1) of the Code of Criminal Procedure is necessary in this case.
16. We may in this context notice the decision in Rizwan Ahmed Javed Shaikh
& Ors. v. Jammal Patel & Ors. 11.
This Court was dealing with officers who were brought within the protective
umbrella of Section 197 of the Code by a notification issued under Section
197(3) thereof. Cognizance had been taken of an offence under Sections 220 and
342 of the Indian Penal Code and Sections 147 and 148 of the Bombay Police Act.
The gravamen of the charge was the failure on the part of the accused police
officers to produce the complainants before a magistrate within 24 hrs. of
their arrest for alleged offences under the Indian Penal Code. The police
officers having claimed the protection of Section 197(1) of the Code, this
Court after referring to the earlier decisions held" "The real
test to be applied to attract the applicability of Section 197(3) is whether
the act which is done by a public officer and is alleged to constitute an
offence was done by the public officer whilst acting in his official capacity
though what he did was neither his duty nor his right to do as such public
officer. The act complained of may be in exercise of the duty or in the absence
of such duty or in dereliction of the duty, if the act complained of is done
while acting as a public officer and in the course of the same transaction in
which the official duty was performed or purported to be performed, the public
officer would be protected."
Going by the above test it has to be held that Section 197(1) of the Code is attracted to this case.
17. The High Court has stated that killing of a person by use of excessive
force could never be performance of duty. It may be correct so far as it goes.
But the question is whether that act was done in the performance of duty or in
purported performance of duty. If it was done in performance of duty or
purported performance of duty Section 197(1) of the Code cannot be by-passed by
reasoning that killing a man could never be done in an official capacity and
consequently Section 197(1) of the Code could not be attracted. Such a
reasoning would be against the ratio of the decisions of this Court referred to
earlier. The other reason given by the High Court that if the High Court were
to interfere on the ground of want of sanction, people will lose faith in the
judicial process, cannot also be a ground to dispense with a statutory
requirement or protection. Public trust in the institution can be maintained by
entertaining causes coming within its jurisdiction, by performing the duties
entrusted to it diligently, in accordance with law and the established
procedure and without delay. Dispensing with of jurisdictional or statutory
requirements which may ultimately affect the adjudication itself, will itself
result in people losing faith in the system. So, the reason in that behalf
given by the High Court cannot be sufficient to enable it to get over the
jurisdictional requirement of a sanction under Section 197(1) of the Code of
Criminal Procedure. We are therefore satisfied that the High Court was in error
in holding that sanction under Section 197(1) was not needed in this case. We
hold that such sanction was necessary and for want of sanction the prosecution
must be quashed at this stage. It is not for us now to answer the submission of
learned counsel for the complainant that this is an eminently fit case for
grant of such sanction.
18. We thus allow this appeal and setting aside the order of the High Court
quash the complaint only on the ground of want of sanction under Section 197(1)
of the Code of Criminal Procedure. The observations herein, however, shall not
prejudice the rights of the complainant in any prosecution after the
requirements of Section 197(1) of the Code of Criminal Procedure are complied
with.
Hon'ble Justice C.K. THAKKER, J.:-- Leave granted.
2. I have had the benefit of going through the judgment prepared by my learned
brother P.K. Balasubramanyan, J. I express my inability to agree with the
reasons recorded and conclusions arrived at by him. I, therefore, consider it
appropriate to deal with the matter independently. The relevant facts as stated
in the judgment of the High Court of Calcutta impugned in the present appeal
are that on May 10, 2001 general election of the State Assembly of the West
Bengal was held. One Rabindra Nath Das @ Topi Das ('deceased' for short),
husband of Mrs. Sadhna Das ('complainant' for short) was supporting a
particular political party. He was engaged in distributing food packets to the
polling agents at Subhas Sarobar (Baliaghata Lake) constituency. It was the
case of the complainant that when her husband left the home on May 10, 2001, he
stated that he would be coming for taking lunch. According to the complainant,
however, her husband did not come. When she was returning after casting her
vote, she saw a Tata Sumo vehicle and one Anath Das of the locality inside the
vehicle. When she asked the people who gathered over there as to what had
happened, she was informed that Topi Das had become unconscious due to beating
by police on his head and he was taken to hospital.
3. The complainant, therefore, immediately proceeded to hospital. She found her
younger brother-in-law Laxman Das amongst the crowd. On being asked, she was
told that her husband had died. She learnt that her husband was supplying food
packets at the polling booth. At that time, some police officers came there and
they beat her husband. When her husband left the place, police men chased him
towards the lake side. Her husband was not knowing swimming and he stated to
the police personnel that he did not know swimming and requested them not to
beat him. But the police officers did not pay any heed to the request and
continued beating. The husband of the complainant fell down, became
unconscious, was taken to the hospital but was declared dead there. She,
therefore, informed the Deputy Commissioner of Police on May 11, 2001 that her
husband was beaten to death by police and demanded "stern punishment"
to persons responsible for killing him. On the next day, i.e. on May 12, 2001,
the Deputy Commissioner of Police, registered Phoolbagan P.S. Case No.112, for
an offence punishable under Section 304 Indian Penal Code (IPC) against unknown
police officers. It appears that for a considerable long period, nothing was
done in the matter and no action was taken on the basis of complaint made by
the complainant. She, therefore, filed a private complaint in the Court of
Chief Judicial Magistrate, Alipore, Kolkata on May 28, 2001 being case
No.C-1107 of 2001 against the appellant and two other police officers for
offences punishable under Sections 302, 201, 109 and 120B of IPC.
4. It was stated in the said complaint that the husband of the complainant was
assaulted and severely beaten by police personnel which resulted in his death
and thereby the accused had committed the offences as mentioned in the complaint
and prayed for taking cognizance, to issue process against the accused and to
pass appropriate orders in accordance with law. She had also submitted a list
of witnesses. Between May 31, and June 16, 2001, the learned Magistrate,
following the provisions of the Code of Criminal Procedure,
1973 (hereinafter referred to as 'the Code') recorded statements of the
complainant and the witnesses produced by her. On the basis of the said
material, the learned Magistrate took cognizance of the offences. On June 16,
2001, the learned Magistrate issued non-bailable warrant against the accused
persons including the appellant herein and fixed July 10, 2001 as returnable
date. Meanwhile, on June 30, 2001, the accused preferred an application under
Section 210 of the Code stating therein that a complaint was filed by the
complainant on May 12, 2001 which had been registered as PS Case No.112 of 2001
for an offence punishable under Section 304 IPC by Phoolbagan Police Station
and proceedings were initiated. It was also stated that thereafter Fax-message
was sent to the Joint Commissioner of Police to investigate the case under
Section 302 which was treated as FIR. It was, therefore, prayed that the
complaint dated May 28, 2001 be stayed.
5. It may also be stated that the accused moved the High Court for grant of
anticipatory bail under Section 438 of the Code. The application, however, was
rejected by the High Court on June 20, 2003. The order passed by the High Court
was challenged by filing Special Leave Petition in this Court which was also
dismissed by this Court on July 28, 2003. The accused then filed a petition
under Section 482 of the Code for quashing of proceedings, inter alia,
contending that the alleged offence had been committed by them "while
acting or purporting to act" in the discharge of their official duties and
no cognizance could be taken by the Court except with the previous sanction of
the State Government. Since no such sanction was obtained before filing the
complaint, the complaint was not maintainable at law and was liable to be
dismissed only on that ground. The High Court, by the impugned order, dismissed
the petition observing that it was a case of 'merciless beating' by police
officer causing death of a person which could not be said to be an act in the
discharge of official duty. Several injuries were found on the person of the
deceased and according to the medical opinion, those injuries were ante mortem
and homicidal in nature. The postmortem report clearly indicated the nature and
extent of the injuries inflicted by the accused on the victim and the witnesses
had given vivid description of the offence committed by the accused. In the
facts and circumstances, therefore, it could not be said to be a case covered
by Section 197 of the Code and hence the application was liable to be
dismissed. Accordingly, the application was dismissed on July 7, 2003. The said
order is challenged by the appellant.
6. On August 22, 2003, notice was issued and "stay of further proceedings
pending before the Chief Judicial Magistrate, Alipore, Calcutta" was
granted by this Court in the meanwhile. Affidavits and counter affidavits were
thereafter filed. We have heard learned counsel for the parties. Mr. K.T.S.
Tulsi, Senior Advocate, appearing for the appellant, contended that the High
Court has committed an error of law in holding that the provisions of Section
197 of the Code were not attracted. According to him, the appellant was a
police officer and he was on duty on May 10, 2001. At about 2 p.m., a message
was received from Assistant Commissioner of Police regarding disturbance and
rioting between two rival political parties at Subhash Sarobar and the case was
registered as Case No. 111 of 2001 for offences punishable under Sections 148,
149 and 336 IPC read with Sections 3 & 5 of Explosive
Substances Act, 1908 against the deceased and others and investigation
started. The appellant, along with other police officers, rushed to the spot in
order to disperse the rioting mob and restore law and order situation.
7. During the said incident of dispersing mob and preventing rioting, the
deceased was injured and fell into water, drowned in the lake and declared dead
on being taken to the hospital. According to Mr. Tulsi, all acts were committed
by the appellant while exercising powers, discharging duties and performing
functions as police officer and as such the provisions of Section 197 of the
Code were clearly attracted. It was submitted by Mr. Tulsi that admittedly, no
sanction was obtained from the Government before instituting proceedings
against the appellant. The proceedings were, therefore, not tenable. The
learned Magistrate, therefore, was wrong in taking cognizance, in issuing
non-bailable warrant and proceeding with the case. Mr. Tulsi submitted that
absence of sanction as required by Section 197 goes to the root of the matter
and no proceedings could be initiated in absence of such sanction and the
proceedings are required to be dropped. Mr. Tulsi also submitted that as is
clear, the complainant had filed a complaint on May 11, 2001 and in the said
complaint it was expressly stated that her husband had met with death due to
beating by police officers. An entry was made to that effect and a case was
registered as PS Case No.112 of 2001 for an offence punishable under Section
304 IPC by Phoolbagan Police Station on May 12, 2001. Subsequently, even
Section 302 IPC was added.
8. Considering that fact also, a private complaint instituted by the
complainant in the Court of the Chief Judicial Magistrate on May 28, 2001 for
offences punishable under Sections 302, 201, 109 and 120B IPC was required to
be stayed under Section 210 of the Code which provides for procedure to be
followed in such cases. Mr. Pradip Kumar Ghosh, learned senior counsel for the
complainant, on the other hand, supported the action taken by the Chief
Judicial Magistrate and the order passed by the High Court. He submitted that
the acts committed by the appellant and other police officers were totally
illegal, unlawful and in violation of law of the land. The deceased was chased,
assaulted, severely beaten and killed by the appellant and other police
officials. Section 197 has no application in such cases. According to the
learned counsel, the High Court has considered the entire material in its proper
perspective and held that in the facts and circumstances of the case, Section
197 could not be invoked. The said order cannot be said to be illegal or
contrary to law. The counsel also submitted that no action whatsoever has been
taken on the basis of the complaint filed by the complainant on May 11, 2001
and hence Section 210 was not attracted. The learned Magistrate, therefore, was
wholly justified in entertaining the complaint filed by the complainant, in
taking cognizance and issuing arrest warrants. The counsel also submitted that
in view of the fact that the action of the appellant and police officers was
totally illegal and an innocent person was killed that non bailable warrants
were issued.
9. The said action was challenged by the accused but the High Court as well as
this Court did not interfere with the order and dismissed the application for
anticipatory bail. The counsel also made grievance that the State and the
police force of the respondent State were virtually supporting and illegally helping
the appellant and other police officials which is clear from the fact that even
though non bailable warrant was issued against the accused persons in June,
2001 and the said action was confirmed by the High Court and also by this Court
as early as in 2003, till today, the appellant has not been arrested. He,
therefore, submitted that no case has been made out for interference by this
Court and the appeal deserves to be dismissed. Mr. Avijit Bhattacharjee,
learned counsel appearing for the State relied upon the affidavit filed on
behalf of the State.
10. The questions which arise for our consideration are, firstly, whether in
the facts and circumstances of the case, Section 197 of the Code is attracted
and sanction as required by that section is sine qua non for prosecuting the
appellant and other police officers and whether the Chief Judicial Magistrate
was justified in taking cognizance of the complaint filed by the complainant
and proceeding with the complaint, and secondly, whether the case is covered by
Section 210 of the Code and the private complaint filed by the complainant in
the Court of Chief Judicial Magistrate on May 28, 2001 against the accused
persons for offences punishable under Sections 302, 201, 109 and 120B IPC could
be proceeded with or required to be stayed? Before I deal with the material
placed on record, it would be appropriate to consider the legal position.
Section 197 of the Code provides for sanction of prosecution of certain public
servants. The relevant part thereof reads thus: 197 Prosecution of Judges and
Public Servants. (1) When any person who is or was a Judge or Magistrate or a
public servant not removable from his office save by or with the sanction of
the Government is accused of any offence alleged to have been committed by him
while acting or purporting to act in the discharge of his official duty, no
Court shall take cognizance of such offence except with the previous sanction -
(a) in the case of a person who is employed or, as the case may be, was at the
time of commission of the alleged offence employed, in connection with the
affairs of the Union, of the Central Government; (b) in the case of a person
who is employed or, as the case may be, was at the time of commission of the
alleged offence employed, in connection with the affairs of a State, of the
State Government. - (4) The Central Government or the State Government, as the
case may be, may determine the person by whom, the manner in which, and the
offence or offences or which, the prosecution of such Judge, Magistrate or
public servant is to be conducted, and may specify the Court before which the
trial is to be held. It is the case of the appellant that whatever he has done
has done "while acting or purporting to act in the discharge of his
official duty" and Section 197 bars a Court from taking cognizance of such
offence except with the previous sanction of the State Government
11. Since there is no sanction of the State Government, the Chief Judicial
Magistrate could not have taken cognizance of the case and the complaint was
liable to be dismissed. But the case of the complainant is that there was no
need or necessity to take sanction of the State Government as the appellant and
other police officers had deliberately, intentionally and willfully caused death
of her husband. The said act was not done in discharge of duty or even under
colour of duty but it has been done by them by taking undue advantage of their
position. The case was of murder, pure and simple. The learned Magistrate took
into account all relevant facts and material placed before him and held that
the sanction was not necessary. The High Court was, therefore, justified in
dismissing the application. So far as the provisions of the Section 197 are
concerned, they came up for judicial interpretation in several cases. One of
the leading cases which has been referred to in several decisions thereafter
was of Dr. Hori Ram Singh v. Emperor, 1939 FCR 159 : 1939 AIR(FC)
43
.
12. Their Lordships of the Federal Court in Dr. Hori Ram Singh were called upon
to consider Section 270 of the Government of India Act, 1935 which was similar
to Section 197 of the present Code. Sulaiman, J., interpreting the said
section, observed that the question of good faith or bad faith would not
strictly arise in interpreting the provision inasmuch as the words used in the
section were not only "any act done in the execution of his duty" but
also "any act purporting to be done in the execution of duty". It
was, therefore, held that when the act is not done in the execution of the
duty, but is purported to be done in the execution of the duty, it would be
covered. The learned Judge stated; "Obviously the section does not mean
that the very act which is the gravamen of the charge and constitutes the
offence should be official duty of the servant of the Crown. Such an
interpretation would involve a contradiction in terms, because an offence can
never be an official duty. The words as used in the Section are not "in
respect of any official duty" but "in respect of any act done or
purporting to be done in the execution of his duty". The two expressions
are obviously not identical.
13. The offence should have been committed when an act is done in the execution
of duty or when an act purports to be done in the execution of the duty. The
reference is obviously to an offence committed in the course of an action,
which is taken or purports to be taken in compliance with an official duty, and
is in fact connected with it. The test appears to be not that the offence is
capable of being committed only by a public servant and not by any one else,
but that it is committed by a public servant in an act done or purporting to be
done in the execution of his duty. The section cannot be confined to only such
acts as are done by a public servant directly in pursuance of his public
office, though in excess of the duty or under a mistaken belief as to the
existence of such duty. Nor is it necessary to go to the length of saying that
the act constituting the offence should be so inseparably connected with the
official duty as to form part and parcel of the same transaction. If the act
complained of is an offence, it must necessarily be not an execution of duty,
but a dereliction of it. What is necessary is that the offence must be in
respect of an act done or purported to be done in execution of duty, that is,
in the discharge of an official duty. It must purport to be done in the
official capacity with which he pretends to be clothed at the time, that is to
say under the cloak of an ostensibly official act, though of course, the
offence would really amount to a breach of duty. An act cannot purport to be
done in execution of duty unless the offender professes to be acting in
pursuance of his official duty and means to convey to the mind of another, the
impression that he is so acting."
14. It was, however, stated- "The section is not intended to apply to acts
done purely in a private capacity by a public servant. It must have been
ostensibly done by him in his official capacity in execution of his duty, which
would not necessarily be the case merely because it was done at a time when he
held such office, nor even necessarily because he was engaged in his official
business at the time. For instance, if a public servant accepts as a reward a
bribe in his office while actually engaged in some official work, he is not
accepting it even in his official capacity, much less in the execution of any
official duty, although it is quite certain that he could never have been able
to take the bribe unless he were the official in charge of some official work.
He does not even pretend to the person who offers the bribe that he is acting
in the discharge of his official duty, but merely uses his official position to
obtain the illegal gratification." (emphasis supplied) In the concurring
opinion, Varadachariar, J. stated –
"It only remains to deal with the arguments urged on the one side or
the other as to the test to be applied in determining whether or not the act
complained of is one "purporting to be done in execution of his duty"
as a public servant. I would observe at the outset that the question is
substantially one of fact, to be determined with reference to the act
complained of and the attendant circumstances; it seems neither useful nor
desirable to paraphrase the language of the section in attempting to lay down
hard and fast tests." (emphasis supplied)
15. In H.H.B. Gill & another v. King, (75 IA 41: 1948 AIR(PC) 128, the
Judicial Committee of the Privy Council had an occasion to deal with the
provisions of Section 197 of the Code in juxtaposition of Section 270 of the
Government of India Act, 1935. Referring to Dr. Hori Ram Singh and applying the
ratio laid down therein, their Lordships observed that a public servant can
only be said to act or purport to act in the discharge of his official duty, if
his act is such as to lie within the scope of his official duty. The Judicial
Committee proceeded to state that in considering Section 197, 'much assistance'
could be derived from the Judgment of Dr. Hori Ram Singh. It then formulated
the test thus:
"A public servant can only be said to act or to purport to act in the
discharge of his official duty, if his act is such as to lie within the scope
of his official duty. Thus, a Judge neither acts nor purports to act as a Judge
in receiving a bribe, though the judgment which he delivers may be such an act;
nor does a Government medical officer act or purport to act as a public servant
in picking the pocket of a patient whom he is examining, though the examination
itself may be such an act.
The test may well be whether the public servant, if challenged, can reasonably
claim that, what he does, he does in virtue of his office." (emphasis
supplied)
16. Shreekantiah Ramayya Munipalli & another v. State of Bombay, : was probably the first leading decision of this Court on the point. Keeping in view the underlying object behind Section 197 and referring to Dr. Hori Ram Singh as also H.H.B. Gill, Vivian Bose, J. stated: "Now it is obvious that if section 197 of the Code of Criminal Procedure is construed too narrowly it can never be applied, for of course it is not part of an official's duty to commit an offence and never can be. But it is not the duty we have to examine so much as the act, because an official act can be performed in the discharge of official duty as well as in dereliction of it. (emphasis supplied) Again, in Amrik Singh v. State of Pepsu, this Court held that it is not every offence committed by a public servant that requires sanction for prosecution under Section 197(1) of the Code, nor every act done by him while he is actually engaged in the performance of his official duties, so that, if questioned, it could be claimed to have been done by virtue of the office. It is only when the act complained of is directly connected with his official duties that sanction is necessary.
17. Speaking for the Court, Venkatarama Ayyar, J. referring to the relevant decisions on the point, formulated the principle:
"The result of the authorities may thus be summed up : It is not every offence committed by a public servant that requires sanction for prosecution under section 197(1) of the Code of Criminal Procedure; nor even every act done by him while he is actually engaged in the performance of his official duties; but if the act complained of is directly concerned with his official duties so that, if questioned, it could be claimed to have been done by virtue of the office, then sanction would be necessary; and that would be so, irrespective of whether it was, in fact, a proper discharge of his duties, because that would really be a matter of defence on the merits, which would have to be investigated at the trial, and could not arise at the stage of the grant of sanction, which must precede the institution of the prosecution."
18. A reference may be made to a decision of the Constitution Bench in Matajog
Dobey v. H.C. Bhari, : Holding Section 197 of the Code
constitutional and not discriminatory and violative of Article 14 of the
Constitution, the Court stated that the primary object of Section 197 was to
protect public servants from harassment in the discharge of their official
duties. Delivering the judgment for the Bench, Chandrasekhara Aiyar, J. said:
"The offence alleged to have been committed must have something to do,
or must be related in some manner, with the discharge of official duty. No
question of sanction can arise under section 197, unless the act complained of
is an offence; the only point to determine is whether it was committed in the
discharge of official duty. There must be a reasonable connection between the
act and the official duty. It does not matter even if the act exceeds what is
strictly necessary for the discharge of the duty, as this question will arise
only at a later stage when the trial proceeds on the merits. What we must find
out is whether the act and the official duty are so inter-related that one can
postulate reasonably that it was done by the accused in the performance of the
official duty, though possibly in excess of the needs and requirements of the
situation." (emphasis supplied)
The Bench also considered the question that if such sanction is necessary at
any stage, it should be obtained at that stage. It was also indicated that such
question may arise "at any stage of the proceeding".
19. The complaint may not disclose that the act constituting the offence was
done or purported to be done in the discharge of the official duty but the
facts subsequently coming to light on a police report or judicial inquiry or
even in the course of the prosecution evidence at the trial, may establish the
necessity for sanction. The Court, therefore, concluded:
"Whether sanction is necessary or not may have to be determined from
stage to stage. The necessity may reveal itself in the course of the progress
of the case."
In P. Arulswami v. State of Madras, : their Lordships stated:-
"It is the quality of the act that is important and if it falls within the
scope and range of his official duties, the protection contemplated by Section
197 of the Criminal Procedure Code will be attracted". If the act is
totally unconnected with the official duty, there can be no protection. It is
only when it is either within the scope of the official duty or in excess of it
that the protection is claimable. In Pukhraj v. State of Rajasthan &
Another, : 1974 (1) SCR 551, after considering several cases on
the point, the Court observed that though the principle is well settled, the
real difficulty lies in applying it to the factual situation.
20. The Court observed-
"While the law is well settled the difficulty really arises in applying the law to the fact to any particular case. The intention behind the section is to prevent public servants from being unnecessarily harassed. The section is not restricted only to cases of anything purported to be done in good faith, for a person who ostensibly acts in execution of his duty still purports so to act, although he may have dishonest intention. Nor is it confined to cases where the act, which constitutes the offence, is the official duty of the official concerned. Such an interpretation would involve a contradiction in terms, because an offence can never be an official duty.
21. The test appears to be not that the offence is capable of being committed
only by a public servant and not by anyone else, but that it is committed by a
public servant in an act done or purporting to be done in the execution of
duty. (emphasis supplied) In B. Saha & others v. M.S. Kochar, , this
Court stated that for the application of Section 197 of the Code, there must be
direct and reasonable nexus between the offence committed and the discharge of
official duty. It may happen that a particular act might have been committed by
a public servant in the discharge of his duty or purported to be in discharge
of his duty but he might have acted illegally and unlawfully if the other act
complained of would be outside the ambit of Section 197 of the Code. In B.
Saha, the Court observed that though the initial action of seizure of the goods
by the public servant was an act committed by him while acting in discharge of
his official duty, subsequent act of dishonest misappropriation or conversion
of goods could not be said to be in discharge or purported discharge of duty.
For that act, he cannot get protection of Section 197 of the Code. The Court
also observed that the question of sanction under Section 197 of the Code can
be raised and considered at any stage of the proceedings. Moreover, while
considering the question whether or not sanction for prosecution was required,
it is not necessary for the Court to confine itself to the allegation in the
complaint alone and it can take into account all the material on record at that
time when the question is raised and falls for consideration.
22. In Bakhshish Singh Brar v. Gurmej Kaur & Another, , this Court
held that when police officers were accused of causing grievous injuries and
death while conducting raid and search, it could not be said that they were
acting in purported discharge of their official duty but if while discharging
duty, they exceeded the limits of such official capacity, sanction under
Section 197 of the Code would be necessary. While insisting on the need and
necessity to protect public servants, the Court also emphasized the protection
of rights of citizens. The Court stated- "It is necessary to protect the
public servants in the discharge of their duties. They must be made immune from
being harassed in criminal proceedings and prosecution, that is the rationale
behind Section 196 and Section 197 of the CrPC. But it is equally important to
emphasise that rights of the citizens should be protected and no excesses
should be permitted.
"Encounter death" has become too common. In the facts and circumstances
of each case protection of public officers and public servants functioning in
discharge of official duties and protection of private citizens have to be
balanced by finding out as to what extent and how far is a public servant
working in discharge of his duties or purported discharge of his duties, and
whether the public servant has exceeded his limit. It is true that Section 196
states that no cognizance can be taken and even after cognizance having been
taken if facts come to light that the acts complained of were done in the
discharge of the official duties then the trial may have to be stayed unless
sanction is obtained. But at the same time it has to be emphasised that
criminal trials should not be stayed in all cases at the preliminary stage
because that will cause great damaged to the evidence."
23. In P.K. Pradhan v. State of Sikkim, 78,
after referring to relevant case law on the point, it was observed that
different tests have been laid down to ascertain the scope and meaning of the
relevant words occurring in Section 197 "any offence alleged to have been
committed by him while acting or purporting to act in the discharge of his
official duty". It was then stated that the offence alleged to have been
committed must have something to do, or must relate in some manner, with the
discharge of official duty of a public servant. No question of sanction would
arise under Section 197, unless the act complained of is an offence; the only
point for determination is whether it was committed in the discharge of
official duty. There must be a reasonable connection between the act and the
official duty.
24. It does not matter even if the act exceeds what is strictly necessary for
the discharge of the duty, as that question would arise only at a later stage
when the trial proceeds on the merits. What a court must consider is whether
the act and the official duty are so interrelated that one can postulate
reasonably that it was done by the accused in the performance of official duty.
If the answer to the said question is in affirmative, Section 197 will be
attracted, but not otherwise. This Court reiterated that the question as to
applicability of Section 197 of the Code can be raised at any stage of the
proceedings. In order to come to the conclusion, whether the claim of the
accused that the act he had committed was in the course of performance of his
duty was a reasonable one and neither pretended nor fanciful can be examined
during the course of trial by giving opportunity to the defence to establish it
and the question of sanction would be left to be decided in the main judgment
which may be delivered upon at the conclusion of the trial. In State of Orissa
v. Ganesh Chandra Jew, , it was held that the expression "any
offence alleged to have been committed by public servant while acting or
purporting to act in the discharge of his official duty" implies that the
act or omission must have been done by the public servant in the course of his
service and that it should fall within the scope and range of his official
duty. It was then observed that the test is whether omission or neglect to do
that act would be brought on a public servant, the charge of dereliction of his
official duty. The protection is available only when the alleged act done by
the public servant is reasonable, connected with the discharge of his official
duty and is not merely a cloak for doing the objectionable act [vide S.K.
Zutshi v. Bimal Debnath .
25. In K. Kalimuthu v. State by DSP , it was stated that the protection given under Section 197 of the Code is to protect responsible public servants against the institution of possibly vexatious criminal proceedings for offences alleged to have been committed by them while they are acting or purporting to act as public servants. The policy of the legislature is to afford adequate protection to public servants to ensure that they are not prosecuted for anything done by them in the discharge of their official duties without reasonable cause, and if sanction is granted, to confer on the Government, if they choose to exercise it, complete control of the prosecution. But the said protection has certain limits and is available only when the alleged act done by the public servant is reasonably connected with the discharge of his official duty and is not merely a cloak for doing the objectionable act. It was, therefore, observed- "Before Section 197 can be invoked, it must be shown that the official concerned was accused of an offence alleged to have been committed by him while acting or purporting to act in the discharge of his official duties. It is not the duty which requires examination so much as the act, because the official act can be performed both in the discharge of the official duty as well as in dereliction of it. The act must fall within the scope and range of the official duties of the public servant concerned.
26. It is the quality of the act which is important and the protection of this
section is available if the act falls within the scope and range of his
official duty. There cannot be any universal rule to determine whether there is
a reasonable connection between the act done and the official duty, nor is it
possible to lay down any such rule. One safe and sure test in this regard would
be to consider if the omission or neglect on the part of the public servant to
commit the act complained of could have made him answerable for a charge of
dereliction of his official duty. If the answer to this question is in the
affirmative, it may be said that such act was committed by the public servant
while acting in the discharge of his official duty and there was every
connection with the act complained of and the official duty of the public
servant. (emphasis supplied) Recently, in Rakesh Kumar Mishra v. State of Bihar
& Others, 2006 (1) SCC 557, this Court restated the object behind
enacting Section 197 of the Code and also prerequisites for application
thereof.
27. The Court stated- "The protection given under Section 197 is to
protect responsible public servants against the institution of possibly
vexatious criminal proceedings for offences alleged to have been committed by
them while they are acting or purporting to act as public servants. The policy
of the legislature is to afford adequate protection to public servants to
ensure that they are not prosecuted for anything done by them in the discharge
of their official duties without reasonable cause, and if sanction is granted,
to confer on the Government, if it chooses to exercise it, complete control of
the prosecution. This protection has certain limits and is available only when
the alleged act done by the public servant is reasonably connected with the
discharge of his official duty and is not merely a cloak for doing the
objectionable act. If in doing his official duty, he acted in excess of his
duty, but there is a reasonable connection between the act and the performance
of the official duty, the excess will not be a sufficient ground to deprive the
public servant from the protection. The question is not as to the nature of the
offence such as whether the alleged offence contained an element necessarily
dependent upon the offender being a public servant, but whether it was
committed by a public servant acting or purporting to act as such in the
discharge of his official capacity. Before Section 197 can be invoked, it must
be shown that the official concerned was accused of an offence alleged to have
been committed by him while acting or purporting to act in the discharge of his
official duties.
28. It is not the duty which requires examination so much as the act, because the official act can be performed both in the discharge of the official duty as well as in dereliction of it. The act must fall within the scope and range of the official duties of the public servant concerned. It is the quality of the act which is important and the protection of this section is available if the act falls within the scope and range of his official duty. There cannot be any universal rule to determine whether there is a reasonable connection between the act done and the official duty, nor is it possible to lay down any such rule. One safe and sure test in this regard would be to consider if the omission or neglect on the part of the public servant to commit the act complained of could have made him answerable for a charge of dereliction of his official duty: if the answer to this question is in the affirmative, it may be said that such act was committed by the public servant while acting in the discharge of his official duty and there was every connection with the act complained of and the official duty of the public servant. This aspect makes it clear that the concept of Section 197 does not get immediately attracted on institution of the complaint case." (Emphasis supplied) From the aforesaid decisions, in my opinion, the law appears to be well settled.
29. The primary object of the Legislature behind Section 197 of the Code is to protect public officers who have acted in discharge of their duties or purported to act in discharge of such duties. But, it is equally well settled that the act said to have been committed by public officer must have reasonable connection with the duty sought to be discharged by such public officer. If the act complained of has no nexus, reasonable connection or relevance to the official act or duty of such public servant and is otherwise illegal, unlawful or in the nature of an offence, he cannot get shelter under Section 197 of the Code. In other words, protection afforded by the said section is qualified and conditional. Mr. Tulsi, no doubt, submitted that the appellant was a police officer. He was on duty. He had received a message about rioting and law and order situation at Baliaghata. He, therefore, had gone to the spot pursuant to the said message, in police uniform, in police jeep to deal with the situation. All the ingredients of Section 197 of the Code were thus satisfied and the High Court was wrong in not applying the said provision. I am unable to agree with Mr. Tulsi. In my judgment, it is precisely in such cases that the Court is called upon to consider whether the public servant was acting or purporting to act in discharge of his duty or it was merely a cloak for doing illegal act under the excuse of his status as a public servant and by taking undue advantage of his position, he was committing an offence or an unlawful act.
30. In such situations, when the question comes up for consideration before a Court of law as to the applicability or otherwise of Section 197 of the Code, it is not only the power but the duty of the Court to apply its mind to the fact-situation before it. It should ensure that on the one hand, the public servant is protected if the case is covered by Section 197 of the Code and on the other hand, appropriate action would be allowed to be taken if the provision is not attracted and under the guise of his position as public servant, he is trying to take undue advantage. In the instant case, from the material which has been placed on record, it is amply clear that the appellant and other police officers had acted illegally, unlawfully and highhandedly. In the complaint, it was stated by the widow of deceased Topi Das that the accused chased her husband and assaulted him by causing several injuries which resulted in his death. But, apart from what is stated in the complaint, the learned Chief Judicial Magistrate had recorded statements of witnesses mentioned in the complaint. The learned counsel for the first respondent- complainant, drew our attention to those statements who were eye-witnesses. It was stated by them that the deceased had not indulged in any illegal activity.
31. He had not done any unlawful act. He had no weapon with him. He was distributing food packets at the polling booth of a particular political party. He was assaulted and beaten by accused persons who were police officers. When the deceased left the place, the police officers chased him and continued to beat him. When deceased reached near a lake, he requested the police officers not to beat him. He also stated that he did not know how to swim and prayed to leave him. But the police officers did not pay any heed to his request and continued beating, which resulted in his death. Dr. Rabindra Basu, who performed post mortem examination, stated that he found the following injuries on the person of Topi Das:
"1. One abrasion with a reddish crust 1.4 inches x .3 inch more or less transversely placed across left side of forehead lower part being placed 1 inch
2. One abrasion .4 inch x .3 inch with reddish crust placed 1 inch above medical end of left eyebrow and = inch lateral to midline.
3. One linear abrasion .6 inch x .1 inch with reddish crust over lateral aspect of uppermost part of left forearm.
4. One abrasion = x .1 inch with reddish crust over postern lateral aspect of
upper 1/3rd of left forearm.
5. One abrasion = x .1 inch over dorsum of left ha
6. One linear abrasion .4 inch x .1 inch with reddish rust over dorsal aspect of web between index and middle finger."
On internal examination, he noticed the following injuries:
1. One heomotoma in the scalp tissue 3 = inches x 2 inches over right temporal
region.
2. One heamotoma in the scalp tissue over vault of the skull 4 inch x .4 inch
over parieto occipitial region, of scalp.
3. One heamotoma in the scalp tissue over vault of the skull 4 inch x 3 inches
involving left parieto topper region.
4. One heamotoma 2 = inches x 1 = inch over left frontal region (forhead).
5. Exgradural Hemorrhage over vault of the brain involving posterior aspects of
both partietal lobes.
32. He then stated:
"All the internal organs were congested. Laryenz and trachnoes was found congested and the lumen was filled up with shaving lathery froth with and sand seen even below bifunction of trachoea. Lungs were voluminous, doughy filled and on section and squeezing occupious amount of frothy blood mixed fluid come out. Heart showgrade-II atteroma at the root of aorta. On the basis of my findings I have the following opinion: "Death was due to the effects of head injuries associated with drawing ante-mortem and homicidal in nature. The injuries which I found are consisted with a trauma caused by blunt weapon such as Lathi." (Emphasis supplied)
33. The High Court, in my judgment, considered this aspect in its proper
perspective and was wholly justified in observing that "it was a merciless
beating by a police officer" causing death of a person which could not be
said to be an act in discharge of official duty. The High Court was also right
in stating that postmortem report clearly indicated the nature and extent of
injuries on the victim. Other witnesses had given vivid description of the
offence committed by the accused persons. The said finding, which is supported
by material on record, cannot be said to be based on 'no evidence' or otherwise
perverse, nor it can be concluded that an error of law has been committed by
the High Court which requires to be corrected by this Court in the exercise of
discretionary jurisdiction under Article 136 of the Constitution. Hence, in my
opinion, no interference is called for against the said order.
34. In my view, even Section 210 of the Code has no application to the facts of
the case on hand. Section 210 requires procedure to be followed when there is a
complaint case and police investigation in respect of the same offence and
reads thus: 210 Procedure to be followed when there is a complaint case and
police investigation in respect of the same offence. (1) When in a case
instituted otherwise than on a police report (hereinafter referred to as a
complaint case), it is made to appear to the Magistrate, during the course of
the inquiry or trial held by him, that an investigation by the police is in
progress in relation to the offence which is the subject matter of the inquiry
or trial held by him, the Magistrate shall stay the proceedings of such inquiry
or trial and call for a report on the matter from the police officer conducting
the investigation. (2) If a report is made by the investigating police officer
under Section 173 and on such report cognizance of any offence to taken by the
Magistrate against any person who an accused in the complaint case, the
Magistrate shall inquire together the complaint case and the case arising out
of the police report as if both the cases were instituted on a police report.
(3) If the police report does not relate to any accused in the complaint case
or if the Magistrate does not take cognizance of any offence on the police
report, he shall proceed with the inquiry or trial, which was stayed by him in
accordance with the provision of this code. Bare reading of the above provision
makes it clear that during an inquiry or trial relating to a complaint case, if
it is brought to the notice of the Magistrate that an investigation by the police
is in progress in respect of the same offence, he shall stay the proceedings of
the complaint case and call for the record of the police officer conducting the
investigation. The object of enacting Section 210 of the Code is three fold:
(i) it is intended to ensure that private complaints do not interfere with the
course of justice; (ii) it prevents harassment to the accused twice; and (iii)
it obviates anomalies which might arise from taking cognizance of the same
offence more than once.
35. The Joint Committee of Parliament observed: "It has been brought to
the notice of the Committee that sometimes when serious case is under
investigation by the police, some of the persons file complaint and quickly get
an order of acquittal either by cancellation or otherwise. Thereupon the
investigation of the case becomes infructuous leading to miscarriage of justice
in some cases. To avoid this, the Committee has provided that where a complaint
is filed and the Magistrate has information that the police is also investigating
the same offence, the Magistrate shall stay the complaint case. If the police
report (under Section 173) is received in the case, the Magistrate should try
together the complaint case and the case arising out of the police report. But
if no such case is received the Magistrate would be free to dispose of the
complaint case. This new provision is intended to secure that private
complainants do not interfere with the course of justice." (emphasis
supplied) It is thus clear that before Section 210 can be invoked, the
following conditions must be satisfied. (i) There must be a complaint pending
for inquiry or trial; (ii) Investigation by the police must be in progress in
relation to the same offence; (iii) A report must have been made by the police officer
under Section 173; and (iv) The magistrate must have taken cognizance of an
offence against a person who is accused in the complaint case. In the impugned
order passed by the High Court, no such contention appears to have been raised
by the appellant. On the basis of the complaint filed by the complainant and on
being satisfied on the material placed on record, the learned Chief Judicial
Magistrate, Alipore had proceeded with the case which cannot be said to be
illegal. It may also be stated here that the High Court in its order, dated
June 20, 2003 considered this contention and observed that Section 210 of the
Code could not arrest the proceedings initiated by the complainant, since the
'basic tenor of the two cases were different.' Relying on the decision of this
Court in Harjinder Singh v. State of Punjab, it was submitted that both
the cases could not be clubbed together since the prosecution version was quite
different in those cases.
36. It may be stated that Special Leave Petition against the order of the High
Court was dismissed by this Court on July 28, 2003. Even this ground,
therefore, cannot take the case of the appellant anywhere. I am constrained to
observe here that there is considerable force in the allegation of the learned
counsel for the complainant that the State agency had shown partisan attitude
and favoured the appellant. This is clear from the fact that though the
application of the appellant for anticipatory bail was rejected by the High
Court as well as by this Court before about three years, the appellant was
never arrested by the police. For the foregoing reasons, in my opinion, the
order passed by the High Court is in consonance with well settled principles of
law and does not deserve interference under Article 136 of the Constitution.
The appeal, therefore, deserves to be dismissed and accordingly dismissed.
Interim stay granted earlier stands vacated. It may be stated at this stage
that the incident is of May, 2001 and about five years have passed. It is,
therefore, necessary that the proceedings must be concluded as expeditiously as
possible.
37. The learned Chief Judicial Magistrate, Alipore is, therefore, directed to
proceed with the case with utmost expedition as directed by the High Court.
Before parting with the matter, I may clarify that all the observations made by
me hereinabove have been only for the limited purpose of deciding the
controversy in connection with the applicability or otherwise of Sections 197
and 210 of the Code and I may not be understood to have expressed any opinion
one way or the other on the merits of the case. As and when the matter comes
before an appropriate Court, it may be decided strictly on its own merits
without being influenced/inhibited by the above observations.
38. For the foregoing reasons, the appeal deserves to be dismissed and it is
accordingly dismissed.