SUPREME COURT OF INDIA
Surendra and Another
Vs
State of Maharashtra
Appeal (Crl.) 506 of 2005
(S. B. Sinha and Dalveer Bhandari, JJ)
24.08.2006
S. B. SINHA, J.
The Appellants herein are brothers. They were charged with commission of an
offence punishable under Section 302 read with Section 34 of the Indian Penal
Code for causing the death of one Devaji and for committing an offence
punishable under Section 324 read with Section 34 of the Indian Penal Code for
causing hurt to Mina Yenurkr and her brother Dilip Yenurkr.
The deceased admittedly was the uncle of the Appellants. Injured Dilip and Mina
are his son and daughter. He had three other sons, viz., Jaywanta, Umakant and
Navin Nischal as also a daughter by the name of Hemlata. The incidence took
place on 11.12.95 at about 7 a.m. Dilip was allegedly going to a Pan Shop early
in the morning. When he crossed some distance, Appellant No. 2 allegedly came
out with a stick and hurled some blows on him. Mina (PW-1) seeing this is said
to have raised hue and cry. The deceased Devaji came out thereafter and made
endeavours to rescue him. At that time Surendra Appellant No. 1 allegedly took
out one ubhari (a big stick) from a bullock cart and assaulted him. Mina went
to police station and filed a complaint which was marked as Ex. P-29. However,
a First Information Report was lodged on a complaint made by Navin Nischal
(PW-2).
The Appellants contend that Devaji and Dilip had been nurturing deep resentment
against them and in particular against Appellant No. 1 who after his father's
death had been looking after the family properties. They were determined to
kill Appellant No. 1. Devaji and Dilip allegedly came armed and made attempts
to assault Appellant No. 1 who was milking his cows in the cattle shed. Dilip
entered into the cattle shed and hurled a blow on his abdomen. He warded off
the blows by taking them on his left hand and, thus, received injuries.
Thereafter in course of scuffle between them, Dilip fell down in the courtyard
and sustained an injury on his head. Devaji thereafter assaulted Appellant No.
1 with a stump of bullock cart on his right hand. He with a view to exercise
his right of private defence took out an ubhari from his bullock cart and
injured Devaji. Mina also intervened in the meantime and sustained an injury on
her left hand. Allegedly, Appellant No. 1 Surendra thereafter went to police
station and lodged a report pursuant whereto a First Information Report was
lodged against Dilip and others for commission of an offence under Section 324
read with Section 34 of the Indian Penal Code. All the injured persons were
also sent to the Hospital by the Investigating Officer. A chargesheet was also
filed under Section 324 of the Indian Penal Code against some of the
prosecution witnesses.
Before the learned Trial Judge the prosecution examined several witnesses out
of whom PWs 1, 2 and 3 Mina, Navin and Dilip were daughter and sons of the
deceased. PW-4 is said to be an independent witness.
The learned Sessions Judge as also the High Court relying on or on the basis of
the evidence adduced by the prosecution, found the Appellants guilty of
commission of the offence charged against them and sentenced them to undergo
rigorous imprisonment for life.
Mr. Rishi Malhotra, learned counsel appearing on behalf of the Appellant
submitted that the learned Sessions Judge as also the High Court failed to
consider the evidences brought on record from the perspective of the defences
raised by the Appellants and, thus, could have been convicted only under Part
II of Section 304 of the Indian Penal Code.
Mr. V.N. Raghupathy, learned counsel appearing on behalf of the State, on the
other hand, supported the impugned judgments submitting that the onus to prove
valid exercise of right of private defence was on the Appellants but they
failed to discharge the same.
Mina, PW-1 is one of the injured witnesses. According to her, she had gone to
police station and her statement was recorded. The same was marked before the
learned Sessions Judge as Ex. P-29. The report of Navin Nischal (PW-2) which
was considered as the First Information Report and on the basis whereof the
investigation started was marked as Ex. P-31. No explanation has been offered
by the prosecution as to why the report of Mina was not treated to be a First
Information Report. Mina does not appear to be wholly truthful as she in her
statement before the police did not allege that both the Appellants were armed
with sticks. In her statement before the police, she also did not state that
Dilip was taken to the house of a neighbour for taking water although in his
statement Dilip stated he had become unconscious. Mina had also not made any
statement that immediately after the occurrence, the Appellants had threatened
others not to intermeddle in the matter and if they do so they would face dire
consequences. PW-2 categorically stated that Mina had gone to police station
prior to him.
In the First Information Report, PW-2 categorically stated:
"my father and sister went there to act as a mediator, so my brother Dilip
ran away"
He also stated:
"It is true that Mina was not present when the accused assaulted my
father."
He admitted that there was a dispute as regards some land; possession whereof
was taken over by the Appellants.
PW-3 is Dilip. Interestingly, the witness stated that after being assaulted, he
felt 'somewhat like unconscious' and went to the house of neighbour and stayed
there. It may be placed on record that he categorically stated before the
learned Trial Judge:
"We had intention to kill accused Surendra."
It is not in dispute that the applicants obtained possession of some lands from
them in execution of a decree.
A suggestion was given to him that Appellant No. 1 had taken out ubhari from
bullock cart to save his life which he denied. In his cross-examination, he
further stated:
"I myself were on inimical terms with the accused. I did not ask any
reason to my father about non-talking terms of the accused inimical terms from
my birth. I and my father are having dispute about the agricultural land, with
the accused."
PW-4 is Kawardu. He deals in sale of milk. Although, as noticed hereinbefore,
PW-3 denied that Appellant No. 1 had taken out an ubhari from his bullock cart
but PW-4 categorically stated:
"The accused Surendra had taken Ubhari from the bullock cart which was
parked in front of his house"
He, however, accepted that he was the Manger of Hindustan Nagrik Sanstha
Bhandara and Dilip had been working under him as a peon. He furthermore
admitted that he had good relation with Devaji for a long time. It may be noted
that in his statement before the police, he had not stated that Appellant No. 1
assaulted the deceased with an ubhari.
PW-5 Govindlal found the dead body of Devaji lying in front of the house of the
accused.
PW-8 Dr. Vijay conducted the post mortem. He found the following ante-mortem
injuries on the person of the deceased:
"1) Lacerated wound 7" x 2", 1" depth on right partial
region of head.
2) Lacerated wound 2" x 1" skin deep right partial region 1"
posterior to injury No. 1
3) Lacerated wound 1" cm x 1 = cm. Triangular on right pinna of right ear
opposite tragus.
4) Lacerated wound 2/2" x 1" x =" on mastoid
.
5) Lacerated wound 2" x =" right side of forehead extending right
laterally to occipital region.
6) Abrasion on right shoulder.
7) Abrasion on back 6 x =" left side infra scapular region.
8) Abrasion on back 4" x =" left side 2" below injury No.
7."
The injuries on the person of PW-1 were as under:
"1) Contusion 1" x =" on the doraome of left palm.
3) Contusion on left shoulder 1" x =".
Dilip is said to have suffered the following injuries:
"1) Contusion 2" x =" on forehead above left eye brow.
2) Lacerated wound 1 cm. x = cm. Above injury No. 1"
PW-8 accepted that the injuries suffered by PW-1 and PW-3 could be caused by
fall on hard substance. They did not suffer any fracture. He also accepted that
injuries Nos. 6, 7 and 8 on the person of the deceased being abrasions which
were suffered by Devaji, could be caused due to fall.
The Investigating Officer examined himself as PW-9. He admitted that he had
sent Appellant No. 1 to the Central Hospital, Bhandara because he had injuries
on his person.
Taking place of the incidence is not in dispute. The Appellants had taken
possession of the land from the deceased in execution of a decree. The deceased
and Dilip, therefore, must be nurturing grudge against them. Admittedly, a
large number of litigations were pending between the parties.
The learned Trial Judge also in his judgment noticed that the deceased and his
son had intention to kill Appellant No. 1 and the Appellants suffered injuries.
Despite the admitted fact that a case under Section 324 of the Indian Penal
Code was registered against Dilip and his father, the Investigating Officer had
not brought any material on records as regards the injuries suffered by them.
The Appellants had called for the injury report but the same was not produced.
The Investigating Officer even did not draw up a sketch map. He did not make
any investigation from the point of view of the defence. The investigation was,
thus, not fair.
In a case of this nature, in our opinion, a broad view of the entire matter was
required to be taken, viz.,
(i)Appellant No. 1 was not armed and he at a later stage of quarrel took out an
ubhari from a bullock cart.
(ii)He had raised a contention even in his bail petition that he had exercised his
right of private defence.
We are not unmindful of the fact that in all circumstances injuries on the
person of the accused need not be explained but a different standard would be
applied in a case where a specific plea of right of private defence has been
raised. It may be true that in the event prosecution discharges its primary
burden of proof, the onus would shift on the accused but the same would not
mean that the burden can be discharged only by examining defence witnesses.
The learned courts below committed a manifest error of law in opining that the
Appellants had not discharged the initial burden which is cast on them. Even
such a plea need not be specifically raised. The Courts may only see as to
whether the plea of exercise of private defence was probable in the facts and
circumstances of the case.
In State of U.P. v. Ram Swarup and Another this Court stated the law,
thus:
"The burden which rests on the prosecution to establish its case beyond
a reasonable doubt is neither neutralised nor shifted because the accused
pleads the right of private defence. The prosecution must discharge its initial
traditional burden to establish the complicity of the accused and not until it
does so can the question arise whether the accused has acted in self-defence.
This position, though often overlooked, would be easy to understand if it is
appreciated that the Civil Law Rule of pleadings does not govern the rights of
an accused in a criminal trial. Unlike in a civil case, it is open to a
criminal court to find in favour of an accused on a plea not taken up by him
and by so doing the Court does not invite the charge that it has made out a new
case for the accused. The accused may not plead that he acted in self-defence
and yet the Court may find from the evidence of the witnesses examined by the
prosecution and the circumstances of the case either that what would otherwise
be an offence is not one because the accused has acted within the strict
confines of his right of private defence or that the offence is mitigated
because the right of private defence has been exceeded. For a moment,
therefore, we will keep apart the plea of the accused and examine briefly by
applying the well-known standard of proof whether the prosecution, as held by
the Sessions Court, has proved its case."
Yet again in Yogendra Morarji v. State of Gujarat , this Court opined:
"Before coming to the facts of the instant case, the principles
governing the burden of proof where the accused sets up a plea of private
defence, may also be seen. Section 105, Evidence Act enacts an exception to the
general rule whereby in a criminal trial the burden of proving everything
necessary to establish the charge against the accused beyond reasonable doubt,
rests on the prosecution. According to the section, the burden of proving the
existence of circumstances bringing the case within any of the General
Exceptions in the Indian Penal Code; or within any special exception or proviso
contained in any other part of the Code or in any other law, shall be on the
accused person, and the Court shall presume the absence of such circumstances.
But this section does not neutralise or shift the general burden that lies on
the prosecution to prove beyond reasonable doubt all the ingredients of the
offence with which the accused stands charged. Therefore, where the charge
against the accused is one of culpable homicide, the prosecution must prove
beyond all manner of reasonable doubt that the accused caused the death with
the requisite knowledge or intention described in Section 299 of the Penal
Code. It is only after the prosecution so discharges its initial traditional
burden, establishing the complicity of the accused, that the question whether
or not the accused had acted in the exercise of his right of private defence,
arises."
In Cherlopalli Cheliminabi Saheb and Another v. State of A.P. this Court
stated the law, thus:
"In this case, as stated above, the prosecution has come out with a
particular narration of the incident in question according to which these
appellants and two others stabbed the deceased but the prosecution has
recovered only one weapon, therefore, it is difficult to appreciate the
prosecution case how by one single weapon all these four accused persons could
have stabbed the deceased. That apart, the prosecution in its version of the
incident has not explained how the accused persons suffered injuries and by
whom. There is an obligation on the part of the prosecution to explain the
injuries suffered by the accused. In the instant case, the accused also came to
the hospital almost at the same time as the deceased and the doctor examined
them after examining the deceased, therefore, these injuries on the accused
persons must have been caused in the same incident in which the deceased
suffered injuries which later became fatal. Hence, in the absence of any
explanation from the prosecution as to the injuries on the appellant, we are of
the opinion that the prosecution version of the incident becomes
doubtful"
The question was examined at some details in Bishna Alias Bhiswadeb Mahato and
Others v. State of W.B. 2005 (12) SCC 657 wherein this Court opined:
"Private defence can be used to ward off unlawful force, to prevent
unlawful force, to avoid unlawful detention and to escape from such detention.
So far as defence of land against the trespasser is concerned, a person is
entitled to use necessary and moderate force both for preventing the trespass
or to eject the trespasser. For the said purposes, the use of force must be the
minimum necessary or reasonably believed to be necessary. A reasonable defence
would mean a proportionate defence. Ordinarily, a trespasser would be first
asked to leave and if the trespasser fights back, a reasonable force can be
used."
In regard to the duty of the prosecution to explain the injuries on the part of
the accused, this Court observed:
"Section 105 of the Evidence Act casts the burden of proof on the
accused who sets up the plea of self-defence and in the absence of proof, it
may not be possible for the court to presume the correctness or otherwise of
the said plea. No positive evidence although is required to be adduced by the
accused; it is possible for him to prove the said fact by eliciting the
necessary materials from the witnesses examined by the prosecution. He can
establish his plea also from the attending circumstances, as may transpire from
the evidence led by the prosecution itself.
In a large number of cases, this Court, however, has laid down the law that a
person who is apprehending death or bodily injury cannot weigh in golden scales
on the spur of the moment and in the heat of circumstances, the number of
injuries required to disarm the assailants who were armed with weapons. In
moments of excitement and disturbed equilibrium it is often difficult to expect
the parties to preserve composure and use exactly only so much force in
retaliation commensurate with the danger apprehended to him where assault is
imminent by use of force. All circumstances are required to be viewed with
pragmatism and any hypertechnical approach should be avoided.
To put it simply, if a defence is made out, the accused is entitled to be
acquitted and if not he will be convicted of murder. But in case of use of
excessive force, he would be convicted under Section 304 IPC."
The question again came up for consideration in Nagarathinam & Ors. v.
State, Rep. by Inspector of Police 2006 (4) JT 288 wherein this Court in
an almost identical situation opined:
"The genesis of the occurrence is, therefore, shrouded in mystery. This
occurrence, admittedly, took place, but who were thus initial aggressors, i.e.,
the prosecution witnesses or the appellants, is difficult to say. The High
Court has found that the prosecution had not been able to prove the charge of
rioting. The appellants and others did not have any common object to cause
death of the accused of the prosecution witnesses. We have noticed hereinbefore
the nature of injuries on the person of the appellants. The first appellant
received two stab wounds and also an incised wound over the scalp at frontal
region. The appellant No.2 received deep cut wound and an incised wound over
the scalp left side parietal region. The appellant No.3 also received an
incised scalp wound over frontal parietal region. It is not denied and disputed
that they were in the hospital as indoor patients for a few days. We have
furthermore noticed hereinbefore that they were also arrested after a few days.
The High Court although saw that the injuries suffered by the accused were on
the vital parts of their bodies but without discussing the evidences, brought
on record held that the same were not sustained by them while exercising their
right of self-defence. It is true that it is not for the prosecution to prove
injuries on the person of the accused, in each and every case irrespective of
the nature thereof, but in a case of this nature the same would require serious
consideration as a plea of right of exercise of self-defence was raised. It is
in that context that the apprehension of death or bodily injury in the mind of
the accused persons would have to be determined having regard to the number of
people assembled to take part in assaulting them, the manner in which they were
assaulted, the arms used as also the situs of injury received by them. It is
now well settled that a person apprehends death or bodily injury cannot be
weighed in golden scales on the spur of the moment and in the heat of
circumstances, the number of injuries required to disarm the assailants who
were armed with weapons."
The defence of the Appellants, therefore, could not have been wished away. In a
case of this nature, it was necessary on the part of the prosecution to explain
the injuries on the part of the accused. The investigation of the entire cases
and particularly in regard to the fact that there were cross cases, a fair
investigation was expected. The possibility of PW-3 and the deceased being the
aggressors cannot be ruled out. It would bear repetition to state that they had
been bearing grudge against Appellant No. 1.
Why the occurrence took place in front of the house of the Appellants had not
properly been explained by the prosecution witnesses. Evidently, there was no
pre-meditation on the part of Appellant No. 1. He was not armed. He took out an
ubhari from his bullock cart at a later stage.
The possibility of PW-3 and the deceased being aggressors must be judged from
the admission made by PW-3 that they intended to kill Appellant No. 1. As has
been noticed hereinbefore, the statements of the prosecution witnesses in
regard to the genesis of occurrence and the presence of the prosecution
witnesses at different stages are not uniform. It is, therefore, a case where
it is likely that sudden fight between the parties erupted which would attract
Section 304 of the Indian Penal Code and not Section 302 thereof. It is also a
case where an inference can safely be drawn that the blows were initially not
hurled on the deceased by the Appellants. They did so at a later stage. But,
Appellant No. 1 suffered minor injuries. He had not been able to show that the
situation was such that he could reasonably apprehend his death. They have
exceeded their right of private defence in using more force upon the deceased
than was necessary.
Recently, the question has been examined at some details in a decision of this
Court in Pappu v. State of Madhya Pradesh 2006 (7) SCALE 24 holding:
"A 'sudden fight' implies mutual provocation and blows on each side.
The homicide committed is then clearly not traceable to unilateral provocation,
nor in such cases could the whole blame be placed on one side. For if it were
so, the Exception more appropriately applicable would be Exception 1. There is
no previous deliberation or determination to fight. A fight suddenly takes
place, for which both parties are more or less to be blamed. It may be that one
of them starts it, but if the other had not aggravated it by his own conduct it
would not have taken the serious turn it did. There is then mutual provocation
and aggravation, and it is difficult to apportion the share of blame which
attaches to each fighter. The help of Exception 4 can be invoked if death is
caused (a) without premeditation, (b) in a sudden fight; (c) without the
offender's having taken undue advantage or acted in a cruel or unusual manner;
and (d) the fight must have been with the person killed. To bring a case within
Exception 4 all the ingredients mentioned in it must be found"
For the reasons aforementioned, we are of the opinion that the conviction of
the Appellants under Section 302 read with Section 34 of the Indian Penal Code
cannot be sustained. They are held guilty for commission of an offence under
Part I, Section 304 of the Indian Penal Code. They are directed to suffer
rigorous imprisonment for a period of 10 years. The conviction and sentence
imposed on them under Section 324 read with Section 34 is, however, upheld. The
sentences, however, shall run concurrently. This appeal is, thus, allowed in
part and to the extent mentioned hereinbefore.