IN THE SUPREME COURT OF INDIA

 

                        CIVIL APPELLATE JURISDICTION

 

                        CIVIL APPEAL NO. 4480 OF 2005

 

 

|COMMISSIONER OF CENTRAL EXCISE, HYDERABAD     |.....APPELLANT(S)          |

|VERSUS                                        |                           |

|M/S SARVOTHAM CARE LIMITED                    |.....RESPONDENT(S)         |

 

                                   W I T H

 

                       CIVIL APPEAL NO. 5752   OF 2015

                  (arising out of SLP (C) No. 1531 of 2015)

 

 

                               J U D G M E N T

 

 

A.K. SIKRI, J.

Civil Appeal No. 4480 of 2005

                 Respondent  herein  is  the  manufacture  of  'Ketoconazole

Shampoo' and 'Nizral Shampoo' which are sold in the bottles of 50 ml  and  5

ml.  Dispute is about the classification of the aforesaid  product  for  the

purposes of payment of central excise duty.  The respondent  had  filed  the

declaration classifying the said product under CSH 3003.10  of  the  Central

Excise Tariff Act, 1985 on the ground  that  it  is  basically  a  medicine.

However, as per the appellant/Revenue,  the  appropriate  classification  of

this  product  is  under  CSH  3305.99  as  it  perceives  the  product   as

'preparation for use on on hair'.

 

Chapter  30  under  which  CSH  3003.10  falls  deals  with  Pharmaceuticals

products and the aforesaid entry thereof reads as under:

“Patent or proprietary medicaments, other than those medicaments  which  are

exclusively Ayurvedic, Unani, Siddha, Homoeopathic or Bio-chemic.”

 

                 On the other hand,  Chapter  33  deals  with  the  products

which fall under the nomenclature 'Essential Oils and Resinoids;  Perfumery,

Cosmetic or Toilet Preparation'.   The  entry  CSH  3305.99  thereof  is  as

under:

“Preparations for use on the hair

-Perfumed hair oils

-Other :

--Hair fixer

--Other”

 

It becomes clear from the reading of the  aforesaid  two  entries  that  the

respondent claims that the product in question  belongs  to  the  specie  of

Pharmaceutical products  i.e.  medicinal  product  and  is  covered  by  the

expression 'patent or proprietary medicaments'. On the other hand, the  case

of the Revenue is that it is simply a  shampoo  which  is  to  be  used  for

cleaning hair and is nothing but a 'toilet preparation'.  If the product  is

to be treated as Pharmaceutical product covered  by  Entry  3003.10,  excise

duty prescribed is 16%.  The excise duty of goods covered by  Entry  3305.99

is 24%.

 

The Revenue issued show cause notice demanding differential  duty  amounting

to Rs.8,12,194.  After the reply was given by the respondent along with  the

material placed by it before the Adjudicating  Authority,  the  Adjudicating

Authority passed the  Order-in-Original  dated  18.11.1999  for  the  period

December,  1998  to  April,  1999  confirming  the  differential   duty   of

Rs.8,12,194 under Section 4A read with Section 11A  of  the  Central  Excise

Act, 1944. In appeal preferred by the respondent, the aforesaid  demand  was

upheld  by  the  Commissioner  (Appeals)  vide  order  in   original   dated

13.02.2002, resulting in the dismissal of  the  appeal  of  the  respondent.

Next level appeal filed by the  respondent  before  the  CESTAT,  Bangalore,

however, yielded results favourable to the respondent,  as  this  appeal  is

allowed  by  the  Tribunal  vide  final   Orders   dated   18.01.2005   with

consequential reliefs, if any.  It was held that there is enormous  evidence

to show that the product in question  was  used  for  treatment  of  several

disorders/diseases  and  it  has  also  been  sold  by  Chemists  under  the

prescription  issued  by  the  Registered  Medical  Practitioners   or   the

Hospitals.  Therefore, it is a medicinal product and not  simply  a  shampoo

for use  of  hair.   Naturally,  the  Revenue  is  not  satisfied  with  the

aforesaid view of the Tribunal and, therefore,  has  preferred  the  instant

appeal in this Court.

 

      In his endeavour to demonstrate that the product 'Nizral Shampoo'  was

simply a toilet preparation to  be  used  on  the  hair  and  could  not  be

classified as a product belonging to the family of Pharmaceutical  products,

Mr. Panda, learned senior  counsel  appearing  for  the  Revenue,  drew  our

attention to  the  orders  passed  by  the  Commissioner  (Appeals)  wherein

findings in respect of this product are  arrived  at  after  discussing  the

ingredients/properties of the said product.  On that basis,  it  was  argued

(as reasoned by the Commissioner  (Appeals)  as  well)  that  there  was  no

dispute raised even by the assessee that the product 'Nizral' was  basically

a  shampoo  preparation.   Even  if  it  was  coupled  with  therapeutic  or

prophylactic properties imparted to it with the presence of  an  anti-fungal

agent known as 'Ketoconazole', this would not change the basic character  of

the product viz. shampoo, which is meant for the use of  cleaning  hair.  It

was argued that such a classification was in conformity  with  Chapter  Note

(6) to Chapter 33 which specified 'shampoos' whether or not containing  soap

or organic surface active agent.  He  further  submitted  that  as  per  the

packings, labels, leaflet literature, it was apparent that  the  product  in

question  was  held  out  commercially  as  having  subsidiary  curative  or

prophylactic value with main purpose and the main  purpose  of  the  produce

was cleaning of scalp and hair.  Therefore, Chapter Note (2) of  Chapter  33

also got attracted as per which how the product is  explained  and  marketed

by the manufacturer itself becomes the  determining  factor.   It  was  also

submitted that HSC of Chapter 33 also includes not only shampoos  containing

soap and OSAC, but 'other shampoos' as well which  would  imply  that  those

products which are essentially shampoos would still be treated  as  shampoos

even if the subsidiary benefits of using such a shampoo  would  be  curative

in nature.  On that basis, submission was that  presence  of  'Ketoconazole'

which was hardly 2% W/V in the said shampoo  making  it  anti-fungal  agent,

would not change the pre-dominant character of the product  as  shampoo  and

turn it into a patent or proprietary medicament classifiable  under  Chapter

sub-heading 3003.10.  The learned senior counsel, in this behalf,  drew  our

attention to the following justification given by the Commissioner  (Appeal)

in his order reflecting that mere 2% of  presence  of  'Ketoconazole'  would

not make any difference:

 

“It  is  rather  unassailable  that  active  ingredient  'Ketoconazole'   is

considered to prophylactic in nature for it to treat the cause of  dandruff.

 Admitting that the active ingredient  'Ketoconazole'  is  for  prophylactic

for dandruff, it is clear that the  product  'Nizral  Shampoo'  shall  stand

excluded from the purview of Chapter 30, in view of  Chapter  Note  1(d)  to

Chapter 30 which lays down that 'Preparation of  Chapter  33  even  if  they

have therapeutic or prophylactic properties' are not  covered.   On  careful

reading of the above Chapter  Notes,  which  are  statutory  in  nature  and

binding, a clear finding emerges that the impugned  goods  have  a  specific

entry under Chapter 33 in terms of Chapter (6) to Chapter 33.   The  heading

which  provides  the  most  specific  description,  shall  be  preferred  to

headings providing a more general description as per Rule 3(a) of Rules  for

the interpretations of the Schedule.  Hence,  by  all  the  above  statutory

accounts the impugned goods would not permit  classification  under  Chapter

30 of Central  Excise  Tariff  Act,  1985  as  medicament,  but  only  as  a

'preparation for use on hair”.

 

 

It was further argued by Mr. Panda that merely because  the  respondent  was

manufacturing this product on loan/licence  basis  from  Johnson  &  Johnson

Ltd., with the express permission/ licence of Drug Controller of  India  and

Food & Drug  Administration,  would  be  of  no  avail  to  the  respondent.

Likewise, even if it was sold by the Chemist would be of no significance  as

the claim of  the  respondent  that  it  could  be  sold  only  on  specific

prescription of the registered medical practitioner  was  clearly  wrong  as

the respondent was widely  publishing  the  product  through  advertisements

clearly conveying to the users that the  same  was  available  with  leading

Chemists.  Mr. Panda  referred  to  those  portions  of  the  order  of  the

Commissioner (Appeals) where the aforesaid arguments of the respondent  were

discussed and discarded.  He pleaded that what was to be seen was  the  pre-

dominant use of the product in question; that is to say whether the  product

'Nizral Shampoo' was primarily used as a shampoo or as a  medicinal  product

and argued that the dominant purpose of the product  was  to  use  it  as  a

shampoo with ancillary/added advantage being  prevention  of  scalp  related

infection i.e. dandruff.

 

To buttress the aforesaid submissions, Mr. Panda took  the  aid  of  certain

judgments of this Court.  First judgment on which he relied is in  the  case

of Collector of Central Excise, Shillong v. Wood  Crafts  Products  Ltd.[1],

wherein this Court emphasized that the criteria/classification laid down  by

Harmonised System Committee  (HSC),  established  under  Article  6  of  the

International Convention on Harmonised System, is to  be  acted  upon  while

deciding the cases of classification inasmuch  as  it  was  an  expert  body

which was  assigned  the  main  function  of  preparing  explanatory  notes,

classification opinions or other advice as guides to the  interpretation  of

the Harmonised System and to secure uniformity  in  the  interpretation  and

application of the Harmonised System.  It was so held by this Court  in  the

said judgment in the following manner:

“11. The Statement of Objects and  Reasons  of  the  Central  Excise  Tariff

Bill, 1985 which led to the enactment of  the  Central  Excise  Tariff  Act,

1985 is indicative of the pattern of the structure  of  the  Central  excise

tariff enacted therein. It reads as under:

 

1. Central Excise duty is now levied at the rates  specified  in  the  First

Schedule to the Central Excises and Salt Act, 1944. The Central Excises  and

Salt Act, 1944 originally provided for only 11 items. The  number  of  Items

has since increased to 137. The levy, which  was  selective  in  nature,  to

start with, acquired a comprehensive coverage in 1975,  when  the  residuary

Item 68 was introduced. Thus, barring  a  few  Items  like  opium,  alcohol,

etc., all other manufactured goods now come under the scope of this levy.

 

 

2. The Technical Study Group on Central Excise Tariff, which was set  up  by

the  Government  in  1984  to  conduct  a  comprehensive  inquiry  into  the

structure of the Central excise tariff  has  suggested  the  adoption  of  a

detailed  Central  excise  tariff   based   broadly   on   the   system   of

classification derived from the International Convention on  the  Harmonised

Commodity Description  and  Coding  System  (Harmonised  system)  with  such

contractions or modifications thereto as are necessary to  fall  within  the

scope of the levy of Central excise duty. The Group has also suggested  that

the new tariff should be provided for by a separate Act  to  be  called  the

Central Excise Tariff Act.

 

 

3. The tariff suggested by the Study Group is based  on  an  internationally

accepted nomenclature, in  the  formulation  of  which  all  considerations,

technical and legal, have been taken into  account.  It  should,  therefore,

reduce disputes on account of  tariff  classification.  Besides,  since  the

tariff would be on the lines of the Harmonised System, it would bring  about

considerable alignment between the customs and Central  excise  tariffs  and

thus facilitate charging of additional customs duty  on  imports  equivalent

to excise duty. Accordingly, it is proposed to specify  the  Central  excise

tariff suggested by the Study Group by a separate tariff Act instead of  the

present system of the tariff being governed by the  First  Schedule  to  the

Central Excises and Salt Act, 1944.

 

 

4. The main features of the Bill are as follows:

 

 

(i) The tariff included in the Schedule to  the  Bill  has  been  made  more

detailed and comprehensive, thus obviating the need for having  a  residuary

tariff Item. Goods of the same class have been grouped  together  to  enable

parity in treatment.

 

 

                       xx               xx         xx

 

 

5. The Bill seeks to achieve the above objects.(emphasis supplied)

 

 

 

12. It is significant, as expressly stated, in the Statement of Objects  and

Reasons, that the Central excise tariffs  are  based  on  the  HSN  and  the

internationally accepted nomenclature was  taken  into  account  to  "reduce

disputes on account of tariff classification".  Accordingly,  for  resolving

any  dispute  relating  to  tariff  classification,  a  safe  guide  is  the

internationally accepted nomenclature emerging from the HSN. This being  the

expressly acknowledged basis of the structure of Central  excise  tariff  in

the Act and the tariff classification made therein, in  case  of  any  doubt

the HSN is a safe guide for ascertaining the true meaning of any  expression

used in the Act. The ISI Glossary of Terms  has  a  different  purpose  and,

therefore, the specific purpose  of  tariff  classification  for  which  the

internationally accepted nomenclature in HSN has been adopted, for  enacting

the Central Excise Tariff Act, 1985, must  be  preferred,  in  case  of  any

difference between the meaning of the expression given in the  HSN  and  the

meaning of that term given in the Glossary of Terms of the ISI.”

 

 

He also pointed out that the aforesaid principle contained  in  Wood  Crafts

Products was reiterated in CCE, Hyderabad v. Bakelite Hylam[2] as follows:

“17.  Hence for the interpretation of the New Tariff  harmonised  system  of

nomenclature and its  explanatory  notes  are  relevant.   In  the  case  of

Collector of Central Excise, Shillong v. Wood Crafts Products Ltd. 1995  (3)

SCC 454, this Court, while considering the  Central  Excise  Tariff  Act  of

1985, has held that looking to the Statement  of  Objects  and  Reasons  the

Central Excise Tariff under the 1985 Act is based on the  Harmonised  System

of Nomenclature (HSN) and  the  internationally  accepted  nomenclature  has

been adopted  to  reduce  disputes  on  account  of  tariff  classification.

Accordingly, for resolving any dispute relating  to  tariff  classification,

the internationally accepted nomenclature emerging from the HSN  is  a  safe

guide, this being the expressly acknowledged basis of the structure  of  the

Central Excise Tariff in the 1985 Act and  the  tariff  classification  made

therein.  In case of any doubt, the HSN is a  safe  guide  for  ascertaining

the true meaning of any expression used in the Act.”

 

 

 

9)    Mr. Panda also referred to certain decisions of the Tribunals  wherein

such shampoos with 2% anti-fungal agents were still treated as shampoos  and

not a medicinal product.   Notably,  among  these  decisions  are  (i)  Amit

Ayurvedic & Cosmetic Products v. Commissioner[3] and (ii) CCE Vapi  v.  Beta

Cosmetics[4].

 

10)     Mr.   Bagaria,   learned   senior   counsel,   appearing   for   the

respondent/assessee stoutly refuted the aforesaid arguments of  the  Revenue

laying great  emphasis  on  the  plea  that  the  product  in  question  was

basically a medicine which was pre-dominant use.  In  order  to  demonstrate

that the product 'Nizral Shampoo' could only be used  as  medicine  and  not

like any other  general/ordinary  shampoo,  he  pointed  out  the  following

features which stood  established on record  in  the  form  of  plethora  of

materials/evidence placed before the authorities below:

       (i)   The  medicinal  properties  of  the  product  were   adequately

emphasized and the product was sold by the assessee on  that  basis  in  the

market.

      (ii)  There was a warning to the patients about the  adverse  reaction

of the use of this shampoo, if used for a long period.

      (iii)  The product was essentially described as  'medicine'  only  and

not as a shampoo meant for cleaning the hair.

      (iv)  The literature along with the product sold  specifically  stated

the diseases which could be cured by the use of this shampoo.

      (v)  Limited period use of the product was suggested, unlike a  normal

shampoo which could be used regularly for infinite period.

 

11)   Mr. Bagaria argued that matter needed to be examined keeping  in  view

the aforesaid essential attributes/characteristics of  the  product  and  in

this context, the fact that the product was held out by  the  respondent  to

the public at large as medicine; availability of the said product  with  the

Chemists; sale of the product on the prescription of a Doctor;  assume  much

relevancy in treating the product as  medicament  having  therapeutic  value

and not as ordinary shampoo.

 

12)   Mr. Bagaria also pointed out that presence  of  2%  'Ketoconazole'  in

the said shampoo could not be treated as something  insignificant.   On  the

contrary, it was the maximum percentage  required  to  treate  the  dandruff

inasmuch as presence of more 'Ketoconazole' could be  harmful.   He  further

submitted that if it is less than that, then it  may  lose  its  therapeutic

value and for this reason, in those shampoos where the assessee was  earlier

putting 1% to 1½% of 'Ketoconazole', the assessee was  itself  treating  the

said product  as  shampoo  only  and  not  as  Pharmaceutical  product.   He

concluded his arguments by submitting that the judgment  of  this  Court  in

B.P.L. Pharmaceuticals Ltd. v. CCE, Vadodra[5] squarely  covered  the  issue

involved in this case.

 

13)   We have considered the submissions of  counsel  for  the  parties  and

find ourselves in agreement with the view  taken  by  the  Tribunal  holding

that the product in question 'Nizral  Shampoo'  is  classifiable  under  CSH

3003.10 and not CSH 3305.99.

 

14)   At the outset, we may  mention  that  the  product  known  as  'Nizral

Shampoo' gives the nomenclature of the product  as  shampoo.   However,  the

respondent claim that it is a  patent  or  proprietary  medicament  as  it's

essential characteristics is therapeutic in nature.  It is the  common  case

of the counsel for the parties  the  pre-dominant  use  of  the  product  in

question  is  to  be   taken   into   consideration   while   deciding   the

classification issue.  Therefore, it is to be determined as to  whether  the

product in question is primarily used as a  shampoo  or  it  is  used  as  a

medicament.  To find answer to this question, it is  necessary  to  keep  in

mind the essential characteristics of  the  product.   When  the  matter  is

examined from the aforesaid perspective we come to the conclusion  that  the

respondent is correct in submitting that the  essential  properties  of  the

product  are  medicinal  in  nature.   It  is  clear  from   the   following

description:

“Pharmacodynamics

Ketoconazole, a synthetic imidazole dioxolane derivative ha a  potent  anti-

fungal  activity   against   dermatophytes,   such   as   Trichophyton   sp.

Epidermophyton sp. Microsporum sp. and  yeasts,  such  as  candida  sp.  and

Malassezia  furfur  (Pityrosporum  ovale).   Ketoconazole  shampoo   rapidly

relieves scaling and pruritus, which are usually associated with  pityriasis

versicolor seborrhoeic dermatitis and pityriasis capitis (dandruff).

 

Pharmacokinetics

Percutaneous absorption of Ketoconazole shampoo is  negligible  since  blood

levels cannot be detected, even  after  chronic  use.   Systematic  effects,

therefore, are not expected.

 

Indications

Treatment and prophylaxis of infections in which the yeast  pityrosporum  is

involved, such as Pityriasis versicolor (localized), seborrhoeic  dermatitis

and pityriasis capitis (dandruff).

 

 

Contra-indications

Known hypersensitivity to Ketoconazole or the excipient.”

 

 

                 The manufacturer has given clear  warning  and  precautions

for the use of this product which are follows:

“Warnings and Precautions

To prevent a rebound  effect  after  stopping  a  prolonged  treatment  with

topical corticosteroid it is recommended to continue  applying  the  topical

corticosteroid together with Nizral  Shampoo  2%  and  to  subsequently  and

gradually withdraw the steroid therapy over a period of 2-3 weeks.

Seborrhoeic dermatitis and dandruff  are  often  associated  with  increased

hair shedding, and this has also been reported  although  rarely,  with  the

use of Nizral Shampoo 2%.”

 

 

                 It is further mentioned as to how the treatment  should  be

given to a person suffering from various kinds of dandruffs:

“Treatment:

-Pityriasis versicolor; once daily for maximum 5 days.

-Seborrhoeic dermatitis and pityriasis capitis; twice  weekly  for  2  to  4

weeks.

 

Prophylaxis:

-Pityriasis versicolor: once daily for a maximum  3  days  during  a  single

treatment course before the summer.

-Seborrhoeic dermatitis and  pityriasis  capitis:  once  every  one  or  two

weeks.”

 

                 Even the adverse reaction of the  treatment  are  mentioned

by the manufacturers with specific advice that overdoses of this shampoo  is

not expected, as is clear from the following:

 

“Adverse reactions

Topical treatment with Nizral Shampoo 2% is generally  well  tolerated.   As

with other Shampoos, a local  burning  sensation,  itching,  irritation  and

oily/dry hair may occur, but are rare, during the period of  use  of  Nizral

Shampoo 2%.

In rare instances, mainly in patients with chemically damaged hair  or  grey

hair, a discolouration of the hair has been observed.

 

Overdosage

Not expected as Nizral Shampoo 2% is intended for  external  use  only.   In

the event of accident ingestion, only supportive measures should be  carried

out.  In order to  avoid  aspiration,  neither  emesis  nor  gastric  lavage

should be performed.”

 

 

15)   Thus, not  only  limited  period  use  is  stated,  another  important

feature that appears in the literature supplied by  the  respondent  is  the

information for the 'patient', describing the  user  of  the  product  as  a

'patient'.  It is as under:

“Patient information

Ketoconazole Shampoo 2%

 

Nizral Shampoo 2%

 

You have been advised by your doctor to use this shampoo to treat  dandruff.

 This leaflet gives you some information that you should keep in mine  while

using  Nizral  Shampoo.   It  also  gives  some  background  information  on

dandruff, which is important for you to deal  with  it.   Please  read  this

leaflet carefully to get the best results  from  this  treatment.   Remember

that it cannot answer all your questions, and that  you  should  check  with

your doctor for any further information you may require.”

 

16)   The use is suggested only on the advice of a Doctor and  there  is   a

suggestion that Doctor should be  consulted  for  any  further  information.

The respondent  has  also  provided  the  literature/material  showing  that

dandruff is a disorder which affects  the  hairy  scalp.   It  is  generally

triggered by a  single  celled  organism  which  is  kind  of  fungus,  with

scientific name  'Pityrosporum  Ovale'.   For  treatment  of  this  disease,

Nizral Shampoo 2% (i.e. shampoo containing 2% 'Ketoconazole')  is  shown  as

'a new medicine' use whereof cures clears a dandruff.  It is suggested  that

it should be used once a week and on other  days,  normal  shampoos  may  be

used which clearly shows  that  'Nizral  Shampoo'  is  to  be  used  like  a

medicine, unlike other normal Shampoos.

 

17)   We also find that in order to show that the product was used  only  as

a medicament for curing dandruff and not for using the same for the  purpose

of cleaning hair, the assessee filed affidavits of various Doctors.

 

18)   Having regard to the aforesaid material on record, we  find  that  the

case is directly covered by the ratio of this  Court's  judgment  in  B.P.L.

Pharmaceuticals Ltd. (supra).  That  was  a  case  where  the  assessee  was

engaged in manufacture of  Selenium  Sulfide  Lotion  which  contained  2.5%

selenium sulfide W/V.  The assessee was manufacturing this product  under  a

loan  licence  from  Abbott  Laboratories  in   accordance   with   Abbott's

specifications, raw materials, packing materials and  quality  control.   It

was sold under the  private  name  'Selsun'.   The  assessee  in  that  case

claimed that this product was used in the  therapeutic  quantity  i.e.  2.5%

W/V which was the only active ingredient and other ingredient merely  served

the purpose of a bare medium.  It was  also  claimed  that  the  product  is

manufactured  under  a  drug  licence  issued   by   the   Food   and   Drug

Administration.  The assessee, thus, wanted the  product  to  be  classified

under heading 3003.19 as Pharmaceutical Product under Chapter 30.   However,

the Revenue took the plea that it would fall under sub-heading 3305.90  i.e.

under Chapter 33.  Thus, the respective contentions  of  the  Department  as

well as the assessee were almost on the same lines as in the  present  case,

namely, whether the said product was Pharmaceutical  product  or  it  was  a

cosmetic/toiletry preparation.  The  only  difference  was  of  sub-headings

under those Chapters.  This Court went into  the  essential  characteristics

of the product and found it that dominant use of the product was  medicinal,

as it was sold only on medical prescription as a medicine for  treatment  of

disease known as Seborrhoeic Dermatitis, commonly  known  as  Dandruff.   It

was manufactured under a Drug Licence; the Food and Drug Administration  had

certified it as a Drug; and the Drug  Controller  had  categorically  opined

that Selenium Sulfide present in Selsun was in a  therapeutic  concentration

etc.  The relevant passages from the said judgment throwing light  on  these

aspects are reproduced below:

“19. So far as medicinal properties of the product are concerned it  can  be

gathered from the technical and/or pharmaceutical references  that  Selenium

Sulfide has anti-fungal and anti-seborrhoeic properties and  is  used  in  a

detergent medium for the treatment of dandruff on the scalp which is  milder

form of Seborrhoeic Dermatitis and Tinea Versicolour 2.5% of  this  compound

is the therapeutic quantity.

 

                          xx          xx         xx

 

24.  Elaborating  the  above  submissions,  the  learned  counsel  for   the

respondents invited our  attention  to  chapter  notes  of  Chapter  30  and

Chapter 33 and also the rules of interpretation. According  to  the  learned

counsel a careful reading of chapter notes of Chapter  30  would  show  that

preparations of Chapter 33 even if they  have  therapeutic  or  prophylactic

properties would not fall under Chapter  30.  However,  he  fairly  admitted

that ‘medicaments’ are those that have  therapeutic  or  prophylactic  uses.

Nevertheless those medicaments, if they are classifiable  under  Chapter  33

or Chapter 34 will not fall under Chapter 30, according to him, if they  are

more specifically preparations falling under Chapter 33 or  Chapter  34.  In

other words, he wants  to  equate  the  product  in  question  to  ‘shampoo’

enumerated under Heading No. 33.05. He also invited  our  attention  to  the

fact that the appellants before the coming into force of the new Tariff  Act

described the product as shampoo and they have omitted  the  word  ‘shampoo’

deliberately only to claim that the product would fall under Chapter 30.

25. We do not think that we can accept all the contentions  of  the  learned

counsel for the respondents except certain obvious admitted  positions.  The

submission that the product in question must be equated to  shampoo  falling

under Chapter 33 is not at all correct.

26. It is true that the learned  counsel  for  the  appellants  have  placed

reliance on the definition of the words “cosmetic and drug”  as  defined  in

the Drugs and Cosmetics Act, 1940. On a perusal of the definitions,  we  can

broadly distinguish cosmetic and drug as follows:

“A ‘cosmetic’ means any article intended to be rubbed, poured, sprinkled  or

sprayed on, or introduced into, or otherwise applied to, the human  body  or

any part thereof for cleansing, beautifying,  promoting  attractiveness,  or

altering the appearance, and includes any article  intended  for  use  as  a

component of cosmetic.”

                   and

“A ‘drug’ includes all medicines for  internal  or  external  use  of  human

beings or animals and all substances intended to  be  used  for  or  in  the

diagnosis, treatment, mitigation or prevention of any  disease  or  disorder

in human beings or animals, including preparations  applied  on  human  body

for the purpose of repelling insects.”

27. We cannot ignore the above broad classification  while  considering  the

character of the product in question. Certainly, the product in question  is

not  intended  for  cleansing,  beautifying,  promoting  attractiveness   or

altering appearance. On the other  hand  it  is  intended  to  cure  certain

diseases as mentioned supra.

28. The fact that the appellants have previously described  the  product  as

“Selsun Shampoo” will not conclude the controversy when the true  nature  of

the product falls for determination. In fact, notwithstanding the fact  that

the [pic]appellants have  described  the  product  as  Selsun  Shampoo,  the

Central Board of Excise and Customs, as noticed earlier, has classified  the

same as patent and proprietary medicine. The respondents have  accepted  the

same. Therefore, there is no force in the submission of the learned  counsel

for the respondents that the product must be equated with shampoo.

29. The contention based on chapter notes is also not correct.  One  of  the

reasons given by the authorities below for holding that  Selsun  would  fall

under Chapter 33 was that having regard  to  the  composition,  the  product

will come within the purview of Note 2 to Chapter  33  of  the  Schedule  to

Central Excise Tariff Act, 1985  is  without  substance.  According  to  the

authorities the product contains only subsidiary pharmaceutical  value  and,

therefore, notwithstanding the product having a medicinal  value  will  fall

under Chapter 33. We have already set out Note 2 to Chapter 33. In order  to

attract Note 2 to Chapter 33 the product must first be a cosmetic, that  the

product should be suitable for use as goods under  Headings  Nos.  33.03  to

33.08 and they must be put  in  packing  as  labels,  literature  and  other

indications  showing  that  they  are  for  use  as   cosmetic   or   toilet

preparation. Contrary  to  the  above  in  the  present  case  none  of  the

requirements  are  fulfilled.  Therefore,  Note  2  to  Chapter  33  is  not

attracted.  Again  it  is  without  substance  the  reason  given   by   the

authorities that the product contains 2.5% w/v of Selenium Sulfide which  is

only of a subsidiary curative or prophylactic value. The  position  is  that

therapeutic quantity permitted as  per  technical  references  including  US

Pharmacopoeia is 2.5%. Anything in excess is likely to  harm  or  result  in

adverse effect. Once the therapeutic quantity of  the  ingredient  used,  is

accepted, thereafter it is not possible to  hold  that  the  constituent  is

subsidiary.  The  important  factor  is  that  this  constituent   (Selenium

Sulfide) is the main ingredient and is the only active ingredient.

 

                          xx          xx         xx

 

33. The labels which give the warning, precaution and directions for use  do

make a difference from that of ordinary shampoo which will not contain  such

warning or precautions for use. Further no individual would be  prepared  to

say in a social gathering that he or she is  using  Selsun  to  get  rid  of

dandruff or other similar diseases whereas nobody would  hesitate  to  state

in a similar gathering that he  or  she  is  using  a  particular  brand  of

shampoo for beautifying  his  or  her  [pic]hair.  Thus  there  are  lot  of

favourable materials to treat the product in question as a  medicine  rather

than cosmetic. In  this  connection  the  reliance  placed  by  the  learned

counsel for the appellants on a decision of  this  Court  reported  in  case

Indian Metals & Ferro Alloys Ltd. v. CCE can be  usefully  referred  to.  In

that case this Court held:

“It (the Tribunal) seems to say that, even if the goods manufactured by  the

appellant had been rightly classified under Item 26-AA before 1-3-1975,  the

introduction of Item 68 makes a difference to the interpretation of Item 26-

AA. This is not correct. Item 68 was only intended as a residuary  item.  It

covers goods not expressly mentioned in any of the  earlier  items.  If,  as

assumed by the Tribunal, the  poles  manufactured  were  rightly  classified

under Item 26-AA, the question of revising the classification  cannot  arise

merely because Item 68 is introduced to bring into the  tax  net  items  not

covered by the various items set out  in  the  Schedule.  It  does  not  and

cannot affect the interpretation of the items enumerated  in  the  Schedule.

This logic of the Tribunal is, therefore, clearly wrong.”

34. This judgment supports the case of the appellant when  it  is  contended

that there is no good reason to change  the  classification  merely  on  the

ground of coming into force of the  new  Central  Excise  Tariff  Act,  1985

without showing more that the product has changed its character.

35. The learned counsel also placed reliance on a  number  of  judgments  to

support his argument that in common and commercial parlance the  product  is

known as medicine rather than  cosmetic.  As  pointed  out  already  and  in

support of that submission, affidavits and letters  from  chemists,  doctors

and customers are filed to show that the product is sold under  prescription

only  in  chemists’  shops  unlike  shampoos  sold  in  any  shop  including

provision shops. This conclusion, namely, that the product is understood  in

the common and commercial parlance as a patent and proprietary medicine  was

also found by the Central Board of Excise and Customs as early  as  in  1981

and accepted by the Excise  authorities  and  in  the  absence  of  any  new

material on the side of the respondents there is no difficulty in  accepting

this contention without referring to decision cited by the counsel  for  the

appellants.

36. Yet another reason given by the CEGAT for not accepting the case of  the

appellants was  that  the  product  is  sold  with  a  pleasant  odour  and,

therefore, it must be  treated  as  a  cosmetic.  Selenium  Sulfide  has  an

unpleasant odour and to get rid of it insignificant  amount  of  perfume  is

used and make it acceptable to  the  consumers.  A  medicine,  for  example,

sugar-coated pill will nevertheless be medicine notwithstanding  the  sugar-

coating. Likewise the addition  of  insignificant  quantity  of  perfume  to

suppress the smell will not take away the character  of  the  product  as  a

drug or medicine. Again one other reason given by the Tribunal is  regarding

the packing. The Tribunal has held that the product is cosmetic  because  it

is packed in an attractive plastic bottle. This by itself  will  not  change

the character, as cosmetic is put up for sale with some  indication  on  the

bottle or label that it is to be used as cosmetic or it is held  out  to  be

used as a cosmetic. As already noted the  label  here  gives  warnings.  The

fact that  it  is  packed  in  a  plastic  bottle  is  a  wholly  irrelevant

criteria.”

 

19)   The aforesaid judgment not only provides  a  complete  answer  to  the

issue at hand, it  also  suitably  answers  the  various  arguments  of  the

Revenue and the manner in which those arguments were rebutted by  the  Court

in the said case.  The Tribunal has summed up the entire  legal  proposition

in para 5 of its judgment with which we entirely agree.  This para reads  as

under:

“5. We have  carefully  considered  the  submissions  made  by  the  learned

Counsel and the learned DR. We find from the extracted literature  that  the

item comprises of 20 mg Ketoconazole in one  ml  and  the  pamphlet  clearly

indicates that it is for the use only of a Registered  Medical  Practitioner

or a Hospital or a Laboratory. The pamphlet claims that  the  item  is  used

for treatment and prophlaxis of infections in which the  yeast  pityrosporum

is  involved  such  as  pityriasis   versicolor   (localized),   seborrhoeic

dermatitis and pityriasis capitis(dandruff).  The  procedure  for  treatment

and the adverse reactions on such treatment due to overdose is  also  stated

in the pamphlet. The Apex court, in the case  of  Muller  &  Phipps  (India)

Ltd. v. CCE, 2004 (167) ELT 347 (SC) has clearly held  that  once  the  item

has been manufactured under a Drug licence and the  Department  has  treated

the item as a Drug, it would not cease to be one  notwithstanding  the  fact

that new Tariff Act has come into force. The Apex Court again  held  in  the

case of CCE v. Pandit D.P. Sharma, 2003 (154) ELT 324 (SC) that once in  the

common parlance the item is treated as a medicament and  manufactured  under

drug licence and the evidence is produced by the party with  regard  to  the

item being a medicament, then it should be treated as such  and  should  not

treat 'Himtaj Oil' as 'perfumed hair oil'. The Apex Court's  ruling  in  the

case of B.P.L. Pharmaceuticals Ltd. v. CCE, 1995 (77) ELT 485 has held  that

'Selsun' and anti-dandruff preparation  containing  2.5%  selenium  sulphide

which is  full  therapeutic  limit  permissible  as  per  pharmacopoeia  and

manufactured  under  Drug  Licence  and  certified   by   Food   and   Drugs

Administration as a medicine, and the same is put up as  a  medicine  to  be

used under Doctor's advise  in  accompanying  literature  and  sold  through

chemist  shops  under  doctor's  prescription  should  be  considered  as  a

medicament under Sub-Heading 3003.19 of CE Act and not as  a  cosmetics.  In

the present case also, same evidence is relied which are  identical  to  the

facts of B.P.L. Pharmaceuticals Ltd. The item also acts as an  anti-dandruff

preparation with 2% Ketoconazole. The same is sold on doctor's  prescription

and by the chemists and understood as a medicine in common parlance  as  per

the enormous literature and affidavit  produced.  Therefore,  there  was  no

necessity for  the  Commissioner  to  have  distinguished  this  Apex  Court

judgment which applies on all fours to the facts of  the  present  case.  We

also find that the judgment of the Apex Court rendered in the  case  of  CCE

v. Vicco Laboratories, 2005 (179) ELT 17 (SC) also applies to the  facts  of

the case. In this case, the Apex Court has clearly  noted  that  the  common

parlance test should  be  applied  for  determining  whether  a  product  is

classificable as a pharmaceutical product under Chapter 30 of CET Act or  as

a cosmetics under Chapter 33 ibid as laid down by the Supreme Court  in  the

case of Shree Baidyanath Ayurved Bhavan Ltd., 1996 (83)  ELT  492  (SC).  As

there is enormous evidence produced by the appellants  with  regard  to  the

use of Ketoconazole Shampoo for treatment of several disorders and  diseases

mentioned in the pamphlet and  the  same  is  sold  by  a  chemist  under  a

prescription issued by a Registered medical Practitioner or a Hospital or  a

Laboratory,  therefore,  the  appeal  is  required  to   be   allowed   with

consequential relief, if any.”

 

20)   We, thus, are of the view that the judgment of the Tribunal  does  not

call for any interference and the appeal is dismissed with cost.

 

CIVIL APPEAL NO. 5752   OF 2015

(arising out of SLP (C) No. 1531 of 2015)

 

21)   Leave granted.

22)   This appeal is preferred by the assessee and the issue arises  is  the

same as discussed in Civil Appeal No. 4480 of 2005.  Here,  respondent  No.2

has passed an order  directing  the  appellant  to  pay  differential  duty,

treating the product as  Shampoo  and  not  Medicaments.   Challenging  that

order, appellant had filed the writ petition, which has  been  dismissed  by

the High Court vide impugned judgment primarily on  the  ground  the  matter

had left to the concerned authority to  decide  the  classification  on  the

basis of technical evaluation and it  could  not  be  decided  by  the  High

Court.  For the reasons recorded in Civil Appeal  No.  4480  of  2005,  this

appeal stands allowed hereby quashing the order of the High  Court  as  well

as respondent No.2 dated 28.12.2001 demanding differential duty.

 

 

                             .............................................J.

                                                                (A.K. SIKRI)

 

 

                             .............................................J.

                                                     (ROHINTON FALI NARIMAN)

 

NEW DELHI;

MAY 14, 2015.

ITEM NO.101             COURT NO.12               SECTION III

 

               S U P R E M E  C O U R T  O F  I N D I A

                       RECORD OF PROCEEDINGS

 

Civil Appeal  No(s).  4480/2005

 

COMMISSIONER OF CENTRAL EXCISE HYDERABAD         Appellant(s)

 

                                VERSUS

 

M/S SARVOTHAM CARE LIMITED                      Respondent(s)

 

WITH

SLP(C) No. 1531/2015

(With Interim Relief and Office Report)

 

Date : 14/05/2015 These matters were called on for hearing today.

 

CORAM :

         HON'BLE MR. JUSTICE A.K. SIKRI

         HON'BLE MR. JUSTICE ROHINTON FALI NARIMAN

 

For Appellant(s)  Mr. A.K.Panda,Sr.Adv.

                        Mr. Rajiv Nanda,Adv.

                        Mr. T.M.Singh,Adv.

                     Mr. B. Krishna Prasad,Adv.

 

                     Mr. S.K.Bagaria,Sr.Adv.

                        Mr. Alok Yadav,Adv.

                        Mr. Anuj B.,Adv.

                        Mr. Udit Jain,Adv.

                        Mr. Ajit,Adv.

                        Mr. Harish Pandey,Adv.

 

For Respondent(s)       Mr. S.K.Bagaria,Sr.Adv.

                        Mr. Alok Yadav,Adv.

                        Mr. Anuj B.,Adv.

                        Mr. Udit Jain,Adv.

                        Mr. Ajit,Adv.

                     Mr. Rajan Narain,Adv.

 

    UPON hearing the counsel the Court made the following

                           O R D E R

 

The Civil Appeal No. 4480 of 2005 is dismissed with cost.

 

                 Leave granted.

 

                 The Civil Appeal No. 5752 of 2015 arising out of  SLP(C)NO.

1531 of 2015 stands allowed hereby quashing the order of the High  Court  as

well as respondent No.2 dated 28.12.2001 demanding differential duty.

 

|  (SUMAN WADHWA)                  |         (SUMAN JAIN)              |

|AR-cum-PS                         |COURT MASTER                       |

 

 

                 Signed Reportable judgment is placed on the file.

 

 

                           -----------------------

[1]   (1995) 3 SCC 454

[2]   1997 (91) ELT 13

[3]   2004 (168) ELT 354

[4]   2004 (173) ELT 255

[5]   1995 Supp. (3) SCC 1